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Submitting institution
University of Sussex
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Research evidence from the multi-centre Antibiotic Review Kit (ARK)-Hospital Programme led to the development of a set of four interventions to promote early review and revision of antibiotic prescriptions in hospitals (24-72 hours after initial prescription), with the aim of stopping unnecessary antibiotic use. Llewelyn led the feasibility study of the ARK-Hospital interventions at the Brighton and Sussex University Hospital Trust and showed that over the 12-week pilot, the Trust’s antibiotic stop rate increased from 9% to 36% with no associated adverse outcomes. Subsequently, Llewelyn coordinated the network of 40 ARK participating Trusts (representing 25% of all NHS acute hospitals), which achieved a three-fold increase in prescribers’ decisions to stop unnecessary antibiotic treatments. One of the four interventions, the decision aid tool, has since been included in [text removed for publication]. The ARK study findings led Dr Hopkins (PHE) and Dr Ridge (NHSE) to recommend the national scale-up of the ARK interventions from 2020/21 to the Antimicrobial Resistance Programme Board.

2. Underpinning research

Hospital prescribing accounts for approximately 65% of broad-spectrum antibiotic (AB) use; these ABs have the greatest potential to drive future resistance. To ensure patients’ early access to AB at admission, while reducing unnecessary AB use, the Department of Health (DH) introduced an initiative called ‘Start Smart then Focus’ (SSTF) in 2011: early administration of AB followed by active ‘review & revision’ 24-72 hours later. However, a survey of NHS pharmacists, conducted by Prof Llewelyn and colleagues at the Brighton and Sussex Medical School (BSMS) in July-December 2013, found that although 100/105 responding Trusts included early AB review in their policy/guidelines, relatively few (<10%) prescription revisions were made [ R1]. The ARK-Hospital NIHR-funded Programme sought to address this problem by developing and evaluating a set of training and behavioural interventions to increase prescribers’ compliance with AB ‘review & revise’ strategies in hospitals.

The five-year Programme, co-led by Prof Peto and Prof Walker at the University of Oxford, was conducted in collaboration with Prof Llewelyn at BSMS and Prof Yardley at the University of Southampton [ G1]. Peto and Walker led the Programme management, and Yardley led on the behavioural change/qualitative research aspects. Llewelyn led on clinical aspects of AB prescribing, established the national network of 40 NHS Trusts participating in the evaluation of the ARK interventions and led the work package assessing the impact of the interventions in a cluster-randomised trial.

As part of the ARK-Hospital Programme, Llewelyn and team contributed to key background studies on the perceived barriers to ‘review & revise’ compliance. With Dr Islam, Llewelyn conducted a national survey to understand perceptions in relation to the AMR-CQUIN – introduced in 2016 by NHS England as a financial incentive to improve AB use in secondary care [ R2]. The survey, conducted between December 2016 and March 2017, revealed staff concerns regarding the quality of the review at 24-72 hours and a lack of confidence in stopping AB if someone else initiated the prescription; a phenomenon known as ‘prescribing etiquette’. The study also analysed the Public Health England AB prescription surveillance data over the survey period. It showed that across all Trusts in England, only 8% of prescribed AB had a documented stop decision. These findings on AB usage in hospitals, and perceived barriers to ‘review & revise’ identified through qualitative research of health professionals (Yardley and team at Southampton), were used to develop a set of interventions to promote AB ‘review & revise’ [ R3; G1]. Peto, Walker, Yardley and Llewelyn contributed equally to the development of the four ARK interventions. The design of the ARK interventions and their optimisation was completed through an iterative process of stakeholder engagement and piloting, involving the ARK-Hospital research team, patients and front-line hospital staff. The outcomes of these consultations were [ R3; G1]:

  • a brief online education module for health professionals which provided a rationale for ‘review and revise’ and addressed one of its key barriers – the belief about the need to ‘complete the antibiotic course’, challenged by Llewelyn and colleagues’ British Medical Journal analysis ‘The antibiotic course has had its day’ [ R4]

  • a decision aid to support AB prescribing, the ARK decision aid, with compulsory requirement to record the degree of certainty surrounding the initial prescription and its review at 72 hours

  • a structure for AB use audit and feedback sessions

  • a patient leaflet.

Llewelyn and team led on the assessment of the feasibility and acceptability of introducing the four components of the ARK at BSUHT [ R5; G1]. During the 12-week assessment period, the uptake of the ARK online tool, adoption of the decision aid into prescribing practice, and rates of decisions to stop AB at review by staff were measured. This feasibility study showed that the implementation of ARK was associated with a substantial and sustained increase in AB stop rates over the 12-week period, from 9% pre-implementation to 36% post-implementation.

