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- University of Newcastle upon Tyne
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Submitting institution
- University of Newcastle upon Tyne
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Compared with single births, the 11,000 multiple births every year in the UK carry a greater risk of adverse outcomes, which can include the death of one or more babies. While loss in a pregnancy at any stage is devastating, loss from a multiple pregnancy presents a specific challenge as parents are often faced with caring for surviving babies while undergoing the grieving process. Newcastle conducted extensive collaborative research with parents and healthcare professionals, and identified several important changes in practice that parents found helpful. These recommendations have informed national and international best practice, which have measurably increased clinicians’ confidence in supporting parents.
2. Underpinning research
Background and unmet need
In the UK, there were 11,153 multiple births in 2018, of which 11,010 were a twin birth and 143 were tripletsFootnote: . Multiple pregnancies have a greater risk of adverse outcomes, including the death of one or more babies. The death of one multiple after the first trimester (after 12 completed weeks of pregnancy) occurs in 4-8% of twin pregnancies, and in 11-17% of tripletsFootnote: . A Newcastle study (R1) found that neither stillbirth nor neonatal death rates from a multiple pregnancy improved over a 10-year period.
While loss from a pregnancy at any stage or soon after birth is devastating for a parent, Newcastle research found that loss from a multiple pregnancy presents a specific set of issues, such as still needing to care for the surviving baby whilst coping with the bereavement; or loss of their “special status” as parents of multiples. Many hospital support services are not properly equipped to deal with these specific needs, such as being able to deliver continuity of care. In addition, healthcare professionals (HCPs) often do not know how best to offer support during this traumatic time. A 2016 Newcastle-led survey of 293 HCPsFootnote: found that less than half had received training on supporting loss from a twin pregnancy, a third felt that current training and guidelines were inadequate and around two thirds wanted more training.
The contributions of Newcastle research
To understand the support parents needed from HCPs, Newcastle conducted in-depth semi-structured qualitative interviews with 14 parents who had experienced a loss from a multiple pregnancy (R2). Participants stressed how highly they valued HCPs who showed sensitivity to their loss. Additionally, this study highlighted that many of the parents’ needs can be met by relatively small changes, including placing a surviving twin away from healthy sets of multiples; using the names of both deceased and surviving babies; recognising the twin identity of the surviving baby; allowing parents to talk about their loss; and providing continuity of the baby’s care team. These small changes in practice substantially improved parents’ well-being, and the paper made recommendations for best practice.
The second study (R3) used the same methodology to interview 26 HCPs. Three common themes were found: first, in daily interactions with bereaved parents there was a fundamental difference between caring for parents who had lost a singleton compared with death from a multiple pregnancy, and that the HCPs felt less confident about addressing the emotional needs of the latter group of parents. Secondly, HCPs expressed a need for specialist training in supporting the specific emotions felt by parents in this situation. Thirdly, the practical steps outlined above were acknowledged as good practice to demonstrate sensitive care to parents. The findings from R2 and R3 were combined into practical best practice guidance (R4) using an iterative co-design approach closely involving parents and HCPs.
Finally, a key theme that emerged from the research was recognition of twin status. In the initial workshop (R2), one practical suggestion was placing a symbol on the cot indicating the baby has a deceased twin, to avoid parents having to repeatedly explain the situation. As a result, a local project (R5) printed and distributed cot cards with a purple butterfly and space to write in the deceased child’s name (right). Results from R5 showed that all parents who had undergone such a bereavement chose to use a card and found it helpful. In addition, staff appreciated the reminder of twin status and felt more able to discuss the loss with parents.
The guidelines and cot cards were taken forward as the Butterfly Project (R5). Cot cards were distributed in collaboration with the Skye High Foundation, a UK charity recently established specifically to help families dealing with loss from a multiple birth.
3. References to the research
Journal rankings taken from http://www.scimagojr.com/journalrank.php?category=2729. Newcastle researchers in bold.
Glinianaia SV, Rankin J, Sturgiss SN, Ward Platt MP, Crowder D, Bell R. (2013) The North of England Survey of Twin and Multiple Pregnancy. Twin Research and Human Genetics. 16(1):112-6. DOI: 10.1017/thg.2012.65.
Richards J, Graham R, Embleton ND, Campbell C, Rankin J. (2015) Mothers' perspectives on the perinatal loss of a co-twin: A qualitative study. BMC Pregnancy & Childbirth. 15:143. DOI: 10.1186/s12884-015-0579-z. Rank: 19/173 in Obs and Gynae.
