Impact case study database
- Submitting institution
- University of Aberdeen
- Unit of assessment
- 12 - Engineering
- Summary impact type
- Technological
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
A novel design tool developed at the University of Aberdeen has been used around the world to enable optimal, user-centred design of hybrid renewable energy installations that meet local needs. The tool uses ‘multi-objective optimisation’ to allow both system developers and customers to contribute to solutions for renewable energy systems (comprising two or more energy sources) at the design stage. The design tool improves performance prediction by providing increased transparency, leading to increased end-user confidence. The work has led to improved, user-centred designs supporting customers in the UK and Jordan, addressed the needs of disadvantaged, off-grid communities in both Turkey and Malaysia, and enabled the development and production of mobile, affordable water makers in sub-Saharan Africa and India.
2. Underpinning research
Hybrid renewable energy systems (HRES) are systems that rely on more than one energy source (e.g. wind, solar). Prior to installation, the system designer has to evaluate what renewable resources are available, estimate demand load for a particular build and decide on the appropriate HRES configuration, which presents a challenge. Ideally, this planning stage will result in a size-optimised combination of renewable, non-renewable (e.g. diesel), storage and backup components.
HRES design methods are not traditionally developed with the end-user in mind. Rather methods have focussed on the system designer and on supporting the installation process. This has presented an issue since traditional performance measures (e.g., average annual power production and unmet load) produce non-specific readouts and provide little meaningful information that can enable customers to assess the cost-benefit of a particular design. This can lead to an unsatisfactory design, poor value for money and reputational damage for the designer. These issues have hindered the worldwide growth of the renewable energy market, due to discrepancy between the predicted (expected) and actual performance.
A well-formulated HRES customer-focused design would correlate any tolerable loss in power to a gain in the cost. Since joining the School of Engineering in 2016, Dr Alireza Maheri, has developed a design methodology capable of addressing the root cause of the planning-design problem [1, 2, 4 and 5], building on previous research undertaken at Northumbria University. By introducing new reliability measures, namely, the ‘blackout distribution’, ‘mean time between failures’ and ‘plannable load’ the HRES system developed at Aberdeen can be tailored more effectively towards end-user requirements and translated into the tolerability of a power cut [1].
By using nondeterministic analysis to subject test systems to simulations of real-world uncertainties in model parameters (such as available renewable resources, demand load, power and cost), Maheri found that industry-standard deterministic design methods, regarded as ‘traditional’ methods, were often overdesigned resulting in costly, unreliable and/or unpredictable performance [1].
In particular, the integration of high safety factors to overcompensate for the uncertainties, was found to increase in the cost of the system without necessarily increasing the reliability of the system’s power supply [1]. Maheri has shown that exclusion of end users from the design phase, leads to unrealistic expectations and a lack of understanding of the role of technical assessment criteria. By introducing new reliability measures such as the annual blackout (power cut) distribution and the mean time between failures and assigning a level of confidence (LoC) to each criterion, Maheri has developed an HRES system that provides the end user with performance measures that are both tangible and realistic (e.g., a total annual power cut of 30 hours @ 99% LoC instead of the unrealistic claim of no unmet load). This specificity leaves much less room for misinterpretation and increased customer confidence [P1; 4].
Maheri’s most recent research has also focussed on addressing machinery-load planning issues for production lines where the energy is supplied entirely or partially by renewable resources leading to the development of a robust multi objective algorithm for minimising the production cost and maximising the share of renewables in power supply [5]. This new nondeterministic assessment, design optimisation and load planning method has been successfully implemented in a software tool for Multi Objective Optimisation of HRES (MOHRES). A web-based (open access) version of the tool, with limited functionality, is available via the University of Aberdeen [3]. The full version of the tool is available to provider/consultancy companies on request.
MOHRES translates the end-user requirements into the system’s technical performance through new performance measures which can be easily interpreted by the end user, thus providing a bespoke and cost-effective solution (type and size of renewable, storage and/or auxiliary components in the system) [1, 2, 4 and 5]. MOHRES works by providing a realistic analysis of the system performance by accounting for uncertainties (renewable resources, demand load, power and cost models) and applying operational characteristics [1, 4]. Moreover, its flexible formulation provides additional features such as integrated configuration-size optimisation and inclusion of energy management system characteristics [5].
MOHRES also offers retrofitting capability, which allows the system designer to introduce new components into an existent system (e.g. diesel), in order to gradually transition to renewables and thereby define energy transition scenarios. Maheri has been working with the Universite Des Mascareignes (Mauritius) since 2018 to develop and evaluate a series of different energy transition scenarios using MOHRES in order to aid efforts to meet national climate mitigation ambitions, including the uptake of 35% mixed renewable energy generation by 2025. Maheri acts as an advisor to the Faculty of Sustainable Development and Engineering at the Universite Des Mascareignes, Business Mauritius, the Central Electricity Board and the private sector in Mauritius [S5].
3. References to the research
[1] Maheri A., Bokah A (2019), Plannable demand load in size optimisation of hybrid renewable energy systems. Institute of Electrical and Electronics Engineers Inc., 5th International Symposium on Environment-Friendly Energies and Applications, EFEA 2018, Rome, Italy. DOI: 10.1109/efea.2018.8617048 (conference paper)
[2] Maheri A., ‘Multi-criteria Size Optimization of Hybrid Renewable Energy Systems Incorporating End-User’s Requirements - Case Studies using MOHRES’ at EFEA 2018-Rome ( http://efeaconf.com/EFEA2018/ss&workshop.html) (workshop/conference)
[3] MOHRES website: http//mohres.com (software, v 2019)
[4] Maheri A. (Accepted/In press – 30 Nov 2020). Maheri, A., 2020, November. MOHRES, a Software Tool for Analysis and Multiobjective Optimisation of Hybrid Renewable Energy Systems: An Overview of Capabilities. In 6th International Symposium on Environment Friendly Energies and Applications. IEEE Explore.
[5] Bokah, A., & Maheri, A. (Accepted/In press – 30 Nov 2020). An Algorithm for Load Planning of Renewable Powered Machinery with Variable Operation Time. In 6th International Symposium on Environment Friendly Energies and Applications. IEEE Explore.
Grants
[P1] Collaborative Industrial Doctoral Project with Energy Renewable UK, 'Renewable Energy Systems Tailored for End User (REST4U)'; 2015-2018 (GDP66,000). This project was awarded to Maheri while employed at Northumbria and transitioned when he joined Aberdeen on 01/09/16.
[P2] Solar Powered Watermaker, Scottish Funding Council (Innovation voucher); 01/07/2019-30/04/2020, (GBP5,000). This funding has enabled proof-of-concept work with Aashraya Ltd.
4. Details of the impact
One of the key issues facing the renewables market, specifically design and installation of HRES has been the lack of consideration around end-user design and ultimately user requirements. Since 2016, Maheri has focussed on developing a user-centric design, which caters to the end user needs and takes into account the user’s financial constraints. MOHRES [2, 3], developed at the University of Aberdeen has underpinned the development of made-to-measure energy systems that are designed with direct input from the end user, ensuring that the resultant HRES can feasibly meet the demands and mitigate the cost for the customer.
At the system-design and supplier level, particularly in the renewables sector, this user-centric design acts as a crucial form of risk reduction, given that end-user demands are comprehensively addressed at the design phase. Maheri’s research has led to impact in the following ways:
Addressing shortcomings of ‘traditional’ deterministic design methods across industry and differentiating the product offer
Supporting growth of renewable energy companies in highly competitive markets such as Jordan and Sub-Saharan Africa
Providing research and expertise to facilitate change in traditional industry practice in UK and Malaysia
Improving the welfare of off-grid communities in Turkey, Malaysia, sub-Saharan Africa
Speaking the same language: MOHRES helps energy consultancies and providers gain the trust of current and new end users through intuitive design
In order to build awareness of MOHRES in the engineering community of the ‘plannable load’ algorithm, Maheri has actively demonstrated its capabilities at a series of workshops for industry in close collaboration with the University of Northumbria (September 2018, with another due to take place in March 2021). These workshops have enabled participants to see the tool ‘in action’ and have led to direct requests by companies to have access to the full version of the software for conducting comparative assessments. This has facilitated the wide adoption and deployment of MOHRES in UK, Malaysia, Turkey, Mauritius and Jordan.
At the workshop held on September 2018 in Rome [2], Jordanian-based energy company Al-Narjes Energy, requested access to MOHRES, which they have now utilised, for planning and delivering of 60 HRES projects with total capacity of 1.5 MW (as of April 2020) in Jordan for private clients [ text removed for publication], applying the approach to operations ranging from telecommuting, electricity and construction of roads. This has enabled the company to compete in Jordan, which is considered to be one of the most competitive investment environments in the renewables market and is ranked third by Bloomberg’s Climatescope [S1]. Al-Narjes Energy have confirmed that the new design methodology offers a cost-effective solution relative to current standard practice, noting that the tool had enabled “ *provision of high level of confidence in both customer satisfaction and reliability and subsequent increase in our customer base by 30% [equivalent of 12 projects].*” Since September 2018, several systems have been installed for commercial and residential projects, including places of worship, schools and private farms, introducing cost saving and reducing dependency on fossil fuels [S1].
Energy Renewable UK (Ltd), with whom Maheri has collaborated as part of [P1] since joining Aberdeen, have also adopted MOHRES in their configuration and size optimisation tool. The company have used it to deliver a number of projects towards decreasing the dependency of automated dairy industry to grid (UK) [5], and a cost-effective transition from a diesel-powered to a renewable-powered system in a rural off-grid crop processing community in Malaysia [3]. Energy Renewable UK have found the tool to be extremely effective in tailoring HRES based on customers’ needs, taking into account financial limitations and power supply requirements for off-grid communities and compatibility with productions line for industry stating:
‘Undoubtedly, we owe our success in expanding our business overseas, competing against prominent local companies, and the high success rate in our responses to tender to this collaboration (with Aberdeen).” [S2]
New reliability measures, enabled through MOHRES and employed by Energy Renewable UK, have been of particular interest to customers with limited financial resources and have introduced capacity for sustainable energy production in low- and middle-income countries. As a testament to their diverse portfolio, Energy Renewable UK (Ltd) has now employed the new reliability measures (load planning) to deliver a project for a remote off-grid community in Turkey (wind-PV-battery) [5]. The case study from this project shows how tolerability of a power cut with a maximum length and frequency can lead to significant cost saving (agreed as minimum requirements by the end users) and could be easily translated into new reliability measures. These measures, which are incorporated into the optimisation of the HRES, enable the company to find a solution which matches the end-user requirements and has a total lifespan cost only 55% of that of a system designed traditionally, leading to significant cost savings for the customer [5; S3].
End user centered design - support for small industries in energy transition
In 2019, Maheri was awarded an Innovation Voucher [P2] as part of a start-up venture with UK-based oil & gas manufacturing company Aashraya Ltd and provider of components to the oil & gas sector. In 2020, and as a result of the collaboration, Aashraya Ltd entered the renewables market in sub-Saharan Africa and India, one which is dominated by non-renewable energy sources such as diesel, particularly in remote, low-income communities. By working with the company to integrate MOHRES into their current systems, Maheri has supported Aashraya Ltd in bringing their first prototype system with load-planning capabilities to market trial. The system developed, a solar-powered water-maker, is cheaper than diesel-based systems (currently dominating the market). The lower total lifespan cost of the prototype gives the company a marketable advantage over potential renewable-powered competitors [S4].
