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Showing impact case studies 1 to 14 of 14
Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Technological
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Lung cancer is a leading cause of cancer-related death worldwide. Detecting DNA mutations in tumours can help assign therapy, particularly if the mutations can be targeted directly with drugs. However, limited access to tumour material, both before and during treatment, constrains this approach. Cambridge researchers invented a blood test (liquid-biopsy) that detects mutant tumour DNA circulating in the blood of patients with non-small cell lung cancer (NSCLC). This test was further developed into the InVisionFirst™-Lung Liquid Biopsy (IF-LLB) platform through Inivata Ltd., a spinout company launched by the researchers that has raised USD129,400,000 (~GBP96,800,000) and employs >80 staff within the UK and US. IF-LLB detects 37 NSCLC-mutant genes, 10 of which are actionable, and six linked to FDA approved therapies. It is now a leading precision cancer medicine test used in routine clinical practice; is Medicare reimbursement-approved in the US; and has been used in the management of [text removed for publication].

2. Underpinning research

Precision cancer medicine includes the detection, monitoring and targeting of DNA mutations in each individual patient’s tumour. These mutations can be detected in tumours using next generation sequencing (NGS). However, this is not possible for patients whose tumours are surgically inaccessible. Furthermore, since repeat biopsies of primary tumours is neither practical nor acceptable, then serial analysis of mutations in tumours cannot be used to measure treatment response. These challenges are exemplified by NSCLC–the commonest form of lung cancer–that is diagnosed in 230,000 UK and US patients each year (Cancer Research UK; American Society of Clinical Oncologists). Although up to 69% of NSCLC contain mutations that can be targeted with drugs (Zhang et al., Journal of Hematology & Oncology, 2019), the limitations of primary tumour NGS place most of these beyond detection.

Development and application of novel non-invasive cancer liquid-biopsies: Tumours shed mutant DNA (ctDNA) that can be detected in peripheral blood (Sorenson, GD et al. 1994). Initial approaches to detect mutant ctDNA required prior knowledge of the mutations present in the primary tumour, presenting a clinical ‘Catch 22’. To address this, Cambridge researchers invented Tagged-Amplicon Deep Sequencing (TAm-Seq), which detects tumour-derived mutations in ctDNA without requiring knowledge of the primary tumour DNA sequence [1]. They then used TAm-Seq to create the InVision™ liquid biopsy platform that simultaneously detects multiple tumour-derived mutations in ctDNA. Their study of 30 women with metastatic breast cancer confirmed that measuring ctDNA using InVisionTM quantifies tumour burden with greater precision, and over a larger dynamic range, than existing tumour biomarkers [2]. This research enabled the Cambridge team to found Inivata Ltd., a spinout company launched in 2014. They then showed that the InVision™ liquid biopsy platform can detect mutations in ctDNA to identify drug targets for, and track primary tumour treatment response, of NSCLC [3].

Clinical implementation of liquid biopsy technology:* Translation of InVision™ into routine clinical practice required real-world verification of its sensitivity and specificity. Through work in two independent laboratories, the Cambridge team showed that in optimal samples (input DNA average of 53 ng of DNA), InVision™ detects 94% of tumour mutations at an allele fraction of only 0.25%-0.33%, and ~90% of mutations are detected in samples with very low amounts of DNA (~6.6 ng), both with high levels of specificity [4]. In a subsequent prospective clinical study that analysed both ctDNA and tumour DNA simultaneously among >250 patients with NSCLC, the Cambridge team identified 97.8% of primary tumour DNA mutations in ctDNA using InVisionFirst™ (70.6% sensitivity and 99.2% specificity) [5]. To complete translation of InVisionFirst™ to a NSCLC clinical test, the researchers developed InVisionFirst™-Lung Liquid Biopsy (IF-LLB) that detects mutations in 37 NSCLC-relevant genes, 10 of which are actionable and six linked to FDA-approved therapies. In their clinical study of IF-LLB, the team detected mutations in the ctDNA of 77% (165/214) of patients with NSCLC (81% sensitivity and 97% specificity) [6]. Critically, clinically actionable mutations were detected by IF-LLB in 17% of 103 patients for whom no primary tumour was available. These patients went on to receive personalised treatment. Further, IF-LLB measurement of ctDNA mutations correlated with response rate and progression-free survival [6].

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

* [1] Forshew T, …, Brenton JD, Rosenfeld N. Noninvasive identification and monitoring of cancer mutations by targeted deep sequencing of plasma DNA. Science Transl Med. 2012; 30;4(136):136ra68. doi: 10.1126/scitranslmed.3003726. PMID: 22649089.

* [2] Dawson SJ, …, Gale D, …, Rosenfeld N. Analysis of circulating tumor DNA to monitor metastatic breast cancer. N Engl J Med. 2013; 368(13):1199-209. doi: 10.1056/NEJMoa1213261. Epub 2013 Mar 13. PMID: 23484797.

* [3] Remon J, …, Gale D, …, Besse B. Osimertinib benefit in EGFR-mutant NSCLC patients with T790M-mutation detected by circulating tumour DNA. Ann Oncol. 2017; 28(4):784-790. doi: 10.1093/annonc/mdx017. PMID: 28104619.

* [4] Gale D, …, Rosenfeld N. Development of a highly sensitive liquid biopsy platform to detect clinically-relevant cancer mutations at low allele fractions in cell-free DNA. PLoS One. 2018;13(3):e0194630. doi: 10.1371/journal.pone.0194630. eCollection 2018. PMID: 29547634.

* [5] Pritchett M, …, Rosenfeld N, Morris CD, Govindan R. Prospective Clinical Validation of the InVisionFirst-Lung Circulating Tumor DNA Assay for Molecular Profiling of Patients With Advanced Nonsquamous Non–Small-Cell Lung Cancer. JCO Precision Oncology; published online April 25, 2019: doi: 10.1200/PO.18.00299. PMID: 32914040.

* [6] Remon J, …, Rosenfeld N, …, Besse B. Real-World Utility of an Amplicon-Based Next-Generation Sequencing Liquid Biopsy for Broad Molecular Profiling in Patients With Advanced Non–Small-Cell Lung Cancer. JCO Precision Oncology; published online March 6, 2019: doi: 10.1200/PO.18.00211. PMID: 32914037

Funding

ERC Starter Award: Cancer Exomes in Plasma, 2014-2020. Awarded GBP1,474,484. Principal Investigator: Nitzan Rosenfeld.

CRUK Early Detection Programme Award A26886, 2018-2023. Awarded GBP821,941. Co-Leads: Nitzan Rosenfeld and Douglas Easton.

CRUK Early Detection Programme Award A27548, 2019-2024. Awarded GBP1,500,000 of total requested GBP2,500,000 Co-Leads: Nitzan Rosenfeld and Robert Rintoul.

AstraZeneca, 2013-2019: GBP183,617. Co-Principal Investigators: Nitzan Rosenfeld and Simon Pacey.

Patents

- Rosenfeld N, Forshew T, et al. A method for detecting a genetic variant – Tam-Seq: International publication number: WO 2016/009224A1, 21 January 2016.

- Fisher E …. Rosenfeld N, et al. Improvements in variant detection: International publication number: WO 2019170773A1, 12 September 2019.

- Plagnol V, Forshew T, et al. Method the Analysis of Minimal Residual Disease: Publication number: 20200157604, 21 May 2020. US Patent: US20200157604A1

Rosenfeld N, Forshew T, et al. Method for Detecting Tumor DNA in a cfDNA Sample Collected from a Patient that has Previously Undergone Cancer Therapy: Publication number: 20200232021, 23 July 2020.

4. Details of the impact

Lung cancer accounts for 1,760,000 cancer deaths world-wide each year (World Health Organisation Statistics, 2018). Cambridge University-led research has established ctDNA liquid biopsy as a cornerstone of precision lung cancer medicine, with the aim of reducing this figure.

Impact on practitioners and the delivery of professional services

A clinically approved blood test for managing patients with NSCLC:

In 2018, the International Association for the Study of Lung Cancer (includes 9,000 lung cancer specialists in over 100 countries) convened a multidisciplinary panel of experts in the field of thoracic oncology to produce a set of recommendations for the use of liquid biopsy in the clinical management of advanced NSCLC patients. The panel reviewed a number of studies that had applied liquid biopsy technology to detect cancer-causing mutations (including [2]), and recommended that liquid biopsy be considered at the time of initial diagnosis in all patients with advanced NSCLC who need tumour molecular profiling, particularly when tumour tissue is scarce, unavailable, or for patients in whom invasive procedures may be risky or contraindicated. They also recommended that liquid biopsy be conducted at the time of initial diagnosis if the turnaround time for tissue biopsy is anticipated to be longer than 2 weeks [A].

Subsequently in 2019, IF-LLB received Medicare reimbursement approval in the US, providing the US population with routine access to a comprehensive genomic profiling test for NSCLC (one of only five such approved tests in the US) [B]. In February 2020, the US National Comprehensive Cancer Network guidelines, recommended use of liquid biopsies in advanced or metastatic NSCLC patients when tissue biopsy is not available: “ If there is insufficient tissue to allow testing for all of EGFR, ALK, ROS1, and BRAF, repeat biopsy and/or plasma testing should be done.” [C]. Liquid biopsies are now regarded as routine clinical practice as part of cancer care in the US. Furthermore, a 2020 systematic review which featured Pritchett et al., 2019 [5] noted that: “ctDNA molecular profiling is an accurate and reliable tool for the detection of clinically relevant molecular alterations in advanced NSCLC patients. Clinical outcomes with targeted therapies endorse the use of liquid biopsy by amplicon-based NGS ctDNA analysis in first line and relapse testing for advanced NSCLC patients.” [D].

[Text removed for publication] [B]. Two of these studies, including a large prospective EU clinical trial, investigated the potential of IF-LLB to reduce the time patients waited for treatment and to select treatments [E]. This work has underpinned the increased use of liquid biopsies in the routine management of patients with NSCLC lung cancer.

Leading international lung cancer oncologists attest to the positive impact of Inivata’s assays on treatment selection and patient care; an Associate Professor at the Stanford Cancer Institute says: “Data presented by Inivata has helped demonstrate the validity of their technology. This adds to the supportive data which is important in increasing the awareness and adoption of liquid biopsies for patient benefit.” [F]. An Associate Professor of Medicine at Harvard Medical School commented, “The impact of Inivata is clear. The company, based off your [Cambridge] research, has proven the validity and reliability of amplicon-based plasma NGS…had led the development of methods to monitor cancer noinvasively and use this monitoring to improve patient care..” [F].

The benefit to patients is further illustrated in an interview with the first patient to receive treatment based on his IF-LLB results in 2015, who said: “This test in fact triggered a change in therapy, which gave me almost 18 months of progression free survival until my cancer was mutated again. The liquid biopsies give me visibility, we’re not guessing anymore and can make an informed decision.” [F].

Supporting research of novel patient care pathways and therapies: In addition to use in routine clinical care, IF-LLB is also being used in ongoing studies to improve the NSCLC patient care pathway and develop new therapies. Inivata Ltd has established collaborations with Genomics England to assess ctDNA samples from the 100,000 Genomes Project to explore the potential of liquid biopsies to improve cancer management and patient outcomes in the UK [G]. IF-LLB will also be deployed in a GBP10,000,000 early cancer detection study of 15,000 participants (iDx-LUNG project). This national collaboration between academia and several major diagnostics and informatics companies will test ways to detect cancer at a stage when it can be cured. IF-LLB will be used to analyse blood samples from patients with inconclusive CT scan results participating in NHS England Targeted Lung Health Checks[G].

Impact on commerce and the economy

In 2014, Dr Rosenfeld and colleagues in Cambridge founded the spinout company Inivata Ltd, as a global clinical cancer genomics company developing its proprietary, industry-leading liquid biopsy platform to transform patient care [E]. The company has raised USD129,400,000 (~GBP96,800,000) and employs >80 highly-skilled individuals at its headquarters and R&D centre in Cambridgeshire and its certified clinical laboratory in North Carolina [H]. In March 2015, the further development of Inivata Ltd. technology was enabled through a collaboration with MedStar Health, a US not-for-profit health care provider [I]. To commercialise IF-LLB in the US, in May 2020 Inivata Ltd., then formed a strategic partnership with Neogenomics that made a USD25,000,000 equity investment in UK-based Inivata Ltd., Cambridge [I]. In July 2019, Inivata Ltd., signed a distribution agreement with IPS Genomix, part of the IPS Group, to provide cancer patients and partners in the Middle East and Africa with access to its IF-LLB test and other liquid biopsy tests [I].

5. Sources to corroborate the impact

[A] Impact on international cancer recommendations:

Rolfo C, et al. J Thorac. Oncol. 2018. Sep;13(9):1248-1268. doi: 10.1016/j.jtho.2018.05.030. Epub 2018 Jun 6. (p1249), cites [2], ref 138.

[B] Impact on cancer services in the USA:

(i) Evidence of Medicare reimbursement-approval for routine use of IF-LLB in the management of advance NSCLC patients in the USA. Press release, One Nucleus, 05 March 2019. (ii) Medicare Local Coverage Determination documents for InVisionFirst, Liquid Biopsy for Patients with Lung Cancer. (iii) A complete list of Medicare documents regarding Inivata Ltd. technologies. (iv) Evidence the Inivata platform is now one of the leading ctDNA tests used in treatment recommendation by doctors in the US.

[C] Impact on US clinical guidelines:

National Comprehensive Cancer Network: NCCN Clinical Practice Guidelines in Oncology. NSCLC. Version 3.2020 (p33, 36, 112 and 136).

[D] Evidence of impact on clinical application of liquid biopsy technology:

Remon J, et al. PLoS ONE 15(6): e0234302. 11 June 2020. doi.org/10.1371/journal. pone.0234302. (p8)

[E] Clinical trials involving Inivata technology:

(i) Press releases from EORTC and Genomeweb confirming the use of the InVisionFirst®-Lung test in a Pfizer-funded Phase II trial to analyze resistance in patients treated with lorlatinib, 29 October 2019. (ii) Evidence of the range of clinical trials assessing Inivata liquid biopsy technology. Inivata Press releases, Oct 2016 to November 2019.

[F] Impact on patient health and wellbeing:

(i) Testimonial letter from CRK Faculty Scholar & Associate Professor, Stanford Cancer Institute, Stanford University School of Medicine (ii) Testimonial letter from Associate Professor of Medicine, Harvard Medical School.. (iii) Transcript of a YouTube video with the first patient to receive treatment based on the results of his IF-LLB screen in 2015: https://www.youtube.com/watch?v=IzM87uxWPvQ

[G] Impact on national cancer services:

(i) Evidence of established collaborative efforts between Inivata and Genomics England to improve patient outcomes in the UK. Genomics England press release, 16 April 2019 and Genomeweb press release, 13 October 2017. (ii) Inivata’s Liquid Biopsy Technology Included in Unique GBP10m Research Collaboration for Early Detection of Lung Cancer, Inivata press release, 18 December 2020

[H] Evidence of commercial impact of Inivata Ltd. liquid biopsy technology:

Inivata Ltd. Funding and staffing information from Crunchbase, and Craft.info

[I] Evidence of the global reach of Inivata technology in clinical cancer management:

(i) A strategic collaboration with Neogenomics for the commercialisation of Inivata Ltd.'s InVisionFirst®-Lung test in the US. Press release, 360Dx, May 2020. (ii) Signing of a distribution agreement with IPS Genomix, to provide cancer patients and partners in the Middle East and Africa with access to its InVisionFirst®-Lung and InVisionSeq™ liquid biopsy tests. Press release, Consilium Strategic Communications, July 2019. (iii) Establishment of a collaboration with MedStar Health to assess the potential of liquid biopsy and ctDNA analysis in management of lung cancer patients in Washington D.C., USA. Press release, Medstar Health, 15 March 2018.

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Breast cancer is the most common cancer in women. Each year >500,000 women worldwide die of the disease. Aggressive treatment strategies have doubled breast cancer survival rates since the 1970s; however, it is now recognised that many of these patients are over-treated, resulting in unnecessary long-term side effects and healthcare costs. Cambridge-led clinical trials involving >6,000 patients in >150 UK Centres have identified those breast cancer patients who can be treated with reduced-volume radiation and reduced-duration anti-HER2 antibody (trastuzumab) therapy. This research has directly changed practice in the UK, Canada, USA, Europe and India, underpinning a global de-escalation in breast cancer therapy that spares qualifying patients from unnecessary side effects, preserves excellent survival rates, and reduces NHS treatment cost by up to GBP46,000,000 each year.

2. Underpinning research

Breast cancer is the most common cancer affecting women: 55,000 new cases are diagnosed each year in the UK, and over 2,000,000 are diagnosed worldwide. The increased use of radiotherapy and chemotherapy, as well as therapeutic monoclonal antibodies e.g. trastuzumab which targets the HER2 receptor on breast cancer cells, have increased patient survival rates from 40% in the 1970s to >80% today. However, it is now recognised that many patients are over-treated, causing serious unwarranted side effects and unnecessary healthcare costs. To address these issues, Cambridge researchers led a series of UK-wide clinical trials to test if treatment can be reduced safely in women with certain forms of breast cancer.

Reducing radiotherapy: Whole breast radiotherapy is a highly effective treatment of breast cancer. But this treatment causes significant, long-term physical and psychological side effects in up to one third of patients [Coles CE et al., Clinical Oncology 2005]. A further 0.5 to 1% of patients suffer life-threatening radiation-induced secondary malignancies and cardiac toxicities. The 2007-2010 IMPORT Low randomised controlled trial (Coles was Chief Investigator) recruited 2,018 breast cancer patients, across 72 UK centres. After surgical removal of the tumour, patients received either: standard full dose, whole-breast radiotherapy (control); reduced dose, whole-breast radiotherapy (reduced-dose group); or radiotherapy to the affected area only (partial-breast group). All three treatments produced equally excellent disease control, with 5-year ipsilateral breast tumour recurrence rates of only 1.1% (95% CI 0.5–2.3; control group), 0.2% (0.02–1.2; reduced-dose group) and 0.5% (0.2–1.4; partial-breast group) [1]. Women receiving partial breast treatment also experienced significantly fewer side effects, with half as many women reporting moderate/marked changes in breast appearance compared with whole-breast radiotherapy (15% vs 27%) [1,2]. Partial-breast radiotherapy also halved exposure of the heart to radiation – a validated predictor of major, long-term, cardiac side effects – in patients with left-sided breast cancer [Darby S et al., NEJM 2013].

The 2011-2014 UK FAST Forward trial (Coles is a senior member of the Trial Management Group [TMG]) demonstrated that 1-week of whole-breast radiotherapy is as effective in achieving local breast cancer control as 3 weeks of treatment [3]. By leading both the IMPORT Low and serving on the TMG of UK FAST Forward, Coles ensured that the control groups in both trials received identical radiation schedules enabling rapid and robust comparability between the studies. NHS England has invited Coles to work with them to implement 1-week partial-breast radiotherapy as standard of care for patients with low risk breast cancer. This represents a sea change in treatment and patient experience by reducing radiotherapy from 15 to just 5 treatments.

Reducing targeted therapy: Trastuzumab, given as a 12-month course of treatment, has increased ten-year survival rates for women with HER2+ breast cancer from 75% to 84% [Perez EA, JClinOncol, 2014]. With funding from the National Institute for Health Research (NIHR) Health Technology Assessment (HTA) programme, Earl led the PERSEPHONE randomised trial to test whether trastuzumab treatment could be reduced safely from 12 to 6 months among patients with HER2+ breast cancer. 4,088 patients across 153 UK centres were enrolled. Four-year disease-free survival rates were equally excellent among patients receiving 6 months (89.4%) or 12 months (89.8%) trastuzumab (hazard ratio 1.07 [90% CI 0·93–1·24]; non-inferiority p=0·011). These results were reflected in similar overall survival. Importantly, patients receiving 6 months of treatment experienced significantly fewer severe adverse side effects (19% vs 24%, p=0·0002) and significantly fewer of these patients stopped trastuzumab early because of cardiac toxicities (3% vs 8%, p<0·0001) [4,5]. Together, the research of Coles and Earl has validated the notion that breast cancer treatment can be safely reduced to decrease side-effects and unnecessary healthcare costs [6].

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

*[1]Coles CE et al., IMPORT Trialists. Partial-breast radiotherapy after breast conservation surgery for patients with early breast cancer (UK IMPORT LOW trial): 5-year results from a multicentre, randomised, controlled, phase 3, non-inferiority trial. Lancet. 2017; 390:1048-1060. doi.org/10.1016/S0140-6736(17)33316-0.

***[2]**Bhattacharya IS, …. and Coles CE; IMPORT Trialists. Patient-reported outcomes over 5 years after whole or partial breast radiotherapy: Longitudinal analysis of the IMPORT LOW (CRUK/06/003) Phase III randomized controlled trial. J Clin Oncol. 2019;37(4):305-317. doi: 10.1200/JCO.18.00982.

*[3] Brunt AM,.. Coles CE, et al., on behalf of the FAST-Forward Trial Management Group. Hypofractionated breast radiotherapy for 1 week versus 3 weeks (FAST-Forward): 5-year efficacy and late normal tissue effects results from a multicentre, non-inferiority, randomised, phase 3 trial. Lancet.2020; 395:1613-1626. doi.org/10.1016/ S0140-6736(20)30932-6

*[4]Earl HM et al. 6 versus 12 months of adjuvant trastuzumab for HER2-positive early breast cancer (PERSEPHONE): 4-year disease-free survival results of a randomised phase 3 non-inferiority trial. **Lancet.**2019;393(10191):2599-612: doi.org/10.1016/S0140-6736(19)30650-6

*[5]Earl H et al. Six versus 12 months' adjuvant trastuzumab in patients with HER2-positive early breast cancer: the PERSEPHONE non-inferiority RCT. Health Technol Assess. 2020; 24(40):1-190. doi: 10.3310/hta24400.

***[6]**Hall P, …. Earl HM.PERSEPHONE: 6 versus 12 months of adjuvant Trastuzumab in patients with HER2 positive early breast cancer: cost effectiveness analysis results. ESMO Munich, October 2018. Oral Presentation, Early Breast Cancer Session. Annals of Oncology. 2018; 29, Issue suppl_8, October 2018. doi.org/10.1093/annonc/mdy424.001.

Competitive funding received

  • PERSEPHONE: Adjuvant trastuzumab duration in early breast cancer: Six versus twelve months (Earl lead applicant). Awarded GBP 2,676,510 by NIHR HTA in April 2007. Co-applicants : D Cameron, J Dunn, D Miles, A Wardley, C McCabe.Ref: HTA 06/303/98.

  • Trans-PERSEPHONE and Trans PERSEPHONE- SNPs: The pharmacogenomics and pharmacogenetics of adjuvant trastuzumab (Earl as co-applicant). Awarded GBP 418,708 by Cancer Research UK in 2008 for 84 months. Lead applicant: C Caldas, co-applicant JE Abraham. Ref: C507/A9675.

  • Intensity Modulated Partial Organ Radiotherapy (IMPORT) HIGH and LOW Trials (Coles as co-applicant). Awarded GBP 1,654,889 by CRUK in 2006 for 192 months. Co-investigators: J Yarnold, E Donovan, J Haviland, P Hopwood, K Venables & C Chan. Ref: C1491/A6035.

4. Details of the impact

Coles and Earl’s research has directly informed clinical practice, sparing major side effects for patients while markedly reducing healthcare costs.

Impact on practitioners and the delivery of professional services

Changing national guidelines and practice for breast cancer therapy: Cambridge research has had a direct impact on national and international clinical practice for the treatment of Stage I-II breast cancer:

  • As a result of IMPORT Low, NICE 2018 guidance for early and locally advanced breast cancer: diagnosis and management [A] states: ‘Consider partial breast radiotherapy (as an alternative to whole breast radiotherapy) for women who have had breast conserving surgery for invasive cancer (excluding lobular type) with clear margins and low absolute risk of local recurrence’.

  • UK Royal College of Radiologists breast radiotherapy consensus guidelines recommends partial breast radiotherapy for low risk patients (patients 50 years with grade 1-2, 30mm, oestrogen receptor positive and HER2 negative with minimum 1mm surgical resection margins and no lymphovascular invasion) [B].

  • As a direct result of IMPORT LOW, regional NHS guidelines have been introduced by the North East Yorkshire and Humber Clinical Alliance and the West Midlands Expert Advisory Group for Breast Cancer, recommending the use of surgical clips on the wall of the tumour bed to enable partial radiotherapy as a standard approach, via increased accuracy of radiotherapy [C].

  • As a direct consequence of the PERSEPHONE trial, UK recommendations have been developed by an optimal duration of trastuzumab working group. In a 2020 survey of breast specialists, the majority (78%) agreed with 6 months as a standard option for those receiving single agent trastuzumab [C]. In addition, the 3,200 breast cancer patients treated with single agent trastuzumab each year in the UK could now benefit from reduced-duration 6-month treatment [D].

Changing international breast cancer therapy practice: Internationally, the results of IMPORT Low have motivated numerous countries to change standard practice, implementing partial breast radiotherapy for low risk breast cancer patients. These include the Netherlands and Denmark, where national breast cancer guidelines have been changed to incorporate these new radiotherapy parameters [E]. IMPORT Low partial breast radiotherapy is now being used routinely in some of the largest and most technologically advanced cancer centres worldwide including: Australasia, Canada (Princess Margaret Cancer Centre), Canada Cancer Centres, and USA (Memorial Sloan Kettering Cancer Center) [E].

Impact on health and wellbeing of people

Reducing side effects for woman receiving radiotherapy: The IMPORT Low trial demonstrated that women with low risk breast cancer can be treated safely and effectively with reduced-dose or partial breast radiotherapy, causing fewer side effects than standard treatment. Importantly, this includes halving the number of women reporting marked changes in breast appearance or hardness that are associated with significant psychological sequelae. In the UK alone, 10,000 women per year are eligible for partial breast radiotherapy [F], which annually equates to 1,200 women spared physical changes in breast appearance and 500 patients spared breast hardness because of treatment [1,2]. Partial breast radiotherapy halves the mean heart dose for patients with left-sided cancer, which reduces the predicted absolute lifetime risk of life-threatening cardiac events to less than 0.5%, i.e. reducing from 50 to 25 such events per year (DarbyS *et al.*NEJM 2013). The reduction from 15 to 5 radiotherapy treatments will also have a positive effect on the patient experience, by minimising hospital visits and treatment-associated side-effects.

Reducing side effects for women receiving targeted therapy: The PERSEPHONE trial provides evidence for safe reduction of single agent trastuzumab therapy from 12 to 6 months. This reduced therapy, provides the same excellent survival benefit, but 5% (365/1929 vs 460/1935) fewer patients treated now suffer severe side effects and only 3% (61/1977) of women who receive 6 months of trastuzumab are likely to have to stop treatment because of heart problems, compared with 8% (146/1941) who receive 12 months [D]. Patients on trastuzumab most frequently report severe aches and pains (9.3% - 524/5610) and fatigue (8.2% - 461/5610), which can be minimised by reduced treatment [D].

Establishing therapy-reduction research for patient benefit:** Both IMPORT Low and PERSEPHONE were completed within the NHS Clinical Research Network with active patient advocate partnership throughout design, recruitment, analysis and dissemination [G]. The success of these two trials with non-inferiority design, has been pivotal in establishing a priority theme of treatment reduction in National Cancer Research Institute (NCRI) breast cancer trials and has received consistent and positive feedback from doctors and patients [G]. Benjamin Smith, Professor of Radiation Oncology and Health Services Research at The University of Texas MD Anderson, said regarding IMPORT Low: “ In my opinion, this is one of the most important articles on early breast cancer to be published in this decade.” Maggie Wilcox, who is the patient lead for the PERSEPHONE trial, said “ I am delighted to have been part of this landmark trial which is an important step to reduce the length of treatment whilst not changing effectiveness.” Professor Hywel Williams, Director of the NIHR HTA Programme that funded the PERSEPHONE study said: “ This is a hugely important clinical trial that shows that more is not always better. Women will now have the potential to avoid unnecessary side effects of longer treatment without losing any benefit. In turn, this should help save vital funds for the NHS and prompt more studies in other situations where the optimum duration of treatment is not known. It is unlikely that research like this would ever be done by industry, so I am delighted that the NIHR are able to fund valuable research that has a direct impact on patients.” [H].

Extending excellence in care to Low- and Middle-Income Countries (LMICs): Trastuzumab has had World Health Organisation Essential Medicine designation since November 2015. However, the cost associated with 12 months of treatment precludes its widespread use in LMICs where it is estimated that over 1,000,000 people are diagnosed with breast cancer; ~120,000 of these patients have HER2+ disease. Demonstration by PERSEPHONE that 6 months of treatment are as effective as 12 months has increased directly the use of the drug in several LMICs, resulting in improvement in the uptake of this curative treatment [I]. IMPORT Low uses a simple technique and conventional, widely available radiotherapy equipment, so can be implemented in any centre worldwide.

Impact on commerce and the economy

Standard whole breast radiotherapy consists of 25 fractions over 5 weeks in many countries worldwide. Based on UK tariffs (GBP159 per fraction), a reduction to 15 fractions of partial breast radiotherapy saves GBP1,590 per patient. The 2020 publication of the FAST Forward trial has enabled seamless adoption of just 5 radiation fractions for partial breast radiotherapy in the UK and in countries where 15 fractions are standard of care. Around 10,000 women are eligible for partial breast radiotherapy per year in the UK where the standard of care is 15 fractions: this saves 100,000 fractions of radiotherapy per patient and a saving of ~GBP16,000,000 per year for the NHS. Each year the NHS treats ~3,200 women with 12 months of single agent trastuzumab (GBP22,000/patient) total ~GBP70,000,000). The Health Economic Analysis in PERSEPHONE showed within-trial cost savings of GBP9,793 per patient by reducing treatment to 6-months of trastuzumab [J]. Patients receiving single agent trastuzumab, which accounts for approximately half of all HER2+ cases, equates to an annual cost-saving of ~GBP30,000,000 to the NHS.