Richards J, Graham RH, Embleton ND, Rankin J. (2016) Health professionals' perspectives on bereavement following loss from a twin pregnancy: A qualitative study. Journal of Perinatology. 36(7):529-32. DOI: 10.1038/jp.2016.13. Rank: 10/173 in Obs and Gynae.
Hayes L, Richards J, Crowe L, Campbell C, Embleton ND, Rankin J. (2015) Development of guidelines for health professionals supporting parents who have lost a baby from a multiple pregnancy. Infant. 11(5):164-166. https://www.infantjournal.co.uk/pdf/inf_065_rof.pdf
Embleton ND, Stephenson S, Campbell C, Hayes L, Richards J, Rankin J. (2016) Butterfly Project: supporting parents who have lost a baby from a multiple pregnancy. Infant. 12(6):1-2. https://www.infantjournal.co.uk/pdf/inf_072_ocu.pdf
4. Details of the impact
Development of best practice guidance to help healthcare professionals support parents
The main results from R2-R4 were used to co-produce practical guidance with HCPs and parents (EV1) and were published on the Butterfly Project website ( www.neonatalbutterflyproject.org) in early 2016. As at July 2020, over 700 HCPs were registered from over 25 countries, and the site receives over 10,000 hits a year (EV2). This educational site hosts short video clips illustrating the main themes, to improve understanding of this challenging situation and offering a way for HCPs to discuss the loss with the parents. The resources are available free of charge, and thanks to international demand they have been translated into more than 10 languages such as French, German, Italian, Spanish and Arabic.
Other national bodies have subsequently taken up the research to inform their own guidelines. In 2016, the national stillbirth and neonatal death charity Sands used R2 to underpin the 4th edition of their guidelines for professionals “Pregnancy loss and the death of a baby” (EV3). For example, on page 194 the guidelines state:
"If one or more babies have already died, it is important that staff caring for the surviving baby or babies… recognise the importance of all the babies to the parents and listen when the parents want to talk about the baby or babies who have died [citing R2].”
“Support from staff may be crucial for parents’ well-being [citing R2].”
Sands also lead the National Bereavement Care Pathway, which signposts to Butterfly Project resources from its website (EV4).
In 2017, the Twins Trust produced a bereavement booklet which provides information on the Butterfly Project on page 68 (EV5).
In addition, the research, guidelines and cot cards have been used and endorsed by the following bodies (EV6):
In a letter signed by Cherilyn Mackrory MP and the Rt Hon Jeremy Hunt, the All-Party Parliamentary Working Group on Baby Loss confirmed their full endorsement of the Butterfly Project and that it has enabled HCPs to feel more confident in supporting parents.
Bereavement Training International, who have provided training since early 2016 to over 500 nurses, midwives and doctors. Many participants stated that this has been the most important and relevant element of the training and reported an increase in confidence when supporting parents at this very difficult time.
The Tiny Lives Trust, who were a major sponsor of this research, stated that they fully endorse this work and that the training improves HCPs’ confidence in supporting parents.
As at July 2020, more than 10,000 cot cards have been distributed to 250 hospitals across the UK by the Skye High Foundation, who stated that “The cards have been very well received by parents, who value the kindness and support shown by hospital staff during a traumatic time” (EV7).
Impact on knowledge and confidence of healthcare professionals
A follow-up survey of HCPs (EV8) conducted in late 2019 showed that the material had improved their confidence. Of the 56 who provided responses to the question “Since completing the last survey in 2016, how confident do you feel in providing practical support and information?”, 89% reported feeling more confident. In addition, 85% said they felt that continuity of care had improved. All participants found the guidelines useful, and 71% said the guidelines better equipped staff to support parents. In terms of the Butterfly Project website, 96% found it helpful and 91% found the films helpful. In addition, 64% had used the butterfly cards and provided overwhelmingly positive feedback.
Feedback was also received from clinical leads from various Hospital Trusts in the UK (EV9), including:
South Tees, where the guidance has been used since 2015 by over 100 HCPs.
Bradford Teaching Hospitals, where the guidance has been used since 2016 by over 100 HCPs.
The Royal Hospital for Children, Glasgow, where the guidance has been used since January 2017 by over 150 maternity HCPs.
University Hospital Southampton, where the guidance has been used since 2017/18 by 170 Neonatal Staff.
The guidance has also been used internationally (EV10), including:
Hospital Moinhos de Vento, Brazil who began using the guidance in October 2018 for all 25 NICU HCPs.
Sachs' Children and Youth Hospital, Stockholm, Sweden where it has been translated into Swedish and is used by all staff.
All units confirmed that HCPs reported an increase in confidence after the guidelines were adopted. They had also all received or produced their own cot cards, which have been well received by parents during a difficult time.
