Skip to main

Impact case study database

The impact case study database allows you to browse and search for impact case studies submitted to the REF 2021. Use the search and filters below to find the impact case studies you are looking for.

Search and filter

Filter by

  • Leeds Beckett University
   None selected
  • 13 - Architecture, Built Environment and Planning
   None selected
   None selected
   None selected
   None selected
   None selected
   None selected
Waiting for server
Download currently selected sections for currently selected case studies (spreadsheet) (generating)
Download currently selected case study PDFs (zip) (generating)
Download tags for the currently selected case studies (spreadsheet) (generating)
Currently displaying text from case study section
Showing impact case studies 1 to 3 of 3
Submitting institution
Leeds Beckett University
Unit of assessment
13 - Architecture, Built Environment and Planning
Summary impact type
Societal
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

The impact of this research has increased the capacity of neighbourhood groups to change statutory planning policy in England and enabled them to transform deprived areas of the inner city. It brought about a four-fold increase in the percentage of urban neighbourhoods participating in statutory planning policy and changed development decisions, empowering disadvantaged communities to plan and create safer and greener environments and to build a strong sense of place.

2. Underpinning research

How can participation be encouraged in deprived communities?

Widening participation in statutory planning is a UK government priority and the launch of neighbourhood planning as a new national policy initiative in 2011 was intended to enable local residents to devise plans that would shape the development of the places they lived and improve community wellbeing. Encouraging participation in deprived urban neighbourhoods has always been challenging and the majority of communities taking part in neighbourhood planning were in more affluent rural areas with parish councils.

To increase participation in deprived urban neighbourhoods Bradley set out to identify what residents might want to achieve, and what specific benefits could be gained through engagement in statutory development planning. Initial research with 144 residents in social and municipal housing estates across England demonstrated a desire for grass-roots decision-making in urban communities. Bradley discovered that social housing tenants who became directors of housing organisations did so with the express purpose of improving local services and the local environment (3.1). Further research with social housing tenants evidenced a strong desire to foster feelings of community belonging and demonstrated active involvement in community associations in inner-city neighbourhoods (3.2). The findings were published in peer-reviewed journals and indicated the potential for boosting participation among more deprived urban communities if decisions about the local environment and local services could be made locally and residents felt they could bring about real change (3.3).

What benefits would neighbourhood planning bring deprived communities?

Following the launch of neighbourhood planning in 2011, Leeds Beckett University was innovative in their focus on the engagement of urban deprived communities in the new initiative. Bradley was the first to identify the potential for neighbourhood planning to boost participation in local governance in the inner-city (3.4). Researching the attitudes of neighbourhood planning groups to housebuilding, findings showed that residents supported new housing development that met local needs and allowed communities to evolve (3.5). These findings were explored further to identify how neighbourhood planning could be used to enhance feelings of community and a shared sense of place (3.6). Bradley demonstrated that neighbourhood planning gave local residents the opportunity to shape urban development to meet community needs and improve health and wellbeing. Residents were able to protect and enhance local green spaces, create safer spaces for children’s play and improve facilities for cycling, for sustainable transport and safer travel to school (3.5, 3.6). Through this research, Bradley assembled a body of evidence for the practical benefits of neighbourhood planning that could be used to inspire others and boost participation. In pa they were able to illustrate the changes to statutory development planning that the residents of deprived urban communities could bring about if they got involved.

3. References to the research

3.1) Bradley, Q (2008) Capturing the Castle: tenant governance in social housing companies. Housing Studies. Vol. 23 (6): 879-897

3.2) Bradley, Q (2012) Proud to be a tenant: the construction of common cause among residents in social housing. Housing Studies. Vol. 27. (8): 1124-1141

3.3) Bradley, Q (2014) Bringing democracy back home: community localism and the domestication of political space. Environment & Planning D: Society & Space Vol.32 (4): 642-657
3.4) Bradley, Q (2015) The political identities of neighbourhood planning in England. Space and Polity. Vol.19 (2): 97-109
3.5) Bradley, Q. & Sparling, W. (2016) The Impact of Neighbourhood Planning and Localism on housebuilding in England. Housing, Theory and Society, Vol. 34 (1): 106-118

3.6) Bradley, Q (2017) Neighbourhood planning and the impact of place identity on housing development in England. Planning Theory & Practice. Vol.18 (2): 233-248

4. Details of the impact

.

The impact of this research at Leeds Beckett University has been to increase the capacity of the most disadvantaged neighbourhood groups in England to change statutory planning policy and to make changes to public space that improve wellbeing. Leeds Beckett University encouraged inner-city communities to take part in neighbourhood planning, a government initiative in local democracy launched in 2011. Across England as a whole, disadvantaged communities have encountered many obstacles in taking part in neighbourhood planning and they have missed out on the many economic, social, and environmental benefits. Economic benefits accrue to neighbourhoods who participate in this initiative through receipt of Community Infrastructure Levy income from new development, and social and environmental benefits come from the establishment of a spatial framework against which planning applications will be assessed. By scripting planning policy that will regulate development, disadvantaged communities can influence the quality and design of the built environment, the provision of open green spaces, the availability of cycle and pedestrian routes, recreation and play areas, and the opportunities for community services, jobs, and training.

