Impact case study database
- Submitting institution
- University of Dundee
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Professor Steele’s recent work demonstrating the value of the faecal immunochemical test has greatly enhanced the already well-respected UK colorectal cancer screening programme, which continues to prevent some 2,000 deaths per year. The test, introduced for population screening in Scotland in 2017, was incorporated into NICE guidelines for investigation of symptomatic individuals in 2017 and adopted for this purpose in Scotland in 2020. Its use has facilitated the early diagnosis of neoplasia against a background of common symptoms which are usually associated with benign, self-limiting disease. This has reduced the need for colonoscopy, a costly, intrusive and often uninformative procedure.
2. Underpinning research
Population screening is currently the most effective means of detecting colorectal cancer while it can still be successfully treated. Previous research by Steele’s team, which formed the basis of a REF2014 impact case study, demonstrated the value of the faecal occult blood test in colorectal cancer screening and led to the introduction of national colorectal cancer screening programmes across the UK. This submission describes how that impact has been sustained and expanded by new work. A crucial factor in this research, which involved close collaboration between the University of Dundee and NHS Scotland, was the establishment of a Colorectal Screening Research Unit funded by a programme grant awarded to the University of Dundee by the Chief Scientist Office of the Scottish Government Health Department in 2005 and maintained by continuous project funding ever since.
Population screening can detect pre-malignant adenomas, allowing them to be treated before they progress and thus reducing both the incidence of colorectal cancer and mortality. The Scottish Bowel Screening Programme was rolled out by NHS Tayside, NHS Grampian and NHS Fife in June 2007; by December 2009 all NHS Boards in Scotland were participating in the programme. This in turn led to the introduction of national colorectal cancer (CRC) screening programmes across the UK. Over the last decade, according to bowel screening statistics, around 2,000 deaths have been prevented annually, contributing to a 13% reduction in UK bowel cancer mortality rates (12% in females and 15% in males).
Steele’s team has scrutinised colorectal cancer incidence data, demonstrating a reduction in cancer incidence since roll-out of the Scottish Bowel Screening Programme for those over the age of 50 but increasing incidence in the pre-screening age range [R1]. The incidence reduction was restricted to screening participants, providing compelling evidence that screening reduces colorectal cancer incidence against a background of increasing incidence in the unscreened population.
The faecal occult blood test used in the original UK screening programmes is an indirect measure of human haemoglobin in faeces whereas the faecal immunochemical test (FIT) specifically detects haemoglobin. Research by Steele’s team demonstrated that use of the FIT to follow up a weakly positive occult blood test results in fewer false positive results being returned [R2]. Further research in 2010-2011 established that quantitative FIT is superior to faecal occult blood test in terms of both uptake and detection of neoplastic disease [R3]. In routine use, FIT has detected 20% more cancers and 40% more adenomas than the faecal occult blood test [R4].
Despite screening, the majority of patients with CRC present with symptoms. In recent years there has been a marked escalation in demand for investigation of symptomatic patients, but this has had no impact on early detection. Steele’s team therefore explored the use of FIT to assist decision-making as to which patients with large bowel symptoms should undergo colonoscopy. This trial, conducted between 2014 and 2016, received £2 million funding from Scottish Government. It demonstrated that FIT is a safe and effective “rule out” test (i.e. the absence of detectable haemoglobin in faeces is associated with a very low risk of disease) [R5], and that implementation of this approach results in fewer referrals for invasive investigation without a negative impact on rates of diagnosis of serious disease [R6].
3. References to the research
[R1] Clark, G. R., Anderson, A. S., Godfrey, T. G., Strachan, J. A., Fraser, C. G. & Steele, R. J. (2020) Variation in changes in the incidence of colorectal cancer by age and association with screening uptake: an observational study. BMJ Open, 10 , e037925; DOI: 10.1136/bmjopen-2020-037925.
[R2] Fraser, C. G., Matthew, C. M., Mowat, N. A., Wilson, J. A., Carey, F. A. & Steele, R. J. (2006) Immunochemical testing of individuals positive for guaiac faecal occult blood test in a screening programme for colorectal cancer: an observational study. Lancet Oncology, 7 (2) , pp. 127-131; DOI: 10.1016/s1470-2045(05)70473-3.
[R3] Steele, R. J., McDonald, P. J., Digby, J., Brownlee, L., Strachan, J. A., Libby, G., McClements, P. L., Birrell, J., Carey, F. A., Diament, R. H., Balsitis, M. & Fraser, C. G. (2013) Clinical outcomes using a faecal immunochemical test for haemoglobin as a first-line test in a national programme constrained by colonoscopy capacity. United European Gastroenterology Journal, 1 (3) , pp. 198-205; DOI: 10.1177/2050640613489281.
[R4] Clark, G., Strachan, J. A., Carey, F. A., Godfrey, T., Irvine, A., McPherson, A., Brand, J., Anderson, A. S., Fraser, C. G. & Steele, R. J. (2021*) Transition to quantitative faecal immunochemical testing from guaiac faecal occult blood testing in a fully rolled-out population-based national bowel screening programme. Gut, 70 (1) , pp. 106-113; DOI: 10.1136/gutjnl-2019-320297. [*First published 31 March 2020; Online publication 9 December 2020]
[R5] Mowat, C., Digby, J., Strachan, J. A., Wilson, R., Carey, F. A., Fraser, C. G. & Steele, R. J. (2016) Faecal haemoglobin and faecal calprotectin as indicators of bowel disease in patients presenting to primary care with bowel symptoms. Gut, 65 (9) , pp. 1463-1469; DOI: 10.1136/gutjnl-2015-309579.
[R6] Mowat, C., Digby, J., Strachan, J. A., McCann, R., Hall, C., Heather, D., Carey, F., Fraser, C. G. & Steele, R. J. C. (2019) Impact of introducing a faecal immunochemical test (FIT) for haemoglobin into primary care on the outcome of patients with new bowel symptoms: a prospective cohort study. BMJ Open Gastroenterology, 6 (1) , e000293; DOI: 10.1136/bmjgast-2019-000293.
Funding
Chief Scientist Office, Scotland (2014-2016): Can a Negative Faecal Immunochemical Test for Haemoglobin (FIT) Avoid the Need for Routine Surveillance Colonoscopy in Patients at Increased Risk of Colorectal Cancer, CZH/4/1032, £72,449 RJC Steele
Chief Scientist Office, Scotland; Stratified Medicine Call (2015-2017): Stratifying Risk of Colorectal Disease in Order to Direct the Use of Colonoscopy in Symptomatic Patients ASM/14/4, £319,200 RJC Steele
Chief Scientist Office, Scotland; Health Improvement, Protection and Services (2017-2020): Increasing Uptake of Bowel Cancer Screening: Development of a Planning Support Tool (joint with University of Glasgow and Stirling University), HIPS/17/23, £11,450 RJC Steele
4. Details of the impact
Colorectal cancer is the second commonest cause of cancer death in both sexes, killing ~1,600 people in Scotland each year. The Scottish Bowel Screening Programme, of which Steele has been Clinical Director since its implementation, started in 2007; between 2008 and 2018 colorectal cancer mortality in Scotland fell by 8%. By October 2018 ~6,000 colorectal cancers had been diagnosed through screening [E1].
Steele is the Independent Chair of the UK National Screening Committee (UKNSC), which advises UK ministers and the NHS on population screening. In this role “he has been particularly helpful in navigating the policy positions in bowel screening… and facilitated an excellent and evidence-based outcome.” [E2].
The Scottish Bowel Screening Programme has been exemplary for similar programmes in other countries. The European Guidelines for Quality Assurance in Colorectal Cancer Screening and the International Agency for Research on Cancer (IARC) Handbook of Colorectal Cancer Screening [E3], to both of which Steele made major contributions, drew heavily on experience gained in Scotland and the rest of the UK. Steele’s evidence contributed to the IARC conclusion “There is sufficient evidence that biennial screening with the faecal immunochemical test (FIT) reduces colorectal cancer mortality. …[and]… that the benefits of biennial screening with FIT outweigh the harms when the screening programme can be delivered with high quality.” [E3, p298]. This evidence has been used to support use of the FIT in colorectal cancer screening programmes across the world.
Introduction of the FIT in Scotland and the UK
From 2007-2017 the FIT was used to follow up weak positive faecal occult blood test results in Scotland, Wales and Northern Ireland. In January 2016 the UKNSC recommended quantitative FIT as the primary method for colorectal cancer screening nationwide. The Scottish Bowel Screening Programme made this change in November 2017 [E4]; by the end of 2020 England, Wales and Northern Ireland had also adopted the FIT for their national bowel cancer screening programmes [E5].
Uptake of screening invitations increased by ~10% in the year following introduction of quantitative FIT screening in Scotland. This was associated with a 64.8% increase in the detection rate for adenomas (1.02% vs 0.62% of the screening population with an adenoma) and a small increase in the detection rate for carcinomas (0.12% vs 0.11% of the screening population with a carcinoma) [E1].
Contribution of the FIT to diagnosis in symptomatic patients
The presenting symptoms of colorectal cancer resemble those of numerous benign, self-limiting conditions. The challenge, therefore, is to achieve early diagnosis of neoplasia against this background of non-cancerous disease, thus avoiding unnecessary investigation which can cause trauma and discomfort to patients, is a drain on resources and puts pressure on service providers.