In conjunction with the company’s own in-house expertise, MOHRES has facilitated the design of a portable, renewable-powered (PV-battery) system that operates optimally in different geographical sites with variable water demand, complex weather and variable solar resources, in direct contrast to systems that are designed to operate optimally in one site and hence are inefficient or unadaptable to sites with complex demands (e.g. variable weather systems). By using the ‘plannable load’ algorithm implemented in MOHRES, the company have been able to identify the best operation time throughout the day to produce the targeted amount of water whilst minimising the operational hours of the water-maker to maximise the lifespan of the system. The reported case study in [5] is based on Aashraya Ltd water-makers, showing 29% and 49% longer lifespans for the water maker unit and the battery bank when the load planning algorithm in MOHRES is used [S4].
5. Sources to corroborate the impact
[S1] Letter of support from Al-Narjes Energy (Ltd), detailing the ways by which MOHRES has increased their customer base and provided a cost-effective solution
[S2] Letter of support from Energy Renewable UK (Ltd), which allows the expansion of their portfolio following collaboration with Aberdeen
[S3] Design Tool-Energy Renewable UK (http://www.energyrenewableuk.com/design.html\) demonstrates the total lifespan cost of their design tool upon adoption of MOHRES
[S4] Letter of support from Aashraya Ltd outlining the advantage of utilising MOHRES in their system design, its facilitation of entry to the renewables market and development of the water maker
[S5] Letter of support from Universite Des Mascareignes confirming Dr Maheri’s role as advisor
- Submitting institution
- University of Aberdeen
- Unit of assessment
- 12 - Engineering
- Summary impact type
- Technological
- Is this case study continued from a case study submitted in 2014?
- Yes
1. Summary of the impact
The expansion and secure transmission of large-scale offshore wind energy is likely to require direct current (DC) high-voltage electrical grids. Research undertaken at the University of Aberdeen High Voltage Direct Current (HVDC) research centre, led by Professor Jovcic, has demonstrated the advantages of building DC offshore grids using DC/DC converters designed in his research projects. Building on this research, Jovcic has contributed to the development of influential documents via the establishment of working group B4.76 in the International Council on Large Electric Systems (CIGRE - a leading organisation, which informs decision-makers and regulators). The team’s research has underpinned the implementation of a hardware prototype DC/DC converter for Réseau de Transport d'Électricité (RTE) in Europe and shaped the development of a CIGRE DC grid benchmark system, used around the world including in Norway and China.
2. Underpinning research
The International Energy Agency predicts that wind will become Europe’s number one source for power generation by 2027, and European Green Deal estimates that European offshore renewable energy capacity needed by 2050 is 240-450GW, mostly located 100-200km from the shore. Existing onshore power networks are based on AC, which can only be used offshore over relatively short distances (tens of kilometres). High voltage Direct Current (HVDC) is considered suitable for the transmission of power over long distances, but needs to be substantially further developed to facilitate high-reliability, meshed, offshore DC grids. The technologies for DC circuit interruption and DC/DC voltage transformation at high powers do not exist, and their perceived costs present a major barrier to uptake by industry.
The Aberdeen HVDC research centre has attracted significant external funding to develop high gain, GW-scale DC/DC converters, which will be one of the building blocks in the development of a multi-terminal HVDC network in the North Sea. Jovcic has developed new DC/DC converter topologies, which offer benefits in terms of efficiency, reliability, and cost compared to the alternatives. In collaboration with colleagues at McGill University, he evaluated the potential benefits of DC/DC conversion over traditional methods of offshore wind energy integration and found that a DC collection grid using DC/DC converters would allow a substantial reduction in the weight of the cables and magnetic components [1].
This research led to a new project, sponsored by the Engineering and Physical Sciences Research Council (EPSRC), to investigate the feasibility of developing the DC/DC converter technology [P1]. The designed converter achieves current regulation even under extreme external DC faults and, therefore, can operate through DC faults [2]. In the subsequent EPSRC research project [P2], together with 3 Chinese institutions and the University of Strathclyde, Jovcic’s research team evaluated applications in DC grids and developed 30kW prototypes in Aberdeen [3] and at the Chinese grid operator site, thereby increasing confidence in the technology. The hardware results have confirmed the technology’s techno-economic advantages over other DC/DC systems studied worldwide, and removed perceived barriers related to losses and feasibility of DC/DC at high power levels.
In parallel to [P2], Jovcic was also awarded a starting grant under the FP7 Ideas programme by the European Research Council [P3] to develop modelling tools for designing high-power, multi-terminal DC grids. Additionally, through this project, the DC/DC concept is expanded towards advanced multi-port converters (hub or electronic substation), resulting in a converter with the ability to operate normally through DC faults on any single port [4]. The findings attracted the attention of French company RTE, Europe’s largest grid operator. RTE have an interest in utilising DC grids as the means to connect numerous offshore wind farms in the Mediterranean and the North Sea with the French electricity transmission system. Based on the findings, RTE provided funding for a new project [P4], which compared a range of DC transmission options, concluding that the use of DC/DC converters may enhance operating flexibility and power security while keeping costs and power losses competitive [5].
With increasing interest from industry, the HVDC Research Centre began an initiative in 2013 to explore the use of modern modular multilevel converter (MMC) technologies for building DC hubs. With this aim, a new project was subsequently funded by Scottish grid operator, SSE (Scottish and Southern Energy) [P5]. Through the SSE-proposed MMC DC hub test case, the team has shown an acceptable frequency range for onshore and offshore applications, considering detailed loss, weight, and harmonic analysis [6].
3. References to the research
J Robinson, D Jovcic and G Joos, “Analysis and Design of an Offshore Wind Farm Using a MV DC grid” in IEEE Transactions on Power Delivery, Vol. 25, Issue 4, Oct. 2010, pp 2164-2173, DOI: 10.1109/ISGTEurope.2011.6162829
D Jovcic and L Zhang, “LCL DC/DC Converter for DC Grids” in IEEE Transactions on Power Delivery, Vol. 28, Issue 4, Oct. 2013, pp 2071-2079. DOI: 10.1109/TPWRD.2013.2272834
S M Fazeli , D Jovcic and M Hajian, "Laboratory Demonstration of Closed-Loop 30 kW, 200 V/900 V IGBT-Based LCL DC/DC Converter" in IEEE Transactions on Power Delivery, Vol. 33, Issue 3, Jun. 2018, pp 1247-1256. DOI: 10.1109/TPWRD.2017.2756987
D Jovcic and W Lin, “Multiport High-Power LCL DC Hub for Use in DC Transmission Grids” in IEEE Transactions on Power Delivery, Vol 29, Issue 2, Apr. 2014, pp 760-768. DOI: 10.1109/TPWRD.2013.2280759 (RTE)
D Jovcic, M Taherbaneh, J P Taisne and S Nguefeu, “Topology Assessment for 3 + 3 Terminal Offshore DC Grid Considering DC Fault Management” in IET Generation Transmission and Distribution, Vol. 9, Issue 3, Feb. 2015, pp 221-230. DOI: 10.1049/iet-gtd.2013.0838
Jamshidi Far, M Hajian, D Jovcic and Y Audachya, “High-Power Modular Multilevel Converter Optimal Design for DC/DC Converter Applications” in IET Power Electronics Vol. 9, Issue 2, Feb. 2016, pp 247-255, DOI: 10.1049/iet-pel.2015.0516.
Grants
[P1] Jovcic, Development of DC Transformer and Fault Current Limiter for high-power DC networks EPSRC (EP/H010262/1) (2010-2013; GBP297,055)
[P2] Jovcic, DC Networks with DC/DC Converters for Integration of Large Renewable Sources EPSRC (EP/K006428/1) (2013-2016; GBP734,786)
[P3] Jovcic, ERC FP7 ‘Ideas’ programme Starting grant no 259328 “Modelling platforms for high-power resonant DC hub and power networks with multiple converter systems” (2011-2015; EUR718,016)
[P4] Jovcic, RTE (Réseau de Transport d'Électricité, France) “Development of RTE NorthSea DC grid” Post Doc fellow (2012-2013)
[P5] Jovcic SSE (Scottish and Southern Energy) "Isolated multi-terminal DC/DC converter for high power DC grids” Post Doc Fellow (2015-2016)
4. Details of the impact
Wind energy is expected to be the primary source of electrical energy by 2027, necessitating an increase in the pace of the renewable energy buildout. Considering the expected cost, in excess of GBP100,000,000 per gigawatt (GW) DC/DC converter, development of these technologies relies on scaled-down hardware prototypes, and simulation on full-power test cases and Benchmark models agreed with all stakeholders. Upscaling of these prototypes requires a long lead time and considerable investment. Research carried out at the University of Aberdeen has yielded important new evidence demonstrating the potential role for DC/DC converters in future offshore DC transmission grids.
The acceptance of new technologies is conditional on studies and consensus in international working groups, largely in the CIGRE community. CIGRE is the most influential international professional organisation in the power transmission industry, bringing together global expertise (manufacturers, grid operators, and developers) and is the authoritative source of power system technical reference documents. CIGRE activities (WG meetings, brochures, articles, conferences, green books) have substantial weight in the professional community in defining best practice, professional methods, in system planning and policy making, while brochures serve as de-facto standards.
Informing best practice and building confidence in the technology
Within the current REF period, Jovcic was an invited member of and representative of the UK in CIGRE WG (Working Group) B4.58, “Control Methodologies for Direct Voltage and Power Flow in a Meshed HVDC Grid” from 2013-2017. The findings, resulting from Aberdeen research on DC/DC converters were used as technical background for Chapter 5 of brochure 699 (B4.58) [S1] and were also employed as test cases based on research projects [P1, P2, P3] and results in [1-5]. This technical brochure represents an important attempt to provide international consensus on the requirements, classification and description of methodologies for direct voltage control and power flow control in a meshed HVDC grid. The working group affirmed that DC grids are feasible, enabling planning to move to the next stage, including more detailed component and system studies.
Jovcic, as WG B4.58 representative, participated in the development of a CIGRE DC grid benchmark test system, supported by two CIGRE working groups (B4.57 and B4.58), which is based on topology and parameters agreed by wider industry in CIGRE. In this regard, a DC grid benchmark model can provide a common reference and study platform for researchers to compare the performance and characteristics of different DC control functions and protection strategies [S2]. This model has become the primary DC grid test system, providing a common reference platform employed in most EU Horizon2020 research/demonstration projects on DC power transmission grids, allowing researchers to compare the performance and characteristics of a DC grid with different DC control functions and protection strategies. Major operators have used the model including SINTEF, the Norwegian grid operator [S8i] and the State Grid Corporation of China, which is the largest utility company in the world [S8ii]. EU projects that have used the model to address research challenges include Best Paths (2014-2018), which used the model to analyse the impact of various conditions on the degree of coupling of different subsystems in an interconnected AC/MT-HVDC system ( http://www.bestpaths-project.eu/) and MEDOW (Multi-terminal DC grid for offshore wind; 2013-2017) to demonstrate a scaling method, which has potential for further development in order to achieve uniform dynamic responses between experimental test rig and HVDC system. ( https://cordis.europa.eu/project/id/317221, http://sites.cardiff.ac.uk/medow/) [S9].