Improving disadvantaged urban neighbourhoods through the empowerment of community groups

The impact of Bradley’s research resulted in a four-fold increase above the national average in the percentage of disadvantaged neighbourhoods establishing their own neighbourhood planning forums and beginning the process of creating a statutory neighbourhood development plan. These neighbourhood plans set out a community vision for the transformation of urban areas. The impact was first evaluated in Leeds where City Council records showed a radical uplift in urban neighbourhood plans compared to other cities. 37 per cent of the total number of communities taking part in neighbourhood planning in Leeds are from inner city urban areas, compared to only 9 per cent nationally. Furthermore 20 per cent out of the 35 designated neighbourhood forums in Leeds have super-output areas in the lowest, most disadvantaged, quintile of Index of Multiple Deprivation while in England the percentage of designated neighbourhood forums in the lowest quintile IMD is 7.5 per cent. This is a significant increase in the capacity of disadvantaged neighbourhoods to participate in statutory planning and to author their own development plans (5.1).

The neighbourhood plan designed by Holbeck, one of these disadvantaged urban areas, won the National Planning Award and the Royal Town Planning Institute Planning for Excellence Award in 2018 (5.2). The neighbourhood plan provided the blueprint for Holbeck to have good quality and affordable housing, a safe attractive environment, thriving local businesses and better connections for pedestrians, cyclists and sustainable transport​ to the city centre and adjacent neighbourhoods.

This impact was achieved by Bradley’s research through the delivery of nine interactive workshops from November 2015 to November 2017, drawing an attendance of approximately 50 people at each event from 25 neighbourhood planning groups in Leeds and surrounding areas (5.3). The participative workshops enabled groups from across deprived communities in Leeds to meet and to share experiences in a welcoming environment. Case study findings from Bradley’s published research were presented at these events to provide inspiration and good practice guidance to the neighbourhood groups. The research increased the confidence but also the ambition of inner-city groups.

Deryck Piper and Barbara Mitchell from Little Woodhouse Forum, one of the inner-city neighbourhood planning groups, attended all these workshops. They said that when they started their urban neighbourhood plan, they had absolutely no idea how to go about it. In contrast to the rural parish areas, they first had to set up a neighbourhood forum and then define their neighbourhood area. They spent their first year just trying to get the boundaries of the neighbourhood agreed. What they wanted, and what they got from the Leeds Beckett workshops, was to meet people who had already gone through these stages and could give them guidance, but also, as Barbara said:

“I think it was useful to us to meet other people in the same situation and realising that the inner-city forums were an unusual thing so that if we found it difficult, it wasn’t surprising.”

“There was so little face to face support available” Deryck said. “What you really want is someone to tell you what is useful. They [the workshops] came at just the right time.”

Deryck and Barbara liked the fact that Leeds Beckett University was an impartial and authoritative venue but also that the Leeds Beckett research created the space for a variety of views to be heard (5.4).

Leeds City Council's neighbourhood planning co-ordinator confirmed the contribution made by Leeds Beckett's research to encouraging people to participate in an unfamiliar process:

“In the inner city, in the more deprived communities, that understanding [of neighbourhood planning] simply was not there and the people who were part of those groups, generally speaking, didn’t often go to a workshop or a conference, so the fact that it was local, the fact that it was free, the fact that it felt relevant, and it was welcoming, I think that made a difference, just to get things moving, just to get that dialogue going”.

What Leeds Beckett achieved in these events was to bring neighbourhood planning to life and make it relevant to residents who had little knowledge or concern for planning policy or development allocations. In deprived inner-city communities, residents were primarily concerned with issues of a poor environment, but they also had little trust that anything would change because of their involvement. The neighbourhood planning co-ordinator said: “What happened in those workshops and conferences was those groups could actually see what was possible, and see what had been done elsewhere, or indeed some of the mistakes that had been made elsewhere. It oiled the wheels of neighbourhood planning in a big way.”

Bradley's research helped the residents to make links between planning and health and wellbeing as matters of concern in inner-city neighbourhoods which influenced the award-winning Holbeck neighbourhood plan:

“It brought planning from a physical thing, like the look of a building or the allocation of a site, to be something which is about ‘me’ and health and something I can relate to. And in turn it meant that one of the most distinctive features of the Holbeck neighbourhood plan is all of the policies around green space and green infrastructure. And that’s part of the health issue and health runs right through their policies and projects.” (5.5)

The impact achieved by Bradley’s research in Leeds led to invitations from other parts of the region. Local residents in the West Yorkshire towns of Hebden Bridge and Mytholmroyd asked for assistance in 2018 with drafting their neighbourhood plan. Leeds Beckett University worked with these residents to identify planning solutions to mitigate the effect of catastrophic flooding incidents resulting in a residential development proposal with houses built on stilts, a project that has attracted the interest of one of the UK’s most innovative private sector developers, Citu.