Demand on colonoscopy services has recently increased enormously, driven by increasing awareness of these symptoms and waiting time targets. This has not, however, translated into improved early detection. Non-endoscopic methods which can identify all, but only, those patients who require full investigation are therefore essential. Steele’s group has demonstrated that quantitative FIT can be used to rule out colorectal neoplasia in symptomatic patients. This concept was incorporated into NICE guidelines in 2017 [E6].
Research on this use of quantitative FIT demonstrated, over the first year of its implementation in NHS Tayside, a 20% reduction in colonoscopy referrals without appreciable failure to detect neoplasia. The quantitative FIT was added to the diagnostic process for symptomatic individuals across Scotland in July 2020 [E7]; this has been particularly valuable in reducing the need for face-to-face appointments during the COVID-19 pandemic.
Moving away from flexible sigmoidoscopy for colorectal cancer screening
Flexible sigmoidoscopy is an effective screening method for colorectal neoplasia. In England it used to be offered at age 55 before the faecal occult blood test (now replaced by the FIT) was offered at 60; however, significant uptake, delivery and quality issues were experienced. The benefits of population-based endoscopic screening were therefore questioned, especially given that the UKNSC now recommends FIT screening from age 50 (i.e. including the age at which endoscopy is offered) [E8]. A randomized trial by Steele’s group demonstrated that the benefits of flexible sigmoidoscopy as an adjunct to faecal occult blood test screening did not justify its introduction into the Scottish Bowel Screening Programme [E9]. Flexible sigmoidoscopy was not, therefore, adopted for screening in Scotland and in July 2020 the UKNSC recommended the permanent discontinuation of endoscopic screening in England [E10].
In summary, Steele and his team have driven improvements in colorectal cancer screening in Scotland and across the UK. They championed the FIT, which is easier to use and more sensitive than the faecal occult blood test, enabling signs of colorectal cancer to be detected earlier, saving more lives. They have also provided evidence against the need for endoscopy in screening and early diagnosis; as well as avoiding the need for an intrusive and often uninformative procedure, this could ”save the NHS millions, as each colonoscopy costs the NHS £372 compared to about £5 for the FIT test” (2017 figures) [E11].
5. Sources to corroborate the impact
[E1] Public Health Scotland. (2020) Scottish Bowel Screening Programme [Online]. Available: https://www.isdscotland.org/Health-Topics/Cancer/Bowel-Screening/ [Accessed 30th December 2020]. The pdf printout includes the front page of the website and the Excel spreadsheets for the May 2019 data submission.
[E2] Director of Programmes UK National Screening Programme 2021. To whom it may concern. Letter of Support, 11th January 2021.
[E3] International Agency for Research on Cancer (2019) Colorectal Cancer Screening. IARC Handbooks of Cancer Prevention, Volume 17. Available: https://publications.iarc.fr/Book-And-Report-Series/Iarc-Handbooks-Of-Cancer-Prevention/Colorectal-Cancer-Screening-2019 [Accessed 12th February 2021]. Steele is identified as a panel member on p4 and as primary author or a co-author of six of the publications cited.
[E4] Chief Medical Officer Scotland 2017. Changes to the Bowel Screening Programme. Open Letter, 7th November 2017. Chief Medical Officer Directorate.
[E5] NHS England, Public Health Wales & Public Health Agency NI. (2020) Bowel Cancer Screening [Online]. Available: https://www.nhs.uk/conditions/bowel-cancer-screening/; https://phw.nhs.wales/services-and-teams/screening/bowel-screening/about-screening/frequently-asked-questions/; https://www.publichealth.hscni.net/directorate-public-health/service-development-and-screening/bowel-cancer-screening [Accessed 19th January 2021].
[E6] NICE (2017). Quantitative faecal immunochemical tests to guide referral for colorectal cancer in primary care. Diagnostics Guidance. Available: https://www.nice.org.uk/guidance/dg30 [Accessed 12th February 2021]. National Institute for Health and Care Excellence.
[E7] Scottish Government. 2020. Coronavirus (Covid-19): Guidance for use of FIT testing for patients with colorectal symptoms [Online]. Available: https://www.gov.scot/publications/coronavirus-covid-19-guidance-for-use-of-fit-testing-for-patients-with-colorectal-symptoms/ [Accessed 31st December 2020].
[E8] UK National Screening Committee (2016) Screening in the UK: Making effective recommendations 2015 to 2016. Available: https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/733227/Screening_in_the_UK___making_effective_recommendations_2015_to_2016.pdf [Accessed 12th February 2021]. Steele wrote the Foreword as Incoming Chair of the UK National Screening Committee.
[E9] Steele, R. J., Carey, F. A., Stanners, G., Lang, J., Brand, J., Brownlee, L. A., Crichton, E. M., Winter, J. W., Phull, P. S., Mowat, C., Strachan, J. A., Digan, A. M. & Fraser, C. G. (2020) Randomized Controlled Trial: Flexible sigmoidoscopy as an adjunct to faecal occult blood testing in population screening. Journal of Medical Screening, 27 (2) , pp. 59-67; DOI: 10.1177/0969141319879955.
[E10] UK National Screening Committee. (2020) The UK NSC Recommendation on bowel cancer screening in adults [Online]. Available: https://legacyscreening.phe.org.uk/bowelcancer [Accessed 31st December 2020].
[E11] Bowel Cancer UK. (2017). New NHS study expected to almost halve number of endoscopies by 2020 [Online]. Available: https://www.bowelcanceruk.org.uk/news-and-blogs/news/nhs-study-finds-new-screening-test-could-almost-halve-endoscopy-procedures-by-2020/ [Accessed 19th January 2021].
- Submitting institution
- University of Dundee
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Professor Dillon’s team has created new, highly cost-effective automated pathways for the investigation of abnormal liver function tests. This has led to improved patient outcomes and quality of care through the earlier diagnosis and treatment of liver disease, thus helping to prevent progression to cirrhosis and liver failure. The “intelligent Liver Function Test” has been adopted as standard NHS care in Tayside and is being rolled out in other regions across the UK. Since 2018 over 7,000 patients have benefitted from this approach, which has informed Scottish national health policy and contributed to the effective elimination of hepatitis C in Tayside.
2. Underpinning research
Liver disease is a leading cause of death in individuals <65 years of age in England, especially in the 35–49 year age group, and deaths from hepatocellular carcinoma have tripled since 1997. The Scottish Public Health Observatory estimates that liver disease accounted for 16.3 deaths per 100,000 population in Scotland in 2018.
Each year, approximately 23.5 million LFTs are carried out by GPs in the UK to detect liver disease or as a measure of general wellness; Dillon’s research, however, has demonstrated frequent failure to follow up properly on the results of such testing.
In a retrospective study published in 2003, Dillon’s team integrated electronic health record data for residents of Tayside between 1980-1999 and identified abnormal LFT findings in >21,000 individuals (~5%; 72,871 abnormal results); however, few of these were further investigated, leading to the diagnosis of a specific liver disease in only 1770 cases [R1]. This research both demonstrated the scale of abnormal LFTs and highlighted shortcomings in follow-up. Investigation of abnormal results was inefficient, often leading to delays in treatment and subsequent adverse effects on health because of late diagnosis.
These findings led Dillon to initiate the Abnormal Liver Function Investigation Evaluation (ALFIE) study, a population-based historical cohort study initiated in 2007 which addressed the population of Tayside between 1989-2003. The ALFIE study examined how follow-up of some 96,000 patients with abnormal LFT findings was managed in general practice , revealing that abnormal results occurred in >20% of tests, but more than half of these were not investigated further [R2]. Of the patients who were investigated, 3% had liver disease with the potential to progress to life-limiting complications, highlighting the importance of timely investigation and intervention [R3].
A subsequent systematic review identified non-alcohol-related fatty liver disease, alcoholic liver damage and viral infections as the commonest aetiologies associated with abnormal LFTs [R4]. Each of these can be prevented, mitigated or cured if diagnosed early enough.
In further research, Dillon developed minimum diagnostic criteria for liver disease based on clinical information, LFT results and possible causes [R5]. Existing biomarkers, originally developed to diagnose cirrhosis, were repurposed to exclude fibrotic liver disease. This made it possible to identify patients with low risk of liver complications, facilitating effective triage of liver abnormalities and their subsequent management through referral or GP management.
These elements have now been integrated to create a system for automated diagnosis using tracked multi-analyser platforms which are widely available in clinical laboratories. Laboratory information management systems were programmed to redirect samples and integrate the resulting clinical data using an intelligent liver function testing (iLFT) algorithm which generates one of 32 possible diagnostic outcomes and associated management plans.
The key to ensuring adoption of the iLFT approach was making the tool automatic and easier than standard of care. A single sample can provide results which would previously have required up to six separate bloods, thus obviating the need for repeated GP appointments and reducing infection risks from repeated blood sampling.
A step-wedge randomised control trial of the system [R6] demonstrated a 43% increase in the diagnosis of liver disease compared with standard protocols and diagnostic accuracy >90%. Additional benefits were a reduction in GP workload compared to current ideal investigation and savings to the NHS of £3,216 per patient lifetime.