A nationwide stepped-wedge randomised controlled trial is currently underway in 39 additional NHS Trusts to establish the impact of the ARK interventions on AB consumption and patient outcome [ R6; G1]. Final data from the intervention evaluation will be available in summer 2021.

3. References to the research

R1. Llewelyn, M. J., Hand, K., Hopkins, S., & Walker, A. S. (2015). Antibiotic policies in acute English NHS trusts: Implementation of ‘Start Smart—Then Focus’ and relationship with Clostridium difficile infection rates. Journal of Antimicrobial Chemotherapy, 70(4), 1230–1235. https://doi.org/10.1093/jac/dku515

R2. Islam, J., Ashiru-Oredope, D., Budd, E., Howard, P., Walker, A. S., Hopkins, S., & Llewelyn, M. J. (2018). A national quality incentive scheme to reduce antibiotic overuse in hospitals: Evaluation of perceptions and impact. Journal of Antimicrobial Chemotherapy, 73(6), 1708–1713. https://doi.org/10.1093/jac/dky041

R3. Santillo, M., Sivyer, K., Krusche, A., Mowbray, F., Jones, N., Peto, T. E. A., Walker, A. S., Llewelyn, M. J., Yardley, L., & ARK-Hospital. (2019). Intervention planning for Antibiotic Review Kit (ARK): A digital and behavioural intervention to safely review and reduce antibiotic prescriptions in acute and general medicine. Journal of Antimicrobial Chemotherapy, 74(11), 3362–3370. https://doi.org/10.1093/jac/dkz333

R4. Llewelyn, M. J., Fitzpatrick, J. M., Darwin, E., Sarah Tonkin-Crine, Gorton, C., Paul, J., Peto, T. E. A., Yardley, L., Hopkins, S., & Walker, A. S. (2017). The antibiotic course has had its day. BMJ, 358, j3418. https://doi.org/10.1136/bmj.j3418

R5. Cross, E. L. A., Sivyer, K., Islam, J., Santillo, M., Mowbray, F., Peto, T. E. A., Walker, A. S., Yardley, L., & Llewelyn, M. J. (2019). Adaptation and implementation of the ARK (Antibiotic Review Kit) intervention to safely and substantially reduce antibiotic use in hospitals: A feasibility study. Journal of Hospital Infection, 103(3), 268–275. https://doi.org/10.1016/j.jhin.2019.07.017

R6. Walker, A. S., Budgell, E., Laskawiec-Szkonter, M., Sivyer, K., Wordsworth, S., Quaddy, J., Santillo, M., Krusche, A., Roope, L. S. J., Bright, N., Mowbray, F., Jones, N., Hand, K., Rahman, N., Dobson, M., Hedley, E., Crook, D., Sharland, M., Roseveare, C., Llewelyn, M.J., on behalf of the ARK trial team. (2019). Antibiotic Review Kit for Hospitals (ARK-Hospital): Study protocol for a stepped-wedge cluster-randomised controlled trial. Trials, 20(1), 421. https://doi.org/10.1186/s13063-019-3497-y

Key Research Grants

G1. Llewelyn, M.J. [Co-I]. (2016-2021). Antibiotic Reduction and Conservation in Hospitals (ARK-Hospital). [RP-PG-0514-20015] NIHR Programme Grants for Applied Research. Sussex Total £298,869; Total Award £2,649,834.

4. Details of the impact

The Antibiotic Review Kit (ARK)-Hospital Programme has provided the research-based evidence to develop a set of four interventions promoting and supporting hospital health professionals’ adherence to the Department of Health ‘review & revise’ guidance, outcomes of which are described below. This contribution was recognised by Deputy Director of Public Health England (PHE), Healthcare Associated Infections and AMR, Dr Susan Hopkins:

“The approach that ARK has developed to making finalised antibiotic prescribing decisions of “stop unless you can justify continue” incorporated in digital prescribing […] supported by prescriber education around antibiotic “review and revise” decisions […], supports the delivery of Dame Sally [Davies]’s vision [i.e. for a digital AB prescribing in hospitals]”. [ S1]

Informing PHE’s strategy on the implementation of the NHS ‘Start Smart then Focus’ to improve AB Stewardship in hospitals

In June 2015, Dr Diane Ashiru-Oredope at PHE directly referred to Prof Llewelyn’s research [ R1] in her expert commentary in the NICE ‘Eyes on Evidence’ newsletter, which contextualises key new evidence that could signal a change in clinical practice. The research was specifically used to highlight the need for implementing and monitoring the ‘focus’ element of NHS ‘Start smart then focus’ to reduce unnecessary use of AB in NHS Trusts [ S2]. In addition, the detailed overview of the AMR-CQUIN evaluation [ R2] directly underpinned the conclusions of PHE’s English Surveillance Programme on Antimicrobial Use and Resistance 2017 report, i.e. to explore changes in AB prescribing in acute Trusts, and develop resources and tools for hospital engagement with the AMR-CQUIN [ S1, S3].