Helping communities change statutory planning policy

Following the successful support for neighbourhood planning groups in Northern England, Bradley was invited to advise community groups in Greater Manchester who wanted to influence statutory planning policy. These groups were concerned about the loss of recreational open space from development allocated in the Greater Manchester Combined Authority’s 2019 draft spatial framework. Bradley worked with 60 urban neighbourhood groups to help them interpret and comment on these plans, providing training on the planning system and research on planning policy. The impact of Leeds Beckett’s work with these local groups was evidenced in the 28,000 comments made on the draft Spatial Framework objecting to the loss of Green Belt land and in the decision of the Greater Manchester Combined Authority to reduce by half the amount of Green Belt land allocated for development in their amended plans (5.6). This ensured that locally valued environments were preserved for recreation and that new housing and commercial development was allocated on sites supported by the community.

The reach of Bradley’s research into community engagement in statutory planning then widened and in 2020 work was carried out a nation-wide study of community involvement in planning for housing development. Working with the national planning organisation CPRE and with over 500 participants in amenity groups across the country, Bradley enabled participants to respond to statutory consultation on the Planning White Paper published August 2020 and to feed in their views into a national review of planning policy (5.7). He continues to work with neighbourhood groups in the north of England whose ambition has expanded and who now intend to introduce low carbon planning policies to address the climate emergency.

5. Sources to corroborate the impact

5.1 List of made and emerging Leeds neighbourhood plans at Leeds City Council Neighbourhood Planning. Available at: https://www.leeds.gov.uk/planning/planning\-policy/neighbourhood\-planning/. Index of Multiple Deprivation from Leeds Observatory https://observatory.leeds.gov.uk/deprivation/. Further information in article published in ‘The Planner’ (published by RTPI) December 2015 (Available from: https://issuu.com/theplanner/docs/the_planner_december_2015), featuring interview with Bradley, on Page 30 ‘How goes the neighbourhood?’ and Page 42 ‘Plan Ahead’ providing publicity for Planning for and by communities on 9 December 2015 and Bradley’s edited book Localism & Neighbourhood Planning: power to the people (2017 published Policy Press).

5.2 Holbeck Neighbourhood Plan (2019) Holbeck wins National Planning Award. Available at: http://www.holbeckneighbourhoodplan.org.uk

5.3 List of nine seminars and workshops from November 2015 to November 2017 (attached). Additional evidence: RTPI Planning Aid England review of Leeds Beckett University seminar Neighbourhood Planning in One City on 12 May 2017 (Available from: https://www.ourneighbourhoodplanning.org.uk/case\-studies/view/755\). Confirmed by email from Holly McLaren RTPI 24/5/17

5.4 Testimonial from Barbara Mitchell and Deryck Piper from Little Woodhouse Neighbourhood Forum in Leeds in March 2020 (attached)

5.5 Testimonial from Leeds City Council Neighbourhood Planning Co-ordinator in March 2020 (attached)

5.6 Greater Manchester Combined Authority (2019) Greater Manchester’s Plan for Homes, Jobs, and the Environment (Greater Manchester Spatial Framework 2019 Draft) https://www.greatermanchester\-ca.gov.uk/what\-we\-do/housing/greater\-manchester\-spatial\-framework/. See also testimonial from Save Greater Manchester Green Belt sent on Twitter 29 September 2019 (attached)

5.7 CPRE October 2020 Newsletter including report from Bradley’s housebuilding research findings. Contributions to reports published by the Town and Country Planning Association in August https://www.tcpa.org.uk/the\-wrong\-answers\-to\-the\-wrong\-questions and in October 2020 https://www.tcpa.org.uk/the\-right\-answers\-to\-the\-right\-questions.

Submitting institution
Leeds Beckett University
Unit of assessment
13 - Architecture, Built Environment and Planning
Summary impact type
Technological
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Leeds Sustainability Institute (LSI) insights have led to changes to UK Building Regulations to improve the energy efficiency of homes. These changes are estimated to have prevented up to 120,000 tonnes of CO2 entering the atmosphere due to the reduction in energy used to heat homes and resulted in lower fuel bills for hundreds of thousands of homes worth over £66 million pounds during this REF period. The “co-heating” research method developed by the LSI has been adopted as the de-facto approach to understand the true energy efficiency of buildings by the International Energy Agency (IEA) and the UK Government.

2. Underpinning research

Discovering the performance gap in homes

This case study builds on underpinning research carried out for the Office of the Deputy Prime Minister (ODPM) and the Joseph Rowntree Foundation (JRF) by Leeds Beckett University (LBU). This research identified that the actual energy used in homes was greater than their designs intended. The research suggested that all 27 million homes in the UK had higher fuel bills and greater carbon emissions than was previously thought (3.1). Since 2003, LBU have characterised, measured, and investigated the causes and implications of this domestic energy performance gap through various building performance evaluation (BPE) research projects.