5. Sources to corroborate the impact

[A] NICE guideline changes for breast cancer radiotherapy

Early and locally advanced breast cancer: diagnosis and management, NG101, July 2018; p23 section 1.10.4.

[B] National guideline changes for breast cancer radiotherapy Royal College of Radiologists Postoperative radiotherapy for breast cancer: UK Consensus Statements 2016. Partial breast radiotherapy after breast conserving surgery p22.

[C] Changes to national clinical practices for breast cancer therapy based on these trials. (i) NHS North East Yorkshire and Humber Clinical Alliance: Guidelines for the Management of Adult Breast Cancer Patients, published January 2014. Section 3.6, p19 - Surgical Management: ‘ Clips should be placed at the tumor bed as per the IMPORT Trial protocol.’(ii) NHS England: Clinical Guidelines for the Management of Breast Cancer West Midlands Expert Advisory Group for Breast Cancer, published December 2016. Margins of excision, p19: ‘ *Marking of the tumour bed with metal clips should be considered to allow accurate planning and delivery of radiotherapy.*’ Appendix 5, section 1.1, p41: ‘ Use of gold seeds or metallic clips to the tumour bed to allow accurate localisation is recommended.’(iii) New UK recommendations for Trastuzumab treatment. Earl HM et al. Clinical Oncology, https://doi.org/10.1016/j.clon.2020.07.006. (In press July 2020).

[D] Evidence of reduced side effects in women receiving shorter duration of trastuzumab. Earl H, et al. Health Technol Assess. 2020;24. doi.org/10.3310/hta24400: Ch4 Cardiac toxicity, p55-65; Ch6 Quality of life, patient-reported experiences and reporting of results to patients, pp.87-104.

[E] Evidence of international practice change in partial breast radiotherapy.

(i) The Netherlands: Statement from Prof Liesbeth Boersma, Director of Patient Care Maastro& Head of Dept Radiotherapy Maastricht University; (ii) Scandinavia: Statement from Prof Birgitte VrouOffersen, Senior Consultant, Aarhus University Hospital, Department of Experimental Clinical Oncology, Danish Center for Particle Therapy, Department of Oncology, Denmark; (iii) Australasia: Statement from Dr Yvonne Zissiadis, Radiation Oncologist & President of the Australasian Society of breast disease; (iv) Canada: Statement from Dr Anne Koch, Leader of Breast Cancer Program & UHN Staff Radiation Oncologist, Radiation Medicine Program, Princess Margaret Cancer Centre, Toronto; (v) US: Statement from Dr Erin Gillespie, Department of Radiation Oncology, Memorial Sloan Kettering Cancer Center, New York.

**[F] Evidence of the number of breast cancer patients eligible for partial breast radiotherapy.**Taylor C W, et al.Clin Oncol. 2020;32(4):217-220. doi: 10.1016/j.clon.2019.09.061.

[G] Patient advocate involvement and support from the NCRI Breast Cancer Study Group. (i) Testimonial from Adrienne Morgan, Chair of Independent Cancer Patients’ Voice (ICPV); (ii) Testimonial from Prof Dan Rea, Chair of the NCRI Breast Cancer Studies for De-escalation theme for breast cancer clinical trials patient advocate partnership.

[H] Evidence of support for establishing therapy reduction research for patient benefit. NIHR 2018 press release about the PERSEPHONE trial, contains testimonials from Prof Hywel Williams, Director NIHR HTA, Prof Charles Swanton, CRUK’s chief clinician and Maggie Wilcox, lead patient for PERSEPHONE and past president of ICPV.

[I] Changes in treatment of HER2+ patients in LMICs, based on PERSEPHONE data.

(i) Statement from Dr Sanjoy Chatterjee, Tata Memorial Centre, Kolkata, India - All India Consensus Breast Cancer Meeting, August 2019; (ii) Policy amendment in South Africa for 6 months adjuvant trastuzumab to improve access in many localities where it is currently unaffordable. R J Wiseman. S Afr Med J2020;110(4):271-273. doi.org/10.7196/SAMJ.2020.v110i4.14621; see ref 8.

[J] Evidence of cost savings for 6 months of trastuzumab versus 12 months.

(i) ESMO Press release about PERSEPHONE trial. PERSEPHONE: 6 versus 12 months of adjuvant Trastuzumab in HER2 positive early breast cancer patients: cost effectiveness analysis results. ESMO Munich, October 2018. Annals of Oncology; Volume 29, Issue suppl_8, October 2018; (ii) Earl H, *et al.*Health Technol. Assess. 2020 Aug; 24(40):1-190. Ch5 pp.65-85.

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

The incidence of oesophageal adenocarcinoma (OAC) has increased sixfold since the 1990s. Only 12% of these patients live more than five years. But at least 4,500 of the 9,000 cases of OAC diagnosed each year in the UK could be prevented by detection of Barrett’s oesophagus (BE) – a precancerous lesion caused by gastro-oesophageal reflux (heartburn) that can be cured with endoscopic treatment. Cambridge researchers conceived, invented and validated at population-scale, Cytosponge®-TFF3: the first diagnostic test for BE that can be deployed in primary care. Cytosponge®-TFF3 is US FDA and CE approved, and is licensed to the US company Medtronic, making it widely available in routine clinical practice in the UK and Europe. Cytosponge®-TFF3 is now an NHS Scotland commissioned service and is being implemented in NHS England. Use of the test has increased exponentially during the Covid-19 pandemic since its application has reduced demands on endoscopy services. The decrease in OAC mortality and morbidity from the use of Cytosponge®-TFF3 is highly cost-effective, with an incremental cost-effective ratio (ICER) of GBP4,752 per quality-adjusted life year (QALY) gained.

2. Underpinning research

Around 9,200 new oesophageal adenocarcinoma (OAC) cases are diagnosed in the UK every year (source: Cancer Research UK), and cases are on the increase due in part to increasing gastro-oesophageal reflux caused by obesity and poor diet. OAC can be prevented in up to 60% of cases by endoscopic treatment of dysplastic Barrett’s oesophagus (BE) - the precursor lesion of OAC. But patients with gastro-oesophageal reflux (the main risk factor for BE and OAC) are rarely and sporadically referred by GPs for endoscopy, and population-scale endoscopic screening of BE is prohibited by cost and workforce limitations, contributing directly to poor outcomes from OAC (Shawihdi et al., Gut 2014). Therefore, there is great need for an accurate, relatively low-cost test for BE that can be deployed in primary care.

Invention of the Cytosponge®-TFF3 test: In 2001 Fitzgerald conceived, designed and patented a simple, cost-effective device that collects BE cells from the oesophagus. This was then coupled with a robust, immunohistochemical assay for a BE-specific protein – Trefoil Factor 3 (TFF3) – discovered and patented by Fitzgerald [1]. The patient swallows the pill-sized Cytosponge® capsule whilst holding an attached thread. After five minutes, the capsule dissolves in the stomach releasing a spherical sponge. The sponge is then retrieved using the thread, collecting stomach and oesophageal cells along its passage. The sponge is transferred to the laboratory in a standard preservative pot where cells are shaken from the sponge, centrifuged and analysed by TFF3 immunohistochemistry. The presence of TFF3 is then scored by a pathologist, which can be assisted using machine learning to assess samples at scale [2]. TFF3 positive patients are referred for an endoscopy and treatment as required.

Safety and acceptability of the Cytosponge®-TFF3:** Fitzgerald led the Barrett's o Esophagus Screening Trials 1 (BEST1, 2007-2009) and BEST2 (2011-2014). These studies performed 2,672 Cytosponge procedures among 2,418 individuals in primary and secondary care across UK, Australia and USA. Together, these studies confirmed that Cytosponge®-TFF3 detects a range of oesophageal pathologies in patients with reflux symptoms [3], and is well tolerated and accurately detects BE within the primary care setting [4,5,6,7].

Validation of the Cytosponge®-TFF3 as a frontline, diagnostic test of BE: To complete the translation of Cytosponge®-TFF3 into routine clinical practice, Fitzgerald led a third clinical trial –BEST3 (2017-2019). This multi-site, randomised controlled trial involved 109 GP practices across the UK. It randomised 13,514 patients aged >50 years taking acid-suppressants for >1 year to either the Cytosponge®-TFF3 test (n=6,983) or current standard of care (n=6,531) [7]. The study showed that Cytosponge®-TFF3 diagnoses 10 times more patients with BE (n=140) than does standard GP care (n=13; p<0.0001). Furthermore, Cytosponge®-TFF3 identified nine patients with dysplasia or early cancer, eight of whom received curative endoscopic treatment or minimally invasive surgery. All cases of cancer detected in the standard-care arm (n=3) were at an advanced stage requiring palliative care or systemic chemotherapy and surgery. Thus, Cytosponge®-TFF3 testing results in improved detection of BE and early OAC compared with usual care, establishing the first alternative care pathway to prevent OAC [8].

Health Economics: Cost-benefit ratio is important for the wide adoption of cancer screening tools. Therefore, Fitzgerald and colleagues conducted a microsimulation model analysis to show that screening 50-year-old men with symptoms of reflux disease by Cytosponge®-TFF3 is both cost effective – producing an incremental cost-effectiveness ratio (ICER) of USD15,700 per quality adjusted life year – and would reduce mortality from OAC compared with no screening [9]. This finding was confirmed by an independent Health Economics Consortium (Heberle et al., 2017). Following completion of BEST3, a new Markov model with a cycle-length of one year and a lifetime time horizon showed that one round of Cytosponge screening generated an ICER of GBP4,752 per QALY gained. This predicts a cost-effectiveness relative to usual care of >99% against the National Institute for Health and Care Excellence (NICE) willingness-to-pay threshold of GBP20,000 per QALY.

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

[1] *Lao-SirieixP….. Fitzgerald RC. Non-endoscopic screening biomarkers for Barrett’s oesophagus: from microarray analysis to the clinic. Gut 2009;8(11): 1451-1459.doi: 10.1136/gut.2009.180281. PMID: 19651633.

[2] Triage-driven diagnosis of Barrett esophagus for early detection of esophageal adenocarcinoma 3 using deep learning Gehrung M…. Fitzgerald RC, Markowetz F Nature Medicine 2021 in press https://www.medrxiv.org/content/10.1101/2020.07.16.20154732v1

[3] *Paterson AL…. Fitzgerald RC; BEST and BEST2 study groups. Range of pathologies diagnosed using a minimally invasive capsule sponge to evaluate patients with reflux symptoms. Histopathology. 2017 Jan;70(2):203-210. doi: 10.1111/his.13039. Epub 2016 Oct 12.

[3]* Kadri SR…. Fitzgerald RC. Acceptability and accuracy of a non-endoscopic screening test for Barrett's oesophagus in primary care: cohort study. BMJ. 2010 Sep 10;341:c4372. doi: 10.1136/bmj.c4372. PMID: 20833740.

[5]* Ross-Innes CS…. Fitzgerald RC; BEST2 Study Group. Evaluation of a minimally invasive cell sampling device coupled with assessment of trefoil factor 3 expression for diagnosing Barrett's esophagus: a multi-center case-control study. PLoS Med. 2015 Jan 29;12(1):e1001780. doi: 10.1371/journal.pmed.1001780. eCollection 2015 Jan. PMID:25634542.

[6] *Tan WK…. Fitzgerald RC. A cross sectional analysis of Facebook comments to study public perception of a new diagnostic test called the Cytosponge. Dis Esophagus. 2019 Jan 1;32(1). doi: 10.1093/dote/doy085. PMID: 30239646.

[7] *Januszewicz W… Fitzgerald RC; BEST1 and BEST2 study investigators. Safety and Acceptability of Esophageal Cytosponge Cell Collection Device in a Pooled Analysis of Data From Individual Patients. Clin Gastroenterol Hepatol. 2019 Mar;17(4):647-656.e1. doi: 10.1016/j.cgh.2018.07.043. Epub 2018 Aug 9. PMID: 30099104.

[8] * Fitzgerald RC, …. on behalf of the BEST3 Trial team, Sasieni P. Cytosponge-trefoil factor 3 versus usual care to identify Barrett’s oesophagus in a primary care setting: a prospective, multicentre, pragmatic, randomised controlled trial. The Lancet 2020 Aug;396(10247):333-344. doi: 10.1016/S0140-6736(20)31099-0.

[9] * Fitzgerald RC et.al. Cytosponge-trefoil factor 3 versus usual care to identify Barrett’s oesophagus in a primary care setting: a multicentre, pragmatic, randomised controlled trial. The Lancet. 2020 Aug 1;396(10247):333-344. doi: 10.1016/S0140-6736(20)31099-0. PMID: 32738955.

[10] *Benaglia… Fitzgerald RC, Lyratzopoulos G. Health benefits and cost effectiveness of endoscopic and nonendoscopic cytosponge screening for Barrett's esophagus.. Gastroenterology. 2013 Jan;144(1):62-73.e6. doi: 10.1053/j.gastro.2012.09.060. Epub 2012 Oct 3. PMID: 23041329.

Patents: US State Patent: US1032774B2 - Relates to a device design by Fitzgerald that collects BE cells from the oesophagus.US State Patent US9632099B2: Relates to the use of an immunohistochemical assay for Trefoil Factor 3 (TFF3), a BE-specific protein discovered by Fitzgerald,in the diagnosis and detection of BE.

Funding sources (PI: Fitzgerald):

  • Medical Research Council Core Funded Programme Grants: initial development of the device, the laboratory biomarkers and the first trial: (2003-2015), GBP3,901,000.

  • Cancer Research UK Population Research Committee Programme Award in 2016: GBP1,226,736 (BEST2); 2017: GBP1,304,400 (BEST3)

  • Funding for ongoing biomarker research: Evelyn Trust: GBP94,000; Rosetrees Trust:GBP335,400

  • East of England Cancer Alliance: implementation of Cytosponge in primary care: GBP40,000

  • Innovate UK: implementation of Cytosponge in primary and secondary care across the UK:(2020-2023), GBP2,545,334

4. Details of the impact

Impact on the health and wellbeing of people

Re-inventing the primary-tertiary care pathway to prevent OAC: Cytosponge®-TFF3 has provided patients at risk of OAC with a simple, convenient test in primary care allowing earlier intervention; thereby improving likelihood of survival and reducing both treatment side-effects and healthcare costs. The BEST3 trial was conducted in 109 GP surgeries, covering a patient population of >800,000 and this led to curative treatment for early cancer that would not have been identified otherwise [A]. Cytosponge®-TFF3 has been licensed to Medtronic to commercialise the technology and make it widely available: it received FDA marketing approval in 2018 and CE mark status in 2020 [B]. Medtronic figures indicate that Cytosponge®-TFF3 has now been used in the management of >1,000 patients in addition to those treated on clinical trials and will be administered to >10,000 patients by end of 2021[B], with expansion to Canada and Western Europe reaching >40,000 individuals by 2022 and >100,000 by 2023.

Patient and public involvement has been critical in developing Cytosponge®-TFF3. Over 4,000 people have now had the Cytosponge®-TFF3 test and their feedback has been overwhelmingly positive, for example : “If I hadn’t taken the Cytosponge test, I would now be walking around with cancer… the fact I am clear of cancer is fantastic… I believe this trial saved my life.” [A]. A video demonstrating the test received over 22,500,000 views and 2,837 comments on Facebook within a four-month period [A]. Fitzgerald has ongoing, long-term support of Heartburn Cancer UK, which “is a passionate advocate of the Cytosponge…the device will reduce the need for unnecessary endoscopies, an invasive procedure, which can only be of benefit to patients and an overburdened health system.”[A]

Impact on practitioners and the delivery of professional services

Clinical implementation in primary care:** Cytosponge®-TFF3 is the first diagnostic test for BE available to GPs in primary care. Therefore, following support by Eastern Academic Health Science Network [D], Innovate UK funded the ‘Delta Project’ to accelerate the use of Cytosponge™-TFF3 in primary and secondary care and to make the identification of patients eligible for Cytosponge®-TFF3 clearer to GPs. This system alerts GPs to test patients with Cytosponge®-TFF3 who request repeat prescription for acid-suppressants [C] –1,300,000 patients in the UK are on long-term proton pump inhibitor (PPI) medication. To ensure further that clinicians are widely informed about Cytosponge®-TFF3, in December 2020, NICE published a Medtech Innovation Briefing, designed to support NHS and social care commissioners and staff who are considering using new medical devices and other medical or diagnostic technologies [D]. Cytosponge®-TFF3 has also been promoted as simple cost-effective test for BE by the Canadian Agency for Drugs and Technologies in Health, “Use of the Cytosponge with biomarker analysis could improve identification of individuals with BE through a test that is less onerous for patients than endoscopy, as well as less costly” [D]. Cytosponge is also an exemplar for the 2020 Early Detection and Diagnosis Roadmap produced by Cancer Research in collaboration with the Department of Health and Social Care [D] .

Maintaining services during the Covid-19 pandemic:* The Covid-19 pandemic disrupted routine NHS services and screening on an unprecedented scale. Routine endoscopy lists – an ‘aerosol generating procedure’ – presented a high COVID-risk and were subject to major delays and cancellations. Therefore, Cambridge University Hospital NHS Trust accelerated commissioning of the Cytosponge®-TFF3 during the pandemic demonstrating its value to investigate patients who could not access endoscopy [E]. This led the Scottish Government from October 2020 to invest GBP500,000 to implement Cytosponge®-TFF3 across all ten of its mainland health boards [E]. By the end of December 2020, NHS Scotland were performing 100 Cytosponge procedures/week and NHS Scotland have stated they are scaling up these services with the expectation that 40% of the >65,000 patients undergoing upper gastrointestinal endoscopy each year will meet the criteria to undergo Cytosponge. Scottish Health Secretary Jeane Freeman stated: “Cytosponge is part of an accelerated roll-out of innovative technologies being embraced by Scotland’s NHS to support the resumption and recovery of vital health services that had to be paused because of the pandemic. It is a much simpler and more patient friendly test than endoscopy that enables faster diagnosis of patients at risk of pre or early cancer, without the need for them to undergo a more invasive procedure. The Scottish Government is working at pace with Health Boards, National Services Scotland (NSS), and industry partners to safely resume NHS services and this new tool further strengthens our ability to provide vital health services, and protect patients across Scotland. NHS England are also implementing Cytosponge®-TFF3 through a pilot project to reduce the Covid-19 related backlog in secondary care. 700 patients (phase 1) will be tested first, expanding to 30,000 in 2021/22 [E], with a clear path to NICE approval and commissioning. Testing in a mobile van will start in 2021 to pilot the community implementation which will fulfil the recommendation to move routine diagnostics out of secondary care, and assist in providing a Covid-19 safe service during the pandemic [E] .

Impact on commerce and the economy

Established a companion diagnostics company: To commercialise the sample processing and reporting of cells obtained through Cytosponge®-TFF3, in 2018 Fitzgerald co-founded the Cambridge spin-out Cyted that secured GBP8,700,000 investment from Morningside Capital Management. Cyted is providing the sample processing and reporting for Cytosponge procedures, and pioneering AI innovations for smart reporting [F]. In October 2020 Cyted acquired Pathognomics Limited, a provider of digital pathology and clinical diagnostic laboratory services, bringing the total number of Cyted employees to 23 [F].

Healthcare savings for the NHS: The cost of using Cytosponge®-TFF3 is approximately GBP280 – two thirds the cost of standard endoscopy (GBP407 [D(i)]). Based on 2016 UK population data (Office of National Statistics), assuming an uptake of the test in 50% of the 16,500,000 people aged 50-70 years who have gastro-oesophageal reflux (10% of a given age bracket), at least 800,000 people will be tested resulting in an estimated GBP240,000,000 screening savings to the NHS [G] .

5. Sources to corroborate the impact

[A] Evidence of patient and public support for Cytosponge®-TFF3:

(i) Clinical trial found my cancer and saved my life, CRUK website, 18 Dec 2018 (ii) Taking part in a clinical trial was the “luckiest day of my life”, Healthwatch Torbay, 2 July 2019 (iii) Tan WK, Muldrew B, Khan Z, Fitzgerald RC. A cross sectional analysis of Facebook comments to study public perception of a new diagnostic test called the Cytosponge. Dis Esophagus. 2019 Jan 1;32(1). doi: 10.1093/dote/doy085. (iv) Testimonial from Heartburn Cancer UK

**[B] Cytosponge licensing and approvals:**(i) Testimonial from Medtronic (ii) FDA approval, 2018 (iii) CE mark status approval, 2020

[C] About the Delta Project: https://www.deltaproject.org/about

[ D] Impact on clinical practice:

(i) NICE Medtech innovation briefing on Cytopsonge for detecting abnormal cells in the oesophagus, 15 December 2020

(ii) EASTERN alliance supports roll-out of Cytosponge, Eastern AHSN, 31st July 2020

(iii) Early Detection and Diagnosis of Cancer Roadmap (2020). Cytosponge highlighted as a case study, page 63

(iv) Canadian Agency for Drugs and Technology for Health, The Cytosponge: An Alternative to Endoscopy in Detecting Barrett Esophagus, October 2015, page 3

[E] Cytosponge to alleviate endoscopy backlog during Covid-19 pandemic:

(i) Use of Cytosponge as a triaging tool to upper gastrointestinal endoscopy during the COVID-19 pandemic. di Pietro M, Modolell I, O’Donovan M, Price C, Pilonis ND, Debiram-Beecham I, Fitzgerald RC. Lancet Gastroenterology & Hepatology 5, Issue 9, p 805-809

(ii) Scottish Government commissioning of Cytosponge, October 2020

(iii) NHS Innovation has commissioned a pilot across England. Press release from NHS England. Evidence available upon request.

(iv) Diagnostics: Recovery and Renewal – Report of the Independent Review of Diagnostic Services for NHS England, 27 November 2020, page 66.

[F] Cyted commercial information:

(i) Cyted: From Cambridge start-up to digital pathology front-runner in one year, Cambridge Independent, 11 December 2020.

  1. Cyted website: Cyted acquires Pathognomics Ltd, 19 October 2020

**[G] Health economics of Cytosponge:**(i) Benaglia… Fitzgerald RC, Lyratzopoulos G. Health benefits and cost effectiveness of endoscopic and nonendoscopic cytosponge screening for Barrett's esophagus. Gastroenterology. 2013 Jan;144(1):62-73.e6. doi: 10.1053/j.gastro.2012.09.060.

(ii) Heberle CR, Omidvari AH, Ali A, Kroep S, Kong CY, Inadomi JM, Rubenstein JH, Tramontano AC, Dowling EC, Hazelton WD, Luebeck EG, Lansdorp-Vogelaar I, Hur C. Cost Effectiveness of Screening Patients with Gastroesophageal Reflux Disease for Barrett's Esophagus With a Minimally Invasive Cell Sampling Device. Clin Gastroenterol Hepatol. 2017 Sep;15(9):1397-1404.e7.

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Pulmonary arterial hypertension (PAH) – severe high blood pressure in the lungs – is a rare disease currently known to affect 6,500 people in the UK and 70,000 in North America, Europe and Japan. This incurable condition usually affects young women, who die within 3-5 years of diagnosis. Cambridge University research showed that mutations in the bone morphogenetic protein type II receptor (BMPR2) pathway causes >25% of PAH cases characterised by particularly severe disease in the youngest patients. This discovery has led directly to routine genetic testing for BMPR2 pathway mutations in PAH patients across the world and the development of new treatments targeting the BMP pathway, commercialised through a University of Cambridge spin-out company. Together, these advances are enabling earlier diagnosis and tailored treatment, bringing hope of a cure to those diagnosed with this terminal disease.

2. Underpinning research

PAH is a rare and incurable disease that affects around 6,500 people in the UK. The condition is usually diagnosed in women (female:male 2.3:1) aged 20-50 years who present with disabling breathlessness. Patients usually die from heart failure within five years of diagnosis. Existing treatments provide symptomatic relief but have little impact on the duration of survival. Until recently, the underlying cause of the great majority of cases of PAH was unknown, severely limiting the development of novel diagnostic and treatment approaches.

Identifying the causes of PAH and their clinical significance: Although prior research had identified mutations in the BMPR2 pathway as an important cause of PAH (Lane et al., 2000; Deng et al, 2000), the extent and clinical significance of these mutations was not known, limiting translation into clinical practice. Therefore, in 2015-2016, Morrell led an international collaborative study that brought together experts from across the world to analyse 1,550 patients with idiopathic, heritable and anorexigen-associated PAH from eight cohorts that had been systematically tested for BMPR2 mutations [1]. These data showed definitively, that 29% of cases of PAH are caused by mutations in BMPR2 and that these patients present at a younger age with more severe disease. Further, among 1,164 individuals with available survival data, age and sex-adjusted death risk was significantly greater in patients with BMPR2 mutations than those without (p=0.0011).

Building on these genetic studies, Morrell showed that bone morphogenetic protein type 9 (BMP9) in the blood, potently activates the BMPR2 receptor on the endothelial cells lining lung blood vessels [2]. And, that therapeutic administration of BMP9 to rodents with genetic and non-genetic forms of PAH can restore BMPR2 signalling and reverse the disease [2].

To discover additional genes that might be mutated in PAH among patients with no known cause, Morrell led a European-wide collaboration that performed whole genome germline sequencing of over 1,038 PAH patients and 6,385 controls [3]. This work identified rare variants of the genes ATP13A3, AQP1 and SOX17 as important contributors to PAH and provided independent validation of a critical role for Growth Differentiation Factor 2 (GDF2) in the disease. This work also demonstrated that GDF2 mutations reduce the circulating levels of BMP9, providing additional key evidence that BMP9 replacement might serve as a novel therapy of the disease [3, 4].

Cambridge University research has also identified a key link between disordered BMPR2 signalling and aberrant inflammation; thereby providing additional therapeutic targets. In that regard, work led by Morrell using both human samples and laboratory models demonstrated that BMPR2 deficiency promotes an exaggerated inflammatory response in vitro and in vivo, which can instigate development of PAH [5]. This response includes release of tumour necrosis factor-α that selectively reduces BMPR2, thereby subverting BMP signalling [6]. Together, these data have inspired repurposing of anti-inflammatory drugs as potential treatments of PAH. Between 2015 and 2019 four patents for therapeutic application of BMP9 were awarded in the United States and one in Europe [7]. These potential new treatments represent lead candidate therapies of a cadre of treatments under investigation by the international PAH community led by Morrell [8].

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

  1. *Evans JD, Girerd B, Montani D, Wang XJ, Galie N, Austin ED, …, Di Angelantonio E, Humber M, Morrell NW. BMPR2 mutations and survival in pulmonary arterial hypertension: an individual participant data meta-analysis. Lancet Respir Med 2016; 4(2):129-37. PMID 26795434.

  2. *Long L, Ormiston ML, Yang X, Southwood M, Graf S, Machado RD, …, Upton PB, Morrell NW. Selective enhancement of endothelial BMPR-II with BMP9 reserves pulmonary arterial hypertension. Nature Medicine 2015; 21:777-85.

  3. *Gräf S, Haimel M, Bleda M, Hadinnapola C, Southgate L, …, Trembath RC, Morrell NW. Identification of rare sequence variation underlying heritable pulmonary arterial hypertension. Nature Commun. 2018; 9(1):1416. PMID:29650961.

  4. *Hodgson J, Swietlik EM, Salmon RM, …, Li W, Gräf S, Upton PD, Morrell NW. Characterization of GDF2 Mutations and Levels of BMP9 and BMP10 in Pulmonary Arterial Hypertension. Am J Respir Crit Care Med. 2020; 201(5):575-585. PMID:31661308.

  5. *Soon E, Crosby A, Southwood M, Yang P, Tajsic T, Toshner M, …, Upton P, Morrell NW. Bone Morphogenetic Protein Receptor Type II Deficiency and Increased Inflammatory Cytokine Production. A Gateway to Pulmonary Arterial Hypertension. Am J Respir Crit Care Med 2015;192(7):859-72.

  6. *Hurst LA, Dunmore BJ, Long L, Crosby A, Al-Lamki R, Deighton J, …, Upton PD, Morrell NW. TNFα drives pulmonary arterial hypertension by suppressing the BMP type-II receptor and altering NOTCH signaling. Nature Commun 2017; 8:14079. PMID 28084316.

  7. Patents: Inventors (all): Nicholas W. Morrell, Wei Li, Paul D Upton; USA patents: 20190359668 (2019); 10336800 (2019); 20170209540 (2017); 20170121383 (2017); European patent: EP 3166628 A1 (2017)

  8. *Morrell NW, Bloch DB, ten Dijke P, Goumans MJT, Hata A, Smith J, Yu PB, Bloch KD. Targeting BMP Signalling in Cardiovascular Disease and Anaemia. Nature Rev Cardiol 2016; 13 (2): 106-20. *

Competitive grant funding

2019-2024 British Heart Foundation (BHF) Programme grant GBP1,409,223 PI Morrell NW

Targeting the BMP signalling pathway for the treatment of pulmonary arterial hypertension

2019-2023 BHF GBP1,510,822 PI Morrell NW

National cohort study of idiopathic and heritable pulmonary arterial hypertension.