In a proposal put forward to the AMR Programme Board in December 2019, co-authored with Prof Llewelyn, Dr Susan Hopkins and Dr Keith Ridge (NHS England Chief Pharmaceutical Officer) used the findings of the ARK-Hospital Programme to recommend the roll-out of the ARK interventions across all NHS Trusts in England [ S1 & S4]. This request was made in addition to the agreed decision by the AMR Programme Board in September 2019 for feedback letters addressed to acute Trusts CEOs, to include the requirements to use the ARK interventions as support for the ‘Start smart then focus’ initiative [ S1 & S4].

Several factors led to Dr Hopkins and Dr Ridge’s recommendation to the AMR Programme Board [ S1 & S4]:

  • the significant demand from ARK participating Trusts for national leadership to sustain the remarkable impact of the ARK interventions at their Trusts

  • the ARK interventions directly addressing the UK AMR Strategy in relation to workforce development, by educating prescribers and non-prescribers involved in AB use about safe effective AB prescribing in hospitals, and how to put ‘Start smart then focus’ into practice

  • its support of the relevant NICE Guidance (NICE NG15, Antimicrobial stewardship: systems and processes for effective antimicrobial medicine use) and Quality Statements (NICE QS121 Antimicrobial stewardship) for secondary care.

The COVID-19 situation has delayed the decision of the AMR Board in response to this application, but Dr Hopkins has confirmed (January 2021) that “work is continuing to ensure this is implemented over the next 12 months.” [ S1].

Providing a sustainable and adaptable approach to implementing ‘review & revise’ in clinical practice

By clarifying the conditions of the initial prescription, the ARK decision aid toolkit gave the reviewing team (often different from the team initiating the AB treatment) increased confidence in their decision to stop or continue the AB course at the 24-72 hours review point. The success of the toolkit’s implementation is illustrated by the feedback provided by participating NHS sites to the [text removed for publication] [ S5].

In light of this overwhelming support, [text removed for publication] the ARK decision aid toolkit into its existing e-Prescribing system managed by WellSky, who control 60% of the pharmacy secondary care marketplace for medicines management e-platforms [ S6]. Key elements of the research – the timing of data recording, their nature, auditing and reporting requirements – informed the majority of the new system design and operation, which now supports the ARK-informed behavioural shift from “continue unless there is evidence to stop” to “stop unless there is evidence to continue” [ S6]. The updated system will be provided free of charge in all 50 large NHS Trusts currently using the WellSky e-Prescribing system [ S6]. WellSky anticipates that the remaining 40% of the pharmacy secondary market will likely soon engage with their system in one form or another, notably due to the predicted NHS mandate to follow the ARK principles in terms of AB prescribing [ S6].

Enhancing prescribers’ knowledge on shorter AB course duration and risks of AB overprescribing

Between April 2017 and July 2019, a total of 7,444 Healthcare Professionals (HCPs) involved in AB use completed the online module at the 40 participating NHS sites [ S7]. Out of the 40 sites, 8 (i.e. 5% of all acute Trusts) have now included the ARK online module in their e-learning platform, demonstrating their sustained commitment to this element of the ARK interventions as part of their standard practice [ S8]. Since May 2019, the ARK brief online training module is provided free of charge to the NHS via two main platforms: the e-learning platform of NHS Health Education England and the British Society for Antibiotic Chemotherapy (BSAC). A total of 8,596 individuals completed the module between May 2019 and November 2020 [ S8]. Feedback comments demonstrate the key role played by the course in increasing HCPs’ knowledge about good AB stewardship and enabling them to re-think their current AB prescribing practice: “Evidence based, sensible, useful. Will change my practice” and “The course has increased my knowledge regarding antibiotic prescribing. It has equipped me to monitor antibiotic use in the patients I care for” [ S8]. Dr Neil Powell, Consultant Antimicrobial Stewardship at the Royal Cornwall Hospital, and one of the ARK trial Champions, acknowledges that the online module is one of the main elements in the ARK interventions for promoting good AMR Stewardship to all HCPs involved in AB prescribing [ S9]. As of November 2020, the module online package has been incorporated in 31 healthcare organisations’ e-learning platforms, including 1 NHS Trust in Wales, 2 NHS Trusts in Northern Ireland, and 10 in Zambia, with the University Teaching Hospital in Zambia and the Ministry of Health among others [ S8].