Establishing heat loss through party walls in new build homes

Research was carried out by LBU during the Stamford Brook project, a development of around 700 masonry dwellings, between 2004 and 2010, in partnership with the Department of Communities and Local Government (CLG), National Trust and housebuilders Redrow and Bryant Homes (3.4). This evaluated the impact of an enhanced energy performance standard designed for possible incorporation into an amendment to the new build element of Part L of the Building Regulations. Using co-heating tests, whole house heat transfer coefficients were measured to be up to 100% higher than predicted, a significant finding with large implications for national carbon policy and householder bills (3.2). Further investigations revealed, a thermal bypass operating in the party wall cavity. This phenomenon involves cold air entering the edges of an uninsulated and unsealed cavity party wall being heated by the conduction of heat through the party wall. The resultant hot air rises through the cavity and then escapes through the cold loft space, increasing the heat lost from the dwelling thermal envelope. This was a significant finding, as previous design and regulatory practice assumed that the heat loss from party walls was insignificant and hence had been ignored in the calculation of dwelling carbon emissions (3.2).

Developing methods for measuring true building performance; the Co-heating test

Between 2007 and 2010, LBU undertook the Elm Tree Mews project, also funded by JRF. LBU again measured significant underperformance in both fabric and services, with dwelling heat loss measured to be 54% higher than designed (3.3). The electric co-heating test for measuring the real performance of buildings, called the heat transfer coefficient (HTC), were significantly refined and developed during this project. One meta-study published by the group summarised the data specifically for a range of 25 new dwellings, indicating that homes consume on average over 1.6 times their predicted values (3.5).

Reducing heat loss through existing party cavity walls

The Core Cities Green Deal funded by the Department for Energy and Climate Change (DECC), between 2013 and 2017, LBU further explored the party wall bypass phenomenon, identifying its presence this time in existing dwellings, not just new build dwellings. It was identified that a cavity party wall full-fill retrofit could reduce whole house heat loss by 8% in some instances (3.6). Following this discovery, LBU undertook another project in 2017 with the Department for Business Energy and Industrial Strategy (BEIS) to characterise and measure heat loss through a variety of cavity party walls. This work identified that the mean measured party wall U-values varied greatly from 0.21 to 0.81 W/m²K (5.5), indicating that party wall insulation retrofits could meaningfully reduce heating consumption and fuel bills.

Identifying the performance gap in retrofits of existing buildings

These projects also identified more broadly that the domestic performance gap relates not only to new build homes but also retrofits taking place in existing homes. In the Core Cities Green Deal project, the energy efficiency of 65 homes was measured before and after they underwent retrofits. The research measured a performance gap in wall U values of up to 21%, and identified causes and implications of underperformance, for existing homes were similar to those observed in new build homes (3.6).

3. References to the research

  1. Bell, M., Smith, M. and Miles-Shenton, D. (2005) Condensation risk — impact of improvements to Part L and Robust Details on Part C. Report Number 7 -Final report on project Field work. IN Oreszczyn, T. Mumovic, D, Davies, Ridley, I. Bell, M., Smith, M., Miles-Shenton, D. (2011) Condensation risk — impact of improvements to Part L and robust details on Part C: Final report: BD2414. Communities and Local Government, HMSO, London. [ISBN: 978 1 4098 2882 2 UK]

  2. Lowe, R.J., Wingfield, J. Bell, M. and Bell, J.M. (2007). Evidence for heat losses via party wall cavities in masonry construction. Building Services Engineering Research and Technology, Vol 28 No. 2, pp.161-181

  3. Bell, M., Black, M., Davies, H., Partington, R., Ross, D., Pannell, R. And Adams, D. (2010) Carbon compliance for tomorrow's new homes: A review of the modelling tool and assumptions. — Topic 4: Closing the Gap Between Designed and Built Performance. Report number ZCHD130210, Zero Carbon Hub, London. www.zerocarbonhub.org

  4. Wingfield, J., Bell, M., Miles-Shenton, D., South, T. and Lowe, R.J. (2011). Evaluating the impact of an enhanced energy performance standard on load-bearing masonry domestic construction: Understanding the gap between designed and real performance: lessons from Stamford Brook. Communities and Local Government, HMSO, London. [ISBN: 978 1 4098 2891 4] http://webarchive.nationalarchives.gov.uk/20120919132719/http://www.communities.gov.uk/documents/corporate/pdf/2219033.pdf

  5. Johnston, D., and Miles-Shenton, D., and Farmer, D., (2015) Quantifying the domestic building fabric 'performance gap'. Building Services Engineering Research and Technology, 36 (5). 614 – 627

  6. Gorse C, Glew D, Johnston D, Fylan F, Miles-Shenton D, Smith M, Brooke-Peat M, Farmer D, Stafford A, Fletcher M (2017) Core cities Green Deal monitoring project, Leeds, Department of Energy and Climate Change. https://www.gov.uk/government/publications/core-cities-green-deal-monitoring-project-leeds

4. Details of the impact

.