2013-2018 BHF RG/13/4/30107 GBP1,283,492 PI Morrell NW

Targeting the BMP signalling pathway for the treatment of pulmonary arterial hypertension

2013-2023 BHF Special Project no. SP/12/12/29836 GBP1,300,000 PI Morrell NW

National Cohort Study of heritable pulmonary arterial hypertension

2013-18 Medical Research Council (MRC) Experimental Challenge Award GBP3,193,698 PI Morrell NW

Mechanisms underlying the development of pulmonary arterial hypertension

4. Details of the impact

Impact on the health and wellbeing of people

Routine genetic testing of patients with PAH: Prior to the research published by Morrell and his colleagues, only patients with PAH who had a positive family history (<5% of cases) had access to routine genetic testing. This meant that around 190 of the 200 people diagnosed with idiopathic or familial PAH in the UK each year had no known underlying cause for their disease; delaying diagnosis and impeding precise and early treatment intervention. Cambridge University-led research has directly influenced clinical recommendations and implemented genetic screening leading to early diagnosis and more appropriate management for patients worldwide [A, B, C, D]. To set this in context, in 2014-2015 no patients with idiopathic PAH in the UK were referred for genetic testing. Currently, at least 25% and in some centres around 50% of PAH patients presenting with idiopathic PAH and no family history are now referred routinely for genetic testing of PAH [H]. A UK PAH centres informal survey in early 2020 showed that all eight National Pulmonary Hypertension Centres discuss the likelihood of a genetic diagnosis with patients and offer referral for genetic counselling and testing. The finding of a mutation in an index case has a major impact on patient prognosis and can help tailor management options. As part of the National Cohort Study of Idiopathic and Heritable PAH, unaffected relatives of PAH patients with a germline mutation are now offered annual screening for PAH. This service has screened over 60 unaffected relatives of BMPR2 index cases, allowing early diagnosis intervention therapy for five newly detected patients[H]. It is well established that early intervention improves survival in PAH patients (Hachulla & Denton 2010, Burger et al 2019).

Rapid access to novel treatment and risk-stratified treatments for patients: Widespread genetic testing for the different types of BMPR2 mutation has opened up the possibility of recruiting patients to clinical trials aimed at restoring BMPR2 function. Increasingly, the BMPR2 status of patients is included as part of clinical trial design (Sitbon O et al, Eur Respir J. 2019). Indeed, in January 2020 Morrell’s research group received an MRC Developmental Pathway Funding Scheme award to conduct a clinical trial of hydroxychloroquine in PAH patients with BMPR2 mutations, as well as a precision medicine approach using 4-phenylbutyrate in patients with cysteine substitutions in the extracellular domain of BMPR2, based on their preclinical research. These trials are connected to the UK British Heart Foundation (BHF)/MRC PAH Cohort, which is being used to identify patients for precision medicine trials. Their research has also provided a definitive test for those patients that have a particularly poor prognosis, justifying more intensive therapy and early referral for lung transplantation. In addition, the company Acceleron have recently published positive Phase 2 trial data using ‘sotatercept’, a drug that targets the BMPR2 pathway, in patients with PAH, providing further support for the use of genetic testing [E].

Patient education and empowerment: Significant mechanistic discoveries by Cambridge research has given patients with PAH an understanding of their fatal disease and the prospect of development of a cure a reality. Morrell and his team have presented their findings to UK patient groups) (most recently at the annual UK Pulmonary Hypertension Association meeting May 2019) and their families to raise awareness of genetic testing in this disease. In February 2020, the Pulmonary Hypertension Association (UK) conducted a survey, in collaboration with Morrell, to identify the need for genetic testing in PAH patients (n=211 patients) [F]. One of the key findings was that “74% of respondents said they would want to be referred for genetic testing if they knew there was a chance of their PAH being caused by a faulty gene” [F].

Impact on practitioners and the delivery of professional services

Refining the patient care pathway in the UK: Prior to the Cambridge-led research described in Section 1, the absence of evidence supporting routine genetic testing for BMPR2 and other mutations in patients with suspected PAH meant that healthcare professionals did not have access to accurate diagnostic tests for most patients. Their research has led directly to a step change in the number of idiopathic and familial PAH patients being tested across the UK (up to 50%). They have added PAH genetic testing to the NHS testing directory [G]. The finding of a genetic mutation in a patient with PAH immediately establishes the diagnosis of heritable PAH, which means that additional testing to ascertain other causes of PAH become unnecessary, saving resources and time in the NHS [H]. The research suggests that patients with mutations have a particularly poor prognosis and justify more intensive therapy and early referral for lung transplantation. These recommendations have been incorporated into the 2018 international global guidance on the clinical management of PAH [A], and should improve outcomes for these patients.

Genetic testing of PAH across the world: Several European countries have now adopted routine genetic testing in PAH, most notably in France [B], and Germany. In 2019 Morrell established an International Consortium for the Genetics of PAH, a collaborative network of 34 institutions from 10 countries in Europe and North America [I, G], to encourage appropriate genetic testing, to curate causative mutations to inform clinicians, and to provide a platform for further genetic discovery.

Impact on commerce and the economy

Although existing drugs are licensed to treat PAH, their impact on the disease is modest. Based on Morrell’s genetic and lab-based research identifying BMP9 as a potential new therapy, patents have been awarded to protect this discovery in the United States and Europe [7]. Working with the University technology transfer office, Cambridge Enterprise, Cambridge academics (Morrell, Upton and Li) established a spin-out biotech company to commercialise the BMP9 approach [J, K]. The venture capital firm, Medicxi, along with Cambridge Innovation Capital and Cambridge Enterprise have invested GBP19,800,000 in the company, Morphogen-IX [K].

In October 2018 the company announced the nomination of its clinical development candidate, MGX292 [L]. The company is now undertaking manufacturing of MGX292 to support planned Phase 1 and Phase 2 studies in patients.

The existing PAH drug market, despite being a rare disease, is worth in excess of USD5 billion per year. As recent national audit data commented: “ While there are currently 12 marketed PAH therapies available, they only serve to slow disease progression. There is no marketed drug that addresses the underlying disease mechanism and targets to cure patients.” The expectation is that the BMP9 approach could be a potential cure, as highlighted in a Guardian article [K].

Morphogen-IX has led to the creation of 10 new jobs. Based on the Babraham Research Campus, the company employs one full time employee, with a subcontract of its drug development activities to a local contract testing research organisation (RxCelerate). The RxCelerate team working with Morphogen-IX comprises 5 senior research scientists, 1 administrator and 3 researchers/technicians. In addition, the company employs consultants in safety, regulatory affairs and manufacturing across the UK.

5. Sources to corroborate the impact

  1. Genetics and genomics of pulmonary arterial hypertension. Eur Respir J. 2019;53(1): 1801899. PMID:30545973. This article was a multi-authored output from the 2018 World Symposium on Pulmonary Hypertension. - - references [1] page 5, 1

  2. Genetics of pulmonary hypertension in the clinic. Girerd B, Lau E, Montani D, Humbert M . Curr Opin Pulm Med. 2017;23(5):386-391. PMID:28661905 - page 2 references [1]

  3. The revised definition of pulmonary hypertension: exploring the impact on patient management. Simonneau G, Hoeper M. Eur Heart J Suppl. 2019;21(Suppl K):K4-K8. PMID: 31857795 – page 3 references [1]

  4. 2015 European Society of Cardiology ( ESC) / European Respiratory Society ( ERS) Guidelines for the diagnosis and treatment of pulmonary hypertension. Pages 75, 81

  5. Acceleron results of the Sotatercept PULSAR phase 2 trial. 24 June 2020

  6. Testimonial letter from Pulmonary Hypertension Association UK containing Genetics-PAH online survey results.

  7. (i) National Genomic Test Directory for Rare and Inherited Disease. R188 Pulmonary arterial hypertension,(page 337) (ii) NHS Genomic Medicine Service for R188 Pulmonary arterial hypertension. (page 374)

  8. (i)Testimonial letter from Chair, National Pulmonary Hypertension Centres of UK and Ireland Physicians’ committee (ii) National Cohort Study of Idiopathic and Heritable PAH website

  9. International Consortium for the Genetics of PAH. Available from: www.PAHICON.com

  10. ‘This could be a real game-changer’: protein points to cure for life-limiting disease. The Guardian, 21 June 2015.

  11. Morphogen-IX (i) About Morphogen-IX. (ii) Morphogen-IX raises £18.4M ($23.2M) in a Series B financing. (iii) About Cambridge Innovation Capital. (iv) Morphogen-IX: £18.4m investment will boost PAH medicine – Cambridge Independent article. 27 December 2018 (v)Morphogen-IX announces MGX292 as clinical development candidate. 27 November 2018

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Technological
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Sequencing of the SARS-CoV-2 genome has detected new variants that may alter disease severity, transmissibility and vaccine efficacy. This capability has proved critical to guide government decision making for disease control and vaccine roll-out during the COVID-19 pandemic. Based on a decade of translational research that established the public health impact of pathogen sequencing, in late February 2020, Peacock predicted the importance of detecting SARS-CoV-2 genetic changes to control the COVID-19 pandemic. In early March 2020, she initiated and led the development of the COVID-19 Genomics UK Consortium (COG-UK), which she directs. As of December 2020, COG-UK has generated over 160,000 SARS-CoV-2 genomes, made available globally through open access databases, which are being used actively in public health decisions. This work has led directly to a further GBP12,200,000 award to Peacock from the Testing Innovation Fund to increase sequencing capacity by COG-UK, and the announcement of a new national genomic healthcare strategy.

2. Underpinning research

Peacock is internationally recognised for her work demonstrating the utility of pathogen whole genome sequencing (WGS) to benefit of public health. Her research and experience in this field has underpinned the development the COVID-19 Genomics UK Consortium (COG-UK).

Whole genome sequencing to understand outbreaks of hospital associated pathogens: In 2012, Peacock was one of the first to use pathogen WGS to understand the basis of a clinical infectious disease scenario – a methicillin-resistant Staphylococcus aureus (MRSA) outbreak in a neonatal intensive care unit. This work confirmed that WGS can distinguish microorganisms responsible for an outbreak, from closely related microorganisms that are not. This was a major breakthrough since hospital-adapted MRSA cannot be distinguished from related bacteria using conventional methods [1].

Building on these data, in 2013 Peacock led a study to determine whether pathogen sequencing could prospectively (rather than retrospectively) inform clinical decision-making. The team used MRSA WGS to identify and control the source of a 6-month MRSA outbreak in a special care baby unit; thereby providing the first evidence that bacterial sequencing could impact on patient care in real-time [2].

Peacock subsequently proposed a new paradigm in infection control in which systematic sequencing in the absence of any epidemiological information could serve as an early warning system for infection outbreaks; thereby, guiding targeted investigation and intervention to control the infection. To test this, she sequenced MRSA isolates collected from 1,465 people not known to be linked to an outbreak. By integrating these genetic data with epidemiological data, she identified 173 outbreaks, containing between two and 44 cases, involving a total of 598 people (41%) [3]. This study provided the first comprehensive picture of MRSA transmission in a large population and revealed the power of proactive WGS to identify cryptic outbreaks. Many of these outbreaks had continued for months or even years, including a protracted outbreak in a GP surgery in which one person acquired MRSA and later died from MRSA septicaemia. These findings highlighted the imperative for prospective pathogen sequencing, rather than waiting for a suspected outbreak, and represented a paradigm shift for hospital infection control.

To evaluate the cost effectiveness of this ‘sequence first’ approach, Peacock deployed a model that compared ‘MRSA sequencing plus current practice’ versus ‘current practice alone’ for outbreak investigation. This work demonstrated that routine, proactive MRSA sequencing was cost effective, reducing total MRSA acquisitions in hospitalised patients in the year following their index admission [4]. In addition to her work with MRSA, Peacock was one of the first to apply clinical sequencing to investigate outbreaks of other multidrug-resistant bacteria, including carbapenemase-resistant gram-negative bacilli (in 2013) [5] and vancomycin-resistant Enterococcus faecium (in 2020) [6].

*Detection of antibiotic resistance using sequencing technologies: In 2013, Peacock described one of the first clinical applications of DNA sequencing to characterise antibiotic resistance in liquid cultures of Mycobacterium tuberculosis (TB). This study genotyped susceptibility to 39 antibiotics, highlighting the value of sequencing to dramatically accelerate TB diagnosis and targeted prescribing [7].

*COVID-19 and SARS-CoV-2 sequencing: In late February 2020, when there were just a handful of known COVID-19 cases in the UK, Peacock proposed that detecting genetic changes in the SARS-CoV-2 genome would be important to facilitate disease control. In early March 2020, Peacock initiated and led the development of the COVID-19 Genomics UK Consortium (COG-UK), which she now directs. The consortium includes 16 sequencing hubs (the majority in academic institutions), all four public health agencies of the UK, and the Wellcome Sanger Institute. Together with other investigators in COG-UK, Goodfellow and Peacock used >25,000 SARS-CoV-2 WGS to investigate the rapid global dispersal and increasing frequency of the SARS-CoV-2 spike protein variant D614G. This study supported the notion that the D614G variant has a selective infection advantage and higher viral load (in younger patients) but is not associated with an increase in COVID-19 mortality or clinical severity [8].

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

[1] *Köser CU… Peacock SJ. Rapid whole-genome sequencing for investigation of a neonatal MRSA outbreak. New Engl J Med. 2012;363:2267-2275.

[2] *Harris SR… Peacock SJ. Whole-genome sequencing for analysis of an outbreak of meticillin-resistant Staphylococcus aureus: a descriptive study. Lancet Infect Dis. 2013;13:130-6.

[3] *Coll F, Harrison E…Peacock SJ . Longitudinal genomic surveillance of MRSA in the UK reveals transmission patterns in hospitals and the community. Science Transl Med. 2017;9(413).

[4] *Dymond A… Peacock SJ. Genomic surveillance of methicillin-resistant Staphylococcus aureus: a mathematical early modelling study of cost effectiveness. Clin Infect Dis. 2020;70(8):1613-1619.

[5] *Reuter S… Peacock SJ. Rapid bacterial whole-genome sequencing to enhance diagnostic and public health microbiology. JAMA Intern Med. 2013;173:1397-404.

[6] *Gouliouris T… Peacock SJ. Acquisition and Transmission Networks of Enterococcus faecium Revealed by Whole Genome Sequencing: A Longitudinal Cohort Study. Nature Microbiol. 2021;6(1):103-111. Epub 2020 Oct 26.

[7] *Köser CU… Peacock SJ. Whole-genome sequencing for rapid susceptibility testing of M. tuberculosis. N Engl J Med. 2013 Jul 18;369(3):290-2.

[8] *Volz E… **COG-UK inc. Goodfellow I (Peacock SJ)**…Connor T. Evaluating the Effects of SARS-CoV-2 Spike Mutation D614G on Transmissibility and Pathogenicity. Cell. 2021 Jan 7;184(1):64-75.e11. doi: 10.1016/j.cell.2020.11.020. Epub 2020 Nov 19.

Competitive funding received

Department of Health and Social Care, Testing Innovation Fund. GBP12,200,000. (2 Nov 200 – 31 Mar 2021). Extension of COVID-19 genomics capabilities in the UK. Co-lead: Peacock.

UKRI/Wellcome/HMT COVID-19 Fighting Fund (1 April 2020 to current). COVID-19 genomics UK consortium (COG-UK) for rapid development of a national capability for covid-19 sequencing for public health benefit. GBP20,000,000. PI: Peacock.

Health Innovation Challenge Fund (2014-2021). 'Translating whole genome sequence technology into diagnostic and public health microbiology.' GBP4,461,919. PI: Peacock.

UKCRC (UK Clinical Research Collaboration) Translational Infection Research Initiative Phase 2 Consortium Grant (2011-2016). ‘Development, evaluation and translation of next-generation sequencing tools to track MRSA transmission pathways and enhance infection control’. GBP3,223,710. PI: Peacock.

4. Details of the impact

Peacock’s work applying WGS to infection control has had a profound impact on UK and international policy, placing the UK at the forefront of genomic pathogen sequencing. By establishing and leading COG-UK, she has demonstrated the power of viral WGS to guide disease control and minimise harm to people [A]. COG-UK has positioned the UK as world leaders in COVID-19 genomics, and in September 2020, the Secretary of State for Health and Social Care announced the launch of a new national genomic healthcare strategy, ‘Genome UK’, the development of which will be based on, and informed by, COG-UK [A].

Impact on practitioners and the delivery of professional services

Establishing routine sequencing services for infection control: Between January and March 2013, Peacock chaired the working group that made recommendations on infectious disease sequencing for the 100,000 Genomes Project in the UK [B]. This led to recommendation for the sequencing of Mycobacterium tuberculosis (TB), Hepatitis C, and deep sequencing of HIV to detect drug resistant variants which emerge during treatment. The 2013 report also proposed the need for a devolved network of pathogen sequencing laboratories. As a direct result of these recommendations by Peacock and the committee, in 2017 Public Health England (PHE) announced the launch of a National Mycobacterial Reference Whole Genome Sequencing service [B]. Since its launch, WGS has been performed on culture confirmed TB from 6,479 individuals (1,151 in 2017; 2,693 in 2018; 2,635 in 2019). This information has been used to determine appropriate treatment regimens, and identify clusters of infection [B]. HIV (since 2017) and Hepatitis C (since 2018) sequencing are also now offered through PHE’s Antiviral Unit [B].

SARS-CoV-2 sequencing: In March 2020 in response to the COVID-19 pandemic, Peacock obtained GBP20,000,000 to establish COG-UK, overseeing the legal, ethical and governance framework. COG-UK has developed the methods for SARS-CoV-2 sequencing and software tools for data interpretation and integration, including methods for real-time mutation and outbreak detection [C]. These research tools and all genome data generated have been deposited to open access repositories including GISAID (to which 1,000 institutions deposit data and 7,500 researchers participate) and MRC-CLIMB (which serves over 300 research groups across at least 85 research institutions in the UK) [C]. By the end of December 2020, COG-UK had generated more than 200,000 UK SARS-CoV-2 genomes [C] – around 45% of all SARS-CoV-2 genomes sequenced worldwide. These data are actively utilised each day by the four UK Public Health Agencies and government to monitor the spread and evolution of the virus. In November 2020 Sir Patrick Vallance (the UK Chief Scientific Officer) noted the critical role played by COG-UK stating: “ On behalf of the Government, I wanted to acknowledge the scientists and technicians of COG-UK. By mapping over 90,000 genomes you’ve helped us better understand the virus, identified routes of introduction and transmission, and paved the way for improved treatments and vaccines.” [C]. This unprecedented effort – not previously performed for any pathogen, anywhere in the world – has placed the UK at the forefront of pathogen genomics.

Impact on policy and the health and wellbeing of people

Infection control during the COVID-19 pandemic: In December 2020, COG-UK enabled the discovery of a new, more transmissible SARS-CoV-2 variant (lineage B1.1.7, termed VOI 202012/01 by Public Health England) [D], associated with an outbreak of COVID-19 in Kent that spread rapidly across the UK and beyond. This work informed directly a major change in government policy aimed at saving lives and protecting the NHS: (i) on 19th December 2020, new Tier 4 measures were introduced for 6,000,000 people in the South East of England and London; (ii) previously sanctioned 5-day Christmas ‘bubbles’ were restricted to Tier 3 or below areas, only on Christmas day; (iii) on Boxing Day 2020, a further 20,000,000 people were brought into Tier 4 [D]. The identification of the new variant also resulted in the closure of borders to the UK by almost all of the EU member states as well as suspension of flights from the UK to India, Iran, and Canada [D].

*Prospective tracking of SARS-CoV-2 variants: During the first and second waves of the pandemic, COG-UK identified the origins of viral importations into the UK [E]. These data showed that during the first wave, more than 1,000 introductions occurred between February and March from Spain, Italy and France. Furthermore, studies in Scotland and Wales showed that viral lineages became largely extinct during the first lockdown, with second waves being driven by new introductions [E]. These data refuted the alternative hypotheses that the virus had been important solely from SE Asia or that there existed a single index case. This work contributed to UK government policy discussions relating to border control and viral sequencing from people arriving in the UK from overseas [E].

COG-UK data was also critical for modelling dispersal of the new VOI 202012/01 variant, informing directly the government’s New and Emerging Respiratory Virus Threats Advisory Group (NERVTAG) assessment of viral transmission [E] Similar work allowed assessment of the transmissibility of the D614G variant which subsequently became ubiquitous around the world [E]. Modelling methods developed by COG-UK for studying these variants remain instrumental for real-time assessment of the pandemic.

**Impact on future genomic sequencing services for infection control: In recognition of the crucial role of COG-UK in the response to the COVID-19 pandemic, in November 2020 Peacock secured GBP12,200,000 of additional funds (Testing Innovation Fund) to increase sequencing capacity from 10,000 to 20,000 viral genomes per week by March 2021. She is also supporting the planning, training and handover of a new nationwide sequencing network which will be embedded in the NHS and public health agencies. This national network will sequence SARS-CoV-2 and other pathogens (e.g., TB) to detect and control future infection outbreaks, representing a lasting legacy of the COG-UK for the UK [F].

Impact on public awareness and understanding: Peacock has led numerous events using COG-UK data to educate that public (e.g. Science Showcase, an open access recording viewed 57,234 times by 18th December 2020 [G]). Peacock has also participated in Science Media Centre events, producing numerous articles on pathogen sequencing for leading news outlets including the BBC and The Guardian – a commenter on the latter noted: ‘We can be really grateful that Britain has such expertise in genome sequencing. The article above provides real insight as to the purpose and benefits of the work of the Genomics UK consortium and others.’ [G].

*Policy relating to control of other pathogens: In 2016, Peacock led chapter nine (Pathogen Genomics) of the Annual Report of the Chief Medical Officer on Genomics (Generation Genome) [H]. This chapter articulated the many benefits of sequencing of bacteria and viruses, and specifically its importance controlling epidemics and pandemics, citing case studies including Foot and Mouth and Ebola. This text continued to raise the profile of pathogen sequencing for disease control. A review written by Peacock was also included by a WHO Global Antimicrobial Resistance Surveillance System (GLASS) report as evidence for the use of WGS in the surveillance of antimicrobial resistance [I].

5. Sources to corroborate the impact

  1. COG-UK and genomics networks: (i) COG-UK website; (ii) UK Government Press Release announcing ‘Genome UK’ strategy, 26 September 2020; (iii) GENOME UK: The future of healthcare, 2020 (pp. 24-25).

  2. Establishing routine sequencing services for infection control: (i) Science Priorities for 100,000 Genomes Project (Appendix 3, pp. 15–24); (ii) Gov.UK press release ‘England world leaders in the use of whole genome sequencing to diagnose TB’, 28 March 2017 (iii) Public Health England: Tuberculosis in England Annual Report 2020 (pp. 46–53); (iv) Antiviral unit (AVU): reference services, Public Health England.

  3. COVID-19 and SARS-CoV-2 sequencing: (i) COG-UK Open Access data and protocols, p.7; (ii) GISAID and MRC-CLIMB data; (iii) Summary report: COG­UK geographic coverage of SARS­CoV­2 sample sequencing, Table 1 (iv) Testimonial from UK Chief Scientific Officer, November 2020.

  4. Infection control during the COVID-19 pandemic: (i) Transmission of SARS-CoV-2 Lineage B.1.1.7 in England: Insights from linking epidemiological and genetic data; (ii) UK Government Speech Prime Minister's statement on coronavirus (COVID-19): 19 December 2020 (pp. 52–3); (iii) BBC News, ‘Coronavirus: EU urges countries to lift UK travel bans’ 22 December 2020 (iv) UK Government News Story: Confirmed cases of COVID-19 variants identified in UK (p. 58).

  5. Tracking of SARS-CoV-2 variants: (i) du Plessis L, … the COVID-19 Genomics UK (COG-UK) Consortium... Pybus OG. Genetic lineage dynamics of the SARS-CoV-2 epidemic in the UK /Establishment & dynamics of SARS-CoV-2 outbreak lineages in the UK. Science 2021; eabf2946 DOI: 10.1126/science.abf2946. (ii) da Silva Filipe A, … COVID-19 Genomics UK (COG-UK) Consortium, Holden MTG, Robertson DL, Templeton K, Thomson EC. Genomic epidemiology reveals multiple introductions of SARS-CoV-2 from mainland Europe into Scotland. Nature Microbiology 2021; Jan;6(1):112-122 doi: 10.1038/s41564-020-00838-z (iii) House of Commons Home Affairs Committee: ‘Home Office preparedness for COVID-19 (coronavirus): management of the borders’, 30 July 2020, pp.24-26 (iv) Minutes of NERVTAG meeting on SARS-CoV-2 variant under investigation VUI-202012/01, 18 December 2020 (v) Volz E… **COG-UK inc. Goodfellow I (Peacock SJ)**…Connor T. Evaluating the Effects of SARS-CoV-2 Spike Mutation D614G on Transmissibility and Pathogenicity. Cell. 2021 Jan 7;184(1):64-75.e11. doi: 10.1016/j.cell.2020.11.020. Epub 2020 Nov 19

  6. Gov.uk Press release: ‘£12.2 million boost for genomic surveillance to help stop transmission of COVID-19’ 16 November 2020

  7. Public communication: (i) First Science Showcase, COG UK website, 18th December 2020(ii) Here's what we know about the new variant of coronavirus, The Guardian, 22nd December 2020

  8. Annual Report of the Chief Medical Officer 2016: Generation Genome

  9. World Health Organization. (‎2020)‎. GLASS whole-genome sequencing for surveillance of antimicrobial resistance. World Health Organization.

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Stillbirth is the major cause of baby death, with an estimated 1,700,000 cases worldwide in 2016. In 2011, the UK had the 3rd highest stillbirth rate of 35 high income countries. Cambridge research first showed that low maternal blood levels of Pregnancy Associated Plasma Protein A (PAPP-A) in early pregnancy were associated with an increased risk of stillbirth due to foetal growth restriction (FGR). As a direct consequence, NHS England recommended that women with low PAPP-A in early pregnancy undergo enhanced ultrasonic surveillance. Implementation of this policy has been associated with a 60% increase in detection rate of FGR and subsequent intervention prevents >500 fewer stillbirths per annum in England.

2. Underpinning research

It is widely recognised that poor foetal growth is one of the major risk factors for stillbirth. In the 20th Century, efforts to identify causes of FGR focused on the second half of pregnancy, since it was widely believed that foetal growth in early pregnancy is determined genetically. However, a seminal paper by Smith (Smith et al., NEJM 1998) first showed that foetal growth in the first trimester is significantly associated with the risk of delivering a low birth weight baby at term; suggesting that environmental variables during early pregnancy are important determinants of FGR. In his 1998 NEJM paper Smith hypothesised that this might involve placental dysfunction.

Maternal serum PAPP-A as a test of early placental function: To test this hypothesis, Smith measured maternal serum levels of PAPP-A in early pregnancy and correlated this with subsequent pregnancy outcome. PAPP-A is produced by the placenta to critically regulate Insulin Growth Factor 2 (IGF2), a key regulator of placental growth. Low PAPP-A would be expected to be associated with low IGF2, limiting placental growth and thereby predicting stillbirth and low birth weight. Working together with a team studying new methods of screening for Down’s syndrome (CUBS study), Smith led research that looked at maternal serum levels of PAPP-A between 10 and 14 weeks of pregnancy in almost 9,000 women. These data showed for the first time that low first trimester levels of PAPP-A are significantly associated with increased stillbirth risk [1]. This research further showed that low PAPP-A levels are associated with the risk of delivering a low birth weight infant at term, confirming a link between PAPP-A and FGR [2].

Deploying PAPP-A to prevent stillbirth through enhanced surveillance: To enable effective translation of PAPP-A to the clinic, it was critical to define if low PAPP-A levels are directly associated with stillbirth caused by FGR. This was a key question, since, if low PAPP-A and stillbirth were related for reasons other than FGR, it could not be assumed that enhanced subsequent surveillance of the pregnancy with ultrasound would mitigate the risk. To address this question Smith used record linkage of the CUBS study dataset to routinely collected data from NHS Scotland. With the approval of the Privacy Advisory Committee of the NHS Scotland Information Services Division, Smith led a research team that linked the CUBS dataset to the Scottish Stillbirth and Infant Death Enquiry, a national register of stillbirth and neonatal deaths. Analysis of this new dataset allowed the level of PAPP-A to be related to stillbirths attributed to different causes. This study showed that the relationship between low first trimester PAPP-A and stillbirth was wholly explained by an association with stillbirth secondary to placental dysfunction in general, including FGR [3]. This finding provided the rationale for serial scanning of women in late pregnancy who had low PAPP-A in early pregnancy to prevent stillbirth. Ultrasound is used in pregnancy to plot the growth of the foetus, to identify growth restriction, and to assess the pattern of blood flow to the placenta (umbilical artery Doppler flow velocimetry), to identify placental insufficiency. Identifying the types of stillbirth associated with low PAPP-A provided a rationale that later ultrasonic surveillance could identify the babies at risk of stillbirth, allowing their early delivery before intra-uterine death occurred. This work also inspired a series of studies that were subsequently reviewed systematically, confirming the association between low first trimester PAPP-A and stillbirth (Conde-Agudelo et al, BJOG 2015).

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

[1] * Smith GCS, … Connor JM. Early pregnancy levels of pregnancy-associated plasma protein A and the risk of intra-uterine growth restriction, premature birth, pre-eclampsia and stillbirth. Journal of Clinical Endocrinology and Metabolism 2002;87:1762-7.

A PubMed search using the terms “PAPP-A AND stillbirth” yields >50 citations and citation #1 is the JCEM paper.

[2] * Smith GCS, … Connor JM. Early pregnancy origins of low birth weight. Nature 2002;417:916.

[3] * Smith GCS, …Dobbie R. First trimester placentation and the risk of antepartum stillbirth. JAMA 2004; 292:2249-2254. *

Competitive funding received

The Chief Scientist’s Office of the Scottish NHS Executive and the Fetal Medicine Foundation

4. Details of the impact

Each year, around 3,000 babies are lost to stillbirth in the UK. More than 90% do not have a congenital anomaly and more than three quarters occur at 28 weeks of gestational age or beyond, when survival is the norm if a baby is delivered. Hence, on the basis of lack of an anomaly and viable gestational age, more than half of the losses are potentially preventable by medically-indicated delivery if the baby had been known to be at risk of stillbirth. Prior to August 2013, Smith made substantial contributions to raising the public profile of stillbirth as a problem in the UK; in particular, a series of high-profile papers in the Lancet including Smith’s 2007 Seminar on Stillbirth, and the 2011 Lancet Stillbirth Series to which Smith contributed significantly. The latter demonstrated that the UK had the 3rd highest stillbirth rate out of 35 high income countries. Smith also featured heavily in a 2014 BBC Panorama documentary of stillbirth (“Born Asleep”) [A]. In July 2015, in response to Smith’s review in The Obstetrician & Gynaecologist calling for better monitoring of women during their pregnancy to prevent stillbirth, stillbirth & neonatal death charity (Sands) released a press release that “ welcomes Professor Smith’s clear overview and critique of recent developments in stillbirth prevention” and called for better monitoring to prevent stillbirth [B].