Improving Antibiotic Stop Rate in all 40 NHS Trusts implementing the ARK interventions

In the first NHS Trust to implement the ARK interventions, the Brighton and Sussex NHS Hospital Trust, AB stop rates (i.e. decisions to safely discontinue the initial AB prescription following its review at 72 hours) increased from 9% to 36% in hospitalised patients without any harmful effect [ R5]. The Trust management adopted the interventions across the whole organisation following which AB consumption fell quarter on quarter for two years. In North Middlesex University Hospital – one of the 40 implementing sites and 6th highest consumer of AB out of the 153 NHS Acute Trusts – compliance with 72-hour reviews went from 63% at the start of ARK interventions implementation in May 2019 to 90% at the end of the 12-week evaluation [ S10]. Stop rates at 72 hours rose from 10% to 20% within the same period. The Trust has projected savings of £35,000/year in drugs costs alone just through the increase in stop rates [ S10]. Similarly, the stop rate at the Royal Cornwall Hospital went from 5-9% at the start of the ARK interventions implementation to 20% at the end of the 12-week period. This rate steadily increased to 24% in November 2019 [ S9]. For both Trusts, the ARK audit tools and feedback sessions were key in driving this change in AB prescribing by HCPs, as it allowed them to assess in real time the effectiveness of the interventions and thus provide targeted support where required. This view is best illustrated in a quote from one of the ARK Champions at another participating NHS site:

“[ARK] was a helpful tool and resources to enable us to do what we needed to do, in terms of antimicrobial stewardship. It’s the activities that we wanted and needed to do, but ARK provided us with a framework for that.” [ S11]

Across the 39 other acute NHS Trusts that implemented ARK, AB stop rates increased by a median of 8% and up to 25% depending on how robustly the interventions were implemented. The participating Trusts have extended use of the ARK interventions beyond Acute Medicine and into clinical areas such as surgery, and to other Trust sites not involved in the original evaluation [ S1].

Informing change to national and international Antibiotic Awareness Campaign strategies and raising public awareness to AMR

In its survey study of World Antibiotic Awareness Campaigns (WAAC), the WHO – referring to Prof Llewelyn’s BMJ analysis [ R4] – acknowledges:

“The validity and usefulness of the ‘Complete the course’ message has, for instance, been questioned, since antibiotics are often prescribed unnecessarily and for too long, and the evidence for the impact of duration of treatment on AMR is weak.” [ S12]

Given these concerns, since 2017, the WHO has eliminated this message from WAA Week [ S12]. The ARK findings, and successful implementation in all 40 participating sites, were especially fitting for the 2020 PHE World Antimicrobial Awareness Week and European Antibiotic Awareness Day in England, which focussed on avoiding inappropriate AB prescribing while working together to prevent serious infections – including COVID-19 [ S1]. As a result, in its set of suggested actions to healthcare professionals, PHE recommended to “visit the Antibiotic Review Kit (ARK) website to engage with a range of resources designed to help all healthcare professionals to reduce antibiotic overuse in hospitals” [ S13].

5. Sources to corroborate the impact

S1. Testimonial statement from Dr Hopkins Deputy Director of Public Health England leading on Healthcare Associated Infections and AMR

S2. NICE Eyes on the evidence, expert commentary authored by Dr Diane Ashiru-Oredope (PHE) June 2015

S3. PHE ESPAUR 2017 Report

S4. Proposal to the AMR Board made by Dr Hopkins (PHE) and Dr Ridge (NHS England) for the implementation of the ARK Intervention across all NHSE Trusts – December 2019

S5. Testimonial statement from [text removed for publication]

S6. Testimonial statement from Mr Steve Reggione, Head of Operations at WellSky

S7. ARK Hospital Programme Trial data on uptake of the online educational module at the 40 implementing sites (Prof. Llewelyn’s data)

S8. BSAC ARK online educational module stats and quotes from learners. Sept-Nov 2020. (Excel format; available from HEI for audit)

S9. Testimonial statement from Neil Powell, Consultant Antimicrobial Pharmacist, Royal Cornwall Hospitals NHS Trust, and ARK Champion at the Trust.

S10. Testimonial statement from Mariyam Mirfenderesky, Consultant Microbiologist, North Middlesex University NHS Trust, London, and ARK Champion at the Trust.

S11. ARK Champions quotes from Prof Llewelyn’s presentation at the UK Clinical Pharmacy Infection Network workshop (11 Oct 2019)

S12. Huttner B, et al. BMJ Glob Health 2019;4:e001239. doi:10.1136/bmjgh-2018-001239 Article showing the change in the WHO WAAC based on Llewelyn’s BMJ 2017 analysis

S13. PDF of the PHE WAAC and EAAD toolkit for Healthcare Practitioners in England listing ARK toolkit as one of its supported initiatives to reduce AMR.