Lowering household fuel bills

Following LBU research, party wall heat loss was incorporated into the 2010 Part L of the UK Building Regulations (5.1). This has led to substantial impact in this REF cycle, specifically all new homes built after 2014 have fuel lower bills. Removing the party wall bypass in existing dwellings may reduce whole house heat loss by up to 8% (3.6), when a party cavity wall is not capped. This may be used as a proxy to quantify the impact of the regulatory changes for new build homes. The average annual gas bill in England and Wales in 2019 was £588 (5.2), and of this around 2/3rds may be used for space heating. Thus, removing the party wall heat loss mechanism could equate to a maximum of £31 per home, per year. 53.5% of homes are terraced or semi-detached properties (5.3) and therefore, contain at least one-party wall, and there have been just over 1 million homes built 2013 and 2019 (5.4). Assuming the same proportion (53.5%) of these have a cavity party wall, this equates to cumulative maximum savings of £66 million during this period alone, assuming these party walls would have otherwise been poorly performing. Even if only a fraction these party walls would have been poorly performing this still equates to millions of pounds of fuel bill savings.

In addition, data suggests that 1,724 existing homes have had party cavity wall insulation (PCWI) retrofits funded via the Energy Company Obligation (ECO) during this period (5.5), resulting in a further maximum saving of £53,000 per annum collectively for these homes. It is important to recognise that these savings will be achieved every year as long as the insulation remains installed in the homes, which could be many decades. These savings are based on heat loss reduction measured from the retrofit of a single party wall. However, even if the national average savings indicated here were only half this per house (i.e. some party walls were better performing), this still represents a huge financial saving of millions of pounds to UK households every year.

New markets for domestic construction businesses

Incorporation of the party wall bypass for new build homes has increased the sales of insulation substantially. Cavity wall insulation can cost £10 per m2 (5.6) and party walls may be 25m2 representing a new build market of up to £250 million for the million new homes built during the 2014 to 2020 REF period. This will grow year on year as new homes are added to the housing stock. The party wall bypass is also now being addressed through retrofitting existing homes. There are estimated to be 7.3 million existing homes in the UK with cavity party walls with potential to be insulated, though the extent of the party wall bypass in these homes is not known (5.7). Assuming only half of these homes could have a cavity party wall retrofit and considering that the average cost of a retrofit is £350 per home (5.6), LBU findings have unlocked a market worth up to £1.2 billion. Following LBU research, party cavity wall retrofits were adopted into the Energy Company Obligations (ECO) policy in 2013, a government energy efficiency scheme to help reduce carbon emissions, with the impact that these now make up 0.7% of all ECO funded retrofits taking place (5.5).

Reducing Fuel Consumption for low-income households

In this REF period, the Government’s fuel poverty policy (ECO), has funded 1,724 party cavity wall insulation retrofits. People in fuel poverty are more at risk of health problems resulting from cold homes, party wall retrofits can improve thermal comfort and make homes easier to heat. The discovery of the bypass by LBU has therefore contributed to health and wellbeing of thousands of occupants in these retrofitted homes.

Preventing Carbon Emissions

The impact of party cavity wall insulation in new build and existing homes also means fewer carbon emissions. The maximum estimated national fuel bill savings, previously mentioned of £66 million, means that, assuming gas sells at 4p per kWh, up to 2.6 GWh of gas use may have been avoided in this REF period. At the Government’s conversion rate of 1.83 kgCO2eq per kWh of gas, we can estimate up to 120,000 tonnes of CO2eq for the qualifying period was avoided by insulating party cavity walls, assuming they would have otherwise been poorly performing. The significance of this saving is further enhanced in that these savings will continue to be achieved each year, and every new home built in the UK in the future will also benefit.

Leading policy reform around domestic construction performance gap

Bell was chair and lead author for several Zero Carbon Hub repots, a public private partnership, set up to review industry practice, academic research, and state of the art of UK construction, including the highly acclaimed End of Term Route Map for achieving zero carbon homes in this REF period (5.8).

This led to LBU research being recognized in national press for establishing and quantifying the building fabric thermal “performance gap” and contributing to a U-turn in the acceptance of UK housebuilders to this phenomenon (5.9).

The LBU co-heating protocol has been promoted by the IEA and is in the process of being developed into an international standard by the European Committee for Standardization (CEN). The protocol has also been adopted by the UK Government in multiple research projects worth over £10 million during this REF period and is recognised as the ‘ best currently available and proven measurement option for calculating the heat transfer coefficient of homes” (5.10).