Impact on parents
In late 2020, a survey was carried out with parents who had undergone a loss from a multiple pregnancy. Participation was voluntary and parents were approached with tact and sensitivity. Of the 41 who responded, 51% had been offered a cot card and found it helpful and 23% were not offered a card but would have liked one. Other responses discussed the logistics of card distribution but were generally positive (EV2).
In summary: Newcastle research, co-produced with parents and HCPs, has led to guidance which has been widely used to best support parents during a traumatic time.
5. Sources to corroborate the impact
EV1. Bereavement from a twin pregnancy: Guidelines for health professionals 2016. https://www.neonatalbutterflyproject.org/wp\-content/uploads/2017/08/Butterfly\_guidelines\_English.pdf
EV2. Corroboration by Professor Nick Embleton, Consultant Neonatal Paediatrician, Newcastle upon Tyne Hospitals NHS Foundation Trust.
EV3. Pregnancy loss and the death of a baby 2016. https://www.sands.org.uk/professionals/bereavement-care-resources/sands-guidelines-4th-edition or available on request.
EV4. National Bereavement Care Pathway website. https://nbcpathway.org.uk/professionals/shared-practice-nbcp-sites See link under “Supporting families after loss of a baby from a twin / multiple pregnancy.”
EV5. Bereavement Support Group 2017 booklet https://twinstrust.org/uploads/assets/1a37eb18-be5d-4b6b-83ee8af6bf19bf45/bereavement-booklet.pdf
EV6 Letters from:
EV6a. The All-Party Parliamentary Group on Baby Loss.
EV6b. Bereavement Training International.
EV6c. Tiny Lives.
EV7. Letter from the Skye High Foundation.
EV8. Data available on request.
EV9. Letters from:
EV9a. South Tees Hospitals NHS Foundation Trust.
EV9b. Bradford Teaching Hospitals NHS Foundation Trust.
EV9c. Letter from The Royal Hospital for Children, Glasgow.
EV9d. Letter from University Hospital Southampton NHS Foundation Trust.
EV10. Letters from:
EV10a. Hospital Moinhos de Vento, Brazil.
EV10b. Sachs' Children and Youth Hospital, Stockholm, Sweden.
- Submitting institution
- University of Newcastle upon Tyne
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
A good diet is especially important in children for optimum development and to promote lifelong healthy eating habits. Newcastle found that school lunches were more nutritious than packed lunches, and that restricting children’s choices promoted healthy eating. These findings, along with the expertise of Newcastle researchers, provided the basis for the School Food Plan. This recommended two initiatives: the introduction in 2014 of free school meals for all Key Stage 1 children, and simplified food standards across all maintained schools in 2015. A large-scale independent review found take-up rates of over 72% across all providers and that 89% of caterers ensured children were served a balanced meal. Nearly half of schools reported a general increase of healthy eating as a direct result. The introduction of universal free school meals and standards allows substantial financial savings to families and ensures that young children eat a healthy lunch.
2. Underpinning research
Background: history of Newcastle research into school food and children’s diets
Obesity stems from two main factors: insufficient physical activity and a poor diet. Therefore, measures to tackle the obesity crisis must address the importance of diet. This is especially true for children, since a good childhood diet is not only vital for development but also promotes lifelong healthy eating habits.
Established in 1994, the Human Nutrition Research Centre at Newcastle University has a long history of research into public nutrition, including childhood diets and school food. The Centre performed a study for the Public Health Research Consortium (R2, with data later published as R4-6) to investigate the effect of a 2006 Government initiative to improve school food. This study examined the diets of 1662 pupils in two groups, 4-7 year olds and 11-12 year olds, via direct recording of dietary intake by trained observers in schools and food diaries followed by interview, respectively. The diets were then coded to obtain the nutritional composition. In the younger group, children who ate a school lunch showed positive improvements in their total diet, i.e. what they ate both at school and at home. These children now had lower percentage intakes of energy from fat and saturated fat, and higher intakes of vitamin C and fibre than children who ate a home-packed lunch. In 11-12 year olds consuming school lunches, there was a reduction in sodium and energy intake from fat and saturated fat. Of note, children consuming a home-packed lunch had no significant positive change in these nutrients. The study concluded that the initiative had been successful and school lunches had an overall higher nutritional quality than a packed lunch. The study also highlighted that children should be guided or restricted in their choice of food to facilitate and normalise healthy eating, and that the best vehicle for this is to provide a school lunch to all children regardless of social background.