3. References to the research
[R1] Steinke, D. T., Weston, T. L., Morris, A. D., MacDonald, T. M. & Dillon, J. F. (2003) The epidemiology of liver disease in Tayside database: a population-based record-linkage study. Journal of Biomedical Informatics, 35 (3) , pp. 186-193; DOI: 10.1016/s1532-0464(02)00526-9.
[R2] Donnan, P. T., McLernon, D., Dillon, J. F., Ryder, S., Roderick, P., Sullivan, F. & Rosenberg, W. (2009) Development of a decision support tool for primary care management of patients with abnormal liver function tests without clinically apparent liver disease: a record-linkage population cohort study and decision analysis (ALFIE). Health Technology Assessment, 13 (25) , pp. iii-iv, ix-xi, 1-134; DOI: 10.3310/hta13250.
[R3] McLernon, D. J., Dillon, J. F., Sullivan, F. M., Roderick, P., Rosenberg, W. M., Ryder, S. D. & Donnan, P. T. (2012) The utility of liver function tests for mortality prediction within one year in primary care using the algorithm for liver function investigations (ALFI). PLoS One, 7 (12) , e50965; DOI: 10.1371/journal.pone.0050965.
[R4] Radcke, S., Dillon, J. F. & Murray, A. L. (2015) A systematic review of the prevalence of mildly abnormal liver function tests and associated health outcomes. European Journal of Gastroenterology and Hepatology, 27 (1) , pp. 1-7; DOI: 10.1097/meg.0000000000000233.
[R5] Miller, M. H., Fraser, A., Leggett, G., MacGilchrist, A., Gibson, G., Orr, J., Forrest, E. H., Dow, E., Bartlett, W., Weatherburn, C., Laurell, A., Grant, K., Scott, K., Neville, R. & Dillon, J. F. (2018) Development and validation of diagnostic triage criteria for liver disease from a minimum data set enabling the 'intelligent LFT' pathway for the automated assessment of deranged liver enzymes. Frontline Gastroenterology, 9 , pp. 175-182; DOI: 10.1136/flgastro-2017-100909.
[R6] Dillon, J. F., Miller, M. H., Robinson, E. M., Hapca, A., Rezaeihemami, M., Weatherburn, C., McIntyre, P. G., Bartlett, B., Donnan, P. T., Boyd, K. A. & Dow, E. (2019) Intelligent liver function testing (iLFT): A trial of automated diagnosis and staging of liver disease in primary care. Journal of Hepatology, 71 (4) , pp. 699-706; DOI: 10.1016/j.jhep.2019.05.033.
Funding:
British Liver Trust (1999-2001): “Epidemiology of liver disease in Tayside”, 7/jfd3898, £106,076 John Dillon
NIHR HTA (2005-2009): "Development of a decision support tool to facilitate primary care management of patients with abnormal liver function tests without clinically apparent liver disease", 03/38/02, £177,000 plus £53,588 Peter Donnan and John Dillon
CSO (2015-2017): “ A pilot evaluation of an intelligent liver diagnostic pathway: making sense of LFTs for patients, GPs and the NHS in Scotland” CZH/4/1090, £222,249 John Dillon
4. Details of the impact
The iLFT approach provides a rapid, reliable means of identifying abnormal LFTs which require specialist follow-up, thus improving patient outcomes through timely intervention and NHS infrastructure through the exploitation and adaptation of existing clinical tools and processes. By identifying the highest priority patients it facilitates workload management in hepatology specialist services and builds the confidence of GPs in handling a previously complex and unwieldy diagnostic pathway. This has contributed to better diagnosis of liver disease, often at an early stage when lifestyle interventions are effective, with minimal workload implications for GPs and inconvenience to patients.
Benefits to patients and population health
In August 2018, NHS Tayside adopted iLFT as standard care accessible to all its GP practices. During its first year, iLFT generated >2000 diagnoses from 1824 samples with an abnormality in their initial LFTs [E1]. Compared with current real-world practice it did not increase overall GP workload; indeed, 21/23 GPs involved in the trial felt that iLFT reduced their workload. Since July 2020, NHS Tayside has performed Enhanced Liver Fibrosis testing, a further refinement of iLFT, on >500 patients; of these, 44% had a score which showed they could safely be managed in the community, thus reducing pressure on in-patient services [E2].
By testing all samples for viral hepatitis, iLFT made it possible to identify unsuspected carriers of hepatitis C and target them for treatment, preventing wider community transmission and contributing to the elimination of hepatitis C in Tayside by the end of 2019. Having become the first region in the world to effectively eradicate the virus, Tayside has already met the WHO target of eliminating hepatitis C as a public health threat by 2030 [E3].
National adoption in Scotland and the wider UK
Following the success of iLFT in Tayside the Scottish Access Collaborative (part of the Scottish Government’s Directorate for Health Performance and Delivery) recommended national roll-out [E4]. Implementation groups have been established in NHS Greater Glasgow and Clyde, Fife, Lothian and Lanarkshire; when roll-out is complete the service will be available to 1.6 million people. The Clinical Lead for the introduction of iLFTs in the Modern Patient Pathways Programme writes [E5]:
The introduction of iLFTs in Tayside resulted in the correct patients being seen by the correct staff, in the correct setting, at the correct time……The Scottish Government has adopted this as being an area where there is not only the potential for better patient management but also for significant financial benefit to the NHS.
The Lancet Commission for Liver Disease has recommended iLFT for implementation to reduce the burden of liver disease [E6] and it is now being adopted across the UK. North Cumbria Integrated Care NHS Foundation was the first to have a working system [E7] and iLFT is under consideration by the Wales Liver Disease Delivery Plan [E8].
Global recognition
In 2019 the Dillon team’s achievements in integrated clinical care were rewarded with the UNIVANTS Healthcare Excellence Award; this award recognises teams who collaborate across disciplines to transform healthcare delivery and patient lives, and involves a rigorous selection process conducted by seven leading international healthcare organizations including The International Federation of Clinical Chemistry and Laboratory Medicine [E9]. The iFLT has also won accolades for innovation from the British Society of Gastroenterology and the Royal Colleges of Physicians and Pathologists.
Benefit to GPs
One reason for the low follow-up rate for abnormal LFTs is that many GPs lack confidence in interpreting these findings and using them to inform referral decisions, partly because of the lack of a quantitative relationship between abnormal LFT findings and severity of disease: very high serum enzyme levels may resolve spontaneously whereas lower levels often persist and can lead to chronic liver disease. Referring everybody with an abnormal LFT is unnecessary and would overwhelm specialist hepatology services; by providing a rapid and reliable triage process, iLFT ensures that only those individuals requiring specialist services are referred.
Following roll-out of iLFT in Tayside, Dillon surveyed the views of 100 GPs, over a third of the workforce [E10]. The opinions expressed were overwhelmingly positive (Table 1).
Target group: all GPs in Tayside | Yes | No |
---|---|---|
Responded to survey | 100 | - |
Have used iLFT | 97 | 3 |
Liked iLFT | 96 | 1 |
Would recommend iLFT to a colleague | 95 | 2 |
Found iLFT outcomes helpful or very helpful | 95 | 2 |
Table 1: Outcomes of a survey of GP opinion on iLFT
The features most liked by respondents were the automatic calculation of fibrosis scores and information around referral criteria (80 respondents) and the reduction in number of consultations required before arriving at a diagnosis (77 respondents).
The benefits of iLFT to healthcare providers are succinctly summarized by North Cumbria Integrated Care NHS Foundation Trust [E7]:
The journey to date has been truly transformational, empowering primary care to have the confidence in managing low risk liver disease, expediting care for those with significant liver disease who truly need secondary care input and undoubtedly shortening the timescales in the assessment and management of liver disease across the health economy.
5. Sources to corroborate the impact
[E1] Macpherson, I., Nobes, J. H., Dow, E., Furrie, E., Miller, M. H., Robinson, E. M. & Dillon, J. F. (2020) Intelligent Liver Function Testing: Working smarter to improve patient outcomes in liver disease. Journal of Applied Laboratory Medicine, 5 (5) , pp. 1090-1100; DOI: 10.1093/jalm/jfaa109.
[E2] Chief Executive, NHS Tayside 2021. Covid-19: Chief Executive Weekly Brief 15 January 2021. The iLFT is discussed on pages 4-5.
[E3] NHS Tayside. (2020) NHS Tayside first region in the world to eliminate hepatitis C [Online]. Available: https://www.nhstayside.scot.nhs.uk/News/Article/index.htm?article=PROD_339892 [Accessed 31st December 2020]
[E4] NHS Scotland (2019) Demand Optimisation in Laboratory Medicine: Phase II Report. Available at: https://www.gov.scot/publications/demand-optimisation-laboratory-medicine-phase-ii-report/ [Accessed 12th February 2021]. Section 6.1.1 (pages 28-29) discusses the NHS Tayside iFLT pathway study.
[E5] Clinical Lead for iLFTs, Modern Patient Pathways Programme 2020. Rollout of iLFT by Modern Patient Pathways Programme. Letter of Support, 2nd November 2020.