Establishing and chairing B4.76 CIGRE working group
Jovcic recognised early on that there would be a necessity for DC-DC converters, which do not currently exist at transmission level, in order to build the safe, flexible and economical offshore DC transmission systems necessary for integration of 100s of GW of offshore energy in projects [P1-P5]. By 2017, the research and development of GW-scale DC/DC converters had advanced to a point where it was considered technically feasible but coordinated work across the professional community was needed for the acceptance of this new technology. To meet this need, in 2017 Jovcic submitted a proposal to establish a new Working Group on DC/DC converters in the CIGRE B4 study committee, which was approved under the title: B4.76, “DC-DC converters in HVDC Grids and for connections to HVDC systems” and Prof Jovcic was appointed WG chairman [S3].
CIGRE working group B4.76, consisting of 15 members and 5 corresponding members from 7 countries, provided the initial recommendation for high power test DC-DC converter based on non-isolated approach. While worldwide manufacturers have their own preferred topology for non-isolated DC-DC, commonly IP protected and only some reported in public, the developed test case is vendor-neutral but represents functionalities and performance acceptable for all vendors (manufacturers members of B4.76 included ABB, Siemens and Mitsubishi). In June 2019, Jovcic and members of the B4.76 working group (including representatives from ABB and Supergrid Institute) presented a CIGRE paper [S10] outlining the topology, test system parameters, performance and models for the CIGRE DC-DC test converter. The DC-DC test case enables DC grid developers to perform studies on a single DC-DC model, with the understanding that conclusions will be largely valid for DC-DC supplied by various vendors. The design study in [S10] further illustrates CIGRE expert consensus that the non-isolated DC/DC converter will have an overall semiconductor count comparable to an AC/DC converter of similar rating, which provides the first credible estimates for the system costs, size and weight and therefore reduces concerns relating to cost-effectiveness.
This case study forms a basis of technical work in B4.76, which includes a further isolated DC-DC test case developed on similar principles. The working group completed work in 2020 and a technical brochure 827 [S4] was released in March, 2021. This technical brochure includes a comprehensive survey of all worldwide DC-DC manufacturers, conducted in 2019 (5 responses were received). The responses present manufacturers views on the expected application areas, deployment, functionalities, technologies and readiness level, and these responses are provided in full in the Appendix of the brochure. They give first-hand information to DC grid developers and planners on the technologies under development.
Influencing decision making and strategic objectives of EU grid operator
As part of their 2017-2020 R&D programme, RTE indicated that their Research and Development (R&D) activities had oriented towards ‘improving performance and securing its technical choices, including increasing the transmission capacity of cables, qualifying new technologies to master their impacts before deploying them on an industrial scale’. Towards meeting these objectives, RTE initiated a project that incorporated the Aberdeen DC/DC converter [P4] into a European laboratory DC grid prototype project at École Centrale de Lille, financed and operated by RTE [S7]. In 2017, in collaboration with Jovcic and Hajian, Spanish university UPC (Universitat Politècnica de Catalunya, BarcelonaTech) was contracted by RTE to build the 10-kW Aberdeen converter under a license agreement. The confirmation of performance and benefits of this demonstrator have been shared in a 2017 publication [S5].
5. Sources to corroborate the impact
[S1] CIGRE WG B4.58 “Control Methodologies For Direct Voltage and Power Flow in a Meshed HVDC Grid” CIGRE Technical Brochure 699, Paris, September 2017 (Chapter 5 author), https://bit.ly/3tzJKIc
This source illustrates that Prof Jovcic is a member of B4.58 and that he wrote Chapter 5 of Technical Brochure 699 on DC/DC converters.
[S2] T K Vrana, Y Yang, D Jovcic, S Dennetière, J Jardini, H Saad, ‘The CIGRE B4 DC Grid Test System”, ELECTRA issue 270, October 2013, pp 10-19, https://bit.ly/2NE6mIo
This source confirms that Prof Jovcic is an author of the CIGRE DC grid benchmark system.
[S3] CIGRE study committee B4 chairman statement related to CIGRE B4.76 working group
This source provides relevance of CIGRE B4.76 activities
[S4] CIGRE WG B4.76, DC-DC converters in HVDC grids and for connections to HVDC systems, CIGRE TB 827, Paris, March 2021 https://bit.ly/3c20Ecv
This source confirms of CIGRE B4.76 brochure, and shows the list of experts, with Prof Jovcic as chairman.
[S5] CIGRE WG B4.58 “Control Methodologies For Direct Voltage and Power Flow in a Meshed HVDC Grid” CIGRE Technical Brochure 699, Paris, September 2017 (Chapter 5 author), https://bit.ly/3cSxJ9U
This source illustrates that Prof Jovcic is a member of B4.58 and that he wrote Chapter 5 of Technical Brochure 699 on DC/DC converters.
[S6] T K Vrana, Y Yang, D Jovcic, S Dennetière, J Jardini, H Saad, ‘The CIGRE B4 DC Grid Test System”, ELECTRA issue 270, October 2013, pp 10-19, https://bit.ly/3vASU98
This source confirms that Prof Jovcic is an author of the CIGRE DC grid benchmark system.
[S7] R. Ferrer San José et al., “Design and Implementation of an LCL DC/DC Converter Prototype for DC Grids” COSYS-DC 2017: International Conference on Components and Systems for DC Grids: Grenoble, France: 14-15 March, 2017, http://hdl.handle.net/2117/123053
This source confirms that Aberdeen DC/DC is incorporated in the Lille DC grid prototype, under the RTE funded project.
[S8] (i) Ting AN, Congda HAN, Yanan WU, Guangfu TANG, ‘HVDC grid test models for different application scenarios and load flow studies’, J. Mod. Power Syst. Clean Energy (2017) 5(2):262–274, DOI 10.1007/s40565-016-0214-7
This source illustrates that CIGRE DC grid benchmark system is used for R&D supported by the State Grid Corporation of China
(ii) S. D'Arco, J. Beerten, J. A. Suu, ‘Classification and analysis of impact on small-signal dynamics and stability from expansion of VSC-HVDC systems to multiterminal HVDC grids’, 13th IET International Conference on AC and DC Power Transmission - ACDC 2017, DOI: 10.1049/cp.2017.0050;
This source illustrates that CIGRE DC grid benchmark system is used for R&D at SINTEF Energy Research
[S9] Details of Bestpaths project ( http://www.bestpaths-project.eu/) and MEDOW project https://cordis.europa.eu/project/id/317221, both of which used the DC grid benchmark model
[S10] D Jovcic, P Dworakowski, G Kish, A Jamshidifar, A Nami, A Darbandi, X Gulllaud, “Case Study for Non-Isolated MMC DC-DC Converter in HVDC Grids” CIGRE B4 Colloquium Aalborg Jun. 201CIGRE
This source describes non-isolated DC-DC test case developed by B4.76
- Submitting institution
- University of Aberdeen
- Unit of assessment
- 12 - Engineering
- Summary impact type
- Technological
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Development of design methodologies and standards for a novel friction grip technology for securing concentric tubulars in oil and gas wells has enabled Plexus Ocean Systems Ltd to diversify their business portfolio. The extended durability of friction grip designs, determined by Aberdeen, allowed Plexus to extend their market reach to both short-term (approximately 6 months) and long-term (approximately 20 to 30 years) production wells, leading to considerable economic benefit. This technology has been licensed extensively to different operators in Russia, Norway, and the UK (North Sea). Additionally, the standards and guidelines underpinned by Aberdeen research formed a key part of the technical package used to support the case for the establishment of a new joint venture between Plexus and a major wellhead manufacturer in 2017. The technology has been used in more than 300 wells worldwide and encompasses close to one-third share of the most common sizes of casing hangers in operation (as of 2015), with each wellhead POS-GRIP® system costing between USD150,000 and USD350,000.
2. Underpinning research
Steel tubulars are integral to the design of oil and gas wells and are used to provide stability to the wellbore and as a conduit for the transportation of hydrocarbons from a reservoir (as far as 8 km below seabed or ground) to the surface. The tubulars are concentrically arranged, with each string supported by a casing hanger in the termination point for an oil or gas well, known as the ‘wellhead’. The casing hanger supports the full weight of the tubulars below it and provides a seal to prevent hydrocarbon leaks and potential environmental damage. Traditional shoulder landing casing hangers have an internal gripping slip mechanism in the annulus, and the space required for the slip restricts the internal diameter of the inner casing and consequently the diameter of downhole repair tools that can be used. These hangers are designed to accommodate a limited range of operating conditions and result in excessive wear of the shoulder landing and consequently expensive repair and replacements. The search for a cost-effective casing hanger system that obviates these issues has therefore been a priority for the oil and gas industry.
Plexus Ocean Systems Ltd, an Aberdeen-registered company, supplies the oil and gas industry with its proprietary, unique POS-GRIP® technology, which utilises friction to effect gripping and sealing between two closely fitted concentric tubulars inside a wellhead. The gripping mechanism is activated outside the wellhead, thereby eliminating the need for landing shoulders. No other oil or gas technology uses a similar mechanism for casing hangers.
The POS-GRIP® system was originally developed by Plexus for temporary (exploration and development) wells where the casing hanger would be released within a relatively short time frame (i.e., a few months). Plexus was very successful in bringing this POS-GRIP® technology to the temporary well market and by 2005 had achieved sufficient market share to indicate that further growth would require moving into new applications of the technology, such as production oil and gas wells where the casing/tubing hangers remain in place for up to 20 years. However, the performance of the POS-GRIP® friction grip system over this extended time period was not well understood, and there was no industry design standard for this new technology.
Alfred Akisanya, Professor of Solid Mechanics at the University of Aberdeen, has previously worked with oil and gas services and exploration, production and manufacturing companies through several government funded projects since joining Aberdeen. Relevant to the current REF period (2000-2005), these partnerships have enabled the design of hydraulically-activated friction-grip-based casing hangers for oil and gas production wells. [1] Richard Neilson, Professor of Dynamics and Design has worked on design optimisation of various downhole and subsea tools. Plexus entered into a Knowledge Transfer Partnership (KTP) with the University of Aberdeen (2006-2008) to draw upon the expertise of Akisanya and Neilson in failure analysis and design optimisation, [2] where they provided the necessary expertise to assess the long-term performance of the novel friction-grip technology in order to introduce the product to new markets (such as the oil and gas production well markets).
Through this KTP, Akisanya and Neilson provided a bespoke laboratory assessment of the long-term service performance of the technology – the first step in assuring the industry of the long-term integrity of the product in typical service conditions, in particular, quantifying the damage due to fretting (i.e. the contacting tubulars rubbing against each other). A custom experimental rig was designed, built, and used to quantify the fatigue life and fretting damage of existing POS-GRIP® designs and demonstrate their suitability for long-term application in oil and gas production wells.
The test rig, which can incorporate the unique features of the wellhead and casing hanger configuration and different material combinations, also enabled an assessment of the impact of design changes and new manufacturing processes on the performance of POS-GRIP® designs. [3] An analytical model was developed by Akisanya and Neilson and their team and was used to establish the relationship between POS-GRIP® design parameters (e.g. material properties, geometry of the machined profile teeth on the hanger, operating pressure, activation load, etc) and failure mechanisms (e.g. shearing of the profile teeth, large scale relative sliding of the contacting tubulars, etc); the model enabled the development of POS-GRIP® designs having an optimum gripping coefficient. [3] Clear evidence of the fatigue life confirming the long-term durability of the technology was obtained through this project for different friction-grip surface profile geometry and wide range of activation loads.