Newcastle research and expertise informed the School Food Plan
The School Food Plan (SFP) was written by the LEON restaurant chain and published in July 2013, under the auspices of the Department for Education, to provide clear and practical steps for a range of bodies to improve children’s diets in school. The SFP was informed throughout by Newcastle research (R2, later published as R4-6), and specifically on page 48, where R2 is cited as evidence for the improvement in school food. Moreover, the expert panel which drove the SFP included Professor Adamson, whose unique understanding and insights from her research informed the entire SFP. Professor Adamson was invited to join the expert panel in 2012 on the recommendation of The Department of Health and Social Care due to her highly relevant expertise and experience in this field, represented by R1 and R3-6. The invitation and vital contributions of Professor Adamson are confirmed in a letter co-signed by the Department of Health and Social Care and the Department for Education (EV1), as well as a letter from the co-founder of LEON (EV2).
The value of these inputs is described on page 48 of the SFP:
“[Professor] Adamson… and her team began their researches by standing in school dining halls making notes of what children actually ate (as opposed to what they put on their plates)… What they found is that, by almost every nutritional measure, the quality of what our children are eating in schools has improved (R2).”
Informed by Newcastle research and expertise, the SFP underpinned the development of two schemes to further improve school food: the 2014 introduction of universal infant free school meals (UIFSM) and the 2015 revised School Food Standards. These initiatives and their impact are described below.
3. References to the research
SciVal field-weighted citation impact (FWCI) as of December 2020. Newcastle researchers in bold.
Anderson AS, Porteous LEG, Foster E, Higgins C, Stead M, Hetherington M, Ha M-A, Adamson AJ. (2005) The impact of a school-based nutrition education intervention on dietary intake and cognitive and attitudinal variables relating to fruits and vegetables. Public Health Nutrition. 8(6):650-6. DOI: 10.1079/PHN2004721. FWCI: 0.79.
Adamson A, White M, Stead M. (2011) The process and impact of change in school food policy on food and nutrient intake both in and outside of school. Department of Health: Public Health Research Consortium. Available on request.
Adamson A, Spence S, Reed L, Conway R, Palmer A, Stewart E, McBratney J, Carter L, Beattie S, Nelson M. (2013) School food standards in the UK: Implementation and evaluation. Public Health Nutrition. 16(6):968-81. DOI: 10.1017/S1368980013000621. FWCI: 2.18.
Spence S, Delve J, Stamp E, Matthews JNS, White M, Adamson AJ. (2013) The impact of food and nutrient-based standards on primary school children’s lunch and total dietary intake: A natural experimental evaluation of government policy in England. PLoS ONE. 8:e78298. DOI: 10.1371/journal.pone.0078298. FWCI: 1.04.
Spence S, Delve J, Stamp E, Matthews JNS, White M, Adamson AJ. (2014) Did school food and nutrient-based standards in England impact on 11-12y olds nutrient intake at lunchtime and in total diet? Repeat cross-sectional study. PLoS ONE. 9(11):e112648. DOI: 10.1371/journal.pone.0112648. FWCI: 0.55.
Spence S, Matthews JNS, White M, Adamson AJ. (2014) A repeat cross-sectional study examining the equitable impact of nutritional standards for school lunches in England in 2008 on the diets of 4-7y olds across the socio-economic spectrum. International Journal of Behavioral Nutrition and Physical Activity. 11:128. DOI: 10.1186/s12966-014-0128-6. FWCI: 0.13.
4. Details of the impact
Unmet need
One of the main causes of childhood obesity is an unhealthy diet, and since obesity has been found to track from adolescence to adulthood, improving children’s diets is crucial. However, a major barrier to healthy eating is cost. As stated in the SFP, the main reason that parents chose a packed lunch over a school meal was the expense: an average school meal cost £2 whereas a packed lunch can cost less than 50p. Therefore, improving the quality of a school meal and making it free to those who most need it is crucial to tackling childhood obesity and the consequent risk of lifelong obesity.
Impact on Government policy: free school meals for infants
The best way to ensure that children eat a healthy school meal is to provide these for free. As highlighted in the SFP, increasing take-up of school meals also offers financial benefits to the school via economies of scale. Providing a nutritious meal at school also normalises healthy eating and helps to establish this as a lifelong habit.
The SFP recommends on pages 12 and 127 that “Government should embark upon a phased roll out of free school meals for all children in all primary schools.” As a result, the Department for Education announced in September 2013 that all infant school pupils (4-7 year olds in Key Stage 1) in state-funded schools in England would be eligible for a free school meal from September 2014 (EV3). To aid implementation, the Government provided online guidance (EV4) for local authorities and schools, which links to advice on the SFP website. Although UIFSM was threatened during the November 2015 Spending Review, the clear benefits it offered resulted in its continuation (EV5). Similarly, the Government continued to fund schools to cover UIFSM in term time during the COVID-19 pandemic (EV6).