Submitting institution
University of Sussex
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Research led by Davey, Newport and Deribe at the Centre for Global Health Research (CGHR), Sussex, has provided important evidence – including detailed podoconiosis (podo) mapping – which has informed the Ethiopian and Rwandan Governments’ agendas on podo control, prevention and treatment. In partnership with the Ethiopian government and national NGOs, the Sussex team contributed to the implementation of podo care management initiatives in the most endemic areas, which resulted in the treatment of 70,000 podo patients (approximately 5% of the national total) and the training of over 500 health workers to identify and treat podo cases. The CGHR team has also led the first trial of a simple, inexpensive foot care package in reducing podo-related acute inflammatory episodes in Ethiopia. This care package is now included in the WHO Skin Neglected Tropical Diseases (NTDs) training package for health workers, in the Rwanda NTD Master Plan 2019-2024 and in the Ethiopia NTD Master Plan 2020-2025.

2. Underpinning research

Podoconiosis (hereafter referred to as podo) is a non-infectious disease arising in barefoot individuals who are in long-term contact with irritant red clay soil of volcanic origin. Major symptoms include swelling of the lower limb (lymphoedema) and acute painful attacks. The disease has major social and economic consequences through stigma and loss of productivity. Globally, there are around four million people with podo, mainly in tropical Africa, Central and South America, and Southeast Asia. As recently as 2010, the condition was not mentioned in the health policy of any of the 32 endemic countries, so no patient was able to receive treatment. Since 2005, staff from the Centre for Global Health Research (CGHR) at Sussex have been conducting wide-ranging research to address some of the most urgent knowledge gaps, particularly around disease distribution, mental health consequences and management. This case study focuses on the research most immediately relevant to national and global elimination of podo. The research described is unique and distinctive; the team has contributed more than 95% of the articles on podo published in the past decade.

CGHR acts as the research hub for a unique global NGO advocacy for podo, Foot work ( https://podo.org) for which Davey is the Executive Director. All the research referenced in Section 3 was supported by grants awarded to the Sussex team at the CGHR and delivered in partnership with academics and non-academic collaborators based in the UK and overseas (mainly Ethiopia and Rwanda). Amongst the research stakeholders were representatives from the targeted countries’ Health Ministries, as well as NGOs active in the delivery of podo prevention and care programmes.

Understanding the distribution of podo

Reliable and detailed data on the prevalence and distribution of podo globally are scarce. In many endemic countries, podo is confused with Lymphatic Filariasis (LF), another condition manifested by leg swelling but with a different cause (parasites transmitted by mosquitos). Estimating the number of people with podo according to geographical location is important for programme planners and health care providers, who plan, monitor and evaluate control and elimination efforts. This need was addressed by CGHR research through the production of a comprehensive mapping of podo distribution and prevalence [ R1; G1, G3]. Between June and September 2013, the team, in collaboration with the Ethiopia Federal Ministry of Health, generated the first nationwide integrated mapping of podo and LF in Ethiopia. By combining nationwide survey data with spatially referenced information on a range of environmental factors, the CGHR team identified human and environmental risk factors for podo and the endemic districts requiring prioritised intervention. In 2017, the research team used a geostatistical modelling approach on the nationwide mapping data [ R1; G1, G3] to estimate the number of podo cases [ R2; G1, G2]. The analysis gave an estimate of 1,537,963 podo cases in Ethiopia in 2015, with 99% of the cases being in remote parts of the three largest Regional States. This analysis also provided a framework for modelling the distribution of podo in other endemic countries, such as Rwanda. Nationwide mapping in Rwanda was conducted in 2017 supported by the Wellcome Trust-funded ‘Global Atlas of Podoconiosis’ [ R3; G2]. In partnership with the Rwanda Biomedical Center (the research arm of the Rwanda Ministry of Health), Deribe and Davey demonstrated that podo was widespread in Rwanda with 80% of people with swelling of the lower limbs considered to be podo cases.

What are the mental health consequences of podoconiosis?

In 2007, Deribe and Davey, in collaboration with Addis Ababa University, conducted a survey of knowledge, attitudes and practices in a community highly endemic for podo [ R4; G4]. It revealed that most community members, including health professionals (HPs), held negative, stigmatising attitudes towards social interactions with people affected by podo. This finding advocated for HPs’ training and the inclusion of educational components in community interventions for podo, aimed at dispelling misconceptions and stigma. In 2014, the team investigated depression prevalence in people suffering from podo, and the link between depression, disability and podo [ R5; G3]. This study demonstrated for the first time that podo sufferers were more likely to have depression, and that both depression and podo were independently associated with higher disability levels.