Despite this significant outcome, challenges remained in transitioning from laboratory demonstration of the long-term durability to the licensing and marketing of the technology. The lack of a centralised design standard for this unique technology was a significant barrier to potential licensing of the technology to other companies for worldwide use. Akisanya and Neilson secured a second KTP project with Plexus (2009-2011) to focus on the development of a design standard for the friction-grip technology. [4] Using a systems approach, Akisanya and Neilson and their team carried out a reliability analysis to assess and quantify the effect of variations in key design parameters on the grip coefficient and the reliability of the overall performance of POS-GRIP® designs. [5] The results of the analytical reliability analyses coupled with system-level finite element analysis were used to develop a robust POS-GRIP® design standard and guidelines. [S5] The implementation of the reliability analysis on a POS-GRIP® system designed by the recommended methodology of Akisanya and Neilson and their team was used to quantify the reliability of the friction-grip system under a variety of operating conditions found in offshore oil and gas production wells. [5]
3. References to the research
Whilst the fundamental underpinning research and development work has had major industrial and commercial impact, the commercial sensitivity of the technology has prevented publication in open technical journals. Plexus Design specifications can be made available upon request, these are being retained by UoA due to their strictly confidential nature.
[1] Akisanya, A.R., Khan, F., Deans, W.F. and Wood, P. (2011) “Cold hydraulic expansion of oil well tubulars”, International Journal of Pressure Vessels and Piping, Vol. 88, pp 465-472.
Grants
[2] Akisanya, A.R. and Neilson, R.D. “Development of an extended hold friction grip system for securing oil and gas casing and tubulars in hostile surface and subsea conditions”, 2006-2008; GBP140,000, KTP with Plexus Ocean Systems, Partnership Number KTP1446, funded by Department of Trade and Industry, EPSRC and Plexus Ocean Systems.
[3] Akisanya, A.R. and Neilson, R.D. “Development of an extended hold friction grip system for securing oil and gas pipe casing and tubulars in hostile surface and subsea conditions.” KTP Final Report, Partnership Number KTP1446, Technology Strategy Board, 2009. The report was graded “Very Good”.
[4] Wang, B. and Akisanya, A.R. “Development of design standard for a friction grip system for securing oil and gas casing and tubulars.” 2009-2011; GBP108,000, KTP with Plexus Ocean Systems, Partnership Number KTP7078, funded by Innovate UK and Plexus Oceans Systems.
[5] Wang, B. and Akisanya, A.R. “Development of design standard for a friction grip system for securing oil and gas casing and tubulars.” KTP Final Report, Partnership Number KTP7078, Technology Strategy Board, 2011. The report was graded “Very Good”.
4. Details of the impact
Research carried out by Akisanya and Neilson has led directly to commercial impacts through the licensing and international (e.g., Russia, Norway, North Sea UK [S1-S4]) adoption of POS-GRIP® technology.
The successful completion of the first KTP (2006-2008, [2, 3]) between the University of Aberdeen and Plexus enabled the use of POS-GRIP® technology to be extended from the short-term exploration well market into the long-term production market with the development of a new wellhead product line, which makes use of the optimised POS-GRIP® design to create a weld quality gas tight metal-to-metal connection that is reversible and adjustable. The development of this product line enabled access to contracts that were previously inaccessible to the company, [S2-S4] and reduced the overall cost of oil and gas production by eliminating the need to repair or frequently replace previously used short-term casing hangers. This access to new markets contributed to POSGRIP® having one-third share of the most common sizes of wellhead casing hangers in operation in 2015 with each wellhead costing between USD150,000 and USD350,000 depending on the pressure rating. Over the past decade, several major contracts have been secured by Plexus partly as a result of the research from the University of Aberdeen, for example, GBP1,000,000 contract from Premier Oil Norge (Norway) in 2015 for a 18 ¾” POS-GRIP® surface wellhead [S2], GBP3,300,000 contract from Total EP (UK) in 2015 for 18 ¾” POS-GRIP® Jack-up drilling system [S3], and a contract from Centrica (now Spirit Energy) in 2017 for the supply of POS-GRIP wellhead for production wells.
The test rig and methodology developed by Akisanya and Neilson and their team for the assessment of POS-GRIP® fretting behaviour has been adopted and incorporated into Plexus’ design approach to friction-grip technology. Nearly 1,000 individual tests using the test rig have been carried out between 2013 and 2019. Similarly, the methodology developed for finite element analysis has been retained as the standard approach for assessing POS-GRIP® technology and is still in extensive use for the design and analysis of new variations of the POS-GRIP® system. During the current REF period (2013-2020), over 25 variations of the POS-GRIP® system have been analysed using this methodology.
The main outcome of the second KTP (2009-2011, [4, 5]) was the development of a written POS-GRIP® design standard; [S5] prior to the KTP, no POS-GRIP® design standard was available to the company. POS-GRIP® is a unique technology that requires specific critical considerations in its design (e.g. friction grip surface profile geometry, external activation load, material properties, and operating pressure and temperature). If POS-GRIP® products are to be designed by a broad, worldwide base of engineers, then robust controls need to be instated to ensure that all unique considerations are accounted for. Without a design standard in place, there is an increased possibility of a licensee designing a POS-GRIP® system incorrectly and risking a failure that leads to an oil or gas leak. With the POS-GRIP® design standard produced as part of the work carried out at the University of Aberdeen, Plexus was able to cede design control of POS-GRIP® products to individual licensees. For example, Plexus licensed a Russian partner (Gazprom) to manufacture and sell POS-GRIP® products in 2016 [S6]. The design standard and guidelines developed by the University of Aberdeen [S5], were a key contribution to the technical package used by Plexus to support the case for the sale in 2017 of the exclusive use of POS-GRIP® for jack-up exploration drilling worldwide to a major international wellhead manufacturer (TechnipFMC) for GBP42,500,000 [S7]. POS-GRIP® system has been used in more than 300 wells worldwide [S8].
The reliability analysis conducted by Akisanya and Neilson provided a robust method for demonstrating that the test matrix was sufficient to achieve confidence in a given result. This method was applied to the full set of results achieved from testing with the experimental rig mentioned above. Several sets of test data were found to be short of the target confidence level and were re-tested between August and December 2013 to determine the grip coefficient after changing the configuration of the friction grip surface profile and the activation load, thereby ensuring the wellhead design functioned at a high level of reliability, reducing the likelihood of incurring future costs due to potential product failures and serving to potentially reduce customer concerns about using a novel wellhead technology.
Plexus was awarded the Northern Star Business Award (Aberdeen Chamber of Commerce) for Commitment to Innovative Use of Research and Development in 2014 and was nominated as a finalist in the Outstanding Contribution to the Energy Sector category in recognition of its pioneering, safer and technically superior wellhead, based on proprietary POS-GRIP® technology. [S9]. The Northern Star award is in recognition of a company in North East Scotland that has demonstrated an innovative use of research and development to create commercial growth and gain competitive advantage. This award recognised Plexus’ overall commitment to research and development, which included the collaborations with the University of Aberdeen.
5. Sources to corroborate the impact
Letter from the CEO of Plexus Holdings Ltd (the parent company of Plexus Ocean Systems Ltd.) which corroborates the commercial and other benefits to Plexus stemming from the research at the University of Aberdeen.
News article, which corroborates the award of POS-GRIP contract worth GBP1,000,000 by Premier Oil Norge (Norway). Offshore Energy Today, May 2015. https://www.offshoreenergytoday.com/plexus-bags-pos-grip-order-from-premier/
News article, which corroborates the award of POS-GRIP contract worth GBP3, 300,000 with Total EP. Offshore Energy Today, June 2015. https://www.offshoreenergytoday.com/plexus-wins-pos-grip-order-from-total/
News article which corroborates the collaborative agreement between Plexus and China Oilfield Services Ltd, Red Sea Technologies Ltd and Yantai Jereh Oilfierld Services Group. Offshore Energy Today, July 2015. https://www.offshoreenergytoday.com/plexus-signs-collaboration-agreement-with-cosl-rst-jereh/
Plexus Design Specification DS-022: Design Specification for POS-GRIP® Wellhead Systems. Revision DRAFT 6.1, 2019, (strictly confidential, available on request)
News article which corroborates the licensing of POS-GRIP® to Gazprom, a Russian-based company: https://www.proactiveinvestors.co.uk/companies/news/903305/plexus-boosted-by-first-gazprom-pos-grip-installation-903305.html
News article which corroborates Plexus’ sale of exclusive use of POS-GRIP® for jack-up exploration drilling worldwide to TechnipFMC, a major international wellhead manufacturer: https://polaris.brighterir.com/public/plexus/news/rns/story/x53mllr
News article, which corroborates the use of POS-GRIP® in more than 300 wells: https://www.proactiveinvestors.co.uk/companies/news/217988/plexus\-s\-pos\-grip\-technology\-offers\-way\-to\-cleaner\-gas\-217988.html
[S9] Aberdeen & Grampian Chamber of Commerce Northern Star Business Awards, 2014, Innovative Use of Research and Development award given to Plexus Oceans Systems; https://www.offshore-energy.biz/plexus-recognized-at-northern-star-business-awards-2014/
- Submitting institution
- University of Aberdeen
- Unit of assessment
- 12 - Engineering
- Summary impact type
- Technological
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Interdisciplinary research led by the University of Aberdeen has supported the oil and gas sector in addressing its technological, environmental, legislative and financial challenges around decommissioning. In 2018, this research led to the University securing investment of GBP12,700,000 from the Oil and Gas Technology Centre (now OGTC) to establish the National Decommissioning Centre (NDC). The NDC has been identified by the UK government as core to the trialling, adoption and deployment of new technology and data solutions for decommissioning projects. It is also influencing taxation policies and attitudes towards long-term liability, improving standards and assessing environmental impacts. All of which will contribute to the overall aim of reducing the estimated UK decommissioning cost of GBP50,000,000,000
2. Underpinning research
The University of Aberdeen spearheads a novel and inter-disciplinary approach to this decommissioning research, led and hosted by the School of Engineering. Working closely with industry and regulators, researchers lead four main themes, which deliver research into the technological, environmental, legislative and economic aspects of decommissioning.
Theme 1: Technology development
The School of Engineering focuses on technology development and process optimisation for the sustainable and safe decommissioning of structures, examples are as follows:
Working with industry to develop novel tools for decommissioning
In 2009, an industry consortium of BP, Shell and Conoco Phillips, with input from the Industry Technology Facilitator, enabled Professor Neilson and his team to prove the concept of using lasers for underwater cutting. It also enabled them to develop a cost-effective laser-based device capable of cutting structural steel underwater while being small enough to enable cutting in confined spaces, an option not yet available to industry [P1]. In 2012, the team successfully demonstrated that solid-state fibre lasers of 4kW power were capable of cutting steel at speeds competitive to techniques available commercially [1], and that the system could be deployed in a single standard 20ft container. Claxton Engineering, a subsea supply chain company, is currently partnered with the University in developing the technology with over GBP500,000 of support from OGTC, ensuring industry uptake and deployment. Informing decision-making for offshore windfarm decommissioning in the UK and EU
Since 2018, Dr Maheri, has led the University’s partnership in the EU INTERREG (EU interregional cooperation programme) “DecomTools” research project, coordinated by Emden-Leer [P2]. This research has, and is, addressing the gap posed by the end of lifecycles of offshore windfarms by producing a decision support system (DSS). DSS allows optimal decommissioning scenarios to be defined and evaluated against CRE (Cost, Risk and Environmental impact) measures to determine the best delivery option. This has been a key challenge to the renewables industry [2].