Impact on public policy

The increasing profile of stillbirth as an issue and the UK’s poor record in this area led to action from the UK government. The Health Secretary, Jeremy Hunt, announced on 13 November 2015 an ambition to reduce stillbirth rates by 50% by 2030. Reducing stillbirths was also included in the NHS Outcomes Framework and was included in the NHS England Business Plan for 2015-16. The Government’s mandate to NHS England 2016-17 (section 2.1) requires “ measurable progress towards reducing the rate of stillbirths, neonatal and maternal deaths and brain injuries that are caused during or soon after birth by 50% by 2030 with a measurable reduction by 2020.” [C].

Impact on practitioners and the delivery of professional services

This political ambition led NHS England to produce a care bundle aimed at reducing stillbirth rates articulated in “Saving Babies’ Lives” published on 21 March 2016 [D]. The target audience was all staff delivering maternity care as well as Clinical Commissioning Group Clinical Leaders, Medical Directors, Directors of Nursing and Allied Health Professionals. The care bundle was supported by key stakeholders, such as the Royal College of Obstetricians and Gynaecologists and the Royal College of Midwives, as well as charities representing consumers. The bundle included the recommendation that all women with a low level of PAPP-A in early pregnancy should have serial ultrasound scans from 26-28 weeks, including umbilical artery Doppler, until delivery and this is recommended to reduce the risk of stillbirth. As discussed above, ultrasound can be used to detect FGR and placental insufficiency, hence the demonstration that the association between low PAPP-A and stillbirth was due to these causes was key to informing the subsequent use of serial ultrasound in these women. There is level 1 evidence that use of umbilical artery Doppler in high risk pregnancies reduces the risk of perinatal death (stillbirth or early neonatal death) (Alfirevic Z et al, Cochrane Database Syst Rev2017).

Impact on the health and wellbeing of people

The beneficiaries were pregnant women, their families, health care professionals and the NHS in England. In May 2016 NHS England commissioned the Tommy’s Stillbirth Research Centre at the University of Manchester to evaluate the impact of the Saving Babies Lives care bundle on stillbirth rates. The result was the “Saving Babies Lives Project Impact and Results Evaluation (SPiRE) study (www.clinicaltrials.gov NCT03231007) [E]. The SPiRE study report (published in July 2018) concluded “ During the time period analysed in the early adopter Trusts there was a statistically significant reduction in stillbirth of 20%; this reduction was also seen in term stillbirths. Due to variations in the timing and level of implementation of the various elements of the care bundle this reduction cannot be unambiguously related to its implementation. However, it is highly plausible that the care bundle contributed to the fall in stillbirths.” [F]

As the report states, it is impossible to prove that the Care Bundle was responsible for the fall in stillbirth rates but the report does state that it is “highly plausible”. Moreover, it is impossible to separate out the individual contributions of different elements of the Care Bundle to the fall in stillbirths. However, approximately 90% of Trusts implemented the risk assessment tool, which included serial scanning of women with low early pregnancy PAPP-A, either fully or partially. Moreover, the SPiRE study reported that antenatal detection of small babies increased by approximately 60% over the period of implementation, which was associated with a 31% increase in the use of serial ultrasound. The rate of induction of labour, the primary method for preventing stillbirth of the high-risk foetus, also increased from 26.3% to 31.4%. Hence, it is also highly plausible that implementation of serial scanning to assess foetal growth in women with a low PAPP-A increased detection of small babies and prevented stillbirths.

NHS England produced version 2 of the Saving Babies’ Lives Care Bundle in 2019 and it continues to recommend serial ultrasonic surveillance of women with low first trimester PAPP-A. [G]. Smith was one of seven experts who oversaw the development of the care bundle and was one of only two experts who was on the contributory panels of all five elements of the care bundle.

International impact

Smith’s work on stillbirth prediction is recognised internationally, for example, through the International Stillbirth Alliance Distinguished Researcher Award (presented in Sydney, Australia, 2010). In relation to PAPP-A, although the evidence for impact is strongest in the UK, using low PAPP-A to guide the assessment of risk of stillbirth in pregnant women is also described in international guidelines, from bodies including the New Zealand Maternal Fetal Medicine Network (‘Low PAPP-A is associated with increased risks of SGA [Small for gestational age]’) [H], the South Australian Maternal & Neonatal Community of Practice (“Women who have a low PAPP A on 1st trimester screening should be counselled by the medical practitioner ordering the test about the risk of complications of pregnancy associated with low PAPP-A”) [I], the Government of the State of Queensland, Australia (low PAPP-A at the time of first trimester screen is listed as a risk factor to take into consideration for stillbirth) [J].

5. Sources to corroborate the impact

  1. BBC Panorama documentary of stillbirth. https://www.bbc.co.uk/programmes/b04kmppc

  2. The Government’s mandate to NHS England for 2016-17, pp. 12-13.

  3. Sands response to GS's review calling for better monitoring to prevent stillbirth.

  4. First iteration of the NHS England SBL Care Bundle: O’Connor D. Saving Babies’ Lives A care bundle for reducing stillbirth report for NHS England . 21 March 2016, p19.

  5. Description of the study analysing the effect of implementation of NHS England SBL Care Bundle: Tommy’s Stillbirth Research Centre, the University of Manchester, Saving Babies Lives Project Impact and Results Evaluation (SPiRE) study

  6. Analysis of the effect of implementation of NHS England SBL Care Bundle: Widdows K, Roberts SA, Camacho EM, Heazell AEP. Evaluation of the implementation of the Saving Babies’ Lives Care Bundle in early adopter NHS Trusts in England. Maternal and Fetal Health Research Centre, University of Manchester, Manchester, UK. 2018, p9.

  7. Second iteration of the NHS England SBL Care Bundle: NHS England. Saving Babies’ Lives Version Two A care bundle for reducing perinatal mortality report . March 2019, p56.

  8. Report demonstrating awareness of PAPP-A as a risk factor for stillbirth in New Zealand: McCowan L, Bloomfield F, Parry E, Groom K and Necas M. Guideline for the Management of Suspected Small for Gestational Age Singleton Pregnancies and Infants After 34 Weeks’ Gestation report for the New Zealand Maternal Fetal Medicine Network (NZMFMN). 2013, updated 2014, p7.

  9. Report demonstrating awareness of PAPP-A as a risk factor for stillbirth in South Australia: SA Maternal & Neonatal Community of Practice. Management of Women with a Low PAPP-A and Normal Chromosomes policy guideline for South Australian Perinatal Practice Guidelines (SAPPG). 19 April 2016, p6.

  10. Report demonstrating awareness of PAPP-A as a risk factor for stillbirth in Queensland, Australia: Queensland Clinical Guidelines team. Stillbirth Care guideline for Queensland Clinical Guidelines Steering Committee and Statewide Maternity and Neonatal Clinical Network (Queensland). Updated March 2019, p9.

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Anti-neutrophil cytoplasm antibody associated vasculitis (AAV) is a group of rare but aggressive diseases that cause inflammation of blood vessels, with the restricted blood flow leading to severe organ damage. Currently, 115,000 people are suffering from AAV across Europe and the USA, with at least 7,500 new cases diagnosed each year. Research led by the University of Cambridge has optimised existing therapies and introduced new treatments of AAV, directly improving the survival, health and well-being of patients. This improvement in therapies has produced more rapid and prolonged disease remission and reduced treatment-associated toxicities; thereby increasing patients’ quality of life and five-year survival. Insights from this research have been incorporated into guidelines, NHS policy and healthcare provision for patients, and produced annual health-cost savings of GBP45,000,000.

2. Underpinning research

The destruction and inflammation of blood vessels caused by the autoimmune disease AAV, reduces blood flow to vital organs resulting in severe damage, including renal failure and pulmonary haemorrhage. As an autoimmune disease, conventional treatment of AAV includes immunosuppression combined with high-dose steroid administration, but this fails in 40% of patients and 50% suffer devastating side effects.

Jayne and Cambridge-based colleagues have led the development of research methodology and 10 international randomised clinical trials in AAV, resulting in the evidence-based optimisation of existing treatments and introduction of new therapies. This global effort was facilitated by the European Vasculitis Society (EUVAS), founded by Jayne in 2011, and its subsequent growth into a world-wide network.

Developing safer conventional treatment approaches

Cyclophosphamide is an effective immunosuppressant that was used widely to treat AAV; however, the drug is highly toxic and can cause bleeding from the bladder, infertility and various cancers. These side effects often necessitate reducing or stopping cyclophosphamide treatment, causing AAV to return in up to half of patients. Therefore, Cambridge University researchers have led randomised clinical trials aimed at identifying effective and safer alternatives to cyclophosphamide [1–3]. The CYCAZAREM trial (2000) of azathioprine and subsequent NORAM trial (1995-2000) of methotrexate [2] showed that cyclophosphamide can be replaced with less toxic therapies whilst maintaining remission.

Jayne and colleagues also led studies aimed at improving outcomes for those patients with the most severe disease. AAV patients who present with renal failure have an increased risk of developing end stage renal failure and death despite immunosuppressive therapy. The Cambridge-led MEPEX study (1995-2002) recruited 137 patients across 25 centres and showed that plasma exchange could safely increase the rate of renal recovery when compared with high-dose steroids [3].

To spare patients some of the serious side effects of steroid therapy, the Cambridge-led PEXIVAS study (2010-2016) recruited 704 patients with AAV from 112 sites across four continents and validated both the efficacy and safety of rapidly reducing the steroid dosage, decreasing serious infection complications in patients by 20% [4].

Developing treatment to prevent relapse and reduce co-morbidities

Perhaps most significantly, between 2010 and 2016 Jayne and colleagues led the European trials of rituximab therapy of AAV. Rituximab is a therapeutic antibody which reduces inflammation by targeting B cells. The RITUXVAS study showed rituximab to be as effective as cyclophosphamide at inducing remission with similar toxicity to azathioprine and methotrexate [5]. And, the RITAZAEM trial showed that two-year, fixed-interval rituximab dosing is more effective than azathioprine at preventing disease relapse following treatment [5]. Together with colleagues in the EUVAS, in a study of 323 patients, Jayne also showed that cancer risk in patients treated with rituximab was similar to that of the general population and significantly less than that of cyclophosphamide-treated patients [6].

Introduction of newer vasculitis therapies

Jayne led the CLEAR (2011-2016) randomised, placebo-controlled trial that showed avacopan, a new complement C5a receptor inhibitor, induces faster remission with fewer side effects than treatment with high-dose steroids, thereby resulting in an increased quality of life and avoidance of steroid related harm [7]. In 2020 Jayne reported similar positive results of avacopan in an international Phase III trial of 330 patients ( ADVOCATE, 2017-2019) which has led to licensing submissions [8]. The MIRRA study (2014-2016) demonstrated that using mepolizumab to treat the vasculitis Eosinophilic granulomatosis with polyangiitis (EGPA), increased remission duration, permitted steroid reduction and reduced relapse rates. [9].

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

  1. * Jayne, DR, Rasmussen, N., et al. (2003). A randomized trial of maintenance therapy for vasculitis associated with antineutrophil cytoplasmic autoantibodies. N Engl J Med, 349(1), 36-44.

  2. *De Groot K, Rasmussen N, et alJayne DR. (2005). Randomized trial of cyclophosphamide versus methotrexate for induction of remission in early systemic antineutrophil cytoplasmic antibody-associated vasculitis. Arthritis Rheum, 52(8), 2461-9.

  3. * Jayne, DR., Gaskin, G, et al. (2007). Randomized trial of plasma exchange or high-dosage methylprednisolone as adjunctive therapy for severe renal vasculitis. J Am Soc Nephrol, 18(7), 2180-2188.

  4. *Walsh M., Merkel P., et alJayne DR (2020). Plasma Exchange and Glucocorticoids for Severe ANCA-Associated Vasculitis. New England J Medicine, 382, 622-631.

  5. *Smith, R. M., Jones, R. B., et alSmith, KGC, Jayne DR. (2012). Rituximab for remission maintenance in relapsing antineutrophil cytoplasmic antibody-associated vasculitis. Arthritis Rheum, 64(11), 3760-3769.

  6. *van Daalen EE, Rizzo R, et al…, Jayne DR, Bajema IM, Rahmattulla C. (2016). Effect of rituximab on malignancy risk in patients with ANCA-associated vasculitis. Ann Rheum Dis, 76(6), 1064-1069.

  7. *Jayne DRW, Bruchfeld J et al… CLEAR Study Group. Randomized Trial of C5a Receptor Inhibitor Avacopan in ANCA-Associated Vasculitis (2017). J Am Soc Nephrol; 28(9), 2756-2767.

  8. **Merkel PA, Jayne DR, Wang C, Hillson J, Bekker P. Evaluation of the Safety and Efficacy of Avacopan, a C5a Receptor Inhibitor, in Patients With Antineutrophil Cytoplasmic Antibody-Associated Vasculitis Treated Concomitantly With Rituximab or Cyclophosphamide/ Azathioprine: Protocol for a Randomized, Double-Blind, Active-Controlled, Phase 3 Trial. JMIR Res Protoc. 2020 Apr 7;9(4):e16664.

  9. *Wechsler, ME. Akuthota P, Jayne DR et al. (2017) Mepolizumab or Placebo for Eosinophilic Granulomatosis with Polyangiitis. N Engl J Med, 376, 1921-1932.

Key competitively awarded funding:

Plasma exchange and glucocorticoids in anti-neutrophil cytoplasm antibody associated systemic vasculitis: a randomized controlled trial. PEXIVAS. National Institute for Health Research. GBP1,666,240 2009 – 2018. PI: Jane, D

RITAZAREM trial. Arthritis Research UK. GBP822,950. 2012 – 2016, PI; Jane, D.

4. Details of the impact

Impact on the health and wellbeing of people

Lives saved through earlier diagnosis: Symptoms of vasculitis are easily confused with other illnesses, so the disease can go unrecognised for a long time. Decades of Cambridge University research has contributed to earlier diagnosis of patients by increasing awareness of AAV and training physicians with interest in this disease. The improvement of quality of services for patients in the UK, 1,000 of whom receive treatment from the Cambridge Vasculitis Service, has enhanced wellbeing and saved lives. As such, Vasculitis UK notes, “the loss or reduction of this service [Cambridge-based research and treatment] would represent the loss of a valuable resource and leave a huge gap in provision of care nationally for patients suffering from systemic vasculitis” [A].

Lives saved by optimising treatment strategies: Infection related to high-dose steroid use is the major cause of treatment-related death, owing to organ damage and hospital readmission among patients with AAV. Cambridge-led trials, spanning two decades, have tested and led to the use of alternative, less toxic maintenance treatments [1-3]. The results of the Cambridge led PEXIVAS Study in 2020 [4] led to an immediate change in practice, with physicians reducing steroid dose more rapidly across the NHS. This has reduced hospital readmissions by 20% and has become the new standard of care for patients with AAV [B]. The optimisation of these conventional AAV therapies has seen first year fatality rates fall from 50% in 2007 to under 25% in 2020 [4,B].

Access to novel therapies: In March 2013, Cambridge-led research was pivotal to the licensing of rituximab by the European Medicines Agency (EMA). In 2018 new patient use of rituximab was 36% [C]. Use continues to grow as 63% of patients treated in Cambridge were using rituximab in 2020 [C]. In 2019, the EMA announced that mepolizumab is under investigation for the treatment of the specific AAV disease EGPA [D]. As a result, this offers the first licensed therapy to the approximately 3,000 patients with EGPA in the UK [C]. In the same year, the FDA licensed mepolizumab as the first drug in the US to treat EGPA [10; D]. Furthermore, the avacopan programme has led to licensing applications and the availability of this novel treatment on a compassionate basis [9].

Impact on practitioners and the delivery of professional services

Establishment of national policy and guidelines: The January 2015 NHS Clinical Commissioning Policy, Rituximab for the treatment of AAV in adults [E], was directly informed and shaped by Cambridge-led research [6]. The Policy ensures the equitable and cost-effective use of rituximab as a treatment for AAV, both as a remission-induction and maintenance agent.

Cambridge researchers also contributed significantly to the writing of the 2014 National Institute for Health and Care Excellence (NICE) accredited British Guideline for the management of adults with AAV [E], and the first international Recommendations for the management of ANCA-associated vasculitis (2016, European League Against Rheumatism [EULAR]) [E]. Cambridge-led research into rituximab has produced the first recommendations specifically formulated for B cell targeted therapies in autoimmune rheumatic diseases. The 2018 recommendations aid healthcare professionals with clinical decision-making in order to minimise infection risks for patients with drug induced immune deficiency [E].

NICE also drew on Cambridge research [6] to shape its March 2014 Guideline, Rituximab in combination with glucocorticoids for treating AAV (TA308) [F]. As a direct consequence, clinicians are now able to implement best practice efficiently within treatment centres where patients and clinicians benefit from a unified practice across the UK, reducing significantly the risk of low quality, ‘postcode lottery’ management experiences that have been typical among rare diseases.

Networks, training and development: Cambridge researchers have been instrumental in establishing both national and international research and training networks for healthcare professionals caring for patients with AAV. Jayne was the founder of EUVAS in 2011 and remains its President. EUVAS has over 200 members across Europe and Australasia, facilitating international collaboration and sharing best practice. The success of EUVAS has led to the founding of similar clinical trial networks across the globe. The Chair of the NHS England Clinical Reference Group for Specialised Rheumatology, and President of the British Society for Rheumatology, notes that through Jayne’s “international leadership of clinical trials as President of EUVAS, his work has created the evidence base that has directly ‘paved the way’ for revolutionary new treatments for people living with Vasculitis” [G].

Additionally, Cambridge researchers run a number of training courses for clinicians, including the annual EUVAS Course for senior trainees, consultants and allied health professionals. Established in 2017, the Course has been well-attended each year (720 attendees to date), and has received positive feedback: in its first year 92% of attendees stated they would implement their learning in clinical practice [H].

The national vasculitis registry, UKIVAS, was established in 2012 with input from Cambridge researchers, and Cambridge is the highest recruiter to the registry (over 950 patients at present). UKIVAS ensures that clinicians, providers and commissioners working in the field of vasculitis have robust and meaningful data to inform decision-making for vasculitis services and patients.

Regional Vasculitis Service: The Vasculitis and Lupus Service at Addenbrooke’s Hospital is a nationally eminent treatment centre for sufferers of AAV. Under the directorship of Jayne, the Service provides optimal AAV treatment based on Cambridge-led research. Between 2015 and 2019, the service hosted ~4,500 outpatient appointments per year for ~1,000 patients [I].

Impacts on understanding, learning and participation

Patient engagement: Jayne is a Medical Advisor to Vasculitis UK, the UK’s leading vasculitis charity. In this role, Jayne uses his expertise to support and inform patients about their disease and therapies. Jayne contributed to the Fertility and Vasculitis section of the Vasculitis UK Route Map [J], published in 2014, which serves as a guide to living with vasculitis. In acknowledging Cambridge’s pivotal role in patient and clinician education and engagement through its world-leading service, Vasculitis UK stated: “ the [Cambridge] clinic has become the UK’s institution of ultimate recourse for unusual & complex cases with secondary & tertiary referrals from around the UK. [B].

Impact on commerce and the economy

Healthcare savings for the NHS: By decreasing relapse and improving the management of patients with AAV, Cambridge research has significantly reduced the financial burden on the NHS. Approximately 50% of AAV patients relapse within the five years of treatment, which is particularly costly to the NHS, through hospitalisation, additional treatment, and immunosuppression-associated infection. Significant costs can accrue at relapse from further organ damage, particularly renal damage leading to costly renal replacement therapy [K]. Indeed, the estimated cost savings for the NHS resulting directly from Cambridge-led introduction of rituximab therapy alone are GBP45,000,000 per year (2018/2019) [K]. In the US, healthcare savings are estimated at USD41,400 per major relapse [K].

Cambridge research demonstrating that two 1g infusions of rituximab is as effective as four infusions of 375mg/m2 at weekly intervals has also produced cost savings to the NHS in terms of reduced clinical activity (50%) and drug costs (40%) [F]. Rituximab also generates more quality-adjusted life years (QALY) than cyclophosphamide; noted by the NICE Evidence Review group to produce an incremental cost-effectiveness ratio of GBP6,006 per QALY gained [F].

Impact on industry and production: Cambridge research has been a major contributor to the licensing of novel treatments for AAV. Since its FDA licensing of mepolizumab for the treatment of EGPA, GlaxoSmithKline (GSK) has reported a 23% increase in sales of mepolizumab in the USA [L].

Chemocentryx Inc has recently invested USD100,000,000 to develop the novel therapy, avacopan. Jayne is providing scientific advice based on novel work from Cambridge [7]. The drug is now in a Phase III trial and is on a pathway to licensing with the EMA, with the FDA recently accepting the New Drug Application (NDA) for avacopan [C and L; 8].

5. Sources to corroborate the impact

Impact on the health and wellbeing of people

  1. Lives saved through earlier diagnosis: Testimonial from Vasculitis UK

  2. Lives saved by optimising treatment strategies: Salmela A, et al. Prognostic Factors for Survival and Relapse in ANCA-Associated Vasculitis with Renal Involvement: A Clinical Long-Term Follow-Up Study. Int J Nephrol. 2018;63:69-81.

  3. Access to novel therapies: (i) Pearce FA, et al. Outcomes and compliance with standards of care in anti-neutrophil cytoplasmic antibody–associated vasculitis—insights from a large multiregion audit. Rheumatology Advances in Practice 2018;0:1–7.;(p3) (ii) Fifth Cumulative Report for RIVAS Study (fig 2, p3); (iii) ChemoCentryx announcement

  4. Access to novel therapies: (i) EMA investigation of mepolizumab for the treatment of EGPA citing study published in [9](p.13); (ii) FDA press release licensing of mepolizumab for the treatment of EGPA (iii) revised prescribing information for mepolizumab citing study published in [9], June 2019 (p.7)

Impact on practitioners and the delivery of professional services

  1. UK and European key guidelines for the treatment of AAV: (i) NHS Clinical Commissioning Policy for Vasculitis (p.10 healthcare savings, p.12 Cambridge studies into rituximab); (ii) British Guideline for the management of adults with AAV; (iii) EULAR Recommendations for the management of AAV; (iv) Recommendations for the management of secondary hypogammaglobulinaemia due to B cell targeted therapies in autoimmune rheumatic diseases

  2. Establishment of national policy and guidelines: NICE Guideline on rituximab: (pp. 9-10 discusses RITUXVAS Study, p. 8 discusses cost savings and p.16 highlights QALYs)

  3. Networks, training and development: Testimonial from National Clinical Lead for Rheumatology

  4. Networks, training and development: Feedback from 2017 EUVAS Course (pp.6-8)

  5. Regional Vasculitis Service: Appointments per annum

Impact on understanding, learning and participation

  1. Patient engagement: Vasculitis UK Route Map (pp.74-5)

Impact on commerce and the economy

  1. Healthcare savings for the NHS: NHS cuts medicine costs news article; Costs of major relapse in AAV. Raimundo K, et al. Clinical and Economic Burden of Antineutrophil Cytoplasmic Antibody-associated Vasculitis in the US. J Rheumatol. 2015;42:2383-2391.

  2. Impact on industry and production: GSK annual sales for 2019 (p. 46)

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Lysosomal diseases are a group of rare, and incurable, genetic disorders that cause progressive tissue injury and premature death. Cox's research has unravelled pathophysiological mechanisms underlying these diseases, directly informing international treatment guidelines, and collaborating on the development of new diagnostic tests and innovative treatments – miglustat, eliglustat and currently venglustat. These treatments (substrate reduction therapy) have been approved internationally for the treatment of Gaucher and Niemann-Pick C diseases, dramatically improving patient survival and quality of life. Cox has also spun-out Cambridge Gene Therapy, a biotech company that has obtained regulatory approval and orphan drug designations for a clinical programme to treat Tay-Sachs and Sandhoff diseases by gene therapy.

2. Underpinning research

Lysosomes are intracellular compartments that are responsible for breaking down and recycling cellular macromolecules. This critical cell function is disrupted in >80 genetic diseases – collectively termed lysosomal diseases – that affect 1 in every 5,000 live births. Lysosomal diseases are characterized by an abnormal accumulation of incompletely degraded but biologically active substrates in lysosomes. Lysosomal diseases have widespread effects on organ function including the brain, liver, spleen, bone marrow, lungs and skeleton; those presenting in infancy or childhood are rapidly fatal. Cox’s research seeks to develop innovative treatments for the sphingolipidoses that represent 15 of the lysosomal diseases. Sphingolipids are abundant in nerve cells, and their impaired recycling accounts for progressive neurodegeneration in Gaucher, Niemann-Pick type C and Tay-Sachs diseases.

New orally bioavailable treatments of sphingolipidoses: Before 2000, only a small fraction of the 20,000–30,000 patients with Gaucher disease worldwide had access to treatment. This involved life-long, repeat infusions of enzyme replacement therapy; patients using indwelling catheters have a risk of infection. Although effective, parenteral enzyme treatment was suboptimal due to limited enzyme penetration of affected tissue, especially the skeleton and nervous system. In collaboration with Oxford Glycosciences, Cox’s research brought about a sea change in treatment of these devastating diseases, by pioneering oral substrate reduction therapy, which rebalances the turnover of sphingolipids in the lysosome. Cox and colleagues repurposed a novel iminosugar (miglustat, approved as Zavesca™) which reversibly inhibits UDP-glucosylceramide synthase and has been shown to reduce the toxic sphingolipid in Gaucher disease and related disorders. A series of Cambridge-led clinical trials enrolling 70 patients across six national centres, showed miglustat improves clinical features of non-neuronopathic Gaucher's disease and reverses the key blood and organ manifestations of the disease [1,2]. Consequently, Zavesca™ (Actelion) became an internationally approved drug for non-neuronopathic Gaucher disease. Based on these clinical benefits, Cox and colleagues conducted additional research to test miglustat as a potential treatment of other neuronopathic lysosomal diseases including Sandhoff and Niemann-Pick disease type C [3].

After successfully introducing miglustat, Cox worked with Genzyme-Sanofi to develop eliglustat (Cerdelga™), a second, more potent and better tolerated inhibitor of UDP-glucosylceramide synthase. In the pivotal Phase III, randomised, multinational trial (ENCORE) of eliglustat among 106 patients with Gaucher’s disease, Cox and colleagues demonstrated Cerdelga™ is effective at maintaining haematological and organ stability in patients [4]. In a further study of 157 patients, the safety and long-term efficacy of the drug was shown [5]. Consequently, Cerdelga™ is now a first-line oral therapy for naïve and previously treated patients with Gaucher disease without neurological features and is undergoing clinical trials for affected children. Experimental studies by Cox suggest that its therapeutic benefit extends to B-cell lymphoma and multiple myeloma - sphingolipid-related cancers that commonly occur in patients with Gaucher disease [6].

To develop this new therapeutic paradigm of substrate reduction therapy for intractable neurological disease, Cox is now Principal Investigator of several ongoing clinical trials of the highly potent derivative, venglustat [7]. This orally active drug also inhibits UDP-glucosylceramide synthase but crosses the blood-brain barrier. Hence severe forms of Gaucher disease, Fabry, late-onset Tay-Sachs and Sandhoff diseases – neurodegenerative sphingolipid disorders otherwise incurable – are predicted to be ideal candidates for venglustat treatment.

Novel biomarker discovery: Determining the efficacy of new treatments in small trials in rare diseases is challenging. To address this, Cox and colleagues generated an enriched human Gaucher spleen cDNA library in which the chemokine CCL-18 (or PARC) was identified - serum levels of CCL-18 are now used in therapeutic monitoring and to diagnose Gaucher disease [8].

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

  • *Cox T, … Zimran A. Novel oral treatment of Gaucher's disease with N-butyldeoxynojirimycin (OGT 918) to decrease substrate biosynthesis; Lancet. 2000; 355(9214):1481-1485. doi: 10.1016/S0140-6736(00)02161-9

  • *Cox TM…Steiner RD. Miglustat as maintenance therapy after enzyme therapy in adults with stable type 1 Gaucher disease. Orphanet Journal of Rare Diseases; 2012 Dec 27;7:102. doi: 10.1186/1750-1172-7-102.

  • *Lachmann RH,… Cox TM. Substrate reduction therapy in Sandhoff disease: Evidence for improvement in nervous function in patients treated with miglustat. J Inherit Met Dis, 2006; 29:130 *; Patterson MC, Garver WS, Giugliani R, Imrie J, Jahnova H, Meaney FJ, Nadjar Y, Vanier MT, Moneuse P, Morand O, Rosenberg D, Schwierin B, Héron B. Long-term survival outcomes of patients with Niemann-Pick disease type C receiving miglustat treatment: A large retrospective observational study. J Inherit Metab Dis. 2020 Apr 23. doi: 10.1002/jimd.12245

  • *Cox TM, … Puga AC. Eliglustat compared with imiglucerase in patients with Gaucher's disease type 1 stabilised on enzyme replacement therapy: a phase 3, randomised, open-label, non-inferiority trial; Lancet. 2015; 385(9985):2355-62 doi: 10.1016/S0140-6736(14)61841-9 *

  • *Cox TM, …,Peterschmitt MJ. Eliglustat Maintains Long-term Clinical Stability in Patients with Gaucher Disease. Type 1 Stabilized on Enzyme Therapy; Blood. 2017; 129: 2375-2383 doi: 10.1182/blood-2016-12-758409.