[E6] Williams, R., Alexander, G., Aspinall, R., Batterham, R., Bhala, N., Bosanquet, N., Severi, K., Burton, A., Burton, R., Cramp, M. E., Day, N., Dhawan, A., Dillon, J., Drummond, C., Dyson, J., Ferguson, J., Foster, G. R., Gilmore, I., Greenberg, J., Henn, C., Hudson, M., Jarvis, H., Kelly, D., Mann, J., McDougall, N., McKee, M., Moriarty, K., Morling, J., Newsome, P., O'Grady, J., Rolfe, L., Rice, P., Rutter, H., Sheron, N., Thorburn, D., Verne, J., Vohra, J., Wass, J. & Yeoman, A. (2018) Gathering momentum for the way ahead: Fifth report of the Lancet Standing Commission on Liver Disease in the UK. Lancet, 392 (10162) , pp. 2398-2412; DOI: 10.1016/s0140-6736(18)32561-3. Intelligent liver function testing is mentioned in the text (pages 2405-2406) and the Table on p2406.
[E7] North Cumbria Integrated Care NHS Foundation Trust. 2020. The Impact of iLFT Research and Practice. Letter of Support, 26th October 2020.
[E8] Clinical Lead for the Wales Liver Disease Delivery Plan. 2020. Intelligent Liver Function Tests. Letter of Support, 21st October 2020.
[E9] UNIVANTS of Healthcare Excellence. (2019) 2019 Global Winners [Online]. Available: https://www.univantshce.com/int/en/2019-winners [Accessed 8th January 2021]. “Intelligent liver function testing (iFLT): A cost-effective way to increase early diagnosis of liver disease” is the first prize winner mentioned and is described in detail on pages 6-7 of the pdf.
[E10] Dillon, J. 2020. Survey of General Practitioner opinion on Intelligent Liver Function Testing (Unpublished data).
- Submitting institution
- University of Dundee
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Excess dietary sodium is a major public health problem worldwide. In 2013 Professor George showed for the first time that long-term consumption of sodium-containing effervescent, soluble and dispersible medications caused significant increases in cardiovascular events and incident hypertension. These findings were adopted by the Pharmacovigilance and Risk Assessment Committee of the European Medicines Agency. The labelling, Summary of Product Characteristics and patient leaflets of such medications manufactured, sold or consumed in Europe must now warn consumers of the associated risk and state their sodium content. Subsequent analysis has shown prescribing of these medications to have reduced significantly since 2013.
2. Underpinning research
The causal link between sodium intake and cardiovascular risk is well established. By the early 2000s, considerable efforts were being made to reduce population salt intake via the diet. George, however, recognised that a significant sodium load can be ingested via certain medications such as effervescent, dispersible and soluble formulations. The recommended sodium intake for an adult in the UK is 2.4 g per day (104 mmol). However, dispersible and effervescent formulations of paracetamol (500 mg) can contain as much as 18.6 mmol and 16.9 mmol of sodium per tablet respectively; the maximum daily dose of eight tablets therefore results in the ingestion of 148 mmol and 135 mmol of sodium respectively [R1]. This, when added to a typical Western diet, could result in very high sodium intake; however, before George’s work there was no requirement to highlight it with a warning in labelling or prescribing advice.
Irrespective of the associated anion, sodium loading is detrimental in terms of circulating volume expansion, potentially leading to hypertension and other downstream cardiovascular events, particularly stroke and myocardial infarction. The major impact of sodium ingestion on hypertension results from increased Na+ re-absorption in the renal tubules via Na+-water exchange; diuresis is therefore the cornerstone of hypertension management in salt-sensitive patients. Sodium loading of healthy individuals impairs vascular endothelial function, left ventricular relaxation and cardiac repolarisation. Some of these effects may be independent of blood pressure in hypertensive patients.
In 2013, George and colleagues published a nested case-control study in a validated general practice database of 1.29 million UK residents [R2]. Cases (n = 61,072) who received at least two prescriptions of a sodium-containing effervescent, soluble or dispersible medication between January 1987 and December 2010 were compared with an equal number of well-matched controls prescribed medications containing the same active pharmaceutical ingredients in non-effervescent/soluble/dispersible form. The mean follow-up time was 7.23 years. The median sodium consumption from sodium-containing medications alone in the study was 2.5 g/day, exceeding the current recommended sodium daily intake of 2.4 g/day [R3].
The study identified a seven-fold increase in the risk of developing hypertension (odds ratio 7.18; 95% confidence interval 6.74 to 7.65), a 16% increase in a composite primary endpoint of incident non-fatal myocardial infarction, non-fatal stroke or vascular death, a 22% increase in risk of incident stroke and a 28% increase in all-cause mortality [R2]. The key difference between the cases and controls was their sodium intake via effervescent, soluble and dispersible medications.
A test for linear trends identified a significant trend in the dose-response relationship. When a propensity analysis was performed to account for prescription bias the propensity scores for cases and controls were very similar (0.93 vs 0.92).
This study suggested that physicians should prescribe sodium-containing formulations with caution and avoid administering them to patients at risk of hypertension. Furthermore, patients prescribed these formulations should be carefully monitored for the emergence of hypertension.
3. References to the research
[R1] George, J, Majeed, W, Mackenzie, I, Macdonald, T & Wei, L (2014), Salt in effervescent and dispersible medications: prescriber beware, Prescriber, vol. 25, no. 7, pp. 6-8. https://doi.org/10.1002/psb.1182.
[R2] George, J, Majeed, W, Mackenzie, IS, MacDonald, TM & Wei, L (2013), Association between cardiovascular events and sodium-containing effervescent, dispersible, and soluble drugs: nested case-control study, BMJ, vol. 347, f6954. https://doi.org/10.1136/bmj.f6954. This paper was shortlisted as a finalist for the 2014 BMJ UK Research Paper of The Year Award.
[R3] Wei, L, Mackenzie, IS, MacDonald, TM & George, J (2014), Cardiovascular risk associated with sodium-containing medicines, Expert Opinion on Drug Safety, vol. 13, no. 11, pp. 1515-1523. https://doi.org/10.1517/14740338.2014.970163.
Funding
Tenovus Scotland (2011-2013): The effect of high-sodium content in commonly available dispersible medicines on the incidence and prevalence of hypertension, T10/12, £10,000, Jacob George
4. Details of the impact
Before 2013 the risks of long-term consumption of sodium-containing effervescent, soluble and dispersible medications had not been characterised and manufacturers were not required to highlight the sodium content of prescription or over-the-counter medications. George’s work [R2] therefore highlighted an important but overlooked source of ingested sodium. Subsequently, information campaigns, regulatory action and lobbying ensured proper labelling of sodium-containing formulations to help prescribing professionals and consumers of over-the-counter products make informed decisions when choosing which products to use.
Changes in prescribing as a direct result of George’s work
Analysis of prescribing trends using The Health Improvement Network (THIN) and Prescription Cost Analysis databases indicated that George’s publication [R2] influenced prescribing practices for sodium-containing medications in the UK [E1]. Interrupted time series analysis of THIN data showed that the monthly prescribing rate of sodium-containing formulations was stable between 2009 and 2013; however, following publication of [ R2] the slope reduced significantly by 0.26 per month (95% confidence interval -0.45 to -0.07; p=0.009). The slope for non-sodium standard formulations did not change.
Regulatory and labelling changes
George’s work triggered action on salt in effervescent medications at both UK and EU level; according to the Director of Vigilance and Risk Management of Medicines, MHRA [E2]:
The paper was evaluated and discussed at several of the Agency’s Commission on Human Medicines (CHM) Expert Advisory Groups (EAGs) in 2013/2014…There was agreement that the labelling of sodium in product information at the time of the paper, did not provide meaningful information to guide clinicians, pharmacists or patients and help them choose appropriate medicines in terms of sodium content.
All Expert Groups advised that the high levels of sodium in some medicines, particularly those that dissolve, should be highlighted in the product information of all medicines containing different levels of total sodium.
The UK presented the issue and its expert advice to several European bodies in 2014/2015 including the Pharmacovigilance Risk Assessment Committee (PRAC), the Excipients Drafting Group (ExcpDG), the European Medicines Agency’s Paediatric Committee (EMA’s PDCO) and the Co-ordination Group for Mutual Recognition and Decentralised Procedures (CMDh).
George’s results were also highlighted in a report presented to the UK Parliament in 2015 by the Commission on Human Medicines and the British Pharmacopoeia Commission [E3].
Responding to George’s findings, the EMA commissioned a Europe-wide signal detection programme to assess the impact of sodium-containing medications on cardiovascular health. In 2015 the PRAC published new guidance for sodium labelling and recommended an update to the EMA Excipient Guidelines [E4, E5].
In October 2017 the European Commission updated its Excipient Guideline to require all Marketing Authorisation Holders to submit Variation Documentation within 12 months. The labelling of medicines manufactured, sold or consumed in Europe now features warnings about the effects of sodium loading with prolonged use. For medications exceeding 17 mmol/tablet the Summary of Product Characteristics and Patient Information Leaflet must both state how much sodium they contain.
Impacts on professionals – doctors, prescribers, pharmacists and dispensers
George’s work and the consequent change in labelling regulations have triggered changes in prescribing advice which have been promulgated internationally via websites aimed at prescribing professionals (e.g. [ **E6]**) and influenced recent updates to NICE Guidance; for example, the August 2020 update to NICE guidance on “Analgesia - mild-to-moderate pain” [E7] contains a scenario on paracetamol which advises:
Avoid effervescent preparations of paracetamol where possible, particularly in people with hypertension, heart failure, and renal failure — if oral paracetamol is required in a person with swallowing difficulty, use paracetamol suspension in place of effervescent preparations (which contains up to 6 g salt in a 4 g per 24 hours dose).