How should podo be treated in low-resource settings?

From 2014-2017, Davey and Newport led a community-based Randomised Controlled Trial (RCT) in northern Ethiopia, of a simple leg swelling (lymphoedema) treatment package funded by the Joint Global Health Trials Initiative (MRC/WT/DFID). The GoLBeT trial was the first trial to assess the effects of a lymphoedema management package on the most important clinical consequence of podo – lymphoedema acute attack. These attacks have devastating consequences in terms of pain, reduced productivity and potential progression to sepsis. The trial recruited 696 people with podo and showed that the package of foot hygiene, skin care, exercise, elevation, and use of socks and shoes reduced the incidence and duration of acute lymphoedema attacks [ R6; G5, G6].

3. References to the research

R1. Deribe, K., Brooker, S. J., Pullan, R. L., Sime, H., Gebretsadik, A., Assefa, A., Kebede, A., Hailu, A., Rebollo, M. P., Shafi, O., Bockarie, M. J., Aseffa, A., Reithinger, R., Cano, J., Enquselassie, F., Newport, M. J., & Davey, G. (2015). Epidemiology and Individual, Household and Geographical Risk Factors of Podoconiosis in Ethiopia: Results from the First Nationwide Mapping. The American Journal of Tropical Medicine and Hygiene, 92(1), 148–158. https://doi.org/10.4269/ajtmh.14-0446

R2. Deribe, K., Cano, J., Giorgi, E., Pigott, D. M., Golding, N., Pullan, R. L., Noor, A. M., Cromwell, E. A., Osgood‐Zimmerman, A., Enquselassie, F., Hailu, A., Murray, C. J. L., Newport, M. J., Brooker, S. J., Hay, S. I., & Davey, G. (2017). Estimating the number of cases of podoconiosis in Ethiopia using geostatistical methods. Wellcome Open Research, 2, 78. https://doi.org/10.12688/wellcomeopenres.12483.2

R3. Deribe, K., Mbituyumuremyi, A., Cano, J., Bosco, M. J., Giorgi, E., Ruberanziza, E., Bayisenge, U., Leonard, U., Bikorimana, J. P., Rucogoza, A., Turate, I., Rusanganwa, A., Pigott, D. M., Pullan, R. L., Noor, A. M., Enquselassie, F., Condo, J. U., Murray, C. J. L., Brooker, S. J., … Davey, G. (2019). Geographical distribution and prevalence of podoconiosis in Rwanda: A cross-sectional country-wide survey. The Lancet Global Health, 7(5), e671–e680. https://doi.org/10.1016/S2214-109X(19)30072-5

R4. Yakob, B., Deribe, K., & Davey, G. (2008). High levels of misconceptions and stigma in a community highly endemic for podoconiosis in southern Ethiopia. Transactions of The Royal Society of Tropical Medicine and Hygiene, 102(5), 439–444. https://doi.org/10.1016/j.trstmh.2008.01.023

R5. Bartlett, J., Deribe, K., Tamiru, A., Amberbir, T., Medhin, G., Malik, M., Hanlon, C., & Davey, G. (2016). Depression and disability in people with podoconiosis: A comparative cross-sectional study in rural Northern Ethiopia. International Health, 8(2), 124–131. https://doi.org/10.1093/inthealth/ihv037

R6. Negussie, H., Molla, M., Ngari, M., Berkley, J. A., Kivaya, E., Njuguna, P., Fegan, G., Tamiru, A., Kelemework, A., Lang, T., Newport, M. J., McKay, A., Enquoselassie, F., & Davey, G. (2018). Lymphoedema management to prevent acute dermatolymphangioadenitis in podoconiosis in northern Ethiopia (GoLBeT): A pragmatic randomised controlled trial. The Lancet Global Health, 6(7), e795–e803. https://doi.org/10.1016/S2214-109X(18)30124-4

Indicators of field-leading research: Prof Davey is the Executive Director of ‘Foot work’ the International Podoconiosis Initiative ( www.podo.org). She is also an Expert Advisor to the Ethiopian National Podoconiosis Action Network (NaPAN). In 2020, Prof Davey was elected President of the Royal Society of Tropical Medicine & Hygiene, and awarded an Officer of the Order of the British Empire award in the Queen's Birthday Honours for services tackling NTDs.