Impact on improving children’s diets via the School Food Standards
As well as being free for pupils, it is important that school dinners are good quality and nutritious. One of the key actions given in the SFP was the simplification of food-based standards for all schools. This is discussed in Chapter 8 (pages 90-99), which states the steps required to implement these standards and assigns responsibility to the Department for Education. The approach to revising the standards is given in Appendix B (pages 141-145) and provides a guide to portion size and frequency. These standards directly informed the Government legislative document “Requirements for School Food Regulations” (EV7) which was laid before Parliament in June 2014 and came into force in January 2015. Compliance with School Food Standards is mandatory for all maintained schools and applies to pupils of all ages.
The 2014 legislation fed into a July 2016 Department for Education document “School Food in England” (EV8) which sets out how legislation applies to food provided within schools in England. The document also links to the SFP website and the practical advice available there, stating: “The School Food Plan website draws together best practice and organisations that can support schools and the sector.” Although the advice in the document mainly concerns the revised School Food Standards, it also emphasises that every infant is now entitled to a free school meal (pages 4 and 5).
Uptake and impact of free school meals and school food standards
In 2013, uptake of school meals was only 43% (EV9) although this was rising. In 2015/16 it had increased to 76%, decreasing slightly the following year but then rising again to 80% in 2018/19 (EV10).
A large-scale independent review of UIFSM in 2018 (EV11) included 10 case study visits to schools, surveys of 327 schools and over 500 parents and 17 qualitative interviews with suppliers. The key findings were: 1) all local authorities reported take-up rates of over 72%; 2) 89% of caterers ensured children were served a balanced meal; and 3) 41% of school leaders reported a general increase of healthy eating as a direct result of UIFSM. UIFSM also allowed substantial financial savings, with parents reporting a median weekly saving of £10. In addition, parents reported that free school meals not only removed the stigma of claiming free meals but also saved nearly an hour of meal preparation time, allowing them to spend longer with their family.
Summary
The 2013 School Food Plan, informed throughout by Newcastle research and expertise, is a set of practical steps for Government, local authorities and schools to improve school food. This led to two initiatives: the 2014 introduction of universal free school meals for infants and the 2015 revision of the School Food Standards. These schemes are helping to improve children’s diets and contribute towards reducing the obesity epidemic.
5. Sources to corroborate the impact
EV1. Letter co-signed by the Department of Health and Social Care and Department for Education.
EV2. Letter signed by the co-founder of LEON restaurants.
EV3. Department for Work and Pensions December 2013 release Free school meal entitlement and child poverty in England. www.gov.uk/government/uploads/system/uploads/attachment_data/file/266587/free-school-meals-and-poverty.pdf
EV4. Government webpage: guide to UIFSM for local authorities and schools. https://www.gov.uk/guidance/universal-infant-free-school-meals-guide-for-schools-and-local-authorities, updated April 2020.
EV5. HM Treasury 2015 Spending Review and Autumn Statement. See page 44, paragraph 1.164. https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/479749/52229_Blue_Book_PU1865_Web_Accessible.pdf
EV6. Government webpage: Providing school meals during the coronavirus (COVID-19) outbreak. https://www.gov.uk/government/publications/covid-19-free-school-meals-guidance/covid-19-free-school-meals-guidance-for-schools
EV7. The Requirements for School Food Regulations 2014. https://www.legislation.gov.uk/uksi/2014/1603/pdfs/uksi_20141603_en.pdf
EV8. Department for Education July 2016 School Food in England. https://www.egfl.org.uk/sites/default/files/Facilities/Health_safety/School_food_in_England-July2016.pdf
EV9. The School Food Plan, page 7. www.schoolfoodplan.com
EV10. School Meal Uptake Research November 2019. https://laca.co.uk/sites/default/files/attachment/news/SMU%20Research%20Report%202019.pdf
EV11. Sellen et al. January 2018. Evaluation of Universal Infant Free School meals. https://epi.org.uk/wp-content/uploads/2018/01/UIFSM-evaluation-7.compressed.pdf
- Submitting institution
- University of Newcastle upon Tyne
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Emergency departments (EDs) and general practice (GP) in England are facing unsustainable pressure. Treating minor illnesses at ED and in GP is costly and reduces their capacity to treat more serious conditions. A possible alternative is Community Pharmacies (CPs), but poor integration and a lack of evidence of their capacity discouraged uptake. Newcastle research found that: 1) CPs are the most accessible healthcare provider; 2) CPs have the capacity and knowledge to manage minor illness; and 3) CPs could be integrated into the NHS 111 referral pathway. Consequently, in 2019 a new framework was rolled out that directed patients calling NHS 111 with minor illness to a CP where appropriate. On average, over 5,500 patients per month calling NHS 111 are now recommended to a CP, allowing EDs and GPs to treat more urgent patients and save NHS costs.