[text removed for publication]
Impacts on consumers/patients
Educating clinicians about the risks of consuming high-salt containing medications helps to protect patients receiving them by prescription; however, many over-the-counter effervescent medications also contain high salt concentrations. Package labelling and inserts must now provide consumers of over-the-counter products with the information they need in order to make an informed decision about their use (e.g. **[E9]**).
Influence on the wider debate on dietary sodium intake
In 2014 George was invited to join Consensus Action on Salt and Health (CASH, now called Action on Salt **[E10]**). This group of 25 internationally recognised scientific experts has persuaded the Department of Health (England) to mandate a further 10% reduction in salt thresholds from its 2012 targets with the aim of saving 6000 lives each year.
The Director of Vigilance and Risk Management of Medicines at the MHRA confirms that George’s study “raised an important potential public health issue” [E2]. European Medicines Labelling Legislation changed as a result, thus reducing the prescribing of potentially harmful high-sodium medications, ensuring the provision of better information to consumers of over-the-counter medications and contributing to efforts to reduce dietary sodium intake worldwide.
5. Sources to corroborate the impact
[E1] Ju, C, Wei, L, Mackenzie, IS, MacDonald, TM & George, J (2021), Changes in prescribing rates of sodium-containing medications in the UK from 2009 to 2018: a cross-sectional study with interrupted time series analysis, BMJ Open, vol. 11, no. 2, e043566. https://doi.org/10.1136/bmjopen-2020-043566. The ITSA is presented in Table 1.
[E2] Director, Vigilance and Risk Management of Medicines, Medicines and Healthcare Products Regulatory Agency 2019. Impact of the Association of cardiovascular events with sodium-containing effervescent, dispersible and soluble medications; Nested case-control study, by George et al, 2013 BMJ. Letter of Support, 8th February 2019.
[E3] Commission on Human Medicines & British Pharmacopoeia Commission 2015. Human Medicines Regulations 2012 Advisory Bodies Annual Report 2014. London: Medicines & Healthcare Products Regulatory Agency (MHRA). Sodium-containing effervescent, dispersible and soluble medications and cardiovascular events are discussed under Safety of Marketed Medicines (paragraph 34, page 8) and mentioned in the last bullet point of paragraph 188 on page 31. Available at https://www.gov.uk/government/publications/human-medicines-regulations-2012-advisory-bodies-annual-report-2014 [Accessed 25 February 2021].
[E4] Pharmacovigilance Risk Assessment Committee (PRAC) 2015. PRAC Recommendations on signals adopted at the PRAC meeting of 7-10 April 2015. European Medicines Agency. Section 1.3 (pages 6-9) addresses sodium-containing effervescent, dispersible and soluble medicines and cardiovascular events. Available at https://www.ema.europa.eu/documents/prac-recommendation/prac-recommendations-signals-adopted-prac-meeting-7-10-april-2015_en.pdf [Accessed 25 February 2021].
[E5] Committee for Human Medicinal Products 2015. Questions and Answers on Sodium Used as an Excipient in Medicinal Products for Human Use. European Medicines Agency. Available at https://www.ema.europa.eu/en/documents/scientific-guideline/questions-answers-sodium-used-excipient-medicinal-products-human-use_en.pdf [Accessed 25 February 2021].
[E6] Mak WY (2016). Salt trap: How medicine causes more harm than good.[Online]. Available at: https://today.mims.com/salt-trap--how-medicine-causes-more-harm-than-good [Accessed 30 December 2020]. PDF available.
[E7] NICE. 2020. Analgesia - Mild-to-Moderate Pain: Scenario: Paracetamol [Online]. National Institute for Health and Care Excellence. Available: https://cks.nice.org.uk/topics/analgesia-mild-to-moderate-pain/management/paracetamol/ [Accessed 30th December 2020]. Advice on effervescent preparations of paracetamol appears halfway down the first page of the pdf print-out.
[E8] [Text removed for publication]
[E9] Omega Pharma Ltd 2020. Solpadeine Headache Soluble Tablets: Packaging and patient information leaflet (Purchased 30th December 2020). Text addressing sodium content and issues is boxed in light blue.
[E10] Action on Salt. 2020. Action on Salt Members [Online]. Available: http://www.actiononsalt.org.uk/about/cash-members/ [Accessed 23rd December 2020].
- Submitting institution
- University of Dundee
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Bronchiectasis is a chronic respiratory disease characterised by bronchial dilation. Research by Professor Chalmers and his team has transformed the management of this debilitating condition resulting in greater awareness of the disease and its causes, leading to a shift away from reactive symptom control to proactive evidence-led management. Chalmers led the preparation of treatment guidelines, raised awareness, supported the development of a patient registry involving over 15,000 patients from >30 countries and championed a patient-focussed approach to research planning and guideline development. The development of a new drug therapy for the treatment of this previously neglected disease is currently in Phase 3 clinical trials led by Chalmers.
2. Underpinning research
Bronchiectasis is a chronic, debilitating respiratory disease characterised by permanent bronchial dilation and a constellation of symptoms including cough, sputum production and/or recurrent respiratory infections. Once thought rare, it is now among the three commonest chronic airway inflammatory diseases. Its prevalence in the UK was 125.7/100,000 in 2015 [cited in R1] and is increasing.
Recognising the challenge this set, Chalmers was key to the establishment of the European Multicentre Bronchiectasis Audit and Research Collaboration (EMBARC), the second phase of which runs to November 2021. Its objectives were to bring researchers together internationally to develop a European Bronchiectasis Registry and drive improvements in research, clinical care and education. Through EMBARC and the University of Dundee, Chalmers and colleagues established the European Bronchiectasis Registry to contribute to evidence-based guidelines and improve patient care [R1]. By 31-Dec-20 it had recruited >15,000 patients across 32 countries. The Registry database is held securely by the University of Dundee’s Health Informatics Centre.
Clinical decision-making in bronchiectasis involves identifying patients at risk of mortality, hospital admissions and exacerbations (acute deterioration with increasing sputum volume and purulence and/or systemic upset). In 2014, Chalmers and colleagues published a risk stratification tool which uses routine, readily available clinical parameters to identify patients at risk and those who are most likely to benefit from new treatments [R2]. This “Bronchiectasis Severity Index” (BSI), the first clinical prediction tool for bronchiectasis, was derived from an international multicentre prospective study involving 1310 patients in five cohorts. An online BSI calculator is now freely available [R2].
Chalmers has also demonstrated that patients who experience frequent exacerbations represent a distinct clinical phenotype, with poorer quality of life and increased risks of hospitalisation and mortality over five years [R3]. This is important in targeting preventative therapies appropriately and facilitating the design of effective clinical trials.
Pseudomonas aeruginosa is particularly problematic in bronchiectasis patients because of its ability to form biofilms and tendency to develop antimicrobial resistance. In the largest single study to date, Chalmers and colleagues addressed the prevalence and burden of chronic infection with P. aeruginosa in 2596 bronchiectasis patients across 10 centres in Europe and Israel [R4]. The prevalence of chronic infection with P. aeruginosa was 15%. Infection was independently associated with exacerbation frequency, hospital admissions and poor quality of life; mortality was also increased in patients with P. aeruginosa, particularly in those experiencing frequent exacerbations.
Independent patient data meta-analysis conducted by Chalmers through EMBARC has shown that long-term low-dose macrolide antibiotic treatment reduces exacerbation frequency [R5]. Similar benefits were observed in all subgroups, including patients with P. aeruginosa infection and those experiencing <3 exacerbations per year.
An EMBARC-sponsored systematic review and meta-analysis led by Chalmers and colleagues demonstrated reduced exacerbations and consistent antimicrobial efficacy with the use of inhaled antibiotics in 2597 adult bronchiectasis patients [R6]. Inhaled antibiotics were well tolerated and reduced both bacterial load and exacerbation frequency, in patients with bronchiectasis and chronic respiratory tract infections [R6].
This underpinning research has contributed to the better understanding of bronchiectasis by providing a key tool, the BSI, which can be used to identify patients at highest risk of complications. It has highlighted the harmful effects of exacerbations and P. aeruginosa and demonstrated the value of treatments such as macrolides and inhaled antibiotics. These findings have contributed to the development of treatment guidelines in Europe and beyond.
3. References to the research
[R1] Chalmers, J. D., Aliberti, S., Polverino, E., et al. (2016). The EMBARC European Bronchiectasis Registry: Protocol for an international observational study. ERJ Open Research, Vol. 2, no. 1, 00081-2015, pp1-9. DOI: 10.1183/23120541.00081-2015.
[R2] Chalmers, J. D., Goeminne, P., Aliberti, S., et al. (2014). The Bronchiectasis Severity Index. An international derivation and validation study. American Journal of Respiratory and Critical Care Medicine, Vol. 189 , No. 5, pp. 576-85 DOI: 10.1164/rccm.201309-1575OC. A printout of the online tool is appended ( http://www.bronchiectasisseverity.com/15-2/).
[R3] Chalmers, J. D., Aliberti, S., Filonenko, A., et al. (2018). Characterization of the "Frequent Exacerbator Phenotype" in bronchiectasis. American Journal of Respiratory and Critical Care Medicine, Vol. 197 , No. 11, pp. 1410-1420 DOI: 10.1164/rccm.201711-2202OC.