Theme 2: Environmental assessment
Developing new methods for environmental assessments of biofouling Dr Kate Gormley, from the School of Biological Sciences has over 12 years' experience working directly with industry operators and consultancies. In 2016, Gormley delivered a scoping project [P3], to test the use of automated image analysis (open access) software on marine biofouling of offshore platforms [P3]. The project assessed whether this software, originally developed for coral reef surveys, could be used to assess biofouling in the UK Continental Shelf (UKCS). Using survey footage provided by a leading oil and gas company, Gormley found that the use of automated software provided a more efficient and consistent approach to biofouling analysis [3]. This provides the basis for a convenient tool to assess the extent of biofouling on decommissioning platforms as required by the regulator.
Theme 3: Legal
Residual Liability and its implications for the decommissioning sector
In 2018, Professor John Paterson (Law) published work examining the issue of residual liability, an increasingly pressing issue within the decommissioning sector. Paterson examined the liability remaining for any installation left wholly or partially in place under exemption from the general position described by the Convention for the Protection of the Marine Environment of the North East Atlantic (OSPAR) Decision 93/8 [4]. Importantly, his work demonstrated that any residual liability would remain with the owners in perpetuity – this would mean that any claims for compensation from their parties arising from damage caused by any remains would be a matter for the owners and affected parties – as covered by general law. As such, under both English and Scots law, Paterson has crucially highlighted implications for decommissioning sectors, specifically that the owner of such an installation would be liable in damages for loss arising from negligence in circumstances where a duty of care is owed to the other party.
Theme 4: Economics
Re-use of facilities in the UKCS to reduce costs associated with decommissioning
Professor Alex Kemp (Business School) specialises in the economics of the oil and gas sector with particular emphasis on the UK Continental Shelf (UKCS). In 2006, Kemp published a seminal research paper [P5, 5], which provided an in-depth analysis of the economic effects of various instruments, which could be deployed to procure financial security for decommissioning seen from the viewpoint of both investors and Government. The instruments included Letters of Credit, Surety Bonds and Decommissioning Trust Funds. Reacting to the growing interest in CO2 capture and storage, and the realisation that the related economics was very challenging, Kemp later produced a detailed study based on a collection hub at St. Fergus followed by reuse of redundant trunk oil pipelines and sequestration of the CO2 in depleted oil and gas fields in the Central North Sea/ Outer Moray Firth regions. This work demonstrated how reuse of oil-related assets plus adoption of the cluster concept could substantially reduce the costs of decommissioning, which has been a challenge to date [6].
The National Decommissioning Centre (NDC), established in 2019 and co-funded by the University and OGTC [P1], is a research hub led and hosted by the School of Engineering, which enables the University of Aberdeen to pull together research findings from across these various disciplines, providing research-led evidence for industry and policy makers. The aim of NDC-associated research is to reduce the cost of decommissioning whilst supporting economic development.
3. References to the research
[1] Neilson R. D., Gledhill P., Farran, A. (2013). Final Report to BP, Shell and Conoco Phillips on the ITF Novel Underwater Cutting Project Phase 1a.
[2] Maheri A, Jalili, S. (2020). A decision Support System for Decommissioning of Offshore Windfarms: The Data Platform. EFEA.
[3] Gormley, K., McLellan, F., McCabe, C., Hinton, C., Ferris, J., Kline, D. I. & Scott, B., Automated Image Analysis of Offshore Infrastructure Marine Biofouling (2018), Journal of Marine Science and Engineering 6, 1, 2.
[4] Paterson, P., “Decommissioning of Offshore Oil and Gas Installations”, in Gordon, Paterson and Usenmez (eds), UK Oil and Gas Law: Current Practice and Emerging Trends (3rd ed.) Edinburgh University Press, 2018, Vol. 1, pp391-434
[5] Kemp A. “Financial Liability for Decommissioning in the UKCS: the Comparative Effects of LOCs, Surety Bonds and Trust Funds”, University of Aberdeen, Department of Economics, North Sea Study Occasional Paper, No.103, October 2006, pp.1-150.
[6] Kemp A. “Economic and Tax Issues Relating to Decommissioning in the UKCS: the 2016 Perspective”, University of Aberdeen, Department of Economics, North Sea Study Occasional Paper, No.137, July 2016, pp.1-63.
Grants
[P1] Neilson R. D., National Decommissioning Centre, Oil And Gas Technology Centre Ltd, 1/9/2018-30/9/26, (GBP12,700,000)
[P2] Neilson R. D., Novel Underwater Cutting – Phases 1 (GBP 239,139) and 1A, funded by BP, Shell and Conoco Phillips through the Industry Technology Facilitator, 1/12/2009-31/12/2012 (Phase 1 GBP239,139) (Phase 1A, GBP 104,937)
[P3] Maheri 'Eco-innovative concepts for the end of offshore wind energy farms lifecycle (DecomTools) 'EU-InterReg, 2018-2022 (GBP240,000)
[P4] Gormley Automation of Marine Growth Analysis for Decommissioning Offshore Installations’, NERC Oil & Gas Decommissioning Innovation, 2016-2017 (GBP71,349)
[P5] Kemp ‘North Sea Oil and Gas Economics’, funded by group of oil companies. 01/06-12/06 (GBP105,727.40)
4. Details of the impact
The Decommissioning sector is in a state of flux, with challenges such as cost and lack of capacity and the drive towards net-zero. Through the NDC and significant investment from industry and the Scottish and UK governments, Aberdeen research is enhancing capability in the sector, through establishment of the centre itself, as well as setting the decommissioning agenda and delivering industry-led programmes to address key gaps in the sector as follows:
Establishment of the National Decommissioning Centre (NDC)
Led by Professor Neilson as Director, the NDC aims to reduce the cost of decommissioning through innovative, inter-disciplinary and industry-led work programmes. The centre is funded through investment of GBP12,700,000 (GBP2,313,523 spent by 2020) from OGTC as part of the Aberdeen City Regional Deal with the University co-funding GBP5,800,000. The NDC attracts matched funding from project partners, industry and other investors demonstrating its crucial role for the sector.
Setting the Decommissioning Technology Agenda
The NDC is cited within Action 3 of the Government Response to the Call for Evidence on
“Strengthening the UK’s offshore oil and gas decommissioning industry”, published in December 2020 [S1]. This states:
“The Decommissioning Task Force, Oil and Gas Technology Centre (OGTC) and National Decommissioning Centre (NDC) to develop a plan with regulators and industry to encourage the trialling, adoption and deployment of new technology and data solutions for decommissioning projects on the UKCS, especially where there is scope for cost reduction.”
To support this, the Scottish Government’s Decommissioning Challenge Fund has provided GBP4,000,000 in the NDC to underpin technology development for the industry including:
GBP2,360,000 allocated for a test facility allowing developers to qualify new, cost saving, well plugging and abandonment (P&A) technologies before being deployed offshore. The test facility will help deliver the 50% cost reduction target for well P&A set by the OGA in 2017.
GBP500,000 contribution to a GBP1,320,000 real-time, real-physics marine simulator supplied by the Offshore Simulator Centre, allowing virtual deployment of new decommissioning technologies before their use and facilitating basin-wide decision making.
GBP550,000 towards a 15kW laser for trials of the underwater laser-cutting tool being developed by the NDC in conjunction with Claxton and OGTC, as noted in section 2.
Setting the Decommissioning Environmental and Monitoring Agenda
The NDC is driving the agenda around environmental and monitoring issues related to decommissioning evidenced through two examples of industrial partnerships:
Working with Chevron, three PhD students and a Post-Doc across Engineering and SBS are developing techniques to assess longevity and fate of structures left in place, acoustics to monitor fish and quantitative risk assessment of mercury in aquatic environments. While Chevron no longer operates in the North Sea, the projects are relevant to their assets in Thailand and Australia as well as to other operators in the North Sea. A Senior Staff Environmental Scientist at Chevron, said: " For Chevron, the partnership was timely and offers a range of advantages including the opportunity to tap into world class research into relevant topics (longevity of structures, metals speciation/bioavailability and fish tracking/monitoring techniques and technologies), specific to our business need and at an established centre” [S2].
Working with Shell, a team is assessing post decommissioning monitoring and producing guidelines for the sector. The guidance will help Shell and other operators and inform the Offshore Petroleum Regulator for Environment and Decommissioning (OPRED) on cost effective monitoring, for structural collapse and environmental protection [S3].
Complementary studies with groups in Chulalongkorn University, Thailand and Curtin University, Australia are looking at the safe handling, removal and disposal of contaminants during decommissioning. In the collaboration with Chulalongkorn University and United Waste Management Co., Ltd, staff from Engineering developed a research roadmap reflecting industry needs in the area of waste management from offshore decommissioning, specifically the mitigation of mercury contamination [S6, 7].
Implementation of Decision-making Tools for Windfarm Decommissioning
The first version of the Decommissioning Decision Support System (DSS) was developed by Maheri as part of the INTERREG project (WP4), designed in line with the stakeholders’ requirements for example, service providers, windfarm owners and port authorities, to ensure its impact on the industry. The tool is now available to stakeholders and employs detailed cost models developed by Maheri’s team. Cost models take into account a vast number of influencing factors to ensure accurate estimation and address a capability gap of current assessment tools. Its unique design allows generating undocumented and innovative removal scenarios with the purpose of defining reutilisation and repowering scenarios, hence further reduction of Cost, Reliability and Environmental impact (CRE) measures [S5].
Informing environmental assessments of biofouling in the UKCS
Gormley delivered a scoping study to test the use of an automated image analysis software on images of marine growth, collected from offshore platforms on the UKCS, which was adopted by Marine Scotland Science. The software performed well for classification of the primary fouling species:
“ The results and outcomes of Dr Gormley’s image analysis project were used to develop the SAMS & Marine Scotland Science NorthSea 3D project, which was awarded funding [GBP700,000] under the NERC INSITE [INfluence of man-made Structures In The Ecosystem] Phase 2 programme. The aim of the NorthSea 3D project is to estimate the mass and volume of marine growth on offshore energy structures using standard underwater imagery. The mass and volume estimates will support engineering decisions and assessments of the environmental consequences of deploying and decommissioning offshore structures.” [S4]
As part of the NorthSea 3D project, the Scottish Association for Marine Scotland (SAMS) are now training machine-learning algorithms to automatically identify North Sea epifaunal species within video footage. By combining auto-ID with 3D imaging techniques, rapid generation of accurate, high-resolution automated faunal identification has enabled the development of a new monitoring tool for industry.
Influencing attitudes on Liability in Perpetuity
Paterson’s work on Liability in Perpetuity [4] has been reported widely through the media, influencing debate and attitudes amongst the industry, regulators and Government. Set up by the Oil and Gas Authority, the Decommissioning Task Force (now the Decommissioning and Re-purposing Taskforce work stream on Liability in perpetuity) is tasked with reviewing the issues and assess if there is a more cost-efficient way to manage post decommissioning liability. Paterson is an invited member of the group and the research is referenced to inform the review of the current position “ Residual liability remains with the Owners in perpetuity” [S8].