2. Underpinning research
Unmet need and background
Emergency Departments (EDs) in England receive up to 22.4 million attendances per year (2014-15)Footnote:
NHS Digital. Accident and Emergency Attendances in England- 2014-15 http://content.digital.nhs.uk/catalogue/PUB19883 . General Practice (GP) also faces unsustainable pressures, with 372 million GP consultations over the same periodFootnote:
Department of Health and NHS England. Stocktake of access to general practice in England. National Audit Office Nov 2015 https://www.nao.org.uk/wp-content/uploads/2015/11/Stocktake-of-access-to-general-practice-in-England.pdf . Of these, around 5% of ED and 13% of GP consultationsFootnote:
Watson et al. 2015 http://dx.doi.org/10.1136/bmjopen\-2014\-006261 are for minor illnesses: each inappropriate visit is costly to the NHS and reduces its capacity to manage patients with more serious conditions. In addition, many of the 45,000 patients a day who call NHS 111 are directed to in-hours GPs, when they could have been managed in Community Pharmacies (CPs). In 2000, the Department of Health formally recommended that minor illnesses could be managed in CPs and the pharmacy contract changed in 2005 to allow CPs to do so. However, uptake was low due to poor integration within the wider NHS; a lack of recognition of CPs as an appropriate option by both the public and healthcare professionals; and a sub-optimal regulatory system.
Research by Newcastle University
Newcastle research addressed three main areas. The first was CP accessibility: R1 showed that CPs are the most accessible healthcare provider in England, with 89% of the population being able to access one within 20 minutes’ walk. Significantly, this accessibility increases to 99.8% in areas of the highest deprivation (R1), a phenomenon termed the ‘positive pharmacy care law’. Subsequent Newcastle research found that CPs are also more accessible than GP services (R2).
Secondly, Newcastle research found that CPs can deliver effective public health services. This work produced the first meta-analysis showing that CP-delivered smoking cessation programmes are effective compared to usual care (R3).
The third area was a collaboration between Newcastle University, representatives from NHS England, NHS 111 and the Local Professional Network to develop a new pathway in the NHS 111 clinical support system. At consensus workshops these partners identified, for the first time, 72 minor illnesses that could safely and appropriately be managed in CPs (R4, R5). A pilot service, which ran from December 2017 to March 2018 in the North-East, tested the technical integration and clinical governance for referral from NHS 111 to CP. This pilot service, known as the Digital Minor Illness Referral Service (DMIRS), involved a change in: 1) NHS 111 call handler training; 2) the mechanism to escalate patients back into emergency care if required; and 3) the service data required to monitor the impact of the service. Following the success of this initial pilot, in Autumn 2018 DMIRS was extended to London, Devon and the East Midlands until March 2019Footnote:
https://www.england.nhs.uk/commissioning/primary\-care/pharmacy/digital\-minor\-illness\-referral\-service\-dmirs , supporting up to 17.8 million people. As a result of this Newcastle-led research, DMIRS was rolled into a new pharmacy contract and launched across England in October 2019.
The impacts resulting from these three areas of research are described below.
3. References to the research
SciVal field-weighted citation impact (FWCI) as of December 2020. Newcastle researchers in bold.
Todd A, Copeland A, Husband A, Kasim A, Bambra C. (2014) The positive pharmacy care law: an area-level analysis of the relationship between community pharmacy distribution, urbanity and social deprivation in England. BMJ Open. 4(8):e005764. DOI: 10.1136/bmjopen-2014-005764. FWCI: 5.47.
Todd A, Copeland A, Husband A, Kasim A, Bambra C. (2015) Access all areas? An area-level analysis of accessibility to general practice and community pharmacy services in England by urbanity and social deprivation. BMJ Open. 5(5):e007328. DOI: 10.1136/bmjopen-2014-007328. FWCI: 4.75.
Brown TJ, Todd A, O’Malley C, Moore HJ, Husband AK, Bambra C, Kasim A, Sniehotta FF, Steed L, Smith S, Nield L, Summerbell CD. (2016) Community pharmacy-delivered interventions for public health priorities: a systematic review of interventions for alcohol reduction, smoking cessation and weight management, including meta-analysis for smoking cessation. BMJ Open. 6(2):e009828. DOI: 10.1136/bmjopen-2015-009828. FWCI: 11.53.