[R4] Araújo, D., Shteinberg, M., Aliberti, S., Goeminne, P. C., Hill, A. T., Fardon, T. C., Obradovic, D., Stone, G., Trautmann, M., Davis, A., Dimakou, K., Polverino, E., De Soyza, A., McDonnell, M. J. & Chalmers, J. D. (2018). The independent contribution of Pseudomonas aeruginosa infection to long-term clinical outcomes in bronchiectasis. European Respiratory Journal, Vol. 51, No. 2, 1701953 DOI: 10.1183/13993003.01953-2017.
[R5] Chalmers, J. D., Boersma, W., Lonergan, M., et al. (2019). Long-term macrolide antibiotics for the treatment of bronchiectasis in adults: An individual participant data meta-analysis. Lancet Respiratory Medicine, Vol. 7 , No. 10, pp. 845-854 DOI: 10.1016/s2213-2600(19)30191-2.
[R6] Laska, I. F., Crichton, M. L., Shoemark, A. & Chalmers, J. D. (2019). The efficacy and safety of inhaled antibiotics for the treatment of bronchiectasis in adults: A systematic review and meta-analysis. Lancet Respiratory Medicine, Vol. 7 , No. 10, pp. 855-869 DOI: 10.1016/s2213-2600(19)30185-7.
4. Details of the impact
Bronchiectasis is described by the President of the European Respiratory Society (2018-19) as a “neglected disease with a high morbidity and mortality” [E1]. Historically, poor awareness of the condition and a lack of research meant there was uncertainty about the underlying causes of bronchiectasis and the effectiveness of treatments, further compounded by poorly developed services.
Chalmers’ work has provided much-needed evidence for the investigation and management of bronchiectasis, shifting the clinical approach from reactive symptom control to proactive management based on an understanding of disease aetiology. His work has informed the first international guidelines for the management of bronchiectasis, raised global awareness of the disease and supported the establishment of a patient registry and patient-focussed approaches.
Development of international guidelines
Prior to 2017 there were no international treatment guidelines for bronchiectasis; management of the condition focused primarily on alleviating symptoms. Chalmers (with co-chair Polverino) directed the development of the 2017 European Respiratory Society (ERS) guidelines [E2]. The guidelines draw on Chalmers’ work, prioritising the prevention of exacerbations using mucoactive medications and antibiotics [R2]. According to the President of the ERS, the guidelines:
have been instrumental, as the first international guidelines published for this condition, in driving improvements in care including increased use of diagnostic testing [E1].
Following publication of the ERS guidelines, adoption of evidence-based interventions has increased. A comparison of three-year periods immediately before and after September 2017 reveals, among patients in the registry, increases in appropriate diagnostic testing from 44.7% to 51.8% (p<0.0001), airway clearance use from 47.0% to 57.4% (p<0.0001) and use of prophylactic antibiotic treatment from 28.6% to 32.2% (p=0.009) [E3].
Chalmers was also part of the British Thoracic Society Bronchiectasis in Adults Guideline Development Group [E4]. The resulting (2019) guideline recommends use of the BSI [R2] at baseline/diagnosis in all patients for evaluation and to support treatment planning.
Improving disease management and raising awareness worldwide
The impact of the research is evident beyond Europe. EMBARC (co-chaired by Chalmers) has driven improvements to bronchiectasis services across Europe as well as in Israel and India [E5].
In 2014, EMBARC partnered with the Respiratory Research Network of India to establish the Indian Bronchiectasis Registry. The Registry operates across 31 centres in India; it was the first prospective multicentre bronchiectasis registry established in a lower middle-income country [E6] and according to the Chair of the Respiratory Research Network of India, “by far the largest study into this orphan disease in an Asian country” [E7].
The research identified key differences with European studies including a distinct aetiology (the commonest underlying cause was tuberculosis) and characterisation (typified by early onset, extensive lung damage and severe symptomatology). The findings enabled physicians to identify how management of the condition could be improved, leading to an increased use of diagnostic testing for bronchiectasis patients and improved guideline adherence [E7]. Additionally the registry provided evidence of the underutilisation of macrolide antibiotics for frequently exacerbating patients, thus informing the development of evidence-based consensus recommendations aimed at increasing the use of macrolide antibiotics in bronchiectasis and other respiratory conditions (submitted January 2019, accepted September 2020; final publication March 2021 was delayed due to COVID) [E8].
The work of EMBARC is credited with raising awareness of the condition worldwide, leading to greater public and professional awareness of the disease and ensuring that the disease is now firmly established as a regular core topic at major international meetings [E1] [E7]:
Prior to 2015 there were no specific European meetings on bronchiectasis and the topic was rarely discussed at international society events… Bronchiectasis has now become a core topic, addressed at all international meetings such as the ERS and the American Thoracic Society annual meetings… [E1]
Promoting evidence-based interventions
Until recently, no licensed therapies for bronchiectasis were available and clinical trial findings were inconsistent, possibly because specific treatment-responsive endotypes of bronchiectasis had not yet been identified [E5]. The BSI [R2] is now used to characterise patients for randomised clinical trials and has been used in 12 clinical trials between its publication in March 2014 and the end of 2020. It was, for example, used in a 24-week Phase 2 trial led by Chalmers which tested the effectiveness of Brensocatib, a selective, orally active inhibitor of dipeptidyl peptidase I. This enzyme activates elastase during neutrophil maturation [E9]. The overall risk of exacerbation during the treatment period was 40% less than with placebo, demonstrating the benefits of an evidence-based approach to treatment. Brensocatib entered Phase 3 trials in December 2020, led by Chalmers (NCT04594369).
Championing a patient-focussed approach
Before the establishment of EMBARC, there was no formal patient organisation, charity or advocacy group for bronchiectasis. From the outset, EMBARC has been patient-focussed and, where appropriate, patient-led.
The EMBARC Roadmap Study Group including Chalmers and four “expert patients” set out to identify the challenges faced by bronchiectasis patients, their families and friends. A questionnaire asking what changes would most improve quality of life for people with bronchiectasis was published online in 12 languages, eliciting 1086 responses from 22 countries. The results were used to set priorities and develop an EMBARC consensus statement [E10].
Three members of the Patient Advisory Group established as a result of these efforts participated in the EMBARC steering group and were full members of the 2017 Guidelines Task Force [E11], the first-time patients had played such a role “….the patients’ perspective often differed from those of guideline panellists….[they]….made an important contribution in modifying the ultimate guideline recommendations” [E11].
Patients also led the development of the comprehensive “Patient Priorities: Bronchiectasis” online resources. The website holds a range of resources including factsheets in 21 languages, alongside videos and lay summaries of guidelines in multiple languages to support patients to understand and self-manage their bronchiectasis [E12]. In summary, according to the President of the European Respiratory Society 2018-19 [E1]:
There is no doubt that EMBARC and the collaborative European research that Professor Chalmers has led has been a major contributor.…It is no exaggeration to say that this research has transformed this previously neglected disease and is improving the lives of patients worldwide.
5. Sources to corroborate the impact
[E1] European Respiratory Society President 2018-19. To whom it may concern. Letter of Support 25th March 2021.
[E2] Polverino, E, Goeminne, PC, McDonnell, et al (2017), 'European Respiratory Society guidelines for the management of adult bronchiectasis', European Respiratory Journal, vol. 50, no. 3, 1700629, pp. 1-23 DOI: 10.1183/13993003.00629-2017. Chalmers is corresponding author. R1 is cited as Ref 12, R2 is cited as Ref 9; Chalmers is a co-author on 6 other papers cited.
[E3] Chalmers, J. D. 2020. European bronchiectasis registry analysis and guideline adherence dataset (unpublished data).
[E4] Hill, AT, Sullivan, AL, Chalmers, JD, et al (2019), 'British Thoracic Society Guideline for bronchiectasis in adults', Thorax, vol. 74, no. Suppl 1, 74, pp. 1-69 DOI: 10.1136/thoraxjnl-2018-212463. R2 is cited as Ref 120; Chalmers is a co-author on 7 other papers cited.
[E5] EMBARC Clinical Research Collaboration, Aliberti, S, Polverino, E, Chalmers, JD et al (2018), 'The European Multicentre Bronchiectasis Audit and Research Collaboration (EMBARC) ERS Clinical Research Collaboration', European Respiratory Journal, vol. 52, no. 5, 1802074, pp. 1-5 DOI: 10.1183/13993003.02074-2018. For the latest information, see https://www.bronchiectasis.eu/ [Accessed 31st December 2020].
[E6] Dhar, R, Singh, S, Talwar, D, et al (2019), 'Bronchiectasis in India: results from the European Multicentre Bronchiectasis Audit and Research Collaboration (EMBARC) and Respiratory Research Network of India Registry', The Lancet Global Health, vol. 7, no. 9, pp. e1269-e1279. DOI: 10.1016/s2214-109x(19)30327-4. Chalmers is corresponding author.
[E7] Chair of the Respiratory Research Network of India/EMBARC Bronchiectasis Registry. Re: REF2021 application entitled "Transforming the global management of bronchiectasis". Letter of Support, 18th March 2021.