Aligning the Maximising Economic Recovery (MER) UK Strategy with Net Zero targets
In May 2020, the Oil and Gas Authority (OGA) opened consultation on proposals to revise the MER UK Strategy [S9]. Kemp submitted a memorandum, which supported OGA’s proposal that key objectives should be modified to include commitment of the UK and Scottish Governments to Net Zero emissions and encouragement of investment in projects, which advance the Energy Transition. In December 2020, the OGA published their response to the consultation, taking into account Kemp’s proposals, including commitment of the UK and Scottish Governments to Net Zero emissions and encouragement of investment in projects which advance the Energy Transition [S9].
5. Sources to corroborate the impact
Government Response to the Call for Evidence (2020), https://bit.ly/38YOCPq, see p8 and p11
Supporting statement from Chevron
Supporting statement from Shell
Project Testimony from Offshore Energy Environmental Advice Group Leader, Marine Scotland Science, Scottish Government
Testimonial statement from Business Development Manager at REBO NV (INTERREG)
Letter of support from Chief Production Manager, United Waste Management (UWM) a subsidiary of Unithai Shipyard and Engineering Co., Ltd. (UTSE)
Supporting statement from Thailand Oil and Gas regulator
Scoping paper for the Decommissioning Taskforce and workshops on Liability in Perpetuity
OGA consultation: details of memorandum; OGA response to the Call for Evidence (2020) and acknowledgement of University of Aberdeen contribution
- Submitting institution
- University of Aberdeen
- Unit of assessment
- 12 - Engineering
- Summary impact type
- Technological
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Research conducted at the University of Aberdeen has contributed new algorithms and protocols, measurement analysis, and architectural design to Internet Standards published by the Internet Engineering Task Force (IETF). Since 2015, the research team has published 11 specifications in the Requests for Comments (RFC) series. These are the key working documents underpinning the Internet, which have been and are being implemented by the networking industry, informing the current practice of Internet operators. Fairhurst’s RFCs are now deployed globally in products from companies such as Google and Apple.
2. Underpinning research
In 2020, the Internet supports over 4,500,000,000 users worldwide. The day-to-day operation of the Internet depends on voluntary adherence of vendors and operators to standard protocols and procedures specified by the Internet Engineering Task Force (IETF). Research in Internet Engineering at the University of Aberdeen led by Prof. Gorry Fairhurst and the wider team (Dr Raffaello Secchi and Research Assistants Tom Jones and Ana Custura), has focussed on addressing key Internet Engineering challenges and played a fundamental role in enhancing the efficiency of Internet systems through collaborations in projects [P1-P7] with partners across the EU. Their work spans the design of Internet equipment, measurement of Internet infrastructure, to the design of the protocols that control data transport across Internet paths.
Evolving the Internet Transport System and defining a new Transport Interface [P3] [P4]
Working with key industry partners including Mozilla, CISCO and Celerway, research led by Fairhurst [P3] underpinned the design of a new architecture for the transport system. [1] This addressed two key obstacles faced by Internet innovators by 1) lowering the barrier to application development through a new open transport system, that allows developers to automatically select a suitable protocol for an Internet application and to specify the options required; and 2) providing an architectural change where new transport services can seamlessly be integrated. The new approach introduced by Fairhurst, decouples the transport service from the design of the underlying transport protocol. This eliminates previous obstacles to deploying new methods, enabling evolution within the transport system, and allowing developers to benefit from new methods wherever they become available. The NEAT Project [P3] proposed a new system architecture and contributed this to the IETF. An Open Source research implementation demonstrated the feasibility of this approach. [1] Fairhurst and his team implemented the Datagram subsystem, and then defined the interaction with the network layer [P4], resulting in further standards contributions.
Reducing End-to-End Internet Latency across the Internet Path [P2]
Between 2012 and 2015, research in the interaction of transport and network protocols by Fairhurst, [P2] performed an in-depth analysis of the end-to-end delay experienced by Internet users. [2] This work brought Internet latency to the fore as an important performance metric. Latency measures the time needed to transport packets across the network, which ultimately impacts download speed and responsiveness of time critical communications.
In collaboration with industry partners, Fairhurst and Secchi explored the performance of Active Queue Management (AQM) methods and showed these can significantly reduce latency, without requiring investment in higher speed communications links. [2] Explicit Congestion Notification (ECN) methods were defined that enable a router to better control the latency it introduces, resulting in the design of a new congestion control algorithm, TCP Alternative Backoff with ECN (ABE). [3] Presentation of this method won the Best Paper Prize at IFIP Networking, 2017, and was contributed to the IETF (RFC8511).
Determining Appropriate Sending Behaviour for Internet Datagrams [P1-P4] [P6-P7]
From 2015-2018, and building on research around the User Datagram Protocol (UDP), [P1] Fairhurst explored the impact of the industry move towards UDP transport [P4] by focusing on how network operators balance operational needs and user privacy concerns, to understand the implications of encryption on manageability of network traffic ($1) resulting in contributions to the IETF transport working group [$2].
Fairhurst and his team designed new research tools enabling large-scale Internet measurement of [P4]. These were used to examine and report the path transparency of transport protocol headers in the mobile and wired Internet (e.g., [4-6]). Employing these tools new large-scale measurements by Fairhurst’s team provided “ invaluable engineering reality checks”, [$3] needed to progress UDP specifications and for the IETF to select codepoints, which are used by routers and switches to give traffic priority levels, and for the lower-effort service designed to support safe background download of software updates and data. [$3] Fairhurst built on earlier experience from research exploring a less than best effort Internet service for rural inclusion [P1].
In 2018, following analysis of path failure due to packet size [P3] [5], Fairhurst and his team worked with the University of Muenster to co-design a new technique, Datagram Packetization Layer PMTU Discovery, DPLPMTUD. This can automatically determine when it is safe to increase the size of packet being used, which allows a sender to detect a black hole and reduce the packet size (when current methods could fail by using full-sized packets [5]). DPLPMTUD successfully avoids packet size black holes for 99.72% of tested IPv4 Internet paths. Using larger packets can reduce the packet rate by 17%, for 96% of paths, compared to using a default size of 1280B. Operating at the transport layer, the new technique supports all current protocols, including transport methods that use encryption.
As part of an on-going project, initiated in 2018, Fairhurst and his team, funded by the European Space Agency (ESA) [P6] [P7] analysed QUIC, an encrypted UDP transport, originally proposed by Google to accelerate web sessions. This research proposed changes to the QUIC acknowledgment strategy, [7] and use of ECN. These and other topics were proposed by Fairhurst and his team as ways to ensure acceptable performance of the emerging IETF QUIC protocol over broadband satellite systems.
3. References to the research
References
[1] Khademi, Fairhurst, G, Jones, T., et al., NEAT: A Platform- And Protocol-Independent Internet Transport API, IEEE Commun. Magazine, vol. 5, no. 6, pp. 46-54. DOI: https://DOI.ORG/10.1109/MCOM.2017.1601052, 2017.
This paper denotes underpinning research in evolving the Internet transport system.
[2] Briscoe, B, Fairhurst, G et al., Reducing Internet Latency: A Survey of Techniques and their Merit, IEEE Commun. Surveys & Tutorials, vol. 18, no. 3, pp. 2149 - 2196. DOI: https://DOI.ORG/10.1109/COMST.2014.2375213, 2014.
This paper underpinning research identifies key methods to reduce Internet latency.
[3] Khademi, Fairhurst, G. et al, Alternative Backoff: Achieving Low Latency and High Throughput with ECN and AQM, IFIP Networking, Stockholm, S. Best Paper Prize. DOI: 10.23919/IFIPNetworking.2017.8264863, 2017.
This paper denotes transport research that reduces end-to-end Internet latency.
[4] Custura, A, Secchi, R & Fairhurst, G, Exploring DSCP modification pathologies in the Internet, Computer Commun. vol. 127, pp. 86-94. DOI: https://DOI.ORG/10.1016/J.COMCOM.2018.05.016, 2018.
This paper describes underpinning research in determining safe use of DSCPs.
[5] Custura, A., Fairhurst, G. & Learmonth, I., Exploring usable Path MTU in the Internet, Network Traffic Measurement and Analysis Conference, Vienna, A. DOI: https://DOI.ORG/10.23919/TMA.2018.8506538, 2018
This paper describes research to increase the packet size used across internet paths.
[6] Raffaele Zullo R, Jones T, Fairhurst G, Overcoming the Sorrows of the Young UDP Options, Network Traffic Measurement and Analysis Conference, On-Line, 2020 DOI: https://doi.org/10.23919/TMA.2019.8784601.
This paper describes research on the path transparency of UDP transport packets.
[7] Custura, A., Fairhurst, G. & Jones, T. Rethinking ACKs at the Transport Layer, IEEE/IFIP Networking: Future Internet Technologies https://bit.ly/3llYoyB, Paris, June 2020.
This paper denotes underpinning research in the design of transport acknowledgement.
Grants
[P1] UKRI dot.rural Digital Economy Research Hub, EPSRC EP/G066051/1(10/2009-09/2015) http://bit.ly/36Hi2RM (GBP11, 814, 897) (Coordinator: Aberdeen University).
[P2] RITE (Reducing Internet Transport Latency, EU FP7-ICT 317700 (11/2012-10/2015; EUR5,000,000) https://bit.ly/3d5JsSp (8 partners, Aberdeen portion: GBP371,270.00) (Coordinator: SRL, NO)
[P3] NEAT (A New, Evolutive API and Transport-Layer Architecture for the Internet), EU 644334 (03/2015-02/2018; EUR4,000,000) http://bit.ly/3ntWCh0 (8 partners, Aberdeen portion: GBP344,925.00) (Coordinator: SRL, NO)
[P4] MAMI (Measurement and Architecture for a Middleboxed Internet) European Commission, EU IC 688421 (01/2016-02/2018; EUR3,000,000), https://bit.ly/2HXfnZE (8 partners, Aberdeen portion: GBP306,249) (Coordinator: ETH, Zurich, CH)
[P5] PREC (Prioritisation and Resilience for Emergency Communications), EU MONROE FIRE, (06/2016-06/2018) https://bit.ly/3ln5tPv (GBP114,522) (Coordinator: SRL, NO)
[P6] QUIC Standardisation Support, ESA (2018-19) (GBP52,493) (University of Aberdeen)
[P7] Mitigation Techniques for addressing the impact of Latency over Satellite Networks (MTails), ESA ARTES-4 (02/2020-09/2021) http://bit.ly/3ixYvp2, (GBP98,332) (Coordinator: Indra, ES)
4. Details of the impact
The IETF is the primary Internet Standards Development Organisation (SDO). Its mission is to make the Internet work better by producing high quality relevant technical documents that influence the way people design, use, and manage the Internet. An open standards policy combines contributions from industry (such as Apple, Microsoft, Google, Ericsson), network operators (such as BT, Google, Akamai), leading research institutions (as in this case study) and other stakeholders, to provide the technical and operational expertise required to develop standards and industry Best Current Practice (BCP). BCP documents are published in the Request For Comments (RFC) series and can be accessed online from www.ietf.org/standards/rfcs. Fairhurst chairs the Transport area working group (TSVWG) and has co-authored 11 RFCs across the Internet and Transport areas since 2014 (total 273 pages), totalling 28 since 2002 (with 183 citations in other RFCs) [$2].