  • *Pavlova EV, …, Cox TM. Inhibition of UDP-glucosylceramide synthase in mice prevents Gaucher disease-associated B cell malignancy. Journal of Pathology. 2015; 235:113-124. DOI: 10.1002/path.4452.

  • *Schiffmann R, Cox TM, …Fischer, T. Venglustat combined with imiglucerase positively affects neurological features and brain connectivity in adults with Gaucher disease type 3; Molecular Genetics and Metabolism. 2020; 129: S144-S145. DOI: 10.1016/j.ymgme.2019.11.382

  • *Moran MT, … Cox TM Pathologic gene expression in Gaucher’s disease with upregulation of cysteine proteinases including osteoclastic cathepsin K; Blood. 2000; 96 (5): 1969-1978.

Funding relevant to the work in this case study:

  • Medical Research Council: Predictive measures to stratify clinical outcomes in children and adults with Gaucher disease and responses to specific therapies (MR/K015338/1) GBP3,740,000 Chief Investigator (Prof Cox) 2013-2019 (supported by NIHR BRC metabolic theme 2018).

  • Medical Research Council MR/K025570/1 Biomedical catalyst - Developmental Pathway Funding Scheme/Developmental Clinical Studies: Gene Therapy for Tay-Sachs and Sandhoff diseases. GBP3,190,000. Principal Investigator (Prof Cox) 2013-2020.

4. Details of the impact

Impact on the health and wellbeing of people

Innovative Treatments: Cox and colleagues drove the successful clinical trials of the first compound, miglustat, for the treatment of sphingolipid diseases: this led directly to clinical approval in Europe in 2009 and subsequently in 44 additional countries, including the USA in August 2014 [A]. In 2018, the FDA approved a miglustat generic for the treatment of sphingolipid-driven diseases [A]. The effectiveness of oral miglustat treatment for Gaucher disease motivated the development of eliglustat as a second generation, potent oral treatment (Genzyme Corp, later Sanofi Genzyme). Cox was involved as an advisor, a member of the safety monitoring committee and then Chief Investigator of the pivotal, large Phase III that showed the efficacy of eliglustat [5] and ultimately led to its European Medicines Agency recommendation in 2018 [A].

As a direct result of Cox’s research, Sanofi Genzyme has supplied eliglustat (approved as Cerdelga™) for clinical use since 2014 and was approved for prescription by The National Institute for Health and Care Excellence (NICE) (HST5) [B] and the Scottish Medicines Consortium (1277/17) in 2017. Eliglustat was made available in NHS England (September 2017) and NHS Scotland (February 2018) [C]. Of the 250 Gaucher patients in the UK national cohort study, within the first two years since UK authorization, 70 patients are taking the oral substrate-reduction therapy. Worldwide, of 7,000 patients in the international registry, more than 1,200 are now taking eliglustat and it has been approved in more than 55 countries, demonstrably improving the quality of life of these patients [D] and [4,5]; following one year of eliglustat, 98% of patients expressed a preference for oral therapy and the main reason cited was convenience [5]. Patient testimony has demonstrated the improved quality of life for patients, as Adele, a Gauchers Type I patient describes her experience in the Gaucher’s Association April 2017 Newsletter: “ Presently I am still taking Eliglustat and […] I can honestly say that I have never felt better, which allows me to do all the things I have always wanted to do. Mostly this involves daily long walks with my dog.” [G].

Novel Diagnostics: The PARC-CCL-18 biomarker discovered by Cox is now used widely within standardised assays for clinical monitoring of Gaucher disease. This Gaucher biomarker has positively affected clinical practice, as clinicians have been able to use these proteins as biomarkers in diagnosing disease and importantly, in following treatment response in Gaucher disease and other lysosomal diseases. This has had a global impact on treatment and patient benefit for those suffering from these lysosomal diseases, because it provides clinicians with the means to compare and monitor dynamic therapeutic responses to a range of treatments with distinct modes of action [E and F]. Indeed, Jeremy Manuel OBE LLB, Founder of the UK Gaucher’s Association and Honorary President and co-Founder of the International Gaucher Alliance, notes that “ It was Prof Cox who initiated the national strategy of centres for the treatment Gaucher patients which subsequently expanded to cover all Lysosomal diseases patients and he continues to be a clear and guiding voice on the ongoing advisory groups responsible for developing and delivering National Protocols and the best possible for treatment for patients (where this a treatment and management of conditions) where there is none.” [F]

Patient education and empowerment: Building on decades of support for the UK Gaucher’s Association since its inception, Cox helped generate a forum and advocacy group for families and patients suffering from Tay-Sachs and Sandhoff diseases. As a Patron, Cox supported establishment of the UK Cure Tay-Sachs Foundation in 2011 and subsequently in 2014 the formation of the European Tay-Sachs and Sandhoff disease Charity Consortium. He now serves as the Consortium’s Medical Advisor [F].

Cox was also instrumental in the establishing the International Gaucher Alliance in 2018. The Alliance is an umbrella group representing the interests of Gaucher patients in 55 countries. Cox has consistently raised public awareness of this disease and supported the formation of EU Charities (Europe and elsewhere) [F], as verified by Jeremy Manuel, who has described Cox’s influence as follows: “ He has always championed the involvement of Patient advocates in all areas of clinical, scientific and public life and inspired the patient community to partner with the clinical and scientific community in their efforts to improve the lot of Gaucher patients, and promoted the involvement of patients to industry, regulators and those responsible for managing the delivery of healthcare and paying for access to treatment. All Doctors promote the cause of the patient before them not all seek to improve and enhance the position of their cohort on a National and Global basis.” Cox remains actively involved with these groups and provides education and updates to patients via their communication channels [G].

Impact on practitioners and the delivery of professional services

Cox’s research and policy creation has provided clinicians with new treatments, ways of monitoring these diseases and better guidelines for clinical management. Patients have benefitted from the following impacts on practitioners:

  • In 2014 the FDA approved eliglustat.

  • In 2018 the FDA approved a miglustat generic from Amerigen Pharmaceuticals for the treatment of Type I Gaucher disease [A].

  • In 2018, the European Medicines Agency recommended eliglustat (tartrate) for the treatment of Type I Gaucher disease [A].

  • Eliglustat is now a first-line oral treatment of choice for patients for adults with Type I Gaucher disease [B and C].

  • Phase I/II Trials are underway with a derivative called venglustat, an oral treatment which is more effective at penetrating the brain in patients with sphingolipid derangements in Fabry disease and neuronopathic Gaucher disease (Cox is PI). In addition, he leads the European initiative with EMA as CI in the Phase I/II trial in late-onset Tay-Sachs and Sandhoff diseases (announced Jan 2020). Phase I and II clinical trials for Venglustat in adults with Late-onset Tay-Sachs and Sandhoff diseases are currently being conducted and Phase III extension studies in Neuronopathic Gaucher disease type 3 are currently being run (AMETHSIST [ClinicalTrials.gov Identifier: NCT04221451] and LEAP [NCT02843035] trials).

Impact on commerce and the economy

Global drug sales: Initial approval of miglustat (Zavesca®) priced at USD26,820 per month, per patient, had 2016 world sales of USD104,000,000 [H]. Actelion (makers of Miglustat) were then bought by Johnson & Johnson for USD30,000,000,000 [H]. In April 2018 the U.S. FDA approved Amerigen Pharmaceuticals’ generic form of Miglustat; and its partner Miglustat Dipharma, a generic, is used in 33 countries – the first generic approval for miglustat (Zavesca®) [H].

Commercial impact has also been generated through the global sales of eliglustat (Cerdelga®) as sales over the REF impact assessment period have eclipsed EUR773,000,000 [H]. Following its FDA approval in August 2014, eliglustat sales totalled EUR4,000,000 in Qs 3 and 4 of that year. Sales have continued to rise year on year, and in Q1 of 2020, total sales were EUR53,000,000, of which 53% was in the USA and 41% was in Europe [H].

Biotech spinoff company: Cox established Cambridge Gene Therapy (Companies House No. 11112130) in December 2017, which aims to develop and broaden the clinical programmes targeting lysosomal diseases and in particular using pioneering gene therapy as a treatment for Tay-Sachs disease, which is currently incurable [I]. He has secured seed funds of GBP500,000 from Cambridge Enterprise to support pivotal clinical trials and full translational development of this research [J].

5. Sources to corroborate the impact

  1. Evidence supporting FDA and EMA approval of eliglustat. (i) FDA approval of eliglustat and miglustat generic for the treatment of Gaucher disease (ii) EMA decision for the inclusion of eliglustat (Cerdelga®).

  2. Evidence supporting the NICE recommendation for Eliglustat use in England. NICE recommendation and consultation document (ENCORE drawn up as key evidence throughout and particularly across pp. 8–37)

  3. Evidence supporting availability of eliglustat for use in Scotland

Scottish Medicines Consortium Guideline (ENCORE drawn upon as key evidence throughout and [4] and [8] referred to in References on p.8, alongside other outputs by Cox et al.)

  1. Evidence showing the effectiveness and global use of Eliglustat for the treatment of Gauchers disease and its effects on improved quality of life. Outcomes after 8 years of eliglustat therapy for Gaucher disease type 1: Final results from the Phase 2 trial. Lukina E, Watman N, Dragosky M, Lau H, Avila Arreguin E, Rosenbaum H, Zimran A, Foster MC, Gaemers SJM, Peterschmitt MJ. Am J Hematol. 2019, 94 :29-38; Mistry PK, Balwani M, Charrow J, Kishnani P, Niederau C, Underhill LH, McClain MR. Real-World Effectiveness of Eliglustat in Treatment-Naïve and Switch Patients Enrolled in the International Collaborative Gaucher Group Gaucher Registry. Am J Hematol. 2020 May 21. doi: 10.1002/ajh.25875

  2. Evidence to support the implementation and broad clinical use of the CCL-18 biomarker. (i) Glucosylsphingosine Is a Highly Sensitive and Specific Biomarker for Primary Diagnostic and Follow-Up Monitoring in Gaucher Disease in a non-Jewish, Caucasian Cohort of Gaucher Disease Patients. Rolfs A, Giese A-K, Grittner U, Mascher D, Elstein D, Zimran A, Böttcher T, Lukas J, Hübner R, Gölnitz U, Röhle A, Dudesek A, Meyer W, Wittstock M, Mascher H. 2013; PLoS One, 8(11), e79732; (ii) Gaucher Disease, Pastores GM, Hughes DA. 2000 Jul 27 [updated 2018 Jun 21]. In: Adam MP, Ardinger HH, Pagon RA, Wallace SE, Bean LJH, Stephens K, Amemiya A, editors. GeneReviews® [Internet]. Seattle (WA): University of Washington, Seattle; 1993–2020; (iii) Validating Glycoprotein Non-Metastatic Melanoma B (gpNMB, osteoactivin), a new biomarker of Gaucher Disease, Murugesan V, Liu J, Yang R, Lin H, Lischuk A, Pastores G, Zhang X, Chuang W-L, and Mistry PK. Blood Cells Mol Dis. 2018; 68: 47–53

  3. Testimonial evidence of the impact Prof Cox’s work has had on the UK health system.

Testimonial from Jeremy Manuel OBE LLB, Founder of the UK Gauchers Association and Honorary President and co-Founder of the International Gaucher Alliance.

  1. Supporting information about empowering patients of these diseases by Professor Cox.

Gaucher News April 2017 (Type I Gaucher patient discusses her diagnosis and treatment experience on p. 6, and Professor Cox provides an update on the GAUCHERITE study to key stakeholders on p.14).

  1. Evidence supporting the global financial impact of Miglustat and Eliglustat sales. (i) Actelion 2016 sales, (ii) Sale of Actelion to Johnson & Johnson, (iii) 2019 EMA approval of Miglustat Diapharma, (iv) 2014 – 2020 eliglustat sales.

  2. State-of-the-Art account of experimental development of clinical gene therapy programme for Tay-Sachs and Sandhoff disease. Cachon-Gonzalez MB, Zaccariotto E, Cox TM. Genetics and Therapies for GM2 Gangliosidosis. Current Gene Therapy. 2018;18: 68-89 (free open access).

  3. Supporting evidence confirming the Seed funding for a spin-off company to develop gene therapies for Tay-Sachs and Sandhoff diseases (GM2 gangliosidosis).

Cambridge Enterprise Letter of Support from June 2020.

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Every three seconds someone in the world breaks a bone because of osteoporosis – a disease in which bones become thin and porous. Osteoporotic fractures cost the UK around GBP4,500,000,000 each year, with hip fractures alone accounting for 69,000 emergency admissions into English hospitals. Cambridge University research and advisory work has underpinned the development of a novel treatment and diagnostics that have transformed the management of osteoporosis. These include the development of romosozumab, a major new therapeutic, which prevents osteoporotic fractures by blocking the bone protein sclerostin (Europe-wide approval, 2019), and the use of femoral Quantitative Computed Tomography for diagnosing osteoporosis (incorporated in the FRAX online fracture risk calculator used by 66 countries worldwide).

2. Underpinning research

Osteoporosis affects >3,000,000 people in the UK (Svedborn A et al, Arch Osteoporos 2013; 8;137); weakening bones and leading to painful, deforming fractures of the vertebrae and hips. It is difficult to detect and usually diagnosed only after a patient develops their first ‘fragility’ fracture (bones that break after falling from standing height or less). More than 500,000 people receive hospital treatment for fragility fractures every year as a result of osteoporosis (Svedborn et al.).

Mapping of sclerostin in human bone: Sclerostin is a secreted glycoprotein produced primarily by osteocytes – cells that control the balance of bone resorption and formation through a network of tiny channels in the human skeleton. In February 2005, Cambridge University researchers mapped site-specific changes in sclerostin expression in mineralised human bone and showed for the first time that sclerostin is deposited throughout bone channels, preventing new bone from filling-in these cavities. This research identified sclerostin as the major physiological inhibitor of human bone owing to its location within mineralised bone. It further showed that osteocytes control surface bone formation by the timely secretion of this ‘master’ inhibitory signal [1]. This Cambridge-led research contributed directly to the development of the anti-sclerostin antibody ‘romosozumab’ as a therapy of osteoporosis (see below). The pivotal clinical trial sponsored by Amgen showed that romosozumab treatment results in the production in one year of the same amount of bone as that lost through 10 years of normal ageing. It rapidly prevents patients from fracturing their vertebrae, lowering the risk of new vertebral fractures by 75% relative to placebo (Cosman F et al , N Engl J Med 2016; 375:1532-43).

Developing sclerostin-directed therapies of osteoporosis: Poole and the Cambridge team also developed leading expertise in the use of bone imaging to measure the efficacy of anti-osteoporosis drugs [2-4]. Therefore in 2013, Amgen commissioned the team to study the effects of monthly romosozumab therapy in a placebo-controlled trial of 56 women. Analysis of the spinal Computed Tomography (CT) scans of these patients using a novel 3D cortical bone mapping (CBM) software developed together with Cambridge University engineers, showed that romosozumab therapy had superior effectiveness over alternative bone agents, increasing vertebral thickness – a common site of osteoporotic crush or wedge fractures – by 12% and density by 22% [5]. These findings were subsequently confirmed in a separate study that showed romosozumab treatment is associated with a 48% lower risk of new vertebral fractures than the standard treatment, alendronate (Saag KG et al . N Engl J Med 2017; 377:1417-27 )

Developing novel imaging approaches to diagnose osteoporosis on routine CT scans: Osteoporosis is usually not detected until patients present with painful fractures. Earlier detection offers the opportunity for intervention, treating patients before fractures develop or progress. Cambridge imaging research was critical in testing, validating and implementing Quantitative Computed Tomography (QCT), a method to diagnose osteoporosis in routine clinical practice. QCT measures bone mineral density (BMD) using a standard CT scanner that can convert the tomographic image data to BMD values. QCT (also called Mindways QCT Pro) is used primarily to evaluate BMD at the lumbar spine and hip and to guide treatment decisions. In 2015, Cambridge University medical and engineering researchers analysed a series of clinical trials involving 10 sites and 1,201 patients sampled from 11,178 volunteers. Together with Mindways software professionals and academic triallists in the USA, Iceland and Czech Republic, they showed that QCT-BMD measurement accurately predicts hip fractures in healthy women and men [6-8]. In 2017 the new diagnostic method was incorporated into UK National Osteoporosis Guidelines [9].

Deploying 3D bone imaging to understand the mode of action of new osteoporosis therapies: As well as diagnosing latent osteoporotic fractures, in 2009 Cambridge researchers applied their patented 3D CBM software [10] to discover the precise bone-building effects of the two drugs used to treat severe osteoporosis: teriparatide injectable parathyroid hormone therapy, and denosumab, an anti-RANKL antibody. This research has enabled drug development teams to determine precisely where new bone is formed following treatment with teriparatide, romosozumab and denosumab [2-5] as well as in response to high intensity exercise regimens. Of particular note, in 2015 this research showed that denosumab increases bone density in defective areas of the hip in women with osteoporosis, preventing hip fracture and providing evidence of drug efficacy [2].

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

*[1] Poole KE, van Bezooijen RL, Loveridge N, Hamersma H, Papapoulos SE, Lowik CW, Reeve J. Sclerostin is a delayed secreted product of osteocytes that inhibits bone formation. FASEB journal: official publication of the Federation of American Societies for Experimental Biology. 2005;19(13):1842-4 *.

*[2] Poole KES, Treece GM, Gee AH, Brown JP, McClung MR, Wang A, et al. Denosumab Rapidly Increases Cortical Bone in Key Locations of the Femur: A 3D Bone Mapping Study in Women With Osteoporosis. Journal of Bone and Mineral Research. 2015;30(1):46-54 *.

*[3] Treece GM, Gee AH, Mayhew PM, Poole KE. High resolution cortical bone thickness measurement from clinical CT data. Med Image Anal. 2010;14(3):276-90 *.

*[4] Whitmarsh T, Treece GM, Gee AH, Poole KE. Mapping Bone Changes at the Proximal Femoral Cortex of Postmenopausal Women in Response to Alendronate and Teriparatide Alone, Combined or Sequentially. J Bone Miner Res. 2015; 30(7):1309-18 *.

*[5] Treece G, Gee A. Cortical Bone Mapping: Measurement and Statistical Analysis of Localised Skeletal Changes. Current osteoporosis reports. 2018;16(5):617-25 *.

*[6] Poole KES, Skingle L, Gee AH, Turmezei TD, Johannesdottir F, Blesic K.. Reeve, J, Treece GM. Focal osteoporosis defects play a key role in hip fracture. Bone. 2017;94:124-34 *.

*[7] Treece GM, Gee AH, Tonkin C, Ewing SK, Cawthon PM, Black DM, et al. Predicting Hip Fracture Type With Cortical Bone Mapping (CBM) in the Osteoporotic Fractures in Men (MrOS) Study. Journal of Bone and Mineral Research. 2015;30(11):2067-77 *.

*[8] Johannesdottir F, Poole KES, Reeve J, Siggeirsdottir K, Aspelund T, Mogensen B, et al. Distribution of cortical bone in the femoral neck and hip fracture: A prospective case-control analysis of 143 incident hip fractures; the AGES-REYKJAVIK Study. Bone. 2011;48(6):1268-76 *.

ortical Bone Mapping: Measurement and Statistical Analysis of Localised Skeletal Changes

[9] Compston, J., Cooper, A., Cooper, C., Gittoes, N., Gregson, C., Harvey, N., Hope, S., Kanis, J. A., McCloskey, E. V., Poole, K., Reid, D. M., Selby, P., Thompson, F., Thurston, A., Vine, N., & National Osteoporosis Guideline Group (NOGG) (2017). UK clinical guideline for the prevention and treatment of osteoporosis. Archives of osteoporosis, 12(1), 43. https://doi.org/10.1007/s11657\-017\-0324\-

[10] Patent: Graham Treece and Ken Poole (Inventors), Accurate cortical thickness measurement from clinical CT data GB0917524.1. A method of determining the cortical thickness of a patient’s bone, 2009. International (PCT) Patent Application No PCT/GB2010/051671, CU ref: TRE-2326-09-01, International search ref: PC925159WO. 5

Competitive grant funding

04/2013-03/2014 NHS Innovation fund, GBP26,778, PI Ken Poole

09/2015-08/2017 Cambridge University Hospitals NHS Foundation Trust innovation award and Addenbrooke’s Charitable Trust Feasibility award, GBP35,643, PI Ken Poole

09/2018-03/2022 NIHR Research for Patient Benefit grants, GBP244,396 + GBP33000 PI Ken Poole

04/2017-03/2022 Institutional Award: NHS NIHR Biomedical Research Centre Metabolism, Endocrinology and Bone, GBP500,578, Sub-theme Lead Ken Poole and Lead Professor S Farooqi.

2017-2022 Industry funding (Lilly, Amgen Inc.) to the Departments of Engineering and Medicine, GBP440,499, PI Ken Poole

4. Details of the impact

Over 3,000,000 people in the UK have osteoporosis, leading to 500,000 fragility fractures each year. Vertebral, hip and other osteoporotic fractures are estimated to cost the UK around GBP4,500,000,000 each year, with hip fractures alone accounting for 69,000 emergency admissions into English hospitals (Source: National Institute for Health and Care Excellence, ‘ Falls and fragility fractures’, 2018). Many of these fractures could be prevented with earlier intervention. The pain and deformity of osteoporotic vertebral fractures accounts for an additional 14 GP visits in the year after the injury [A]. Once diagnosed, treatment for osteoporosis is both clinically and cost-effective for preventing more fractures. Improving the identification of vertebral fractures and osteoporosis is critical to reducing these enormous medical and fiscal costs [A].

Impact on the health and wellbeing of people

Romosozumab (EVENITY™) treatment has improved health and wellbeing of women with severe osteoporosis: Since romosozumab was first produced in 2005, Ken Poole has provided 15 years of expert advice to the drug companies co-developing the drug; UCB (Union Chimique Belge) and Amgen. The Executive Vice-President of UCB described Poole’s research and expert advice as ‘valuable and critical…in the recent EU regulatory process which has led to the Committee for Medicinal Products for Human Use (CHMP) positive opinion regarding romosozumab’ [B] **. This filing culminated in approval of romosozumab by the European Medicine’s Agency (EMA) and Federal Drug Administration (FDA, USA) in 2019. Romosozumab is now being used to treat >60,000 patients across the world including in Europe, USA, Japan, Canada and Australia [B, C]. Extrapolating the numbers of fractures prevented during the pivotal trial (Saag KG, et al . N Engl J Med. 2017) to these 60,000 women provides an estimate of the impact of romosozumab on women’s health globally. Within one year of starting romosozumab instead of alendronate, 1,123 fewer vertebral fractures and 611 fewer hip fractures are expected to have occurred. Romosozumab increased cortical thickness by 10.3%± 4.9 over 12 months; a significant (p ≤ 0.05 ) increase over the next best treatment, teriparatide, which increased cortical thickness 4.3% ± 3.4 [D]. Hisoko N. from Kyoto, Japan was pleased to benefit, “When my 88-year-old mother fell and fractured her spine, we feared she would stay bedridden for life. Thankfully, her doctor prescribed EVENITY®. After several months of treatment, her bone mineral density has increased and her risk for another fracture has been greatly reduced” [E]

Impact on practitioners and the delivery of professional services

An improved tool was developed to diagnose osteoporosis in the clinic: QCT Pro devices – new effective tools for diagnostic discordance of osteoporosis – have been used worldwide [text removed for publication]. [F]. Cambridge University research was critical for the approval of the QCT Pro method to diagnose osteoporosis in routine clinical practice [6-8], via the International Society of Clinical Densitometry (ISCD) official position statement [G] which cited five papers from the University of Cambridge. A further health impact of improved diagnosis occurred as QCT Pro measurements of bone density were then incorporated into FRAX, the online fracture risk prediction tool and App. Developed by Sheffield University, FRAX evaluation of fracture risk was restricted to clinical risk factors and hip bone density values alone hip (from Dual-energy X-ray Absorptiometry, DXA) [H]. With the introduction of QCT Pro, FRAX now has the facility, in 66 countries worldwide, to calculate patient risk estimates from QCT Pro measurements of bone density as well as DXA [H]. Dr Brown, President of Mindways QCT Pro commented, “ Your work demonstrating superiority of QCT-based hip measurements to DXA-based hip measurements for assessment of hip fracture risk assessment has been pivotal in obtaining recognition within ISCD position statements of the clinical utility of QCT-based assessments of the hip in predicting hip fracture risk.” [F] .

Improved care of osteoporosis patients in the Cambridgeshire regional referral centre: In 2016 with the support of an NHS Innovation Award, the Cambridge team established the QCT Pro Opportunistic Osteoporosis Screening Service at Cambridge University Hospitals. This service, endorsed by the Clinical Director of Radiology [I], deploys routine clinically acquired medical CT scans to diagnose osteoporosis as an ‘added-extra’ to mitigate the devastating effect of late diagnosis. Automated letters are then sent to patients’ GPs to give specific advice on treating osteoporosis to prevent future fractures. The service was audited in 2019 [I] and showed that 581 patients had been detected and benefited from specific osteoporosis intervention. A meta-analysis of fracture risk found that treatment of 28 high-risk individuals would prevent one hip fracture in that population (Merlijn T. et. al. Osteoporosis Int. 2020; 31;251: 257). Accordingly, the service is estimated to have prevented 20 hip fractures, preserving people’s health and wellbeing. Similarly, vertebral fracture detection rates increased from 10-30% in 2013 to 79% in 2018 through local audits [I]. This service is now being tested across the Eastern region in other NHS hospitals including Bury St Edmunds, Peterborough, Huntingdon and Bedford. The benefit of implementing this service was explained by one patient, a retired engineer: " During my annual bowel CT check-up in December 2019 I was found to have severe osteoporosis in my spine and hips. I am so grateful that this was picked up and treated before any damage occurred. I know all too well the agony of spine fractures having broken a lumbar vertebra falling from a ladder some years ago" [I]. Patients suffering from the intense pain of osteoporotic vertebral fractures are often left unable to work and may need years of therapy during recovery (Al-Sari et al. Osteoporosis Int. 2016; 27: 2891 ). Improved osteoporosis care not only reduces the risk of osteoporotic fractures but also could reduce osteoporosis-related health care costs (by for example reducing hip fractures, which cost health and social services over GBP1,000,000,000 each year – National Hip Fracture Database 2019 annual report). The 2019 Royal Osteoporosis Society Bone Academy Patient Insight Survey showed that 92.5% of respondents (n=7,237) with osteoporosis considered a programme of opportunistic detection of osteoporosis using CT to yield either 'extremely beneficial' (70%) or 'very beneficial' (22.5%) outcomes for patients [I].

Impact on commerce and the economy

Romosozumab. Since Romosozumab launched in May 2019, Amgen has generated revenue of USD189,000,000 to year-end 2019 [E]. Over 60,000 women have received romosozumab for severe osteoporosis worldwide, at an average wholesale price of USD26,243 for 12 months [B], equating to approximately USD13,000,000 in sales.

QCT Pro diagnostic software. Screening for osteoporosis is estimated to have reduced Cambridgeshire hip fracture-associated costs by GBP283,260 (GPB14,163 for each of 20 fractures averted from Leal et al. *Osteoporosis Int. * 2016; 27:549 ) versus screening costs and the annual treatment costs.

Cortical Bone Mapping. The Lilly-commissioned Cambridge CBM research programme allayed growing clinical concerns that teriparatide treatment for osteoporosis might worsen hip strength. The research demonstrated the converse; that hip 3D structure improved substantially after treatment with teriparatide for 18-24 months. Cambridge CBM hip maps subsequently featured in product literature to reassure prescribers worldwide, aiding commercial sales [4]. Teriparatide had US sales of USD1,800,000,000 in 2018. In osteoporotic women, Cambridge CBM research found that denosumab (a monoclonal antibody used to treat osteoporosis in >80 countries worldwide) enhanced bone accrual in parts of the hip that commonly break during a fall to the side [2], enhancing claims of drug efficacy. Denosumab had combined worldwide net sales of USD3,200,000,000 in 2016 [J].

Impact on pharmaceutical education strategy: Testimonials from the Head of Bone, at Lilly and Head of Bone at Amgen & UCB describe how Cambridge CBM research has influenced understanding, learning and pharmaceutical strategy [K]. With drugs that add new bone structure or mineral, it is important to discover where and how much new bone is formed. The research identified the treatment effects of denosumab, teriparatide and romosozumab [2-5] which had impacts on physician understanding and learning, and in turn prescribing of the drugs. Teriparatide CBM results allowed Lilly to reassure prescribers using CBM images in prescriber handouts to show precisely where bone accrual was occurring with the drug [L]. This allowed the pharmaceutical industry to educate prescribers on the benefits of denosumab and teriparatide on preventing fractures through targeted bone accrual at sites of known vulnerability. The testimonial from Amgen describes how the Cambridge research has influenced educational strategy: “The work has also been used in education initiatives, not only by Amgen but I have witnessed related work by other pharmaceutical companies to understand and educate practitioners on the effects of bone anabolic treatments” [K].

5. Sources to corroborate the impact

  1. Royal Osteoporosis Society Vertebral Fracture Guidelines, pages 3,4,5

  2. UCB Evidence: (i) Testimonial, Executive Vice President, UCB (ii) UCB press releases: EVENITY® (romosozumab) Treatment of Severe Osteoporosis in Postmenopausal Women at High Risk of Fracture, October 18, 2019, page 1

  3. Romosozumab authorisation: (i) EMA authorisation October 2019 (ii) FDA approval April 2018 (iii) Correspondence with UCB regarding Evenity prescriptions.