[E8] Dhar, R., Talwar, D., Singh, V., Dumra, H., Rajan, S. & Jindal, S. K. (2021). Expert recommendations on the role of macrolides in chronic respiratory diseases. Lung India, Vol. 38 , No. 2 pp.174-182 DOI: 10.4103/lungindia.lungindia_498_19. Chalmers is co-author on 3 papers cited.
[E9] Chalmers, JD, Haworth, CS, Metersky, ML, et al (2020), 'Phase 2 Trial of the DPP-1 Inhibitor Brensocatib in Bronchiectasis', New England Journal of Medicine, vol. 383, no. 22, pp. 2127-2137. DOI: 10.1056/NEJMoa2021713. A list of other clinical trials which have used the Bronchiectasis Severity Index for patient characterisation is appended.
[E10] Aliberti, S, Masefield, S, Polverino, E, et al (2016), 'Research priorities in bronchiectasis: a consensus statement from the EMBARC Clinical Research Collaboration', European Respiratory Journal, vol. 48, no. 3, pp. 632-647. DOI: 10.1183/13993003.01888-2015. Chalmers is senior author.
[E11] European Multicentre Bronchiectasis Audit and Research Collaboration (EMBARC), European Lung Foundation (ELF), EMBARC/ELF patient advisory group, Chalmers, JD, Timothy, A, Polverino, E, Almagro, M, Ruddy, T, Powell, P & Boyd, J (2017), 'Patient participation in ERS guidelines and research projects: the EMBARC experience', Breathe, vol. 13, no. 3, pp. 194-207. DOI: 10.1183/20734735.009517.
[E12] European Lung Foundation. 2020. Patient priorities: Bronchiectasis [Online]. Available: https://www.europeanlunginfo.org/bronchiectasis [Accessed 30th December 2020].
- Submitting institution
- University of Dundee
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
The University of Dundee has pioneered the use of population-based integrated electronic health records for drug safety studies. The availability of such records creates affordable and efficient research opportunities, benefitting from large sample size and generalisable patient populations. Professor Lang has exploited this, demonstrating how enhanced linkage to vital records can support regulatory decision-making and guideline development, thus widening treatment options to improve health outcomes. His research has evidenced treatment targets and safe use of drugs in cardiovascular settings in which they would previously have been avoided.
2. Underpinning research
Electronic health records (EHRs) can be used to support evidence-based clinical decision-making where no randomised controlled trials exist, randomisation would be unethical or the diversity of the patient population means that informative trials would have to be unaffordably large.
This case study exemplifies the use of EHRs to address key knowledge gaps in Type II diabetes and chronic heart disease. It addresses two common and important clinical scenarios in which the absence of randomised trial data makes it difficult to outline an evidence-based treatment strategy.
Through its Tayside Medicine Monitoring Unit (MEMO) and Health Informatics Centre (HIC), which maintains a clinical data repository of eHealth data covering approximately 20% of the Scottish population and extending back 30 years, the University of Dundee pioneered the use of EHRs for drug safety studies. Working with MEMO and HIC, Lang linked EHRs with key cardiac investigations including echocardiograms to generate population data which was used to demonstrate the safe use of drugs that had previously been avoided because of perceived contraindications.
One such scenario is renin-angiotensin system (RAS) blockade in aortic stenosis, the commonest form of valvular heart disease in North America and Western Europe, affecting 2-4% of adults >65 years of age. Hypertension is a common comorbidity in patients with asymptomatic aortic stenosis; it is associated with a 56% higher incidence of cardiovascular events and a doubling in mortality. There was, until recently, uncertainty about the best drug treatment for this condition, but the role of the RAS in adverse left ventricular remodelling in aortic stenosis suggested the possibility of using RAS blockers. Population-based EHR research on 2117 aortic stenosis patients demonstrated a 23% reduction in cardiovascular events and 24% fewer deaths with RAS blockade [R1]. Lang’s team was the first to provide this key observational evidence that angiotensin-converting enzyme inhibitors or angiotensin II receptor 1 blockers are safe to use and associated with improved outcome in both aortic stenosis [R1] and aortic regurgitation [R2].
A second scenario is Type II diabetes and heart failure, a common, lethal disease combination. The prevalence of this combination in heart failure cohorts is 10-47% while in Type II diabetes it is 9-22%. Lang’s team investigated the use of metformin, which was previously listed as contraindicated in heart failure in both the British National Formulary (BNF) and Physicians’ Desk Reference because of concerns regarding lactic acidosis, in these patients. Analysis (published in 2001 and 2010) of the EHRs of 1847 Type II diabetics who had redeemed prescriptions for metformin between January 1993 and June 1995 showed that metformin was not only safe to use [R3; Emslie-Smith, Morris and colleagues ] but possibly associated with improved survival in patients with concomitant Type II diabetes mellitus and heart failure [R4].
Lang’s team also demonstrated the existence of a U-shaped relationship between HbA1c in both incident heart failure and mortality in patients with Type II diabetes and heart failure, the lowest risk being observed in patients with moderate glycaemic control (HbA1c 7.1-8.0%) [R5, R6]. This was important because, when combined with evidence that metformin could safely be used in patients with heart failure, it opened up the possibility of using this cheap, convenient oral treatment to maintain moderate glycaemic control in heart failure patients.
3. References to the research
[R1] Nadir, M. A., Wei, L., Elder, D. H., Libianto, R., Lim, T. K., Pauriah, M., Pringle, S. D., Doney, A. D., Choy, A. M., Struthers, A. D. & Lang, C. C. (2011) Impact of renin-angiotensin system blockade therapy on outcome in aortic stenosis. Journal of the American College of Cardiology, 58 (6) , pp. 570-576; DOI: 10.1016/j.jacc.2011.01.063.
[R2] Elder, D. H., Wei, L., Szwejkowski, B. R., Libianto, R., Nadir, A., Pauriah, M., Rekhraj, S., Lim, T. K., George, J., Doney, A., Pringle, S. D., Choy, A. M., Struthers, A. D. & Lang, C. C. (2011) The impact of renin-angiotensin-aldosterone system blockade on heart failure outcomes and mortality in patients identified to have aortic regurgitation: A large population cohort study. Journal of the American College of Cardiology, 58 (20) , pp. 2084-2091; DOI: 10.1016/j.jacc.2011.07.043.
[R3] Emslie-Smith, A. M., Boyle, D. I., Evans, J. M., Sullivan, F. & Morris, A. D. (2001) Contraindications to metformin therapy in patients with Type 2 diabetes - A population-based study of adherence to prescribing guidelines. Diabetic Medicine, 18 (6) , pp.483-488; DOI: 10.1046/j.1464-5491.2001.00509.x.
[R4] Evans, J. M., Doney, A. S., Alzadjali, M. A., Ogston, S. A., Petrie, J. R., Morris, A. D., Struthers, A. D., Wong, A. K. & Lang, C. C. (2010) Effect of metformin on mortality in patients with heart failure and Type 2 diabetes mellitus. American Journal of Cardiology, 106 (7) , pp. 1006-1010; DOI: 10.1016/j.amjcard.2010.05.031.
[R5] Elder, D. H., Singh, J. S., Levin, D., Donnelly, L. A., Choy, A. M., George, J., Struthers, A. D., Doney, A. S. & Lang, C. C. (2016) Mean HbA1c and mortality in diabetic individuals with heart failure: a population cohort study. European Journal of Heart Failure, 18 (1) , pp. 94-102; DOI: 10.1002/ejhf.455.
[R6] Parry, H. M., Deshmukh, H., Levin, D., Van Zuydam, N., Elder, D. H., Morris, A. D., Struthers, A. D., Palmer, C. N., Doney, A. S. & Lang, C. C. (2015) Both high and low HbA1c predict incident heart failure in Type 2 diabetes mellitus. Circulation: Heart Failure, 8 (2) , pp. 236-242; DOI: 10.1161/circheartfailure.113.000920.
Funding
British Heart Foundation: PG/06/143/21897 £175,467 Chim Lang
British Heart Foundation (2019-2022): “Immunometabolic Remodelling of Monocyte and Macrophage Responses by Metformin in Non-diabetic CVD”, PG/18/79/34106, £205,642, Chim Lang and Graham Rena
4. Details of the impact
Lang’s work has influenced guideline development and changed prescribing practice in both aortic stenosis and Type II diabetics with heart failure. His analysis of EHRs has been cited in professional body guidelines and scientific statements, leading to changes in prescribing practice. It also provided support for post-hoc analysis of clinical trials which identified potential benefits of RAS inhibitors in reducing hospital readmissions (thus benefitting patients and relieving pressure on health services) and mortality following transcatheter aortic valve implantation (TAVI) for aortic stenosis; this contributed to the design of the first study to prospectively explore the impact of RAS modulation in ventricular remodelling following TAVI.
Changing guidelines and practice and widening treatment options in Aortic Stenosis
By demonstrating that the use of RAS blockers in aortic stenosis is both safe and effective [R1], Lang influenced the development of American College of Cardiology (ACC) and American Heart Association (AHA) guidelines for the management of valvular heart disease; R1 is one of three studies cited in the 2014 Guidelines [E1] as underpinning evidence for the use of RAS blockers as anti-hypertensives in patients with aortic stenosis (Class 1, Level of Evidence: B). It also contributed to the development of advice on target blood pressure in aortic stenosis patients [E2]. The Guidelines Writing Committee Co-Chair writes [E3]:
… the evidence provided by Professor Lang’s research was used to support the recommendations for management of adults with aortic stenosis in both the 2014 and 2020 American College of Cardiology/American Heart Association Valvular Heart Disease Clinical Practice Guidelines.