5. Sources to corroborate the impact

  1. HM Government, (2016), Building Regulations for England and Wales, Part L - Conservation of fuel and power, Approved Document L1A: Conservation of fuel and power in new dwellings, https://www.planningportal.co.uk/info/200135/approved_documents/74/part_l_-_conservation_of_fuel_and_power

  2. BEIS, (2020), Annual domestic energy bills, Statistical data set https://www.gov.uk/government/statistical-data-sets/annual-domestic-energy-price-statistics

  3. BEIS, (2019), English Housing Survey 2017: stock condition, National Statistics https://www.gov.uk/government/statistics/english-housing-survey-2017-stock-condition

  4. MHCLG (2020), House building; new build dwellings, England: December Quarter 2019, Statistical release, https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/875361/House_Building_Release_December_2019.pdf

  5. BEIS (2020), Household Energy Efficiency Statistics, headline release (March 2020), https://www.gov.uk/government/statistics/household-energy-efficiency-statistics-headline-release-march-2020

  6. Palmer, Livingstone, Adams, (2017), What does it cost to retrofit homes, Updating the Cost Assumptions for BEIS’s Energy Efficiency Modelling, Cambridge Architectural Research, BEIS, https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/656866/BEIS_Update_of_Domestic_Cost_Assumptions_031017.pdf

  7. Jason Palmer, Nicola Terry, David Johnston, Dominic Miles-Shenton, Christopher Gorse, Peter Pope (2019) Cavity party walls: measuring U-values, www.gov.uk/government/publications/cavity-party-walls-measuring-u-values

  8. Zero Carbon Hub, (2014), Closing the Gap Between Design & As-Built Performance, End Of Term Report, Zero Carbon Hub, London, www.zerocarbonhub.org/sites/default/files/resources/reports/Design_vs_As_Built_Performance_Gap_End_of_Term_Report_0.pdf

  9. A load of hot air, (2015), Sunday Times, 22nd November, Page 6

  10. BEIS (2019), Smart Meter Enabled Thermal Efficiency Ratings (SMETER) Innovation Competition: Phase 2 Application Guidance Notes. [online] Available at: https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/826330/SMETER_Innovation_Competition_Phase_2_-_Application_Guidance_Notes.pdf.

Submitting institution
Leeds Beckett University
Unit of assessment
13 - Architecture, Built Environment and Planning
Summary impact type
Environmental
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Multidisciplinary research work conducted by LBU, and partner organisations, has helped improve the water supplies for around 10,800 rural people in southern Malawi. It has established the country’s first postgraduate course on water management at the Polytechnic. Graduates are now working in-country on water improvement projects as well as the development of new policy to promote and implement good practise. Furthermore, our MANTIS (Monitoring & Analytics to Improve Service) pilot trials have helped Gambia's government to monitor the operational status of water pumps serving approximately 3,000 people across the country allowing the Rural Water Resources Department to quickly respond and repair broken infrastructure.

2. Underpinning research

Rural water infrastructure across the Global South is often broken, and groundwater frequently contaminated and consumed untreated. The subsequently high levels of water-related diseases annually kill over 3.5 million people. These issues require urgent attention if the United Nations Sustainable Development Goals (SDGs) are to be met by 2030.

In 2005 Dr Pritchard commenced an extensive shallow well field-monitoring programme throughout southern Malawi to document the drinking water quality of over 17,000 Malawians over 5 years [1], funded by the WARFSA (P232) and WaterNet. This demonstrated that approximately 80% of wells failed in the dry season, increasing to 95% in the wet season ( this work was submitted in REF2014). Follow-on activities sought to address these grossly contaminated shallow wells. Primarily, this involved dialogue with water officers and village chiefs to develop short-term remediation strategies. However, the evident need for longer-term approaches led to our current two-pronged strategy:

  1. To tackle policy and educational issues regarding current practises
  • Funding was obtained from DelPHE (Round 4 #603) to develop an in-country postgraduate provision at the Malawi Polytechnic to educate water officials, community leaders, NGO practitioners and other water stakeholders.

  • Further grants were secured from the EU FP7 and Innovate UK funding mechanisms. These projects facilitated dialogue with water stakeholders in the EU, Brazil, India, Gambia and Sierra Leone.

  1. To develop appropriate field-based technologies to significantly improve the water quality infrastructure and operational reliability of rural community water-points.

This work consisted of the following themes (detailed below) and was conducted in Malawi (2010–ongoing), India (ongoing), Brazil (2013–17), Sierra Leone (2016–17) and Gambia (2017).

  • Scientific investigation of more appropriate and sustainable materials (plant extracts) for water treatment: The limited availability and expense of chemical coagulants led to research into the use of indigenous coagulants for the Global South. This involved the formulation of a plant extract inventory, including coagulation performance and toxicity related laboratory analysis [2]. Under optimum conditions, it was shown that 90% of impurities can be removed from shallow well water. Our investigations were subsequently expanded to explore the use of plant extracts for water treatment within the Amazon Region of Brazil [3]. This collaborative research with Universities from Brazil, Italy and Spain was supported by the EU FP7 AguaSocial Project (Ref: PIRSES-GA-2013-6126) and spin-off Erasmus+ (UK-Brazil) partnerships. Project outputs were disseminated to various stakeholders via international events (e.g., EU Green Week 2014); academic publications and social media.