Nazar H, Nazar Z, Yeung A, Maguire M, Connelly A, Slight SP. (2018) Consensus methodology to determine minor ailments appropriate to be directed for management within community pharmacy. Research in Social and Administrative Pharmacy. 14(11): 1027-42. DOI: 10.1016/j.sapharm.2018.01.001. FWCI: 1.47.
Nazar H, Nazar Z. (2018) Community pharmacy minor ailment services in England: Pharmacy stakeholder perspectives on the factors affecting sustainability. Research in Social and Administrative Pharmacy. 15(3):292-302. DOI: 10.1016/j.sapharm.2018.04.036. FWCI: 1.45.
Todd A, Thomson K, Kasim A, Bambra C. (2018) Cutting care clusters: the creation of an inverse pharmacy care law? An area level analysis exploring the clustering of community pharmacies in England. BMJ Open. 8(7):e022109. DOI: 10.1136/bmjopen-2018-022109. FWCI: 0.46.
NB the research was carried out at Durham University’s School of Medicine, Pharmacy and Health, which was transferred to Newcastle University via TUPE in 2017. Research England agreed that the underpinning research, and thus the case study, can be submitted by Newcastle.
4. Details of the impact
Background
Newcastle research showed that CPs 1) are an appropriate place to treat minor illnesses; 2) have the capacity and knowledge to manage minor illnesses; and 3) are often more accessible than GP services. In 2015, the CP minor illness scheme was rebranded as the Think Pharmacy First Minor Illness Scheme, which increased public awareness of the 11,700 CPs in England.
Flu vaccination in CPs: informing the contract change and demonstrating proof of concept
In July 2015, the Community Pharmacy Contractual Framework (CPCF) changed to allow CPs to deliver a national NHS seasonal flu vaccine service targeted at eligible at-risk patients (EV1). The contract changed because of Newcastle evidence that CPs were accessible, convenient and could target hard-to-reach groups, often more so than GPs: the 2015 briefing (EV2) cites R1 as evidence of the accessibility of CPs. Since the service began in 2015/16, there has been a rapid increase in the number of patients receiving a vaccination and the percentage of CPs involved (see graph, EV3). This demonstrated that CPs were able to handle the increased volume of patients.
Recognition in NHS and NICE policy
The value and capacity of CPs has been recognised by both PHE and NICE. A 2017 PHE document “Pharmacy: A Way Forward for Public Health” (EV4), citing R1 and R3, states “commissioners should consider using community pharmacies to help deliver public health services”. The 2018 NG102 NICE guideline (EV5), which cites R1, encourages more people to use CPs by integrating them within existing health and care pathways and ensuring they offer standard services and a consistent approach.
Changing the NHS 111 algorithm to direct patients to CP
Having established the value and capacity of CPs, the next step was to change the framework of NHS 111 so that patients calling about a minor illness are directed to CPs, instead of to more urgent care centres such as EDs and GPs. A Newcastle University-led pilot (DMIRS) directly informed a change in the NHS 111 algorithm and call handler training so that, where appropriate, callers with minor ailments were referred digitally to a CP. The success of the trial led to DMIRS being rolled into the new national five-year CPCF in October 2019 (EV6, 7). The CPCF expands the role of CPs to embed them as the first port of call for minor illnesses and health advice across England. Page 7 states: “The piloting of DMIRS… has enabled us to introduce a well tried, tested, safe and sustainable service into the CPCF. It has also enabled us to demonstrate the value that community pharmacy can add.”
As at July 2020, an average of 5,511 patients per month calling NHS 111 have been recommended to CP (EV8), a total of 55,108 across England since October 2019. A large-scale evaluation of the service that ran throughout 2018 (EV9) found that 13,246 patient calls to NHS 111 were referred to CP. Of these, 47% of patients attended the CP and were successfully managed in this setting, saving over 6,000 appointments in GP or ED. A further 21% also attended CP, who escalated the patient to more urgent care, and 12% of patients were recovering or seeing another healthcare provider. Only 3% of patients did not attend CP, and in less than 1% of cases was the referral inappropriate.
Of note was the use of the service by patients from deprived areas: the highest number of calls and the highest number of patients referred to CP were from the five most deprived deciles (EV9). As noted in R1, CP accessibility was 99.8% in areas of the highest deprivation, confirming that those most in need of a CP were able to access one. Even in areas of low deprivation, a CP is often more accessible than a GP, both in terms of geography and opening times.