RFC specifications are crucial to the day-to-day running and expansion of the Internet. Although the commercial gain yielded by such open standards is not measurable, these standards are widely used at all stages in Internet service delivery: by networking equipment designers, by network and service operators, in data centres and as a basis for enterprise. RFCs are also used as the basis for government procurement of equipment and services, and underpin other standardisation, including cellular mobile standards for 5G technology.
Evolving the Internet Transport System and defining a new Transport Interface [P3] [P4]
Specifications: RFC8095; RFC8304.
Research by Fairhurst directly contributed to formation of the IETF Transport and Services (TAPS) standards working group in 2014 [$6]. Work contributed by NEAT [P3] underpinned standards work that unifies the interface between the Internet transport system and applications [$7]. In 2015, Fairhurst and Welzl (University of Oslo) were invited to present this work at the Internet Architecture Board SEMI Workshop, which set future directions for a series of IETF standards. Fairhurst’s research provided an “ important first step” [$6] and has continued to be a “ key contributor” to the TAPS architectural framework [$7] (as a contributor to the first 3 published documents and a co-author of RFC8095 and RFC8304). He is a co-author of two further working group standardisation documents [$6].
Operating system developers, such as Apple Computer, [$7] can immediately benefit from the new TAPS specifications. An Internet Technologies Engineer at Apple stated, “ In 2018, Apple released Network.framework at the World Wide Developer Conference… The architecture produced by the TAPS working group deeply informed the development of this framework. Since its release, many applications have adopted this framework on iOS and macOS” [$7]. This has provided developers with a common secure framework across different platforms, enabling each application to automatically tune the transport system to the current network conditions. The new interface also simplifies development of applications and products. In another example, Celerway Communications is using the automated methods defined by TAPS to enhance the proxy functionality in its software to boost the throughput of mobile applications [$4].
Reducing End-to-End Internet Latency across the Internet Path [P2]
Specifications: RFC7567; RFC8087; RFC8511.
Research led by Fairhurst and Secchi in AQM techniques [P2] underpinned an Internet BCP in 2015, RFC7567, co-authored by F. Baker (Cisco) and Fairhurst. [$3] Operators are benefitting from this BCP when configuring AQM routers to meet the demands of new low-latency Internet applications. This was followed by RFC8087, identifying the additional benefits of using ECN with AQM (co-authored by Fairhurst and Welzl). Both AQM and ECN techniques are important in reaching the demanding latency targets of 5G mobile networks, which the GSM Association predicts will be up to 50 times lower than networks using 4G.
Fairhurst and his research team collaborated with the University of Oslo and Netflix to develop a standard based on their ABE method, [4] published as RFC8511 [$2]. In 2018, Fairhurst and Secchi continued to contribute to the next generation ECN techniques being standardized in the IETF as L4S (Low Latency, Low Loss, Scalable Throughput) [$9]. Fairhurst also served on the scientific advisory board of the Swedish READY (Research Environment for Advancing Low Latency Internet) Project, which applied Internet techniques (including ECN) to a range of industry problems.
Determining Appropriate Sending Behaviour for Internet Datagrams [P1-P4] [P6-P7]
Specifications: RFC8085; RFC8084; RFC8899.
Internet Engineering research resulted in new transport methods and guidelines for Internet Best Current Practice for application and protocol designers. This includes co-authoring guidelines for using UDP as an Internet Transport, RFC8085. This is BCP148 (replacing RFC5405, its predecessor, also co-authored by Fairhurst and cited by 59 RFCs [$2]).
There is a growing volume of encrypted UDP Internet traffic, as a result of increased concern about privacy and a desire for a faster pace of protocol evolution. This has required the Internet community to consider the implications of pervasive encryption. Fairhurst (with a team from ETH, Zurich and Vijay Gurbani, USA) organised an industry summit to bring together key researchers, Internet engineers and network equipment vendors from across the world, to examine how to meet the challenges posed by encrypted traffic, resulting in an industry whitepaper [$1]. Current IETF standards work (co-authored by Fairhurst) will articulate these challenges in an informational document [$9] describing Transport Header Confidentiality, Network Operations, and the Evolution of Internet Transport Protocols [$2].
Research results by Fairhurst and his team provided “ careful and insightful input” in the standardization of RFC8210, a core IPv6 specification. [$8] The research provided a “ key input to the development” [$7] of a new standard: DPLPMTUD, RFC8899. This makes a significant design change that allows developers of transport systems to avoid reliance on network-layer fragmentation and enables an application to safely increase the size of packets that it sends [$8]. Development within the FreeBSD Project [$10] added DPLPMTUD to the Stream Control Transport Protocol (SCTP), a core transport protocol used in cellular mobile Internet [$5].
Based on research [P3] and [P6], Fairhurst worked within the standards process to contribute to the design for IETF QUIC, and proposed and analysed extensions [P7] to the standard. The IETF QUIC standard includes DPLPMTUD, normatively referencing RFC8899 [$5]. QUIC is expected to have significant take-up by companies, and is already 35% of Google's traffic in April 2020, and a growing component of total Internet traffic (about 7%), expected to increase as companies add support to their products after IETF standardisation in 2021.
5. Sources to corroborate the impact
[$1] Industry workshop to develop a position on Challenges in Network Management of Encrypted Traffic, https://arxiv.org/abs/1810.09272, 2018.
[$2] Contributor information for G. Fairhurst, IETF Data Tracker, http://bit.ly/3d698OC.
[$3] Letter from a Senior Distinguished Engineer in the Office of the Chief Technology Officer (CTO), Dell-EMC, describing contributions of the authors to IETF standards.
[$4] Letter from Cellerway Communications, describing collaboration to develop the IETF TAPS specifications, and their exploitation by Cellerway in products.
[$5] Letter from a Master Researcher at Ericsson Research describing standards contributions for DPLPMTUD and the relevance to the SCTP and QUIC Transports.
[$6] Letter from an Engineering Manager at Akamai Technologies, describing contributions of the authors and the research underpinning development of the TAPS specifications.
[$7] Letter from Apple Computer, describing contributions of the authors and resulting use by the TAPS specifications in commercial products.
[$8] Letter from a Check Point Fellow at Check Point Software, describing the contributions of the authors and resulting use of the DPLPMTUD specifications.
[$9] Active work in the Transport Area Working Group, http://bit.ly/30DS8uo, 2020.
[$10] BSD Journal Article explaining how FreeBSD is being used to drive forward standards, highlighting contribution by the authors, http://bit.ly/2Gxvtc4, p35-39, 2020.
- Submitting institution
- University of Aberdeen
- Unit of assessment
- 12 - Engineering
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Intelligent Mobility (IM) is the optimised movement of people and goods. In the transport sector, where industry is increasingly reliant on technology and data to facilitate movement of people and services, the challenge is how to address complete end-to-end journeys, particularly in rural hard-to-access areas. At the University of Aberdeen, the Centre for Transport Research, in collaboration with the School of Natural & Computing Sciences, has undertaken innovative research which has underpinned the development of shared mobility models to enhance transport services for populations in hard to serve areas and informed UK government implementation of internet access in rural areas. The research has also contributed to the growing national interest in Mobility as a Service (MaaS), leading to GBP2,000,000 investment from government and the development of proof of concept with industry.
2. Underpinning research
Intelligent Mobility (IM) – using novel ideas and new innovative technologies to transport people and goods in an easier, more efficient and more environmentally-friendly way – is a growing global market. In fact, research has shown that, by 2030, this global industry could be worth as much as GBP1,400,000,000,000, bringing benefits to governments, corporations, and the travelling public around the world. Whilst urban residents will be able to take advantage of new mobility services – which depend on reliable and equitable digital access – rural communities, including those in the UK, will be far less able to benefit fully from these advances, as a result of poor digital and physical connectivity.
Expanding capability and embracing technology-centred services can bring certain challenges such as developing effective communication networks with passengers on social media and providing an enhanced customer experience whilst protecting the privacy of their personal data. Multi-disciplinary research at Aberdeen’s Centre for Transport Research (CTR) has brought together experts from Transport, Engineering (Nelson, Cottrill) and Computing Science (Edwards) in order to facilitate better understanding amongst policymakers and industry representatives of how people– in different settings (urban/ rural) – will benefit from and adapt to IM.
Research led by CTR has been carried out in four main areas:
1. Understanding the basis of digital exclusion [P1, P6]:
Research led by CTR (Nelson, Edwards, Cottrill, Farrington) under the Rural Digital Economy Hub (funded from the Research Councils UK’s Digital Economy Programme, led by the EPSRC) [P1] examined instances of digital exclusion in rural areas of the UK [3] and its impact on the availability of IM services to these traditionally under-served populations [1]. Importantly, the research showed that digital limitations could act as a considerable barrier to implementing more efficient mobility practices across the UK, and that providing accessibility and connectivity to rural communities presented significant challenges because of combined problems of transport poverty and digital exclusion [3]. These problems were found to include a strong technological/ technical component common to both the transport and digital spheres in terms of the quality and availability of infrastructure and services [1]. In 2017, Cottrill was commissioned by Foresight, UK Government Office for Science, to outline the potential long-term implications of these connectivity limitations for transport and mobility opportunities in the UK [P6, S6]. Cottrill outlined opportunities for enabling more inclusive access such as the development of adequate digital skills across end users to ensure widespread uptake of digital transport services, development of a workforce with more targeted digital skills to ensure the continuing design and implementation of digital transport systems and data management/handling as a key component of transport network design, development and implementation [P6].
2a. Understanding efficient information provision [P2]:**
As part of an ESRC funded project, through a linked series of interdisciplinary studies using semi-structured interviews and qualitative analysis [P2], CTR (Nelson, Edwards, Cottrill) addressed issues of transport information provision through analysis of social media data [4], and ethnographic evaluation of passenger experience [2], leading to the development of ‘TravelBot’ a Twitter-based tool for sending, receiving and sharing travel disruption information in collaboration with FirstGroup, the world’s largest public transport operator [7]. Via the Twitter application programming interface (API), the team developed a Twitter Monitoring Infrastructure to collect the Tweets sent from and mentioning the accounts of subsidiary companies. By applying content analysis to the data, they demonstrated as proof of principle, that information sharing between passengers and transport providers using mobile phones and digital social media can significantly improve passenger satisfaction using minimal digital resources. The research found that this was particularly important in rural areas as it helped to overcome transport information limitations and improved access to the available transport supply [7].
2b. Proof of concept studies [P4]:**
The EU Horizon 2020 ‘Easily diStributed Personal RapId Transit’ (ESPRIT) project [P4] led by the French Alternative Energies and Atomic Energy Commission (CEA) was an innovative 16-partner pan-EU collaboration to develop purpose-built, lightweight, stackable electric vehicles. As part of this project, CTR (Nelson) led work on work package 8: the dissemination, demonstration and exploitation activities of the project in preparation for commercialising the ESPRIT concept as part of its ‘realisation’ phase. As a proof of concept, Nelson worked with research partners FirstGroup to develop lightweight, stackable electric vehicles designed for efficient one-way car-sharing journeys in areas difficult to serve by public transport [5]. Prototypes of the vehicles were successfully demonstrated in France (Lyon), Spain (Barcelona) and Glasgow in 2018 with commercial exploitation expected by 2022.