  • **Development of innovative community-based water purification systems: The LBU team developed a novel retrofit system for treating groundwater from existing extraction points [4]. Basically, water is extracted from the well to a coagulation chamber. Once this chamber is full, the coagulant (natural plant extract) is added and mixed, the supernatant (purified water) is then decanted, with around an 80% improvement in water quality achieved.

  • **Operational reliability: In 2010, Dr Swan began research into the operational reliability of rural water supplies; this evolved into two projects to improve: (a). post-construction monitoring and (b). maintenance funding streams [5 & 6]. These investigations benefited from three separate Innovate UK funding awards. This funding facilitated MANTIS project field trials in Gambia and Sierra Leone – leading to collaborations with three SMEs and resulting in a marketable product. Spin-off Innovate UK/GCRF funding was awarded in 2020 to explore market opportunities in India for the MANTIS system.

3. References to the research

[1] Pritchard, M., Mkandawire T. and O’Neill, J.G. (2008) ‘Assessment of groundwater quality in shallow wells within the southern districts of Malawi, Physics and Chemistry of the Earth Journal, Vol. 33, Aug. pp. 812–823. ISBN 1474-7065 - Peer-reviewed, impact factor 1.362, 5-year impact factor: 1.138.

[2] Pritchard, M., Craven, T., Mkandawire, T., Edmondson, A. and O’Neill J.G. (2010) “A study of the parameters affecting the effectiveness of Moringa oleifera in drinking water purification”, Physics and Chemistry of the Earth Journal, Vol. 35, Aug. pp. 791–797. ISBN 1474-7065 – Peer-reviewed, impact factor 0.975, 5-year impact factor: 1.292 (based on 2009 data).

[3] Cardoso-Castro, P., Swan, A. and Mendes, R., 2018. Exploring the key issues and stakeholders associated with the application of rainwater systems within the Amazon Region. Journal of Entrepreneurship and Sustainability Issues, 5(4).

DOI: https://doi.org/10.9770/jesi.2018.5.4(2)

[4] Pritchard, M., Edmondson, A., Craven, T. and Mkandawire, T. 2015, Chapter 18: Development of sustainable drinking water quality solutions for rural communities in the developing world. In Gorse, C and Dastbaz, M (Eds.) International SEEDS Conference, 17 18 September 2015, Leeds Beckett University UK, Sustainable Ecological Engineering Design for Society. Springer International Publishing, pp. 259–277. ISBN: 978-3-319-32645-0 (Print) 978-3-319-32646-7 (Online).

DOI: http://link.springer.com/chapter/10.1007%2F978-3-319-32646-7_18

[5] Swan, A., Kenny, O., Logan, I. and Ballam, D., 2019, December. A pilot study from The Gambia to improve access to water, energy and mobile phones. In Proceedings of the Institution of Civil Engineers-Water Management (Vol. 172, No. 6, pp. 273-283). Thomas Telford Ltd.

DOI: https://doi.org/10.1680/jwama.17.00053

[6] Swan, A., Skipworth, P., Walker, L. and Thursfield, G., 2018. Field testing a remote monitoring system for hand water pumps. Water Practice & Technology, 13(4), pp.821-831.

DOI: https://doi.org/10.2166/wpt.2018.093

4. Details of the impact

.

Potable water is vital for improving the health, welfare, and productivity of populations. Clean water is also essential for sustainable development. The longer-term benefits of consuming potable water will directly contribute to the health of the population, quality of life, and drive economic growth.

Improving water quality in Malawi

After undertaking the shallow well field-monitoring programme in southern Malawi pre-2014, LBU’s team worked with water officers, community leaders and village chiefs associated with heavily contaminated wells to implement short-term remediation strategies to minimise potential outbreaks of water-related diseases. For example, this involved segregation of water supplies into washing and drinking; the use of basic indicators to assess quality; and the implementation of primary treatment before drinking. Also, to repairing and maintaining the extraction points and surrounding areas to eliminate further deterioration of water quality. Approximately 88% of Water Officials contacted reported that “there has been less reported cases of waterborne diseases, such as cholera, and child mortality rates have gradually dropped” thereby resulting in a corresponding “economic growth” [A].

This work was awarded first prize at the ‘Research Councils/UK Water’ Research Impact Awards in 2015 for ‘reducing waterborne diseases from shallow wells in the developing world’ [B]. Inter alia, the ‘Water Resources Investment Strategy’, World Bank funded, captured the data to develop policy. Hence, influencing future policy [C].