Grants supporting the research:

G1. Deribe [PI]. (2013-2016): Nationwide mapping of podoconiosis in Ethiopia. [099876]. Wellcome Trust PHATIC International Training Fellowship £272,808 [ R1, R2]

G2. Deribe [PI]. (2016-2021). Global Atlas of Podoconiosis. [201900]. Wellcome Trust Intermediate International Fellowship £660,064 [ R2, R3]

G3. Davey [PI], Newport [Co-I]. (2010-2015). Gene-environment interactions in podoconiosis. [091956]. Wellcome Trust University Award. £550,000 [ R1, R5]

G4. Newport [PI], Davey [Co-I]. (2007-2010). The genetic basis of podoconiosis - a model for gene-environment interaction? [079791] Wellcome Trust. £280,187 [ R4]

G5. Negussie. (2013-2016). Defining and managing acute adenolymphangitis in podoconiosis lymphoedema in Northern Ethiopia. University of Sussex Chancellor’s International Research Scholarship. £48,600 [ R6]

G6. Davey [PI], Newport [Co-I]. (2013-2017). Randomised Controlled Trial of Podoconiosis Treatment in Northern Ethiopia. [MR/K007211/1]. MRC/DFID/Wellcome Trust Joint Global Health Trial. £777,890 [ R6]

4. Details of the impact

1. National Podoconiosis Prevention, Control and Elimination Policy: Ethiopia & Rwanda

Information from studies conducted by staff at the CGHR has shaped policy in two countries in East Africa – Ethiopia and Rwanda. The route to impact is via Neglected Tropical Disease (NTD) Masterplans, which each endemic country is required to draw up to receive donations for Mass Drug Administration (community-wide preventive therapy). Due to the co-productive nature of the research conducted in each country, CGHR members provided research-based evidence as part of the development and writing of the Masterplans, thus ensuring the rapid implementation of their research findings.

1.1 Ethiopia – evidence-based national NTD Masterplan and healthcare programmes

LF/Podo integrated mapping. In Ethiopia, evidence from CGHR research on podo informed the first edition of the country NTD Masterplan 2013-2015 (Deribe K. et al., Parasit. Vectors, 2012), and the need for a nationwide mapping of the disease. At subsequent national NTD review meetings, Deribe and Davey presented CGHR findings on podo mapping [ R1] and estimation of the disease burden [ R2], which in turn informed the Ethiopia NTD Masterplan second edition 2015/16-2019/20 [ S1]. As a result, the country met two milestones for podo elimination [ S1] by 2016: (1) completion of podo mapping and identification of endemic districts [ S2, R1], and (2) burden assessment in 58 (16%) of the districts [ S2].

Healthcare programmes the Preventing Podo Project (PPP). In 2014, Davey and colleagues were successful in securing a UK Big Lottery Fund grant for an implementation project coordinated by the Ethiopian National Podoconiosis Action Network (NaPAN) – an NGO bringing together researchers, policy makers, clinicians, and representatives of all groups offering care to patients with podo in Ethiopia. The PPP was a three-year implementation project (2014-2017, GBP499,078 award + in-kind/financial support, total GBP2,214,745), aiming to extend small-scale interventions of podo case management in the three regions of Ethiopia most affected by podo [ R1]. The successful project application was based on the CGHR research on the social [ R4] and mental health impact of podo [ R5]. The project contributed to the capacity building of 370 government health professionals and 182 health extension workers trained in podo morbidity management [ S2], with 67% expressing confidence in their ability to provide podo care [ S3]. As a result, 68,181 podo patients (around 5% of the national total) who would otherwise not have had access to treatment, were treated for podo and 115,653 individuals in podo endemic districts were educated on the disease through 1,150 community events, 55 district workshops, and 16 rounds of national radio campaigns [ S3]. A network of 18 patient-led groups was also established for a more sustainable and accessible community-based approach to podo [ S3]. Finally, the PPP was instrumental in catalysing [text removed for publication] [ S2].

Development of the LF/Podo Morbidity Management and Disability Prevention (MMDP) guidelines. Davey and Deribe contributed to the development of the LF/Podo MMDP guidelines [ S4] via NaPAN, using CGHR data on the mental health impact of podo [ R5]. These research findings enabled advocacy for psychological and socioeconomic support to complement medical and surgical care, which ensured full reintegration of patients into their communities [ S4]. These findings helped to define the patient counselling element of the care package, alongside medical care. As of February 2016, the guidelines were used to train a total of 300 health care workers and full coverage of the MMDP guidelines had been achieved in 87% of endemic districts, leading to the treatment of 153,250 people [ S2].

Lymphoedema Management Package. The GoLBeT trial provided the research-based evidence for a simple treatment intervention on which to base national policy. It showed that a simple, inexpensive care package was effective in reducing the frequency and duration of acute lymphoedema attacks resulting in increased work productivity and quality of life [ R6]. In March 2019, the results of the trial were presented at workshops held to draft the third National Masterplan alongside CGHR research on podo burden assessment [ R2]. The GoLBeT care package is set to be incorporated in the next five-year Ethiopian NTD Masterplan (2020-2025) [ S5] and has been used by the [text removed for publication] [ S8].