  4. Poole, K Treece, G et al, Romosozumab enhances vertebral bone structure in women with low bone density, with larger gains in cortical and endocortical bone evident at one year compared with teriparatide or placebo. Table 2. (data on file, Amgen).

  5. Amgen Inc. (i) Patient testimonial: 2019 Amgen Inc Annual Letter to Shareholders page 5 (ii) Romosozumab sales figures, Amgen Inc Form 10-K 2019, page 52

  6. Mindways QCT Pro: (i)Testimonial, President, Mindways Software (ii) Mindways QCT correspondence containing device numbers & global distribution (iii)FDA Approval for marketing of hip QCT technology, August 2014.

  7. ISCD 2015 ISCD Position Statement on Advanced Measures from DXA and QCT: Fracture Prediction Beyond BMD. Part I (refs on pages 355-575); Part III (refs on page 407).

  8. Mindways QCT Pro hip bone density analysis software incorporated within FRAX App and Online tool https://www.sheffield.ac.uk/FRAX/index.aspx

  9. Cambridge QCT Pro service: (i) Director of Radiology approving opportunistic QCT Pro service & 2015-2019 audit data (ii) Confidential Testimonial from a Cambridge patient (iii) Royal Osteoporosis Society Bone Academy Patient Insight Survey report 2020, page 3.

  10. Denosumab sales. GaBi online, ‘Denosumab biosimilar being developed in Australia’, September 2018.

  11. Testimonials on Dr Poole’s collaborations with (i) Amgen & UCB from the Head of Medical External Affairs at UCB and (ii) collaborations with Lilly, from the International Therapeutic Area Medical Leader in Osteoporosis

  12. L. Lilly Prescriber materials featuring Cambridge hip CBM page 2.

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Breast cancer is the most frequent cancer among women, affecting >2,000,000 women globally each year. Prostate cancer is the second most common cancer in men, with around 1,300,000 new cases globally each year. Cambridge University researchers led the development of the ‘PREDICT’ platforms. These are free-of-charge online tools which facilitate informed treatment decision making for clinicians and their patients with breast or prostate cancer. PREDICT Breast has had over 1,250,000 visits since 2014, including 330,000 in the UK and hundreds of thousands across North America, Europe, Australasia and South America. It is approved for clinical decision-making by the UK National Institute for Health and Clinical Excellence (NICE). It is estimated that PREDICT Breast led to 7,500 NHS patients being offered chemotherapy who would otherwise have not received it and, conversely, 11,000 women being appropriately spared unnecessary chemotherapy. Modelled on PREDICT Breast, PREDICT Prostate launched in 2019 has received 19,000 visits from the UK alone. 35% of men using this NICE endorsed decision-making tool opt against unnecessary radical treatment, producing potential savings to the NHS of GBP46,000,000.

2. Underpinning research

Cancer is a complex and heterogeneous disease. Following diagnosis, cancer patients and their physicians together make an informed decision about which treatment options will provide the greatest chance of extending or increasing the quality of life. This dialogue often occurs in a variety of clinical settings, from primary to tertiary care, and should consider the benefits and harm of treatment for the individual patient. Prior to 2010, there were very few tools freely or widely available to facilitate this decision-making process.

Development of evidence-based decision-making tools to inform cancer treatment

Breast cancer–the commonest cancer in woman–affects more than 2,000,000 women across the world each year (World Cancer Research Fund statistics). Those with early breast cancer are faced with the difficult decision of whether to have chemotherapy, in addition to surgery, to increase their chance of cure. In 2010, Cambridge University researchers developed PREDICT Breast 1.0 to help inform treatment decisions for patients with early breast cancer [1]. This model deployed survival-time data on 5,700 women with early breast cancer treated between 1999 and 2003 [1] and was validated using two independent data sets of over 8,000 women from the west Midlands and Canada [2]. The overall predictive accuracy of PREDICT Breast 1.0, particularly its ability to predict the value of chemotherapy in the context of other key variables, was confirmed in multiple independent case series. However, the model proved less accurate at predicting mortality risk in women aged <40 years [Wong et al, 2015]. Therefore, in 2017 PREDICT Breast 2.0 was developed to address this issue and is currently hosted by Public Health England as a free online tool ( www.predict.nhs.uk). Extensive collaboration was undertaken with the Cambridge Winton Centre for Risk & Evidence Communication to ensure effective communication of the model data. PREDICT Breast 2.0 has subsequently been validated by several other research groups using multiple independent data sets (Mokbel et al 2017; van Maaren et al 2017; Wu et al 2017; Gray et al 2018).

Prostate cancer accounts for 26% of all new cancer cases in males in the UK (Cancer Research UK statistics: 2017). This incidence is increasing as the mean age of the population increases and screening becomes more widespread. Cambridge University-led research has shown that >84% of UK men with prostate cancer have non-metastatic disease at diagnosis [3]. Immediate radical therapy for many of these patients carries a high risk of severe adverse effects, including incontinence, impotence and bowel dysfunction, while providing little therapeutic benefit [4]. Therefore, building on the success of PREDICT Breast 2.0, between 2016 and 2019 Cambridge University researchers developed PREDICT Prostate – using data from >12,000 prostate cancer patients in two international cohorts – as the first online resource for individualised treatment decision making in the management of non-metastatic prostate cancer [5]. This model estimated 10 and 15-year survival outcomes for men with newly diagnosed prostate cancer and was shown to outperform all other available international risk-stratification models (p<0.001) [5]. A validation study involving >69,000 men showed that PREDICT Prostate was more effective at predicting outcome and the need for treatment compared with all other risk-models [6]. PREDICT Prostate provides patients with estimated survival rates after treatment in the context of absolute mortality rate, i.e. the risk of death from prostate cancer alongside the absolute risk of dying, allowing the patient to make an informed decision as to the value of treatment and its potential side effects. Since March 2019 the model has been hosted by Public Health England as a free online tool ( https://prostate.predict.nhs.uk) for men with non-metastatic disease, where both conservative management and radical treatment options are being considered.

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

[1] *Wishart GC, Azzato EM, Greenberg DC, Rashbass J, Kearins O, Lawrence G, Caldas C, Pharoah PD. PREDICT: a new UK prognostic model that predicts survival following surgery for invasive breast cancer. Breast Cancer Res . 2010;12(1):R1. doi: 10.1186/bcr2464. Epub 2010 Jan 6.

[2] *Wishart GC, Bajdik CD, Azzato EM, Dicks E, Greenberg DC, Rashbass J, Caldas C, Pharoah PD. A population-based validation of the prognostic model PREDICT for early breast cancer. Eur J Surg Oncol. 2011 May;37(5):411-7. doi: 10.1016/j.ejso.2011.02.001.

[3] Greenberg DC, Wright KA, Lophathanon A, Muir KR, Gnanapragasam VJ. Changing presentation of prostate cancer in a UK population--10 year trends in prostate cancer risk profiles in the East of England. Br J Cancer. 2013 Oct 15;109(8):2115-20. doi: 10.1038/bjc.2013.589.

[4] * Gnanapragasam VJ, Bratt O, Muir K, Lee LS, Huang HH, Stattin P, Lophatananon A. The Cambridge Prognostic Groups for improved prediction of disease mortality at diagnosis in primary non-metastatic prostate cancer: a validation study. BMC Med. 2018 Feb 28;16(1):31. doi: 10.1186/s12916-018-1019-5.

[5] * Thurtle DR, Greenberg DC, Lee LS, Huang HH, Pharoah PD, Gnanapragasam VJ. Individual prognosis at diagnosis in nonmetastatic prostate cancer: Development and external validation of the PREDICT Prostate multivariable model. PLoS Med. 2019; 16(3):e1002758. doi: 10.1371/journal.pmed.1002758.

[6] *Thurtle D, Bratt O, Stattin P, Pharoah P, Gnanapragasam V. Comparative performance and external validation of the multivariable PREDICT Prostate tool for non-metastatic prostate cancer: a study in 69,206 men from Prostate Cancer data Base Sweden (PCBaSe). BMC Med. 2020 Jun 16;18(1):139. doi: 10.1186/s12916-020-01606-w. PMID: 32539712; PMCID: PMC7296776.

Funding:

  • PREDICT Prostate: The Evelyn Trust GBP47,000 (2016)

  • PREDICT Prostate: The Urology Foundation GBP50,000 (2018-2019)

Recognition for PREDICT Breast:

  • 2018 Office for National Statistics Research Excellence People’s Choice Award

  • 2019 National Cancer Research Institute Research Excellence Impact Award.

4. Details of the impact

Impact on clinical practice

Incorporation into UK guidelines:

  • In 2018, PREDICT Breast became the only tool recommended by UK NICE for planning the use of adjuvant therapy for breast cancer and the management of early and locally advanced disease (Guideline NG101): “Use the PREDICT tool to estimate prognosis and the absolute benefits of adjuvant therapy for women with invasive breast cancer” [A].

  • NICE also recommend the use of PREDICT Breast for all patients with early breast cancer prior to other advanced molecular profiling (Guideline NG34, 2018) [A].

  • PREDICT Breast is also endorsed by the Breast Cancer Clinical Expert Group [A].

  • In 2019, NICE endorsed PREDICT Prostate as a resource to support decision making in the management of prostate cancer (Guideline NG131) [B].

  • The East of England Cancer Alliance (EOECA) also proposed PREDICT Prostate for clinical consideration in the Best Practice Prostate Pathway ‘ ...to provide a standardised personalised tool to help men make decisions via the MDT and clinic’.

  • Both PREDICT Breast and PREDICT Prostate are suggested by Cancer Research UK (CRUK) as tools to help patients make treatment decisions [A, B].

Incorporation into international guidelines: In 2016, the American Joint Committee on Cancer (AJCC) established 13 criteria against which any new prognostic model should be evaluated before use in the clinical setting. PREDICT Breast was the only model to pass all criteria. It has since been officially endorsed in the 2018 edition of the AJCC: Cancer Staging manual : “Thirty prognostication tools for breast cancer were identified and reviewed against a checklist derived from the PMC guidelines. Only two tools, Adjuvant! Online [no longer available] and PREDICTv1.2 (incorporation of HER2 into PREDICT, also known as PREDICT-Plus) were found to have met all predefined AJCC inclusion and none of the exclusion criteria” [C].

Impact on patient health and wellbeing

Breast cancer affects >2,000,000 women globally each year, while around 1,300,000 new cases of prostate cancer are diagnosed globally each year. PREDICT Breast and PREDICT Prostate are both provided as free online tools by Public Health England ( https://breast.predict.nhs.uk/ and https://prostate.predict.nhs.uk) to help cancer patients and physicians across the world make an informed decision about treatment options. Since 2014, PREDICT Breast received over 1,250,000 visits across the UK, North America, Europe, Australasia and South America [D]. Between its launch in March 2019 and November 2020, the PREDICT Prostate tool has been visited 28,000 times by 19,000 independent users from over 110 countries, and as of November 2020, it is averaging 250 visits a month with 51.5% as new users [D].

In the breast units of most UK hospitals, PREDICT Breast has, as recommended by NICE guidelines [A], been adopted as the clinical management decision tool of choice; as of 2018, according to NICE, ‘ most healthcare professionals […] use the PREDICT [Breast] tool’ [E]. The effectiveness and user-friendly nature of the PREDICT Breast online tool is evidenced by qualitative user feedback from oncologists, such as that provided by clinicians to the Cambridge Winton Centre for Risk and Evidence Communication [E], for example:

  • I like the different ways of presenting the data to patients and the addition of the risk of death from causes other than breast cancer which provides a context for discussion.”

  • “*We use PREDICT tool often in clinic and find it very helpful in order to help patients understand and make informed decisions about their adjuvant treatment. Thank you!*”

Patients have also provided feedback on PREDICT Breast [E]:

  • 24th Feb 2020: “ *Thank you, you have made my decision easier.*”

  • 23rd January 2019: “ Hello. Thank you for this wonderful online tool for woman such as myself. By the way, I reside in Bangkok, Thailand.”

Similarly, PREDICT Prostate has received positive user feedback from UK based Consultant Urologists and Prostate Cancer International, a cancer support website [E]:

  • Predict is simply brilliant, Using it on my iPad with patients on a daily basis. Well done for producing such a great patient aid “– JA, Stevenage, May 2019.

  • “ *I use it and it’s a fantastic tool to guide discussions and help reassure patients!*” -HY, Kent, July 2020.

  • “*Men ask me all the time, What is my risk for ED / incontinence / bowel dysfunction. My answer now will be that, "That's impossible to project accurately on an individualized basis, but the PREDICT Prostate system can give you a decent estimate of that risk at 3 years post-diagnosis". I live in the very real world of "What do you think I should I do?" You've just made answering that question a lot easier for tens of thousands of men every year!*” – Prostate Cancer International website , April 2019.

Impact on treatment planning: A clinical review of 200 patients managed by the Cambridge Breast Unit Multidisciplinary Team found 7.5% of breast cancer patients who would have been classified as low risk and not offered chemotherapy, were classified as high risk by PREDICT Breast and offered chemotherapy. Conversely, 11% of patients who would have been classified as high risk and offered chemotherapy, were reclassified as low risk and spared chemotherapy [F]. A conservative estimate – based on PREDICT Breast being the only tool recommended for adjuvant therapy planning by NICE and the number of online recorded visits to the website – is PREDICT Breast was used for at least 25% (100,000) of 400,000 new UK breast cancer cases recorded between 2013 and 2020. Extrapolation suggests that in the UK since 2013, PREDICT Breast will have resulted in ~7,500 women being offered chemotherapy who would otherwise not have been, and ~11,000 women being spared unnecessary chemotherapy.

A significant impact of PREDICT Prostate on treatment planning was shown also in a study of ~200 doctors and specialist nurses. This revealed PREDICT Prostate led to a ~60% reduction in the likelihood of recommending radical treatment to patients, with 80% of clinicians stating PREDICT Prostate is a useful clinical tool [G].

The PREDICT Prostate patient impact study (2018-2020) further demonstrated benefit to patients. This study involved 156 patients across eight UK centres, randomised to either standard of care (SOC) information (n=75), or SOC and the PREDICT Prostate web-tool (n=81). Mean decisional conflict scores (a measure of perception of uncertainty in choosing options) were 21.5 and 15.9 in the SOC and PREDICT Prostate groups respectively, representing a 26% reduction (p=0.01). Anxiety was not increased in the PREDICT arm. In total, 58% of men reported PREDICT Prostate estimates for prostate cancer specific mortality were lower than expected and 35% were less likely to select radical treatment. Over 90% of patients in the PREDICT Prostate group found it useful and would recommend it to others [H].

Impact on the economy

Cost savings due to reduction in overtreatment of cancer: Overtreatment of cancer incurs unnecessary costs for the NHS, principally through avoidable treatment expenses and the management of any side effects. As detailed above, it is estimated that PREDICT Breast has resulted in ~7,500 more women with breast cancer in the UK being offered chemotherapy, and ~11,000 women being spared unnecessary treatment, with associated cost savings to the NHS relating to the cost of adjuvant chemotherapy for 4,500 women.

Overtreatment of prostate cancer can result in significant costs for unnecessary therapy (e.g. prostatectomy costs ~GBP7,000 [2020/21 NHS National Tariff Payment System]) and side effect management (e.g. incontinence, erectile failure, bowel dysfunction) without any clear benefit to patient survival. Data from the National Prostate Cancer Audit shows that 4-8% of men with low-risk disease and 30-40% of men with intermediate risk disease for whom use of PREDICT Prostate would be suitable, are receiving potentially unnecessary radical therapy every year [G]. Based on 19,000 UK visitors to PREDICT Prostate since 2019 [A, H], and on the figures from the PREDICT Prostate Study [G] in which 35% (approximately 6,600) decided not to proceed with radical treatment, such as prostatectomy, this would equate to NHS savings of approximately GBP46,000,000 per year.

**Licensing of PREDICT algorithm: the PREDICT Breast algorithm has been licensed to Portable Medical Technologies and is incorporated into their OncoAssist app. The PREDICT algorithm has been licensed by Cambridge Enterprise to Portable Medical Technologies (whose clients include Microsoft, AMGEN, Dorset Healthcare NHS Foundation Trust and The Clatterbridge NHS Cancer Centre) and it is incorporated into their OncoAssist app. [text removed for publication] [I]. In March 2020 PREDICT Breast and PREDICT Prostate were approved as medical devices under EU Directive 93/42/EEC allowing for rollout and use in clinical settings across Europe [J].

5. Sources to corroborate the impact

[A] Impact of PREDICT Breast on UK guidelines and clinical practice:

(i) NICE Guideline 101: Early and locally advanced breast cancer: diagnosis and management (p13, section 1.6.8). (ii) NICE Diagnostic Guideline 34: Tumour profiling tests to guide adjuvant chemotherapy decisions in early breast cancer (p4, section1). (iii) Breast Cancer Clinical Expert Group clinical advice to cancer alliances for the provision of breast cancer services, 2017. (p13, s 5.2.34 and p14, 5.2.41). (iv) CRUK support for PREDICT Breast (p 3).

[B] Impact of PREDICT Prostate on UK guidelines and clinical practice:

(i) NICE listing of PREDICT Prostate as an ‘Endorsed Resource’. (ii) CRUK support for the PREDICT Prostate (p5). (iii) The East of England Cancer Alliance recommendation that PREDICT Prostate is adopted as a tool in Multidisciplinary meetings across the region in their East of England Cancer Alliance Best Practice Prostate Pathway (p3, p11).

[C] Impact of PREDICT tools on international clinical recommendations: The American Joint Committee on Cancer. AJCC Cancer Staging Manual. 8 ed: 2016 (Table 48.6, p 623)

[D] Evidence of global usage of the PREDICT tools: (Source: Google Analytics).

[E] Evidence of support from clinicians for use of the PREDICT tools:

(i) Qualitative user feedback statements collected by the Winton Centre for Risk and Evidence Communication, University of Cambridge, UK. (ii) Qualitative user feedback statements collected by Vincent Gnanapragasm (iii) NICE guidance referencing wide use of PREDICT Breast

[F] Evidence PREDICT Breast spares unnecessary treatment: Loh SW et al. A comparison of chemotherapy recommendations using Predict and Adjuvant models. European Journal of Surgical Oncology 2011; 37(5):S21-S22.

[G] Evidence PREDICT Prostate spares unnecessary treatment:

(i) Thurtle DR, et al. Understanding of prognosis in non-metastatic prostate cancer: a randomised comparative study of clinician estimates measured against the PREDICT Prostate prognostic model. Br J Cancer. 2019 Oct;121(8):715-718. doi: 10.1038/s41416-019-0569-4. (ii) Parry MG, et al. Risk stratification for prostate cancer management: value of the Cambridge Prognostic Group classification for assessing treatment allocation. BMC Med 18, 114 (2020). https://doi.org/10.1186/s12916\-020\-01588\-9 (iii) National Prostate Cancer Audit: Patient Summary of Annual Report 2019.

[H] Impact on patient wellbeing: Thurtle DR, et al. Clinical impact of the Predict Prostate risk communication tool in men newly diagnosed with non-metastatic prostate cancer: a multi-centre randomised controlled trial. Submitted January 2021.

[I] Impact on economy: Confidential - Report from Cambridge Enterprise.

[J] Evidence of EU approval of PREDICT Breast and PREDICT Prostate as medical devices: EU Declaration of Conformity.

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

The 2013‐2016 Ebola epidemic presented a global health crisis in which >28,500 cases were recorded, >11,000 patients died, and countries in West Africa and beyond united to contain the disease. This response was impaired initially by slow diagnostics and a lack of necessary laboratory infrastructure, allowing the epidemic to spread. Goodfellow led an international team that established an ‘in field’ lab for rapid Ebola diagnosis and the first genetic sequencing facility in Sierra Leone. This effort processed >25,000 samples in the field, reduced diagnosis time from 7 days to 4-6 hours and directly informed the WHO response strategy. As a direct result, the spread of Ebola was tracked and minimized allowing containment of disease sources, ultimately ending the epidemic. Goodfellow and colleagues continue to provide training on viral sequencing in affected regions, published protocols on rapid sequencing that have been disseminated worldwide, and have built capacity in Sierra Leone through a diagnostic laboratory that continues to provide employment to approximately 40 local staff, supporting local public health.

2. Underpinning research

Ebola is a negative‐sense RNA virus and one of the deadliest pathogens known to man. It causes Ebola haemorrhagic fever which is fatal in 50% of cases. It can be transmitted between humans or from animals to humans. Goodfellow is an expert in the biology, transmission and genome analysis of RNA viruses. His research showed that genetic sequencing and phylogenetic analysis can be used to track the spread of norovirus between patients in hospital [1]. Consequently, he was invited by Public Health England and the World Health Organisation (WHO) to apply his research and expertise to enable large scale, real-time viral genomic sequencing to tackle the 2013-2016 Ebola virus epidemic in Africa.

Real-time phylogenetic tracing of Ebola: Working alongside collaborators from the Wellcome Sanger Institute in Cambridge and the Universities of Edinburgh and Birmingham, the Cambridge University team sequenced and analysed >1,200 Ebola virus positive patient samples, generating >600 complete genomes. This represented >1/3 of all the Ebola genomes produced during the epidemic. This data was used to track infection sources and clusters with the specific aim of containing and ending the epidemic. Real-time viral surveillance and phylogenetic analysis of viral genomes identified the sources of new disease clusters, enabling rapid epidemiological tracing and providing public health teams with key data to contain and end the epidemic [2]. Critically, these data also showed for the first time that Ebola virus can persist in the breastmilk of asymptomatic mothers and be transmitted to breastfed children [2].

Tracking patterns of disease spread: As a key member of the international response team, Goodfellow and his collaborators tested the association of geography, climate and demography with viral movement among administrative regions. This work inferred a classic 'gravity' model, with intense dispersal between larger and closer populations. In particular, this work showed that the Ebola virus tends to spread between locations that are less than 70 km apart. The larger the origin/destination population, the greater the viral spread. Importantly, this work revealed that once the virus has dispersed internationally, border closures were not effective at reducing further spread [3].

Understanding the aftermath: Two months after the WHO declared the end of the epidemic in Sierra Leone, a new case of the disease emerged. This new diagnosis had enormous implications for the international response, potentially requiring the reestablishment of containment activities. However, sequencing work performed by the team led by Goodfellow, proved that this case involved a persisting 2014 strain, transmitted most likely via a chronically infected individual rather than a resurgence of the strain responsible for recent epidemic [4]. Goodfellow and his team were also responsible for sequencing samples from a new cluster that emerged 2.5 months after the Ebola epidemic was declared over in Guinea. Similarly, this work also enabled verification that the source of transmission was via an asymptomatic individual with persistent infection. His seminal fluid was still infectious 470 days post infection. This work showed for the first time that Ebola can persist four times longer than initially thought and that virus evolution rates are slow during persistence [5].

Understanding treatment: TKM-130803 was developed as a potential treatment of Ebola. Goodfellow was part of the clinical trials team that tested the efficacy of the drug in 14 adults with severe Ebola virus disease. Goodfellow and his team, including Meredith, were responsible for the viral load analysis, viral sequencing and the subsequent pharmacokinetic analysis of the TKM-130 in patient samples. The drug proved ineffective, demonstrating the need for further novel therapy development [6, 7].

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

  1. *Scott JT… Goodfellow I, Horby P, RAPIDE-TKM trial team. Next-generation whole genome sequencing identifies the direction of norovirus transmission in linked patients (2013) Clin. Infect. Dis. 57(3):407–14

  2. *Arias A… Meredith,L… Kellam P† Goodfellow I†, Cotten M† Rapid outbreak sequencing of Ebola virus in Sierra Leone identifies transmission chains linked to sporadic cases (2016) Virus Evol. 22;2(1):1–10. (†- corresponding authors)

  3. *Dudas G… Meredith, LGoodfellow I,...et al Lemey P, Rambaut A. Virus genomes reveal factors that spread and sustained the Ebola epidemic. (2017) Nature. 0;544(7650):309–15,

  4. *Alpren C… Interagency Investigation Team [includes Goodfellow,I].Notes from The Field: Ebola Virus Disease Cluster - Northern Sierra Leone, January 2016. (2016) MMWR Morb Mortal Wkly Rep. 65(26):681–2

  5. *Diallo B… Goodfellow I, Meredith LW… Duraffour S. Resurgence of Ebola Virus Disease in Guinea Linked to a Survivor With Virus Persistence in Seminal Fluid for More Than 500 Days. (2016) Clin. Infect. Dis. 15;63(10):1353–6, 2016.

  6. *Dunning J… Goodfellow I…Horby PW; RAPIDE-TKM trial team.. Experimental Treatment of Ebola Virus Disease with TKM-130803: A Single-Arm Phase 2 Clinical Trial. Seidlein von L, (2016) PLoS Med. 13(4):e1001997

  7. *Scott JT… Meredith, LGoodfellow I, Horby P; RAPIDE-TKM trial team (2020). Pharmacokinetics of TKM-130803 in Sierra Leonean patients with Ebola virus disease:  plasma concentrations exceed target levels, with drug accumulation in the most severe patients. EBioMedicine, Feb;52:102601.

Competitive funding received:

Wellcome Trust Enhancement Award (March 2015-Feb 2017), ‘Characterization of Ebola Virus diversity during the EVD outbreak in Sierra Leone’; GBP396,808 Ref: 097997/Z/11/A

Wellcome Trust Collaborative Award (October 2017-September 2022), ‘Putting genomic surveillance at the heart of viral epidemic response’ (ARTIC project),~GBP3,000,000 (~GBP482,639 to University of Cambridge) Ref: 206298/B/17/Z

Wellcome Trust Provision for Public Engagement (April 2018-March 2021) ‘Infectious science engagement activities in post- Ebola Sierra Leone’, GBP144,350 Ref: 207498/Z/17/A.

4. Details of the impact

Ebola is spread by direct human-human or animal-human contact and on average kills more than 50% of patients who contract the disease. During the 2013-2016 Ebola outbreak in Guinea, Liberia and Sierra Leone, >28,500 cases were recorded and >11,000 patients died. The WHO declared the outbreak a ‘Public Health Emergency of International Concern’, reserved only for events with a risk of international spread or that require an international response. In November 2014, Goodfellow led an international team that set up one of the first rapid diagnostic laboratories for Ebola treatment and holding centres in Sierra Leone.

Impact on the health and wellbeing of people

Accurate, rapid diagnosis of Ebola: Makeni, in northern Sierra Leone, was a hotspot for new Ebola cases. However, at the start of the epidemic the lack of rapid diagnosis and laboratory infrastructure allowed the disease to spread at an unprecedented rate. During this time, Ebola infected patients and suspected cases were quarantined together with increased opportunity for transmission. By establishing the first Ebola diagnostic laboratory in Northern Sierra Leone, Goodfellow reduced the *'*in the field ' diagnosis time from up to seven days down to 4 - 6 hours for patients at the treatment centre and ~24 hours for samples received from surrounding districts [A]. During its operation, the mobile diagnostic laboratory processed more than 25,000 patient samples [A,B], diagnosing more than 20,000 patients [A]. Their work provided the scientific basis for the WHO coordinated quarantine and treatment response for the 325 patients who tested positive for Ebola at the Makeni treatment centre [B]. Critically, the rapidity of the diagnosis also allowed non-infected patients, who would ordinarily be co-quarantined and potentially infected by diseased patients – to be discharged, directly reducing mortality and Ebola transmission rates. 40 individuals survived their infections. In addition, this process detected cases of unrelated but treatable infectious diseases, including over 750 patients with malaria who were provided with appropriate therapy [A].

Improving public understanding of infectious diseases: During the Ebola outbreak, rumors often hampered control efforts, prompting Goodfellow to establish a public engagement programme in 2016 to increase understanding of infectious diseases and how to protect oneself. The programme employs three people and has engaged >4,000 students at >50 schools across Sierra Leone. By simulating real-time outbreaks students are prompted to identify the pathogen and the chain of transmission by comparing genetic sequences to reference ones, highlighting the need for expediency in implementing control measures. During the Covid-19 pandemic the team have continued to engage local students with information on the pandemic and how to protect themselves and their families. The programme has also benefitted those employed by it: one member of the engagement team subsequently obtained a fully funded scholarship to undertake a degree programme in Japan, and another completed a degree in Public Health [C].

Impact on practitioners and the delivery of professional services

Impact on disease control policy: Little is known about how Ebola emerges, evolves and spreads, severely hampering the efforts of medical and public health staff to manage epidemics. By establishing the first 'in the field' genetic sequencing facility in Sierra Leone – Ebola Outbreak Sequencing Service (EOSS) – Goodfellow and collaborators at the University of Edinburgh provided the WHO with reports on clusters of infection, unmasking sources of ‘cryptic’ Ebola cases [A]. This was the first time WHO had supported the deployment of genomic sequencing during an Ebola outbreak and at the time, this laboratory was the only in-country sequencing capacity available. Their results directly informed the local government, Centres for Disease Control and WHO quarantine, road block and surveillance policies. For example, following development of Ebola in a 13-month old baby who had been quarantined for the standard 21 days, the WHO were considering increasing the quarantine period across the region, fearful that this case reflected an increase in the Ebola incubation period [A]. This would have had major workforce, resource and containment implications for the response effort. However, sequencing at the EOSS established that the Ebola transmission route in this case was via breastmilk in an otherwise clinically healthy mother [2]. Reassured by these results, the WHO maintained the existing 21-day quarantine period [A], and this research informed WHO guidelines for breastfeeding women in the context of Ebola virus disease [D]. A Technical Officer from the WHO Health Emergencies Programme stated: “Professor Goodfellow arrived in Sierra Leone in 2014, and his research expertise was invaluable in establishing and running the Ebola diagnostic laboratory in Makeni. The diagnostic laboratory served the 100 bed Ebola treatment centre (ETC) in Makeni at which it was based, as well as the surrounding district. During its operation, the laboratory processed more than 25,000 patient samples…The mobile laboratory established by Professor Goodfellow led to the diagnosis of >20,000 patients. Their work had a significant impact on improving the laboratory response by decreasing the diagnosis time of patients…The Ebola Outbreak Sequencing Service (EOSS), established by Professor Goodfellow in 2015 provided further crucial data to the WHO, allowing us to identify sources of sporadic cases of Ebola during the tail-end of the epidemic. This was the first time WHO had supported the deployment of genomic sequencing during an Ebola outbreak and at the time, this laboratory was the only in-country sequencing capacity available….The UniMak Infectious Disease Research Laboratory (IDRL) established by Professor Goodfellow at the University of Makeni and the training they have given staff, has also provided much needed local expertise, allowing Sierra Leone to react quickly in response to any new, sporadic Ebola cases…Professor Goodfellow’s contribution formed a crucial role in helping to bring the epidemic in Sierra Leone to a close and his ongoing work at the UniMak IDRL has allowed us to maintain effective local disease surveillance since.” [A].