The setup and teaching of the Malawi Polytechnic’s postgraduate provision

Dr Pritchard also led an international team of four academics and two industrialists to develop and promote Malawi Polytechnic’s first postgraduate provision directed towards water management. As part of the setup of this programme, a dedicated postgraduate computer room was initiated. This room was the first of a kind at the Malawi Polytechnic, and helped them address the 4E framework for e-learning. This allowed novel teaching approaches to be introduced. For example, the MSc modules were structured to the format of project/problem-based learning, where students assessed water quality case study data and used this information to solve real-life problems related to Malawi. Overall, a first-class environment was created to train future water professionals within sub-Saharan Africa. Graduates from this course are now working in the water sector – promoting good practise as well as ensuring current guidelines are enforced; all of which results in less outbreaks of waterborne diseases, hence a reduction in water related deaths. For example, a graduate from the programme, who currently manages 26 people, has worked on the “Accreditation of some methods at Central Water laboratory Lilongwe Water and Sanitation Project Water Resources Monitoring Project”. Other notable projects from different graduates include the “ Rehabilitation of Chikwina Mpamba Gravity Water Supply System”, which consisted of “ intake works, 13 kms transmission mains and 30 kms distributions mains with over 100 tap points” as well as work on the “review of national water policy”. The resulting impacts from these projects, which graduates have worked on, have been reported to have “helped in improving people's livelihoods and this has had an effect on the economy” [D] .

Improving operational reliability of rural water pumps

A recent expansion of the team’s research portfolio relates to Dr Swan’s work to improve the operational reliability of rural water infrastructure [5 & 6]. Various monitoring systems have been developed for water infrastructure across the Global South. However, many such technologies use complex data collection systems, which are energy-hungry and expensive. The MANTIS system is a power efficient and low-cost system which was developed at LBU. It detects whether the water pump is in regular use and reports patterns of usage via a web-interface. The prototype technology was ‘market-readied’ via collaborations between the University and two SMEs: Environmental Monitoring Solutions Ltd (EMS) and VisualWind Ltd (VW). This venture attracted three separate Innovate UK funding awards (IUK Project Refs: 751888; 132583 and 67621), which facilitated demonstration projects in Gambia and Sierra Leone (2016-17) to monitor water infrastructure serving approximately 3,000 people [E]. In Gambia, the MANTIS system successfully detected water pump failures and informed the country’s Rural Water Resources Department, who were able to more quickly implement repairs [E]. Spin-off meetings were held with a range of key stakeholders, including members of the Gambian government (e.g., Gambia’s Minister of Water Resources) and a number of international NGOs/charities [F]. Our current Innovate UK project is exploring market opportunities for the MANTIS system in India.

In March 2020, the MANTIS system was highlighted by the Institution of Civil Engineers (ICE) as a best practice exemplar [G] for addressing the complex and pressing challenges of SDG 6. In November 2020, the ICE published a book to commemorate the 75th year of the United Nations and the corresponding progress towards engineering sustainability. This publication features an article on LBU’s MANTIS project, alongside contributions from UN agencies and other prominent organisations such as WaterAid and Oxford University [H].

5. Sources to corroborate the impact

  1. Water Officials & NGOs Impact Survey Report 2021, Malawi.

  2. The Research Councils UK Water Research Impact Awards – Process Technologies in 2015 for ‘reducing waterborne diseases from shallow wells in the developing world’ < http://www.waterindustryforum.com/whatsnew/winners-announced-for-wif-impact-awards-2015/>

  3. Data from this study has been fed into the: ‘Water Resources Investment Strategy, Component 1 – Water Resources Assessment’ Government of the Republic of Malawi Ministry of Irrigation and Water Development Second National Water Development Project (NWDP II).

  4. MSc Impact Survey Report 2021, Malawi.

  5. Impact testimonial: Innovate UK MANTIS SME Partner – Industrial collaborator with the Leeds Becket University on the MANTIS Project and field trials in Gambia & Sierra Leone.

  6. Letter of Support from Gambia’s Department of Water Resources - confirming MANTIS Project team visit and field trials in Gambia.

  7. MANTIS – Perspective from Institution of Civil Engineers (Professional Body)  Urgent Action Water - ICE eBook publication, Regal Press Limited, <page 18-19> Available from: https://www.ice.org.uk/news-and-insight/latest-ice-news/new-ebook-looks-at-creating-sustainable-future

  8. UN75: Sustainable Engineering in Action, ISBN-10:1911339435; ISBN-13:978-1911339434 <Pages 80-81> Publisher: Artifice Press (November 16, 2020); E-book version available from < https://www.un-75.org/ebook>

Showing impact case studies 1 to 3 of 3

Filter by higher education institution

UK regions
Select one or more of the following higher education institutions and then click Apply selected filters when you have finished.
No higher education institutions found.
Institutions

Filter by unit of assessment

Main panels
Select one or more of the following units of assessment and then click Apply selected filters when you have finished.
No unit of assessments found.
Units of assessment

Filter by continued case study

Select one or more of the following states and then click Apply selected filters when you have finished.

Filter by summary impact type

Select one or more of the following summary impact types and then click Apply selected filters when you have finished.

Filter by impact UK location

UK Countries
Select one or more of the following UK locations and then click Apply selected filters when you have finished.
No UK locations found.
Impact UK locations

Filter by impact global location

Continents
Select one or more of the following global locations and then click Apply selected filters when you have finished.
No global locations found.
Impact global locations

Filter by underpinning research subject

Subject areas
Select one or more of the following underpinning research subjects and then click Apply selected filters when you have finished.
No subjects found.
Underpinning research subjects