1.2 CGHR-led podo research contribution to Rwanda NTD Strategic Plans

In Rwanda, the CGHR research [ R3] has been described as “an impressive and substantial undertaking […] reaching more than 1:10 Rwandans” and resulting in 282 community health workers being trained to identify podo cases [ S6]. The findings contributed to advocacy for podo interventions in the 2017-2020 NTD Strategic Plan [ S7a] and CGHR staff advised on the podo elimination plan. In 2018, the study results were presented internally within the Rwanda Ministry of Health and underpinned the podo section of the 2019-2024 NTD Strategic Plan, which sets the strategies to reduce the burden of the disease by 2024 [ S7b, S8]. Amongst these initiatives are the training of health professionals, establishment of 10 podo treatment centres in the most affected districts, and education of the population to the importance of foot hygiene and shoe-wearing. Through Foot work, CGHR secured a three-year (2020-2023) implementation award funded by the IZUMI Foundation to support the government in this first step [ S8]. [text removed for publication]. The CGHR IZUMI award is critical for Rwanda’s government to implement the podo-specific initiatives laid out in its NTD Strategic Plan, due to limited internal resources available to tackle this disease.

2. Global Advocacy on podo elimination

CGHR research on podo prevalence and distribution mapping in Ethiopia and Rwanda has been pivotal for disease advocacy. In 2010, Davey was invited to give a presentation to the WHO Neglected Tropical Diseases department about podo which, until then, was not one of the diseases considered by the department. As a result of this presentation, the WHO NTD department integrated podo under its “other neglected tropical conditions”. This recognition by the WHO catalysed significant changes to policy development within Ethiopia. Through this recognition, the country was able to include podo in their 2013-2015 NTD Master Plan and mobilise essential resources (such as the network of district-level NTD-leads) to control the disease [ S9].

In 2018, the WHO NTD department put together a pictorial training guide on neglected tropical diseases of the skin for district health workers, to support capacity building in the diagnosis and treatment of NTDs. Davey and colleagues’ research informed the podo section of the WHO training guide [ S10] which has since been converted into an interactive new mobile phone app [ S11]. Dr Jose Postigo, Medical Officer, Skin NTDs team, WHO Department of Control of NTD, at the announcement of the app’s launch in July 2020, explained its significance as follows:

“This software application will quickly allow health care workers and the public to get information about a specific disease – such as its clinical features, management and geographical distribution – and also provide a list of potential diagnosis.” [ S11]

In July 2020, Davey and colleagues, [text removed for publication], put together a series of user-friendly slides on podo for district health workers training on the disease. This includes the latest GoLBeT care package [ S12].

5. Sources to corroborate the impact

S1. Ethiopia Federal Ministry of Health (FMOH) NTD Master Plan Second Edition 2015/16-2019/20 (pp21-22, table 7 p27 & table 17 p40).

S2. Testimonial statement from [text removed for publication] describing CGHR role in the country’s effort to prevent, control and treat podo.

S3. UK Big Lottery Fund PPP Final Evaluation Report (October 2017) - Independent evaluation by Nucleus Health and Social Affairs Consultancy, of the PPP implementation project.

S4. Ethiopia FMOH LF/Podoconiosis MMDP guidelines February 2016 (p23 & p29)

S5. Review of the Joint Global Health Trials funding scheme, Final Report, authored by Technopolis Group. November 2019 highlighting the impact of GoLBeT (pp2-3).

S6. Marks, M., & Mitja, O. (2019). The Lancet Global Health, 7(5), e554–e555. https://doi.org/10.1016/S2214-109X(19)30158-5

S7a. Rwanda 2017-2020 NTD Strategic Plan (December 2017; p26); S7b. Rwanda 2019-2024 NTD Strategic Plan (May 2019; p20 & p54).

S8. Testimonial statement from the [text removed for publication] describing Davey et al. role in podo mapping and in Rwanda’s programme response.

S9. Ethiopia FMOH letter of support submitted as part of the dossier led by Prof Davey advocating for podo integration as a WHO NTD (December 2016).

S10. WHO Skin NTD Training Guide for Health Workers, 2018.

S11. WHO Skin NTD Webpage – App launch https://www.who.int/news/item/16-07-2020-neglected-tropical-diseases-of-the-skin-who-launches-mobile-application-to-facilitate-diagnosis

S12. Email records showing [text removed for publication] request to Prof Davey for [text removed for publication] generated by Prof Davey in July 2020.

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