**Preparedness for future epidemics: It is highly likely that future epidemics of Ebola will occur. Therefore, to enhance epidemic preparedness in the wider region, in 2017 Goodfellow joined with collaborators from the University of Edinburgh, Birmingham and Oxford, KU Leuven, UCLA and the Fred Hutchinson Cancer Centre to form the Wellcome Trust funded ARTIC Network, aiming to develop real-time genomic surveillance in field settings. This collaboration has led to the delivery of training workshops and sequencing protocols that have had a profound impact on public health. For example, in December 2018 Goodfellow acted as a tutor on a five-day workshop attended by 21 researchers and staff from public health laboratories in 13 countries, including Botswana, Kenya, Ghana, Nigeria, Tanzania and Zimbabwe. Separately, in December 2019, Goodfellow visited the national laboratory in the Democratic Republic of the Congo ( Institut National pour la Recherche Biomédicale, INRB) to provide training on virus genome sequencing as part of the ongoing efforts to control the Ebola epidemic [E]. The team trained by Goodfellow and colleagues from the University of Birmingham have since deployed their lab to North Kivu, where it is now providing real-time sequencing support to the DRC outbreak [E]. Goodfellow and colleagues continue to provide support remotely as the work is being undertaken by scientists from INRB. The open source ‘blueprints’ the ARTIC team developed to enable the setting up of diagnostic sequencing services in resource limited settings have since been used by researchers in Glasgow to respond to outbreaks of Rabies virus in Kenya, Tanzania and the Philippines [F]. This experience resulted in the rapid provision of an optimised protocol for sequencing the pandemic SARS-CoV-2 virus, used by labs in Hangzhou CDC in China, and subsequently by labs across 4 continents [F].

Impact on commerce and the economy

During the 2013-2016 epidemic, Goodfellow also worked with the University of Makeni to establish a permanent Infectious Disease Research Laboratory (UniMak-IDRL) within Sierra Leone; thereby training local staff to provide diagnostics and state-of-the-art research methods. The UniMak-IDRL was already serving as the host lab for the EOSS by the end of the 2013-2016 epidemic and has since played a key role in researching, diagnosing and monitoring Ebola for the world. Since opening in September 2014, the UniMak-IDRL has [C]:

  • Provided employment to approximately 40 local staff as a direct result of lab activities.

  • Received external funding of >USD3,000,000 from multiple international donors.

  • Coordinated regional training biosafety and epidemic preparedness training courses for the WHO and US Centre for Disease Control.

  • Expanded the UniMak School of Public Health from 12 students/year in 2014 to 72 students/year in 2019. 280 students are currently enrolled. The best students train in the UniMak-IDRL with a view to supporting and growing local public health expertise. Graduates have gone on to successful careers as laboratory technicians and managers, and nursing managers.

The outcomes of these capacity building activities at the IDRL have resulted in:

  • On 14th January 2016, following a 42-day period where no new cases were identified, the WHO declared the Ebola epidemic in Sierra Leone over. The same day, a postmortem sample tested positive, raising concerns around the possible origin, whether this was a new imported case or a part of an unmonitored chain of transmission which would necessitate the immediate re-escalation of control measures, taking up valuable resources. The national IDRL lab staff were able to sequence the virus within 48 hours and determine that it was most likely linked to the persistence of Ebola virus in the individual’s sexual partner [A,C].

  • The laboratory played a key role in the characterisation of an outbreak for African Swine Fever virus (ASFV) in November 2019, allowing for earlier introduction of prevention and control measures [G].

  • The facilitation of ongoing clinical trials in the treatment and prevention of Ebola: the EboVac vaccination trial and the TKM Ebola therapeutic trial which started during the epidemic [6, 7] and [C,G].

5. Sources to corroborate the impact

  1. Testimonial from Technical Officer, WHO.

  2. Logue CH et al. 2017 Case study: design and implementation of training for scientists deploying to Ebola diagnostic field laboratories in Sierra Leone: October 2014 to February 2016. Phil. Trans. R. Soc. B 372: 20160299, page 8

  3. Testimonial from VC of UniMak on the impact of the lab on the local community and public engagement programme.

  4. Guidelines for the management of pregnant and breastfeeding women in the context of Ebola virus disease. Geneva: World Health Organization; 2020. Licence: CC BY-NC-SA 3.0 IGO., cites [2] pages 16-18.

  5. ARTIC Network Training: (i) ARTIC Network Real-time virus genome sequencing training workshop report (ii) Tweets showing training at Institut National pour la Recherche Biomédicale, December 2019 (iii) WHO, Ebola virus disease – Democratic Republic of the Congo, Disease outbreak news: Update, 30 April 2020

  6. ARTIC Network Blueprints to support setting up diagnostic sequencing services in resource limited settings (i) Brunker K, Jaswant G, Thumbi SM et al. Rapid in-country sequencing of whole virus genomes to inform rabies elimination programmes [version 2; peer review: 3 approved] Wellcome Open Res 2020, 5:3;. (ii) Oxford Nanopore Technologies, ‘ARTIC Network provides protocol for rapid, accurate sequencing of novel coronavirus (nCoV-2019): first genomes released’ 10th February 2020

  7. UNIMAK Infectious Disease Research Laboratory (i) Food and Agriculture Organization of the United Nations Sierra Leone confirms African Swine Fever outbreak, 13th December 2019; (ii) Update on IDRL 17th December 2016, Unimak.edu website

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Mutations that disrupt pathways controlling how we acquire and dispose of the energy in our food, cause rare but serious diseases that are difficult to treat and lead to premature death. Cambridge University research in the areas of severe childhood-onset obesity and disorders of insulin action has identified the genetic basis for multiple distinct diseases, bringing earlier and improved diagnosis, evaluation and management strategies to these patients around the world. Expertise established as a result of decades of Cambridge research, underpinned the development of a nationally commissioned specialist clinical service improving outcomes for patients with severe insulin resistance. Cambridge research has made critical contributions to the development of licensed therapies for subtypes of severe, early-onset obesity and for the metabolic complications of lipodystrophy.

2. Underpinning research

**Discovery of gene mutations that cause disorders of insulin action and childhood-onset obesity: The intake, storage and use of calories by the body is regulated by a complex network of hormones including leptin and insulin, and their associated signalling pathways. Leptin is produced by fat cells and regulates food intake, energy expenditure and body fat. Insulin is produced by the pancreas and acts on cells to control glucose metabolism and growth.

The Cambridge University team identified mutations in leptin (as well as the prohormone convertase 1/3) as the first single gene disorders that cause severe, childhood-onset obesity (Montague et al 1997; Jackson et al 1997 and [1]). Through comprehensive studies in large cohorts of severely obese children, the team subsequently identified mutations in 15 other genes that cause this condition, seven since 2013, including MRAP2 [2], the SEMA3A-G/PLXNA1-4/NRP1-2 signalling network [3] and KSR2 [4].

Since 2000, Cambridge researchers have identified 12 genes that, when mutated, cause severe insulin resistance. Patients with these mutations are at high risk of diabetes, pancreatitis, polycystic ovary syndrome and other serious health issues. Six gene mutations were identified since 2013 ( PCYT1A [5], MFN2 [6], POLD1, NSMCE2, POC1A, and PIK3R1 [7]) that disrupt insulin signalling directly, or prevent the normal development and function of fat tissue. This latter group of disorders, termed lipodystrophies, account for two thirds of cases of severe insulin resistance. Many of these individuals, for example those with mutations in MFN2 [6], have low blood levels of leptin. Extending their research to disorders where insulin action might be pathologically over-activated, the Cambridge team discovered activating mutations in PIK3CA as a cause of severe regional overgrowth syndrome (ROS). ROS is a disfiguring and disabling condition when a part of the body, typically one limb, grows throughout life [8]. The team also showed that PIK3CA mutations affecting the liver cause serious hypoglycaemia. These findings were quickly expanded by the research community, leading to the Cambridge University/National Institutes of Health (NIH) team to coin the now widely adopted term “PIK3CA-related Overgrowth Spectrum” (PROS).

Discovery of new interventions: The Cambridge University team have also conducted research to translate their discoveries into effective medical and surgical intervention strategies. In 2002, O’Rahilly and colleagues first reported the beneficial long-term effects of leptin therapy in humans deficient in this hormone [9]. This was a crucial step in the development of recombinant metreleptin for treating a range of conditions associated with leptin deficiency. Savage was then part of the international consortium of clinical experts which demonstrated the long-term efficacy of metreleptin in congenital total lipodystrophy [10]. Farooqi has co-led an international team of researchers to show that the MC4R agonist Setmelanotide produces substantial and durable reductions in excessive appetite and body weight in people with leptin receptor deficiency – a cause of severe childhood obesity [11]. In 2017, the Cambridge team reported for the first time that Roux-en-Y Gastric Bypass surgery (RYGB), is highly effective in improving the metabolic status of patients with Familial partial lipodystrophy type 1, the most common form of partial lipodystrophy [12].

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

  1. **Jackson RS… Farooqi ISO'Rahilly S. Small-intestinal dysfunction accompanies the complex endocrinopathy of human proprotein convertase 1 deficiency. J Clin Invest. 2003 Nov;112(10):1550-60. doi: 10.1172/JCI18784. PMID: 14617756; PMCID: PMC259128

  2. *Asai M… O'Rahilly SFarooqi IS, Majzoub JA. Loss of function of the melanocortin 2 receptor accessory protein 2 is associated with mammalian obesity. Science. 2013; Jul 19;341(6143):275-8. PMID: 23869016.

  3. *van der Klaauw AA… O'Rahilly SFarooqi IS. Human Semaphorin 3 Variants Link Melanocortin Circuit Development and Energy Balance. Cell. 2019 Feb 7;176(4):729-742. PMID: 30661757

  4. * Pearce LRO'Rahilly S. Farooqi IS. KSR2 mutations are associated with obesity, insulin resistance, and impaired cellular fuel oxidation. Cell. 2013 Nov 7;155(4):765-77. PMID: 24209692.

  5. * Payne F… Semple RKO'Rahilly SSavage DB. Mutations disrupting the Kennedy phosphatidylcholine pathway in humans with congenital lipodystrophy and fatty liver disease. Proc Natl Acad Sci USA. 2014 Jun 17;111(24):8901-6.

  6. * Rocha N… O'Rahilly SSavage DBSemple RK. Human biallelic MFN2 mutations induce mitochondrial dysfunction, upper body adipose hyperplasia, and suppression of leptin expression. Elife. 2017 Apr 19;6. pii: e23813.

  7. * Semple RK. How does insulin resistance arise, and how does it cause disease. Human Genetic Lessons. European J. Endo. 2016 May;174(5): R209-R223

  8. *Lindhurst MJ… O'Rahilly S, Savage DBSemple RK. Mosaic overgrowth with fibroadipose hyperplasia is caused by somatic activating mutations in PIK3CA. Nature Genet. 2012 Jun 24;44(8):928-33

  9. * Farooqi IS…O'Rahilly S. Beneficial effects of leptin on obesity, T cell hypo-responsiveness, and neuroendocrine/metabolic dysfunction of human congenital leptin deficiency. J Clin Invest. 2002 Oct;110(8):1093-103.

  10. *Brown RJ… Savage DB…Gorden P. Long-term effectiveness and safety of metreleptin in the treatment of patients with generalized lipodystrophy. Endocrine. 2018 Jun;60(3):479-489.

  11. *Clément K, Biebermann H, Farooqi IS (joint first author)…Kühnen P. MC4R agonism promotes durable weight loss in patients with leptin receptor deficiency. Nature Med. 2018 May;24(5):551-555.

  12. * Melvin A… Semple RK, O'Rahilly SSavage DB. Roux-en-Y gastric bypass surgery in the management of familial partial lipodystrophy type 1. J Clin Endocrinol Metab. 2017 Oct 1;102(10):3616-3620.

Major grant funding:

Savage – Continuous Wellcome Trust funding in metabolic research since 2001 Latest Wellcome Trust Senor Fellowship (2020-2025); GBP1,940,000

O’Rahilly – Continuous MRC funding in energy balance research since 1998 Recent MRC Unit Programme funding (with Yeo/Coll) (2018 -2023 ) GBP2,450,000.

O’Rahilly – Continuous Wellcome Trust funding in metabolic research from 1991. Latest Wellcome Trust Senior Investigator award (2019 - 2024); GBP1,890,000.

Farooqi – Continuous Wellcome Trust funding in obesity research since 1997. Latest Wellcome Trust Principal Research Fellowship (2017-2022); GBP3,580,000.

4. Details of the impact

Impact on health and wellbeing of people

An NHS commissioned, national service for patients with severe insulin resistance: Grounded in 20 years of Cambridge University research and based on expertise acquired during their laboratory and clinical investigation, in 2011 Savage, O’Rahilly and colleagues established an NHS commissioned and funded National Severe Insulin Resistance Service (NSIRS) which includes medical, paediatric, specialist nursing and dietetic expertise [A]. Unique in the world, this service provides patients with syndromes of severe insulin resistance, including the lipodystrophies, with accurate diagnoses, optimised therapy and educational support. Between August 2013 and September 2020, the NSIRS provided care to 414 adult and 66 paediatric patients referred from across the UK. Patients received comprehensive genetic diagnostic testing, genetic counselling, specialist nutritional support, optimised drug therapy and, in some cases, bariatric surgery [A]. The NSIRS provided a precise diagnosis to 84% of patients, with around 30% receiving a specific genetic diagnosis [A]; this has brought about a step change in the management of patients with these rare diseases, providing them access to coordinated, expert care, wherever they live. Since its inception, the Cambridge NSIRS has been the only centre in the UK providing metreleptin therapy to patients (n=35) with the metabolic complications of lipodystrophy on a compassionate use basis [A]. Cambridge University researchers support the NSIRS by testing patients for anti-insulin receptor antibodies that can cause Type B insulin resistance; thereby, enabling accurate diagnosis and the use of immunosuppressive therapies which provide dramatic clinical benefits for patients [A].

Improving the patient care pathway for severe obesity and PROS: Genomics England’s gene panel for severe early-onset obesity, which is now available to all relevant NHS specialists [B] was based substantially on Cambridge University discoveries and the ‘45 gene obesity panel’ developed by the Cambridge team. The panel was approved by the UK Genetics Testing Network in Feb 2018 and now provides patients with severe obesity and their physicians across the UK with an accurate diagnostic service: in Cambridge University Hospitals Genomic Laboratory alone, the panel has been used to generate clinical reports for over 600 patients [B]. Further, these discoveries underpin the new Endocrine Society Clinical Practice Guidelines for the assessment, treatment and prevention of paediatric obesity (which Farooqi co-authored) that are now used around the world [B].

The Cambridge discovery that mutations in PIK3CA cause PROS [8] has been incorporated into NHS diagnostic services for this condition in Cambridge and Manchester [C]. Importantly, this discovery has also enabled the repurposing of Alpelisib – a PI3 kinase inhibitor – by Novartis as the first treatment option for PROS, leading to Alpelisib being designated an orphan drug by the FDA (November 2019) available on a compassionate use basis [D].

Metreleptin therapy for leptin deficiency: The Cambridge University team were the first to demonstrate that recombinant leptin is an effective therapy of congenital leptin deficiency (CLD), reversing the severe obesity, and multiple endocrine and immune deficiencies experienced by these children and restoring them to normal health [8]. These initial observations underpinned the development and licensing of metreleptin as a therapy for this disorder throughout the world. The condition is extremely rare, with only around 30 cases reported worldwide. Currently, more than 20 children with CLD from eight countries receive daily metreleptin injections [E]. In 2018, the NHS England Specialised Commissioning Team commissioned metreleptin for the treatment of NHS patients with CLD in the UK [E]. Currently, all 10 UK children treated with metreleptin for this disorder are well, no longer obese, and have completed their education. Five patients who were treated as children are now young adults in higher education or employment and can expect to live a normal life. The first CLD patient in the world to receive metreleptin (commenced 20 years ago age 9 years) gave birth to a healthy baby girl in 2016 [E].

Metreleptin therapy for lipodystrophy: The work of O’Rahilly and Farooqi [9] showed for the first time that correction of a state of leptin deficiency by recombinant leptin had a dramatic effect on appetite and metabolism. This work was also a critical step underpinning the development of metreleptin for states of leptin deficiency due to the lack of functional fat tissue that is found in the lipodystrophies. Savage was an expert adviser to Astra Zeneca during the submission to the US Food and Drug Administration (FDA) in 2014, and to Aegerion in 2018 for their submission to the European Medicines Agency (EMA) for evaluation and approval of metreleptin for the treatment of lipodystrophy [F]. Subsequently, also underpinned by Cambridge-led research, in December 2020 the National Institute for Health and Care Excellence (NICE) provisionally approved metreleptin for the treatment of the metabolic complications of lipodystrophy in the NHS [F]. Metreleptin therapy improves the diabetes, hypertriglyceridaemia and fatty liver disease common in lipodystrophy patients, in whom these conditions are otherwise refractory to treatment and often lead to severe complications such as cirrhosis and pancreatitis [10]. Therapy can also greatly improve patients’ quality of life: “It’s starvation-level hunger. It consumes your every waking moment…It is impossible to exaggerate my experienced benefit of Metreleptin treatment. It has literally changed my life. Indeed, it has saved my life..The NSIRS has been a beacon in the darkness. Its talented and dedicated team have provided an anchor in a sea of uncertainty. Without them I would never have had access to Metreleptin” [F]. Of the estimated 200 people in England, who have lipodystrophy complicated by the severe metabolic effects of the resultant relative leptin deficiency, the majority will now be eligible for metreleptin treatment [F].

Setmelanotide, the second licensed targeted therapy for obesity: In November 2020, setmelanotide – an appetite suppressant that acts downstream of the leptin receptor in neurons of the hypothalamus – was licensed by the FDA for the treatment of patients with severe obesity due to mutations in PCSK1, POMC or LEPR [G]. Although difficult to estimate prevalence, it is thought that these mutations affect a few thousand individuals worldwide. The first of these conditions was originally discovered and characterised by the Cambridge team [1] and Farooqi co-led the clinical trials which established the efficacy of setmelanotide in LEPR deficiency [11]. Data from these trials was included in the filing to the FDA [G].

Enabling and strengthening the voice of patients: The NSIRS team worked with patients to establish a new patient-led charity and support group, Lipodystophy-UK. Cambridge hosts its website [H] providing patients with a voice to share their experiences and highlight the issues specific to these conditions. For example: “ After finding myself in hospital with severe diabetes, out-of-control cholesterol, and several other issues my diagnosis of Familial Partial Lipodystrophy left me feeling alone and frightened. Thanks to LDUK I have connected with other patients”

Impact on commerce and the economy

The commercialisation of the drug metreleptin by Novelion Therapeutics for the treatment of lipodystrophy generated net revenues of USD146,200,000 from sales between 2016-2018 across 10 countries in the US, EU and Asia [I]. This increased to USD85,400,000 sales in 2019 under new owner Amryt Pharma PLC [I].

Impact on practitioners and delivery of professional services

*Establishing genetic testing as standard of care: As detailed above, Cambridge research has pioneered the discovery of genetic causes of rare metabolic disorders. As a direct consequence, genetic tests implementing these discoveries are now standard of care around the world. In 2017 the Expert Panel of the American Endocrine Society, of which Farooqi was a member, formally recommended genetic testing in severe early onset obesity for the first time: “ We suggest genetic testing in patients with extreme early onset obesity (before 5 years of age) and that have clinical features of genetic obesity syndromes (in particular extreme hyperphagia) and/or a family history of extreme obesity” [B]. The 2016 Consensus Document on Diagnosis and Management of the Lipodystrophies produced by the Paediatric Endocrine Society (USA) on behalf of nine endocrine societies from four continents, a document in which Cambridge research represents >10% of all the cited references, cites [5] and states “ *Confirmatory genetic testing is helpful in suspected familial lipodystrophies...Genetic testing should be considered in at-risk family members.*” [F]. In a testimonial from a NSIRS referring clinician: “ The accurate diagnosis and management of these patients would not be possible without the expert services provided by the insulin resistance unit at Cambridge’ [A].

Educating medical practitioners: The European Association for the Study of Obesity (EASO) includes over 20,000 scientists, health care professionals, researchers, students and patients drawn from 36 countries. EASO organises several teaching courses annually with partner stakeholders e.g., Royal College of General Practitioners in the UK: in 2019, over 2,000 professionals participated EASO courses. The Executive Director of EASO noted ‘ *given their seminal contributions to this field, course content on the genetic causes of obesity invariably features the work of Professors Farooqi and O’Rahilly.*’ [J]. Each year the NSIRS also delivers 10 or more educational seminars throughout the UK, each attracting an average of ~50 health care professionals. These are aimed at raising awareness of rare genetic metabolic disorders, highlighting diagnostic advances, guiding use of novel therapies (particularly leptin) and offering support via referrals [A]. In 2016, together with EU partners, the Cambridge team established an EU-wide registry of patients with lipodystrophy in an effort to share expertise [K]. The registry has recruited 246 patients from nine centres (Amsterdam, Bologna, Izmir, Leipzig, Münster, Moscow, Pisa, Santiago de Compostela, Ulm) [K]. The Cambridge team have also changed the education and training of healthcare professionals in obesity medicine globally. These include the Blackburn Course in Obesity Medicine at Harvard Medical School which prepares physicians and surgeons for the American Board of Obesity Medicine (ABOM) certification examination that features a core module on the genetics and biology of obesity, richly citing Cambridge research [J].

5. Sources to corroborate the impact

  1. Severe Insulin Resistance Service: (i) Annual reports of NHS severe insulin resistance service 2018-2019; (ii) Anonymised list of patient visits and patient data; (iii) Testimonials from satisfied referring clinicians

1. Obesity genome panels: (i) Panel App for Genomics England ‘Severe early-onset obesity (Version 2.3)’ (ii) Approval of 45 gene obesity panel, NHS England, Feb 2017 (iii) Testimonial from NHS East Genomic Laboratory Hub (iv) Styne DM,.. Farooqi IS… Yanovski JA. Pediatric Obesity-Assessment, Treatment, and Prevention: An Endocrine Society Clinical Practice Guideline. J Clin Endocrinol Metab. 2017 Mar 1;102(3):709-757.

  1. Manchester genetic diagnostic laboratory offering ROS diagnosis

  2. Alpelisib approval: (i) Alpelisib FDA orphan drug designation (ii) Managed access of Aleplisib: https://clinicaltrials.gov/ct2/show/NCT04085653

  3. Metreleptin Commissioning for CLD: (i)Testimonial from Amryt pharma (ii) NHS commissioning of metreleptin for CLD (iii) Patient testimonial of leptin therapy for treatment of CLD

  4. Metreleptin authorisation for lipodystrophy: (i) FDA Approves Myalept [metreleptin] to Treat Generalized Lipodystrophy, February 2014 (ii) EMA Approval, July 2018 (iii) NICE approval of metreleptin treatment for lipodystrophy (pub January 2021) (iv) Oral EA, … Savage DB…Brown RJ. Long-term effectiveness and safety of metreleptin in the treatment of patients with partial lipodystrophy. Endocrine. 2019 Jun;64(3):500-511. (v)Testimonials from patients receiving metreleptin therapy (vi)Effectiveness of metreleptin in lipodystrophy: Brown R et al The Journal of Clinical Endocrinology & Metabolism. 2016 Dec;101(12),4500–4511

  5. (i) FDA announcement of licensing of setmelanotide, 27th November 2020 (ii) Licensing documents showing trial data from Cambridge.

  6. Lipodystrophy UK website: http://lipodystrophyuk.org/

  7. Metreleptin sales revenue: (i) Novelion Therapeutics Reports 2016 -2018 (ii) Amryt Pharma plc Annual Report 2019, page 8

  8. Training courses for clinicians: (i) Testimonial from EASO Executive Director (ii) Testimonial from Course Director, Blackburn Course in Obesity Medicine

  9. (i) E-Clip registry (ii) Schnurbein et al. European lipodystrophy registry: background and structure Orphanet Journal of Rare Diseases (2020) 15:17, page 1.

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

65,000 people in the UK have end stage renal failure, for whom a kidney transplant would offer a better quality of life. Historically, many donor kidneys are rejected with little empirical evidence because they are perceived to be ‘unsuitable for use’ or from ‘high-risk’ donors. A similar problem exists for livers, with a third of deceased donor livers being unused, while patients are dying through lack of a transplant. A systematic programme of research led by the University of Cambridge has provided data demonstrating the quality and safety of organs that would previously have been rejected by many centres. They have pioneered techniques to allow rejected organs to be kept viable for assessment and successful transplantation. Their research has contributed to a 25% increase in the number of kidney transplants in the UK between 2013/14 and 2019/20, optimised usage of donor kidneys via a UK fast track scheme, informed national and international guidance on the allocation and safety of organs for transplantation, improved informed consent practice for transplant recipients across the UK and spearheaded new technology to improve availability of donor organs.

2. Underpinning research

The NIHR-funded Access to Transplant and Transplant Outcome Measures (ATTOM) Study, of which Cambridge researchers were lead members, studied 6,844 kidney transplant and dialysis patients between 2011 and 2016. ATTOM confirmed that kidney transplants provide far greater quality of life and healthcare savings than long-term dialysis treatment, and highlighted dramatic variations in kidney transplant rates across UK, owing to a lack of standard practice for selecting donor organs and recipients [1]. Concern about the use of kidneys from donation after circulatory death (DCD) patients – donors from whom life-support was withdrawn – further limited available organs for transplantation. Cambridge University-led research has focused on assessing the quality and safety of kidneys deemed ‘unsuitable or high-risk’ for transplantation, providing an evidence-base for increasing the number of safe organs available for transplant.

Demonstrating the suitability of DCD kidney transplants: Cambridge University-led research has been pivotal in demonstrating the equivalent value of DCD relative to the more common brain-death donor (DBD) kidney transplants. Their study of 8,289 first-time kidney transplant recipients in all 23 UK centres between 2000 - 2007 identified equal 5-year graft survival rates between recipients of DCD (n=793) and DBD transplants (6,759; hazard ratio 1.01, 95% CI 0.83 to 1.19, p=0.97) [2]. Importantly, they also showed DCD donor kidneys tolerate cold storage less well than DBD donor kidneys, highlighting this as a critical consideration for organ allocation policy [3]. To provide histological evidence that DCD and DBD kidneys are equivalent, Pettigrew led an assessment of 243 DCD and 128 DBD ‘time zero’ kidney biopsies; demonstrating that the severity of chronic kidney injury and transplant outcome is equivalent for DCD and DBD kidneys and that the absolute injury score rather than donor source was predictive of graft outcome [4].

Demonstrating the safety of organs from ‘increased-risk’ donors: The reluctance of centres to transplant organs from donors considered to be high-risk for transmitting disease to recipients, has also significantly reduced the availability of organs for transplantation. Historically, these practices have been established with little empirical evidence. In a study of 17,262 potential donors in the UK (2003 to 2015), Cambridge researchers showed that no significant difference was observed in graft outcome among recipients receiving organs from increased risk behaviour (IRB) and non-IRB donors [5]. Cambridge also co-led a large national study that confirmed no cancer transmission to recipients receiving 133 organ transplants from donors with a previous malignant disease [6]. These studies have transformed understanding of organ suitability, confirming the that the risk-benefit ratio favours transplantation of organs from donors previously viewed as ‘high-risk’ compared to declining organs and continuing with the risk of death on the waiting list.

Improving the quality of transplanted kidneys and livers

Ex vivo normothermic perfusion (EVNP): Approximately 15% of kidneys are declined for transplantation each year because of concerns of poor quality, e.g. inadequate perfusion. Cambridge researchers have pioneered EVNP of kidneys to restore function ex vivo (after organ recovery), to enable assessment of viability and to provide an opportunity to “recondition” kidneys, as well as being an alternative means of preservation. To provide proof-of-principle, kidneys from a 35-year-old DCD donor that had been declined by all UK transplant centres were subjected to one-hour EVNP after which standard criteria confirmed they were suitable for transplantation. Transplantation was completed into two recipients without complication, both of whom benefited from long term graft health [7]. This was expanded to a subsequent study in which of eight kidneys declined because of poor cold perfusion in the donor, five were successfully transplanted after EVNP, with four having immediate function [8]. 22% of DBD livers are also declined. Cambridge researchers have pioneered EVNP assessment of marginal livers, developed viability criteria, and demonstrated the ability to transplant livers declined by all centres [9].

In situ normothermic regional perfusion: Only 27% of DCD livers are used, because they have a higher chance of not working (4% vs 0.8% for DBD), and of being lost early through bile duct problems. Cambridge researchers pioneered a programme of in situ (i.e. prior to organ recovery) normothermic regional perfusion (NRP) in DCD donors before the liver is removed, enabling its assessment but also minimising ischaemic damage [10]. This technology also improves outcomes for kidneys and increases utilisation of pancreases.