R1 has also been cited in support of post-hoc analyses of large randomised controlled trials (e.g. PARTNER-2) [E4] and nationwide registry data [E5] investigating the benefit of RAS blockade in aortic stenosis patients undergoing TAVI. In both scenarios, treatment with RAS blockers was associated with reduced mortality 1-3 years post-procedure. In the case of treatment at discharge there was also a reduction in readmission to hospital due to heart failure [E5]. This secondary analysis contributed to the latest ACC/AHA guidelines on the use of RAS in TAVI, which state that “In patients who have undergone TAVI, RAS blockers may be considered to reduce the long-term risk of all-cause mortality” [E2]. R1 also helped to underpin the RASTAVI trial (NCT03201185) [E6], a randomised open label study examining the impact of RAS blockers on clinical outcomes and ventricular remodelling after TAVI. This work has directly influenced clinical practice guidelines on the treatment of hypertension in patients with aortic stenosis and indirectly contributed to the provision of additional medication options for aortic stenosis patients undergoing TAVI.
Changing guidelines and practice and widening treatment options in Type II diabetes with concomitant heart failure
In 2016, the FDA lifted its warning on the use of metformin in certain patients with reduced kidney function, acknowledging Lang’s evidence [R3] that metformin could safely be used in clinical practice outwith the then-current labelling indications [E7]. Prescribing practice has also changed in the UK: the BNF now advocates ‘caution’ when using metformin in patients with chronic stable heart failure rather than listing heart failure as a contraindication for metformin.
At around the same time the AHA issued a Scientific Consensus Statement [E8] which recognised Lang’s work demonstrating the safe use of metformin to achieve glycaemic control in patients suffering from Type II diabetes with concomitant heart failure. In 2019 the AHA and the Heart Failure Society of America (HFSA) issued a joint Scientific Statement [E9] identifying metformin as a treatment option in this group. This noted Lang’s evidence that metformin has a more acceptable safety profile than sulphonylureas and meant that patients with Type II diabetes and heart failure could be given metformin, which had previously been contraindicated in this group, thus changing clinical practice guidelines and widening treatment options.
Metformin can therefore be used to help achieve glycaemic control and HbA1c targets as recommended by contemporary clinical practice guidelines. The underpinning evidence of Lang’s team [R5] and others has influenced the development of advice on glycaemic control in patients with Type II diabetes and heart failure [E9]; the Co-Chair of Authors of the 2019 AHA/HFSA Scientific Statement writes [E10]:
… the Dundee group’s research on metformin use has also been impactful… showing that metformin is safe and may be beneficial in patients with HF. In the 2019 Scientific Statement, we considered use of metformin in patients with DM at risk of or with established HF to be reasonable.
Based on the above, I recognize the influence of Professor Lang’s group in guiding doctors on how to treat patients with DM and HF and wholeheartedly support his research agenda.
The Co-Chairs of Authors of the AHA/HFSA Scientific Statement [E9] and the ACC/AHA Valve Disease Guidelines [E2] both confirm Lang’s work influence on approaches to treatment across the world; indeed, the latter states [E3]:
Professor Lang’s research on RAS blockers in aortic valvular heart disease is a major therapeutic advance that has significant clinical impact and provides the foundation for evidence-based guidelines.
5. Sources to corroborate the impact
[E1] Nishimura, R. A., Otto, C. M., Bonow, R. O., Carabello, B. A., Erwin, J. P., III, Guyton, R. A., O'Gara, P. T., Ruiz, C. E., Skubas, N. J., Sorajja, P., Sundt, T. M., III & Thomas, J. D. (2014) 2014 AHA/ACC Guideline for the management of patients with valvular heart disease: Executive Summary: A report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines. Circulation, 129 (23) , pp. 2440-2492; DOI: 10.1161/cir.0000000000000029. R1 is cited in Section 3.3 (Reference 53); R2 is cited in Section 4.3 (Reference 90).
[E2] Otto, C. M., Nishimura, R. A., Bonow, R. O., Carabello, B. A., Erwin, J. P., III, Gentile, F., Jneid, H., Krieger, E. V., Mack, M., McLeod, C., O'Gara, P. T., Rigolin, V. H., Sundt, T. M., III, Thompson, A. & Toly, C. (2020) 2020 ACC/AHA Guideline for the management of patients with valvular heart disease: A report of the American College of Cardiology/American Heart Association Joint Committee on Clinical Practice Guidelines. Circulation , 143 (5), pp. e72-e227; DOI: 10.1161/cir.0000000000000923. R1 is cited in Section 3.2.2 (Reference 11); R2 is cited in Section 4.3.2 (Reference 5).
[E3] Co-Chair 2020, 2017 and 2014 ACC/AHA Valve Disease Guidelines Writing Committees. Re: REF2021. Letter of Support, 18th January 2021.
[E4] Chen, S., Redfors, B., Nazif, T., Kirtane, A., Crowley, A., Ben-Yehuda, O., Kapadia, S., Finn, M. T., Goel, S., Lindman, B. R., Alu, M. C., Chau, K. H., Thourani, V. H., Vahl, T. P., Douglas, P. S., Kodali, S. K. & Leon, M. B. (2020) Impact of renin-angiotensin system inhibitors on clinical outcomes in patients with severe aortic stenosis undergoing transcatheter aortic valve replacement: An analysis of from the PARTNER 2 trial and registries. European Heart Journal, 41 (8) , pp. 943-954; DOI: 10.1093/eurheartj/ehz769. R1 is cited in the first paragraph on page 949 (Reference 20).
[E5] Inohara, T., Manandhar, P., Kosinski, A. S., Matsouaka, R. A., Kohsaka, S., Mentz, R. J., Thourani, V. H., Carroll, J. D., Kirtane, A. J., Bavaria, J. E., Cohen, D. J., Kiefer, T. L., Gaca, J. G., Kapadia, S. R., Peterson, E. D. & Vemulapalli, S. 2018. Association of renin-angiotensin inhibitor treatment with mortality and heart failure readmission in patients with transcatheter aortic valve replacement. JAMA , 320 (21) , pp. 2231-2241; DOI: 10.1001/jama.2018.18077. R1 is cited in paragraph 2 on page 2232 (Reference 6).
[E6] Amat-Santos, I. J., Catalá, P., Diez Del Hoyo, F., Fernandez-Diaz, J. A., Alonso-Briales, J. H., Del Trigo, M., Regueiro, A., Juan-Salvadores, P., Serra, V., Gutierrez-Ibanes, E., Muñoz-García, A. J., Nombela-Franco, L., Sabate, M., Jimenez-Diaz, V. A., García Del Blanco, B., López, J., Varela-Falcón, L. H., Sevilla, T., Arnold, R., Revilla, A. & San Roman, J. A. (2018) Impact of renin-angiotensin system inhibitors on clinical outcomes and ventricular remodelling after transcatheter aortic valve implantation: Rationale and design of the RASTAVI randomised multicentre study. BMJ Open, 8 , e020255; DOI: 10.1136/bmjopen-2017-020255. R1 is cited under Statistical Analysis on page 3 (Reference 22).
[E7] US Food and Drug Administration. (2016) FDA revises warnings regarding use of the diabetes medicine metformin in certain patients with reduced kidney function [Online]. Available: https://www.fda.gov/media/96771/download [Accessed 30th December 2020]. R3 is cited in the Data Summary (Reference 7).
[E8] Bozkurt, B., Aguilar, D., Deswal, A., Dunbar, S. B., Francis, G. S., Horwich, T., Jessup, M., Kosiborod, M., Pritchett, A. M., Ramasubbu, K., Rosendorff, C. & Yancy, C. (2016) Contributory risk and management of comorbidities of hypertension, obesity, diabetes mellitus, hyperlipidemia, and metabolic syndrome in chronic heart failure: A Scientific Statement from the American Heart Association. Circulation, 134 (23) , pp. e535-e578; DOI: 10.1161/cir.0000000000000450. R4 is cited near the top of e456 (Reference 144).
[E9] Dunlay, S. M., Givertz, M. M., Aguilar, D., Allen, L. A., Chan, M., Desai, A. S., Deswal, A., Dickson, V. V., Kosiborod, M. N., Lekavich, C. L., McCoy, R. G., Mentz, R. J. & Piña, I. L. (2019) Type 2 diabetes mellitus and heart failure: A Scientific Statement from the American Heart Association and the Heart Failure Society of America: This statement does not represent an update of the 2017 ACC/AHA/HFSA Heart Failure Guideline Update. Circulation, 140 (7) , pp. e294-e324; DOI: 10.1161/cir.0000000000000691. R4 is cited in the last paragraph of e301 (Reference 127); R5 is cited in paragraph 2 of e298 (Reference 105); R6 is cited in paragraph 2 of e298 (Reference 104)
[E10] Co-Chair Scientific Statement from the American Heart Association and the Heart Failure Society of America 2021. Re: REF2021 Application Entitled, “Use of population-based health informatics research to improve care for patients with cardio-metabolic diseases”. Letter of Support, 15th January 2021.