2c. Travel Demand [P5]:**
SocialCar, a Horizon2020 project [P5] coordinated by FIT Consulting SRL (Italy) aimed to develop a new communication network for IM that would share carpooling information integrated with existing transport and mobility systems in order to provide end-users with a simplified travel experience and allow comparison and choice between multiple travel options. CTR research (Nelson, Cottrill) underpinned the development of a new journey planning App ( RideMyRoute), available on the App store. Whilst this was a concept phase project it has outlined the potential long-term implications of connectivity limitations for transport and mobility opportunities in the UK and identified opportunities for enabling more inclusive access in rural area [6]. By introducing a new intermodal trip planning algorithm and supporting data structure, CTR staff contributed to outlining features that could increase the attractiveness of MaaS options in suburban markets. The app, trialled in four European test sites, demonstrated capacity to suggest trip planning solutions and that 85% of these solutions involved connection from carpool to public transport. The project brought together ITS developers, social scientists, economists, transport engineers, car-poolers and public authorities from the UK and 12 other European countries.
3. References to the research
References:
[1] Velaga, N.R., Beecroft, M., Nelson, J.D., Corsar, D. and Edwards, P., 2012. Transport poverty meets the digital divide: accessibility and connectivity in rural communities. Journal of Transport Geography, 21, pp.102-112. DOI: https://doi.org/10.1016/j.jtrangeo.2011.12.005
[2] Gault, P., Corsar, D., Edwards, P., Nelson, J.D. and Cottrill, C., 2014, October. You'll never ride alone: the role of social media in supporting the bus passenger experience. In Ethnographic Praxis in Industry Conference Proceedings (Vol. 2014, No. 1, pp. 199-212). DOI: 10.1111/1559-8918.01027
[3] Farrington, J., Philip, L., Cottrill, C., Abbott, P., Blank, G. and Dutton, W.H., 2015. Two-speed Britain: Rural internet use. Available at SSRN 2645771. DOI: https://dx.doi.org/10.2139/ssrn.2645771
[4] Cottrill, C., Gault, P., Yeboah, G., Nelson, J.D., Anable, J. and Budd, T., 2017. Tweeting Transit: An examination of social media strategies for transport information management during a large event. Transportation Research Part C: Emerging Technologies, 77, pp.421-432. DOI: https://doi.org/10.1016/j.trc.2017.02.008
[5] Mounce, R. and Nelson, J.D., 2019. On the potential for one-way electric vehicle car-sharing in future mobility systems. Transportation Research Part A: Policy and Practice, 120, pp.17-30. DOI: 10.1016/j.tra.2018.12.003
[6] Wright, S., Nelson, J.D. and Cottrill, C.D, 2020. MaaS for the suburban market: Incorporating carpooling in the mix. Transportation Research Part A: Policy and Practice, 131, pp.206-218. DOI: https://doi.org/10.1016/j.tra.2019.09.034
[7] Gault, P., Cottrill, C.D., Corsar, D., Edwards, P., Nelson, J.D., Markovic, M., Mehdi, M. and Sripada, S., 2019. TravelBot: Utilising social media dialogue to provide journey disruption alerts. Transportation Research Interdisciplinary Perspectives, 3, p.100062. DOI: https://doi.org/10.1016/j.trip.2019.100062
Grants:
[P1] [UKRI] dot.rural Digital Economy Research Hub; award reference: EP/G066051/1. 10/2009-03/2015, (GBP11,814,897).
[P2] [ESRC] Social Media – Developing Understanding, Infrastructure, and Engagement; 02/2014-08/2016. (GBP505,666)
[P3] University Partner Programme, Transport Systems Catapult Ltd; 10/2014-09/17, (GBP75,000)
[P4] [H2020] ESPRIT (Easily Distributed Personal Rapid Transit) European Commission Horizon 2020 Green Vehicles project (1 of 20 partners); 05/2015-10/2018, (EUR7,996,591.25; Aberdeen contribution: EUR321,152.5 (in GBP231,823))
[P5] [H2020] SOCIALCAR European Commission Horizon 2020 project (1 of 27 partners); 06/2015-05/2018, (EUR5,384,645.50, Aberdeen contribution: EUR383,618.00 (in GBP260,494))
[P6] [Foresight, GOS] Government Office for Science; 2018 (GBP2,516)
4. Details of the impact
Intelligent mobility has the potential to transform the ways we move people and goods. Research at the University of Aberdeen has shed new light on the development and provision of new transport services, particularly in relation to rural communities and passenger experience. This research has informed digital infrastructure requirements in the UK, raised awareness of innovation in transport services, secured investment from the Scottish government to pilot new services, and enabled operators and industries to rationalise the transition to IM.
Creating an evidence base for national digital policy decisions
Through research on Internet access and use in rural and urban areas in the UK [3], CTR has raised awareness of the impact of low-speed broadband connection on people’s use of the internet, highlighting the implications for availability of IM to both policymakers and industry in collaboration with the University of Oxford Internet Institute (OxIS), which releases a biannual survey of internet use. The portion of the OxIS 2011 sample that falls within areas defined by UK, Scottish and Welsh administrations as being in some degree ‘rural’ or ‘remote rural’ is about 200 individuals - insufficient to provide a sound basis for large-scale generalisations about rural Internet use and the effect on the potential for Digital Economy in rural Britain.
CTR collaborated with OxIS to release the 2013 Oxford Internet Survey, which directly engaged with users by conducting interviews with a representative sample of 800 rural residents across Britain, ensuring robust analysis of the data generated in order to gain better understanding of barriers to Internet use related to, for example, age, income, education, and location-specific technology limitations [3]. The survey was launched following a workshop in October 2013, where findings were discussed with speakers from Ofcom and the Scottish Government. In 2019, Oxford Internet Survey released a follow-up survey supported by the Department of Digital, Culture, Media and Sport, Google Inc. and BT, stating that ‘ the oversample (from the 2013 survey) was critical since there are a relatively small proportion of deep rural households in Britain’ [S1].
In 2013, CTR was invited to submit written evidence to a small-scale enquiry led by the Department for Environment, Food and Rural Affairs (Defra) titled ‘Rural Broadband and digital-only services’, the outcome of which was to ensure the ‘hardest to reach’ would be given priority access to broadband [S2]. The inquiry was updated and broadened (2017-2019), concluding that current Government policy had failed to reduce the digital divide between urban and rural areas. The report drew on Aberdeen research to highlight digital public services such as farm governance activities as being one of the areas being affected by lack of digital infrastructure [S3; 60, p15] to underpin recommendation 7 [S3; ‘ future digital services policies should reflect “needs not numbers” to ensure that the rural minority had the same digital opportunities as the urban majority‘. [S3; 73, p16] In March 2020, the UK Government issued an official response to the committee’s findings agreeing that ‘Government must actively monitor, encourage, and where appropriate, intervene to ensure that rural areas are not left behind and that any ‘digital’ divide between rural and urban areas can be closed’, confirming that in response to recommendation 7, that the development team ‘is already undertaking user research with farmers with no internet connection and poor mobile phone connectivity’ [S4].
CTR (Cottrill) was a key contributor to the underpinning evidence-based study that underpins the Transport Systems Catapult 2016 report, ‘Intelligent Mobility Skills Strategy’ (https://ts.catapult.org.uk/imskills/\), which was cited in Parliament in 2017, with Dr Yolande Herbath, the Catapult’s strategic lead, informing debate and the government round table on future skills. The University of Aberdeen’s Centre for Transport Research (CTR) was involved with the Transport Systems Catapult (TSC) under the University Partner Programme (UPP) from 2014 to 2017 [P3]. During this time, CTR undertook a significant range of activities with the Catapult and external partners, including organising and leading knowledge exchange activities and facilitating connections with partners in Scotland. These activities drew upon findings from research conducted by CTR with core relevance to intelligent mobility and contributed to activities undertaken by TSC.
As a direct impact of the IM Skills Strategy, the Department for Transport commissioned the Connected Places Catapult (the TSC’s successor organisation) to undertake a study on foresighting the Future of Transport Skills, the outcomes of which will be published in Spring, 2021 (https://bit.ly/3eozqyr\). The Automotive Council’s Skills Working Group revisited its governance arrangements (2020) reflecting shifting their focus from short-term solutions to plug gaps and address immediate stressors to the longer term horizon [S5].
In 2018, Cottrill was commissioned by the UK government’s Foresight Future of Mobility Project to prepare a report titled, ‘Data and Digital Systems for UK Transport: Change and its Implications’ [S6], which is cited as commissioned work, underpinning the report titled, ‘A time of unprecedented change in the transport system: The Future of Mobility’ (2019) prepared by the office of Sir Patrick Vallance (Government Chief Scientific Advisor since 2018) [S7] to ‘inform the UK’s response to a range of challenges and opportunities’.
Securing government investment to pilot Mobility as a Service (MaaS)
Aberdeen CTR has adopted an interdisciplinary approach in line with MaaS Scotland (Mobility as a Service (MaaS) Alliance Scotland), which is a network of 75 public and private organisations operating across the MaaS supply chain in Scotland. MaaS Scotland is a partnership between Technology Scotland and ScotlandIS and brings together businesses in the transport sector to share knowledge and develop joint projects to demonstrate the commercial, environmental and social advantages of MaaS. MaaS Scotland therefore plays a major role in the evolving development of IM, based on research findings that incorporate improved information systems and better integration of transport supply and demand.
In 2018, MaaS Scotland submitted a paper to the Scottish Government calling for investment to support MaaS pilot projects throughout Scotland. As a result of the research, the Scottish Government made an investment of GBP2,000,000 in 2019, administered through Transport Scotland, to support the development of these pilot projects. Alongside the fund, a Scottish Government working group was established to develop and scope how the investment should be spent, which included identifying thematic areas, refining evaluation criteria, and ensuring maximum engagement from industry partners. CTR, through one of its PhD students, provided an important voice to this group, helping to create a programme that looks set to significantly advance MaaS development and deployment in Scotland. According to the Chief Executive Officer for Technology Scotland:
‘*CTR has been central to the creation of a separate working group on rural MaaS. This is a hugely important subject, particularly in Scotland where the rural economy plays such an important role.*’ [S8]
Enabling operators and industry to rationalise the transition to IM
Central to the IM concept is journey planning, which includes the need to integrate existing data sources and formats. Nelson, Cottrill and colleagues worked with FirstGroup plc, the leading provider of transport services in the UK and North America, to develop a social media strategy to provide journey disruption alerts. FirstGroup have confirmed that CTR’s research has influenced both their engagement with research and helped to provide a roadmap for market readiness, stating that CTR ‘ have assisted First in its understanding of the scope for, and application, of innovative public transport solutions in real world scenarios. These form part of our wider objective, to achieve growth in use of and modal shift to public transport’ [S9].
5. Sources to corroborate the impact
[S1] Oxford Internet Survey, 2019 – see page 30
[S2] ‘Rural Broadband and digital-only services’, Defra report (2014)
[S3] ‘Rural Broadband and digital-only services’, Defra report (2019)
[S4] UK government response to Defra report (2020)
[S5] Testimonial letter from Connected Places Catapult
[S6] Foresight Commissioned report (2018)
[S7] ‘The Future of Mobility’ report, Government Chief Scientific Advisor (2019)
[S8] Testimonial, Chief Executive Officer for Technology Scotland and press release: https://maas-scotland.com/scottish-government-commits-to-2m-maas-investment-fund/ (2018)
[S9] Testimonial, UK Director of Strategy, Head of Policy and Managing Director of the UK (FirstGroup)