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

  1. *Pruthi R, … Watson C, … Roderick PJ; ATTOM Investigators. Variation in Practice Patterns for Listing Patients for Renal Transplantation in the United Kingdom: A National Survey. Transplantation. 2018;102(6):961-968.

  2. *Summers DM, … Watson CJ, Bradley JA. Analysis of factors that affect outcome after transplantation of kidneys donated after cardiac death in the UK: a cohort study. Lancet. 2010;376(9749):1303 -11.

  3. *Summers DM… Watson CJ, Bradley JA. Effect of donor age and cold storage time on outcome in recipients of kidneys donated after circulatory death in the UK: a cohort study. Lancet. 2013;381(9868):727-34.

  4. *Kosmoliaptsis V, … Bradley JA, Torpey N, Pettigrew GJ. Baseline donor chronic renal injury confers the same transplant survival disadvantage for DCD and DBD kidneys. Am J Transplant. 2015;15(3):754-63.

  5. *Trotter PB, … Watson CJE, …Bradley JA. Deceased Organ Donors With a History of Increased Risk Behavior for the Transmission of Blood-Borne Viral Infection: The UK Experience. Transplantation. 2017;101(7):1679-89.

  6. *Desai R… Watson CJ, … Neuberger J. Estimated risk of cancer transmission from organ donor to graft recipient in a national transplantation registry. Br J Surg. 2014;101(7):768-74.

  7. *Hosgood SA, … Nicholson ML. Successful transplantation of human kidneys deemed untransplantable but resuscitated by normothermic machine perfusion. Am J Transplant 2016;16:3282-3285.

  8. *Hosgood SA, … Nicholson ML. Normothermic machine perfusion for the assessment and transplantation of declined human kidneys from donation after circulatory death donors. Br J Surg 2018;105:388-394.

  9. *Watson CJ … Butler AJ. Normothermic perfusion in the assessment and preservation of declined livers before transplantation: hyperoxia and vasoplegia—important lessons from the first 12 cases. Transplantation 2017;101 (5): 1084–1098.

  10. *Watson CJ…, Oniscu GC. In situ normothermic perfusion of livers in controlled circulatory death donation may prevent ischemic cholangiopathy and improve graft survival. Am J Transplant. 2019;19(6):1745-58..

Key competitively awarded funding

  1. Blood and Transplant Research Unit for Organ Donation and Transplantation. National Institute of Health Research (NIHR). PI: Nicholson GBP3.8M (2015-20).

  2. Kidney Research UK Project Grant: Reconditioning by ex-vivo normothermic perfusion in donation after cardiac death kidney transplantation. PI: Nicholson GBP740,551 (2015-21).

  3. NIHR Programme Grant. Variations in access to best care for renal replacement therapy patients across the United Kingdom (ATTOM study). PI: Watson GBP1.9M (2011-2017).

  4. NIHR Research for Patient Benefit funded PITHIA study. PI: Pettigrew GBP350,000 (2018-2021).

4. Details of the impact

There are currently (2020) around 6,000 people on the UK Transplant Waiting List. Of those, approximately 600 are awaiting a liver transplant, and approximately 4,600 awaiting a kidney transplant. Cambridge University, through its transplant personnel, continues to be at the forefront of national transplantation research and has an international reputation for excellence [A]. Research has led to the following impacts:

Impact on the health and wellbeing of people

Increasing access to kidney transplantation nationally: Watson, Chair of the National Health Service Blood and Transplant (NHSBT) Kidney Advisory Group, led a team to design an updated policy for kidney allocation [A]. From September 2019 a new national kidney offering scheme was introduced in the UK, which addresses some of the inequities resulting from the previous 2006 kidney allocation scheme. Recognising Cambridge University research showing the good long-term outcomes of DCD kidneys [2], this scheme now allows for offering of DCD kidneys as well as DBD kidneys.

Development of the UK Kidney Fast-Track scheme (KFTS): Having identified that usable kidneys were being declined by transplant centres, in 2012 Cambridge led the development of a national fast-track offering scheme to rapidly place rejected kidneys in centres willing to transplant them. Declined deceased donor kidneys meeting defined entry criteria for the KFTS are simultaneously offered to all participating transplant centres. Kidneys are allocated through existing algorithms, but with the added flexibility that the accepting centre can implant the kidneys into the recipients of their choosing. An initial outcomes study published in 2017 reported that 286 DBD kidneys (Nov 2012-Apr 2015) and 237 DCD kidneys were transplanted (Mar 2013-Apr 2015), with results as good as non-fast track kidneys (1 year graft survival >90%) [B]. As of November 2020, the scheme continues to run UK-wide.

Increased number of patients receiving organ transplants: By demonstrating the quality and suitability of kidneys donated after DCD, Cambridge University research has contributed to the 25% (n=191) increase in number of patients receiving a DCD renal transplant between 2013/2014 and 2018/2019, with 6053 patients receiving kidneys from DCD donors since 2013, and 970 in 2018/2019 alone. From the Medical Director of NHSBT “Research at the University of Cambridge…has contributed to an increasing acceptance in UK transplant centres of DCD kidneys, observable in an overall upwards trend of DCD kidney transplants since 2014” [A].

Decreased waiting times for transplantation: Cambridge University research demonstrating safety and quality of organs has resulted in Cambridge patients waiting less time for a kidney transplant (2014-17 median waiting time 360 days vs UK median 603 days [A]). This has particularly benefitted elderly patients listed for a kidney transplant, who generally wait longer for transplantation: 60% of Cambridge patients listed when 65 years or older received a transplant by five years, compared with only 38% of the equivalent patient group nationally. Elsewhere a higher proportion either died or were delisted before receiving a transplant [C].

Patient education and empowerment: Cambridge University research has engaged potential kidney transplant recipients in more informed discussions around the transplantation of kidneys from high-risk donors by quantifying the risks. In recognition of the need to discuss risk with patients, Cambridge co-led, with the Directorate for Organ and Tissue Donation and Transplantation NHS Blood and Transplant and key stakeholders, the development in 2015 of the first UK guidelines for consent for transplantation [D]. Consequently, common practices are now shared across UK NHS trusts, meaning that patients should be equally well informed when making decisions and receive parity of care wherever they are treated.

Impact on commerce and the economy

Healthcare savings by increasing the number of transplants: ATTOM confirmed that kidney transplantation is cheaper than dialysis, saving GBP15,000 per transplant in the first 6 years [E]. Cambridge University research has contributed to an additional 191 DCD kidney transplants in the UK between 2013/14 and 2018/19. A conservative estimate of healthcare savings to the NHS arising from these additional transplants is therefore at least GBP2,850,000. This is likely to continue to increase given the upward trajectory of use of DCD donor organs and other previously declined organs for transplantation.

Healthcare savings by increasing the success of transplants: The utilisation of biopsy information and functional assessment of kidneys by normothermic perfusion, together with the identification of the shorter tolerance of DCD kidneys to cold storage, all reduce the chance of unsuccessful transplants which are associated with prolonged inpatient stay and increased resource utilisation. The use of in situ normothermic perfusion and EVNP of livers has had a similar impact on liver transplantation locally, and this is likely to be translated nationally.

Impact on practitioners and the delivery of professional services

Improving international practice in organ selection and quality: Research into the risks of transmission of donor diseases has been incorporated into national and international guidance:

  • Cambridge University researchers have co-authored guidance from the UK Advisory Committee on the Safety of Blood, Tissues and Organs (SaBTO). From the Chair of SaBTO: “By removing uncertainty, and providing some estimation of risk, this body of work has made a major contribution not only to an increased acceptance and uptake of organs for transplantation but also provides both patients and health care professionals the best available evidence on which to make decisions about the use of scarce, life-saving organs.” [F].

  • Professor Watson formed part of the working group that developed the 7th Edition of the Guide to the quality and safety of organs for transplantation by the European Directorate for the Quality of Medicines & HealthCare of the Council of Europe (EDQM). In October 2020 the Council of Europe issued a recommendation that the governments of member States ensure that quality and safety standards for organ donation and transplantation are set in place in accordance with these guidelines. The guidelines are used not only by the UK and member states of Europe but have been accessed over 1000 times by non-EU countries [F].

Pioneering technology to improve uptake of organs:

Cambridge University researchers have pioneered the introduction of normothermic organ perfusion into clinical practice. In January 2019, NICE issued guidance (from evidence which cited [10]) recommending ex situ machine perfusion (EVNP) for extracorporeal preservation of livers for transplantation, under special arrangements as more data is gathered into its efficacy [G]. EVNP technology is now used clinically in at least three kidney transplant centres in the UK and the Cambridge perfusion protocol has been adapted for clinical use in The Netherlands and the USA [H]. Early work has shown a more rapid resumption of kidney function in DCD kidneys than those not undergoing normothermic perfusion, reducing the need for post-operative dialysis and reducing inpatient stay [I].

The UK National Protocol for direct procurement of cardiothoracic organs and in situ normothermic regional perfusion (NRP) of the abdominal organs, co-written by Professor Watson, was published in May 2019 [J]. Cambridge research on in situ NRP was used by NHSBT to apply for funding to commission a national service for NRP in all DCD donors. In 2020 Professor Watson was invited by NHSBT to lead a committee implementing roll out of NRP in the UK [A]. Funding for the service has been granted in Scotland and Wales in 2019/20. Calculations on the cost benefit of this technology to the NHS show a substantial economic benefit: GBP2,380,000 cost of 100 retrievals using NRP vs GBP3,550,000 for 100 retrievals without NRP [A]. These cost savings are due to lower rates of post-transplant complications and higher rates of graft survival. In Cambridge alone between 2013 and 2020 the use of in situ NRP has led to the transplantation of 78 livers of which two-thirds would have otherwise been discarded, while maintaining high survival rates (April 2015 - March 2019 risk-adjusted 1 year survival rates for Cambridge liver transplants was 96.8% (CI 94.4 - 98.2)) [A].

5. Sources to corroborate the impact

  1. NHS Blood and Transplant: (i) Testimonial from Medical Director of NHSBT, November 2020 (ii) Annual Reports (containing data 2010-2020) :Kidney Transplantation Report for 2019/2020 p 38; Liver Transplantation Report for 2019/2020 (iii) Testimonial from Senior Commissioning Manager, NHS Blood and Transplant - Leeds

  2. Callaghan CJ, Mumford L, Pankhurst L, Baker RJ, Bradley JA, Watson CJE. Early Outcomes of the New UK Deceased Donor Kidney Fast-Track Offering Scheme. Transplantation. 2017;101(12):2888-97.

  3. Mirshekar-Syahkal B, Summers D, Bradbury LL, (...), Bradley JA, Pettigrew GJ. Local Expansion of Donation After Circulatory Death Kidney Transplant Activity Improves Waitlisted Outcomes and Addresses Inequities of Access to Transplantation. Am J Transplant: 2017;17(2):390-40

  4. Guidelines for consent for solid organ transplantation in adults, NHSBT 2015

  5. Li B, Cairns JA, Fotheringham J, Tomson CR, Forsythe JL, Watson C, et al. Understanding cost of care for patients on renal replacement therapy: looking beyond fixed tariffs. Nephrol Dial Transplant. 2015;30(10):1726-34.

  6. Impact on international guidance: (i) Testimonial from Chair of SaBTO (ii) SaBTO guidance on Transplantation of organs from donors with a history of cancer and Transplantation of organs from donors with primary brain tumours (cites [6], page 7) pub April 2014, revised Nov 2020 (iii) Council of Europe guide to the quality and safety of organs for transplantation, 2018 (pages 225, 495) (iv) Council of Europe legislation recommendation (vi) Council of Europe Guidance access data

  7. (i) NICE guidance Ex-situ machine perfusion for extracorporeal preservation of livers for transplantation 16 January 2019 (ii) NICE Interventional procedures programme (Evidence review), 2019 pg 35, 47.

  8. Rollout of EVNP: (i) UK: Chandak P, et al. Dissemination of a novel organ perfusion technique: ex vivo normothermic perfusion of deceased donor kidneys. Artif Organs. 2019 Nov;43(11):E308-E319. (ii) Rijkse, E., IJzermans, J. N., & Minnee, R. C. (2020). Machine perfusion in abdominal organ transplantation: Current use in the Netherlands. World journal of transplantation, 10(1), 15–28. (iii) Kabagambe SK, Palma IP, Smolin Y, Boyer T, Palma I, Sageshima J, Troppmann C, Santhanakrishnan C, McVicar JP, Jen KY, Nuño M, Perez RV. Combined Ex Vivo Hypothermic and Normothermic Perfusion for Assessment of High-risk Deceased Donor Human Kidneys for Transplantation. Transplantation. 2019 Feb;103(2):392-400. doi: 10.1097/TP.0000000000002299.

  9. Hosgood SA, Nicholson ML. The first clinical case of intermediate ex vivo normothermic perfusion in renal transplantation. Am J Transplant. 2014 Jul;14(7):1690-2.

  10. UK National Protocol for direct procurement of cardiothoracic organs and in situ normothermic regional perfusion (NRP) of the abdominal organs, May 2019

Submitting institution
University of Cambridge
Unit of assessment
1 - Clinical Medicine
Summary impact type
Health
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Lung cancer, the most common cause of cancer death worldwide, kills >35,000 people in the UK each year. Optimal treatment requires determination of whether cancer has spread to lymph nodes in the chest. Historically, this has been assessed using a surgical approach termed mediastinoscopy. Rintoul led research that demonstrated endosonography based techniques are less invasive, just as accurate, better tolerated and more cost-effective than mediastinoscopy. As a direct consequence, day-case endosonography has replaced mediastinoscopy as the first-line test to stage lung cancer in the NHS and other global healthcare systems including the USA, Europe, Ireland and New Zealand. In the NHS, this has resulted in 58-80% fewer mediastinoscopy operations and savings of approximately GBP1,900,000 per year.

2. Underpinning research

To treat lung cancer optimally, it is vital to determine if the disease has spread from the lungs to lymph nodes that lie between the lungs in an area called the mediastinum. Patients whose lymph nodes are clear of disease are potentially curable with a surgical operation to remove the primary lung cancer. In contrast, patients whose disease has spread to the lymph nodes are treated with chemotherapy and radiotherapy. Historically, an operation called a mediastinoscopy was used to determine if lung cancer had spread to the lymph nodes. Mediastinoscopy is invasive, requiring general anaesthesia, an incision in the neck and surgical sampling of multiple lymph nodes. This ‘diagnostic procedure’ requires hospitalisation for 1-2 days, a week for full recovery, and is associated with morbidity and mortality rates of 3:100 and 1:1000, respectively. Further, mediastinoscopy cannot sample all lymph nodes, particularly those at the root of the lung, reducing sensitivity for detecting cancer to <80%.

Development of endosonography techniques for lung cancer staging: While at the University of Edinburgh, in 2003 Rintoul was among the first investigators to develop an endosonography technique called linear Endobronchial Ultrasound (EBUS) as a method to stage lung cancer (Rintoul RC, et.al. Eur Respir J. 2005). During EBUS, lymph nodes are visualised by ultrasound through the wall of the airway and biopsied using a small needle passed down the windpipe. A similar endosonography approach, Endoscopic Ultrasound (EUS), can be used to visualise and biopsy additional lymph nodes via the oesophagus. Combining EBUS and EUS allows access to all lymph nodes in the mediastinum and hilar regions. On moving to the University of Cambridge in 2006, Rintoul pioneered EBUS to assess disease relapse in patients previously treated for lung cancer [1]. Importantly, these initial clinical studies showed that combined EBUS/EUS was well tolerated, could be performed as a day-case under sedation rather than general anaesthetic, and patients were discharged within four hours with complete recovery in 24 hours.

Implementation of endosonography techniques through large prospective clinical trials: Between 2007 and 2009 Rintoul led an international randomised clinical trial (ASTER), funded by the National Institute for Health Research Health Technology Assessment Scheme to determine the safety, efficacy and cost effectiveness of combined endosonography techniques EBUS and EUS to stage lung cancer relative to standard surgical mediastinoscopy [2]. This study involved >240 patients in four countries and showed that combined EBUS/EUS is more accurate (85% accuracy rate, 95% CI, 74%-92%) than mediastinoscopy (79% accuracy rate, 95% CI, 66%-88%) at finding cancer in mediastinal lymph nodes. Similarly, the ability to predict when there was no cancer in the lymph nodes – the negative predictive value – was also more accurate for EBUS/EUS at 93% (95% CI, 84%-97%) compared with 86% (95% CI, 76%-92%) for mediastinoscopy. The complication rate was similar in both groups; however, significantly more patients in the mediastinoscopy group underwent inappropriate surgical resection of their tumour because 18% of these patients were determined falsely to have no mediastinal lymph node involvement, compared with only 7% who were staged using EBUS/EUS (p=0.02). Further, the mean six month cost of EBUS/EUS was GBP746 less expensive (95% CI GBP -756 to +2,494) per patient than mediastinoscopy and the mean difference in quality-adjusted life-year was 0.015 (95% CI -0.023 to 0.052) in favour of combined EBUS/EUS (p=0.003); there was no significant difference in mortality rates within six months of randomisation, with nine deaths in the EBUS/EUS group and 11 in the surgical staging group (p= 0.57) [3]. The improved quality of life and cost-effectiveness of EBUS/EUS relative to mediastinoscopy held true across all countries engaged in the study [4]. Thus, the ASTER trial demonstrated that combined EBUS/EUS is better tolerated, less likely to result in inappropriate surgical treatment and less expensive than mediastinoscopy.

3. References to the research

Evidence of research quality: *Research published in peer-review journals. Research was supported by competitively won grants.

*\ [1] Herth FJ….. Rintoul RC. Endobronchial ultrasound with transbronchial needle aspiration for restaging the mediastinum in lung cancer. J Clin Oncol. 2008;26:3346-50. DOI: 10.1200/JCO.2007.14.9229. PMID: 18519953

*\ [2] Annema JT….. Rintoul RC, Tournoy KG. Mediastinoscopy versus endosonography for mediastinal nodal staging of lung cancer: a randomized trial. JAMA 2010;304:2245-2252. DOI: 10.1001/jama.2010.1705. PMID: 21098770.

\ [3] Sharples LD….. Rintoul RC. Clinical effectiveness and cost-effectiveness of endobronchial and endoscopic ultrasound relative to surgical staging in potentially resectable lung cancer: results from the ASTER randomised controlled trial. Health Technol Assess.* 2012;16(18):1-75, iii-iv. DOI: 10.3310/hta16180. PMID: 22472180.

\ [4] Rintoul RC, et al. Cost effectiveness of endosonography versus surgical staging in potentially resectable lung cancer: a health economics analysis of the ASTER trial from a European perspective. Thorax.* 2013;69 (7), 679-681. DOI: 10.1136/thoraxjnl-2013-204374. PMID: 24064440.

Funding:

  • National Institute for Health Research Health Technology Assessment (2007-2011) - GBP79,368. Prospective controlled trial of mediastinoscopy compared to endobronchial and endoscopic ultrasound for assessment of the mediastinum in lung cancer. PI: Rintoul, RC.

  • Experimental Cancer Medicine Centre Grant (2008-2013) - GBP109,951. National Institute of Health Research Capital Funding for equipment. PI: Rintoul RC; Eisen T; Caldas C

  • NIHR BRC Cambridge salary funding to Dr Rintoul to undertake research while employed in the NHS (2006-2017).

4. Details of the impact

Impact on practitioners and the delivery of professional services

Endosonography techniques are now the front-line test for lung cancer staging in the UK:

Cambridge University-led development and validation of the combined endosonography techniques EBUS/EUS through the ASTER study has transformed the way clinicians in the UK stage lung cancer. Prior to this work, lung cancer staging of the mediastinum was performed by surgical mediastinoscopy. Based on the results of the ASTER trial and associated healthcare economic modelling led by Rintoul, the updated March 2019 National Institute for Health and Care Excellence (NICE) guidelines for lung cancer have replaced surgical mediastinoscopy with endosonography methods as the first line test for lung cancer lymph node staging; guideline NG122, 2019 recommendation 1.3.19 specifically states: ‘ Offer PET-CT followed by EBUSTBNA [Endobronchial Ultrasound Transbronchial Needle Aspiration] and/or EUSFNA [Endoscopic Ultrasound Fine Needle Aspiration] , to people with suspected lung cancer who have enlarged intrathoracic lymph nodes and who could potentially have treatment with curative intent.’ [A]. The Royal College of Physicians, London, National Lung Cancer 2017 & 2019 Organisational Audit reports show the incorporation of endosonography techniques into national guidelines for staging of lung cancer has led to widespread adoption of endosonography in clinical practice, with 108 (76%) of responding NHS Hospital Trusts in England and Wales now undertaking EBUS, an increase from 44 % since 2014, representing around 1,500 patients per year benefiting from this less invasive test [B].

Rintoul’s research has also substantially influenced new clinical guidelines in Scotland (2014) and service specification recommendations from the NHS England Lung Cancer Clinical Expert Group (2019) [C]. The latter sets out guidance to Cancer Alliances, commissioners of lung cancer services and lung cancer service leads on how to set the best standards of care for EBUS endosonography. This guidance, in conjunction with NHS England’s ‘Clinical advice to Cancer Alliances for the commissioning of the whole lung cancer pathway’, is further driving formal implementation of endosonography techniques as a front-line test throughout the NHS [C].

Impact on international clinical practice and training: Rintoul's endosonography approach has been incorporated into multiple lung cancer clinical guidelines across the world [D]:

  • American College of Chest Physicians evidence based clinical practice guidelines for management of lung cancer, May 2013.

  • European Society of Medical Oncology (ESMO) clinical practice guidelines for diagnosis, treatment and follow up, October 2013.

  • European Society of Thoracic Surgery guidelines for preoperative mediastinal lymph node staging for non-small cell lung cancer, May 2014.

  • European Respiratory Journal guidelines for combined endobronchial and oesophageal endosonography for the diagnosis and staging of lung cancer, July 2015.

  • Irish National Clinical Guideline for diagnosis, staging and treatment of lung cancer, November 2017.

  • New Zealand National Lung Cancer Working Group Standards of Service Provision for lung cancer patients in New Zealand, 2016.

Practitioner training: As endosonography techniques have become standard of care, appropriate training of clinical practitioners has been established to guarantee competency and successful patient outcomes [E].

Impact on the health and wellbeing of people

The widespread implementation of endosonography techniques has led to significant improvements in patient quality-of-life during lung cancer staging [F]. Rintoul’s research has led directly to a decrease in surgical mediastinoscopies, with Bailey et al., noting: ‘ Importantly, in NSCLC, when EBUS-TBNA was performed as primary diagnostic and staging investigation, less patients underwent subsequent invasive procedures’ [F]. Therefore, patients now experience staging under sedation as day-cases, rather than under general anaesthetics as inpatients for one to two days. In addition, it has been shown that the median time to treatment decision is shorter with EBUS-TBNA endosonography (14 days; 95% CI 14-15) than with prior diagnostic investigations including mediastinoscopy (29 days; 23-35) resulting in a hazard ratio of 1.98 (1.39-2.82, p<0.0001) [F]. Data from the UK Society of Cardiothoracic Surgeons shows that prior to the introduction of combined EBUS/EUS endosonography in 2007/8, 3,100 surgical mediastinoscopies were performed each year in the UK; as of 2018/19 this figure has fallen by 70% to 918, avoiding 2,170 operations each year [F]. A recent prospective study from France showed that using EBUS endosonography for lung cancer staging in the pre-operative setting avoided the need for surgical mediastinoscopy in 80% of 163 cases [G].

Impact on commerce and the economy

Work led by Rintoul has demonstrated the cost-effectiveness of endosonography techniques relative to mediastinoscopy across all countries engaged in the ASTER study [2, 4], and similar analyses have shown that endosonography saves approximately GBP900 per procedure over mediastinoscopy [G]. The reduction in annual surgical mediastinoscopies observed by the UK Society of Cardiothoracic Surgeons therefore translates into savings of approximately GBP1,900,000 per year for the NHS. Similar savings of EUR1,450 per patient have been demonstrated in the French healthcare system [G].

The main manufacturers of endosonography equipment in the UK are Olympus UK, Hitachi Pentax and Fujifilm. Implementation of EBUS endosonography has led to increased business and sales of endosonography equipment and consumables for manufacturers and distributors nationally and globally. [text removed for publication] [G].

5. Sources to corroborate the impact

[A] Impact on national clinical guidelines for diagnosis and management of lung cancer.

(i) Recommendation 1.3.19. NICE guideline on Lung Cancer: diagnosis and management March 2019 (NG122), p9. (ii) NHS cost savings. NICE Guideline NG122 March 2019 Evidence reviews, Appendix I, p90.

[B] **Evidence of NHS support for endosonography (EBUS) over mediastinoscopic treatment of lung cancer. **

(i) Third NLCA organisational audit_2019. The Royal College of Physicians, London, National Lung Cancer Third Organisational Audit 2019 p5. (ii) Second NLCA organisational audit 2019. The Royal College of Physicians, London, National Lung Cancer Second Organisational Audit 2017 p2.

[C] Impact on NHS service specification recommendations.

(i) Scottish national clinical guideline on Management of Lung Cancer: SIGN 137, February 2014. Guideline 4.7, p10; cites Rintoul’s work in references 55 and 217.

(ii) Testimonial letter from Chair of Clinical Expert Group for Lung Cancer and Mesothelioma

(iii) NHS England Lung Cancer Clinical Expert Group document: Service specification for Endobronchial Ultrasound (EBUS)-Transbronchial Needle Aspiration, October 2019.

(iv) NHS England Lung Cancer Clinical Expert Group document: National Optimal Lung Cancer Pathway and Implementation Guide, Aug 2017. This outlines a National Optimal Lung Cancer Pathway (NOLCP) which includes the use of ultrasound on p7 & 8.

(v) NHS England Lung Cancer Clinical Expert Group document: NOLCP implementation guide, Aug 2017. Stated on p4 “Cancer Alliances are expected to play a key role in supporting and facilitating implementation in local areas.” Use of EBUS is noted in section 3.1, p12 and section 3.3, p13.

(vi) NHS England handbook for local health and care systems, April 2018. Discusses the role of cancer alliances in driving the change needed across the country to achieve world class cancer care; p3, 5.

(vii) A review of the implementation of the NOLCP, Oct 2019. Access to EBUS is discussed in section 4, p12 & 13.

[D] Impact on international clinical practice guidelines for management of lung cancer.

(i) American clinical practice guidelines for management of lung cancer: Rivera MP, et al. Chest. 2013 May;143(5 Suppl):e142S-e165S. DOI: 10.1378/chest.12-2353.

(ii) European clinical guidelines for diagnosis, treatment and follow up of non-small-cell lung cancer: Vansteenkiste J, et al. Annals of Oncology, Volume 24, Issue suppl_6, October 2013, Pages vi89 Chest 2013.–vi98. DOI:10.1093/annonc/mdt241.

(iii) European surgical guidelines for preoperative mediastinal lymph node staging for non-small cell lung cancer: De Leyn P, et al. Eur J Cardiothorac Surg. 2014 May;45(5):787-98. DOI: 10.1093/ejcts/ezu028. Epub 2014 Feb 26.

(iv) European guidelines for combined endobronchial and oesophageal endosonography for the diagnosis and staging of lung cancer: Vilmann P, et al. European Respiratory Journal 2015 July; 46: 40. DOI. 10.1055/s-0034-1392040. This paper references three of Rintoul’s publications (18, 23 and 65).

(v) National clinical guidance for diagnosis, staging and treatment of lung cancer in Ireland: Department of Health Ireland, National Clinical Effectiveness Committee (NCEC) National Clinical Guideline No. 16, 2017. Recommendation 2.3.2.1, p13.

(vi) New Zealand National Lung Cancer Working Group Standards of Service Provision for lung cancer patients in New Zealand, 2016. Standard 4.2, p17; Good Practice Point 4.13, p22.

[E] Availability of practitioner training in EBUS demonstrates impact on service provision and clinical care.

(i) Overview of clinical training in EBUS technique. Medscape: Drugs & Diseases > Clinical Procedures. Endobronchial Ultrasound. Neupane A, et al. Training recommended. Apr 24, 2019. (ii) Training and certification in endobronchial ultrasound-guided transbronchial needle aspiration. Naur TMH, et al. J Thorac Dis 2017;9(7):2118-2123. DOI: 10.21037/jtd.2017.06.89.

(iii) Interview with Dr Rintoul recorded for the Video Journal Oncology series, 24 Jan 2019, "Meeting the recommended mediastinal staging standards for endosonography in everyday practice”.

[F] Impact on health & wellbeing of people

(i) Evidence of improved patient experience; testimonial letter from Medical Director, Roy Castle Lung Cancer Foundation.

(ii) Evidence that introduction of endosonography has led to substantial reduction in the number of invasive procedures performed in Western Australia. Bailey N, et al. BMC Pulmonary Medicine, 20 Aug 2019, 19(1):155. DOI: 10.1186/s12890-019-0909-4.

(iii) Evidence that EBUS reduced the time to treatment decision compared with conventional diagnostic investigations. Navani N, et al. Lancet Respir Med. 2015;3(4):282-289.

(iv) Evidence that introduction of endosonography has led to substantial reduction in the number of mediastinoscopies performed in the UK. Testimonial from Society of Cardiothoracic Surgeons, UK

[G] Impact on commerce and the economy

(i) A systematic review of economic evaluation studies of EBUS versus mediastinoscopy for mediastinal staging of lung cancer: Steinhauser Motta, et al. 2020 PLoS ONE 15(6):e0235479. DOI: 10.1371/journal.pone.0235479. cites [3] and [4]

(ii) French healthcare system cost savings: Chouaid C, et al. 2019 PLoS ONE 14(1): e0208992. DOI:10.1371/journal.pone.0208992, page 1.

(iii) Testimonial letter from Olympus UK: Impact of Endobronchial Ultrasound-guided transbronchial needle aspiration (EBUS-TBNA) on KeyMed (Medical & Industrial Equipment) Ltd.

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