Impact on NHS 111 call handlers in the North East of England
In December 2017, the North East Ambulance Service (NEAS) NHS Foundation Trust call handling centre changed their algorithm to direct appropriate patients to CP for treatment; this presented an ideal opportunity to evaluate the effect on NHS 111 call handlers in practice. This pilot study was due to be repeated in other sites, but was halted by the COVID-19 outbreak. As of July 2020, 320 Health Advisors in NEAS had been trained on the new referral method, and as a result there has been a significant shift of patients from primary care to CP. From launch to end July 2020, a total of 43,191 patients have been sent to CP, of which around 46% were managed entirely in CP, saving around 20,000 referrals to a GP, Out of Hours Service or Urgent Treatment Centre in the North East alone (EV10).
5. Sources to corroborate the impact
EV1. The Pharmaceutical Services negotiating Committee (PSNC) Flu Vaccination Service webpage: https://psnc.org.uk/services-commissioning/advanced-services/flu-vaccination-service
EV2. August 2015 PSNC Briefing 041/15: Flu vaccination: The benefits of a community
pharmacy service. https://psnc.org.uk/wp-content/uploads/2013/04/PSNC-Briefing-041.15-Flu-vaccination-The-benefits-of-a-community-pharmacy-service.pdf
EV3. PSNC Seasonal flu vaccine uptake in Community Pharmacy webpage. https://psnc.org.uk/services-commissioning/advanced-services/flu-vaccination-service/flu-vaccination-statistics/
EV4. Public Health England document “Pharmacy: A Way Forward for Public Health“. https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/643520/Pharmacy_a_way_forward_for_public_health.pdf
EV5. NICE guideline NG102: Community pharmacies: promoting health and wellbeing, August 2018. https://www.nice.org.uk/guidance/ng102
EV6. The Community Pharmacy Contractual Framework for 2019/20 to 2023/24: supporting delivery for the NHS Long Term Plan, July 2019. https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/819601/cpcf-2019-to-2024.pdf
EV7. Letter from the Director of NHS Services, Pharmaceutical Services Negotiating Committee.
EV8. NHS 111 Minimum Data Set 2020-21. https://www.england.nhs.uk/statistics/statistical-work-areas/nhs-111-minimum-data-set/nhs-111-minimum-data-set-2020-21/ See column Y: these specific data are available on request
EV9. Nazar et al. 2020 A service evaluation and stakeholder perspectives of an innovative digital minor illness referral service from NHS 111 to community pharmacy, doi.org/10.1371/journal.pone.0230343
EV10. Letter from the Section Manager, North East Ambulance Service - NHS Foundation Trust.
- Submitting institution
- University of Newcastle upon Tyne
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Dental caries and obesity are the most prevalent non-communicable diseases worldwide. Caries cause pain, anxiety and functional limitation, and treatment consumes 5–10% of healthcare budgets in industrialised countries. Newcastle research quantified a link between dental caries and the amount and frequency of free sugars intake. This evidence underpinned a strong recommendation in the 2015 WHO Guideline on sugars intake to cap intake at <10% of total daily energy. Consequently, this Guideline directly influenced the worldwide introduction of sugar taxes. In the UK, a public campaign to introduce a sugar tax, informed by the WHO Guideline, generated Parliamentary debate. The resulting “Soft Drinks Industry Levy” was introduced in April 2018, prompting manufacturers to reformulate their products to substantially reduce sugar content.
2. Underpinning research
Background and unmet need
Free sugars contribute to two separate major health concerns: obesity and dental caries. Dental caries are the most prevalent global non-communicable disease and lead to pain, anxiety and social limitations including poor school attendance. In addition, treating dental diseases consumes 5–10% of healthcare budgets in industrialised countriesFootnote:
https://www.fdiworlddental.org/oral\-health/ask\-the\-dentist/facts\-figures\-and\-stats . In 2010, untreated caries in permanent teeth was the most prevalent health condition worldwide, affecting 35% of the global population or 2.4 billion peopleFootnote: .
It is well known that a major cause of dental caries and obesity is free sugars, and a 2003 WHO recommendation set an upper limit for free sugars intake of 10% of energy intake at the population level. However, data were insufficient to set a precise numerical limit on sugar consumption relating to obesity and dental caries at the individual level.
Newcastle research set a numerical cap on free sugars intake
In response, Newcastle conducted a series of studies to determine a precise cap for free sugars intake. An initial review (R2) summarised the existing field of research into the link between dental caries and the amount, and frequency, of free sugars intake. The paper recommended a maximum value of free sugars intake of 10% of energy intake and to limit the frequency of consuming free sugars to four times a day. A later review (R3) found that “sugars are the main dietary factor associated with dental caries” and stated that when sugar intake is capped at 15 kg/person/year, the level of dental caries was low. Controlling free sugars intake via a precise cap was therefore identified as an important part of preventing caries. Subsequently, the WHO commissioned the WHO Collaborating Centre at Newcastle University, headed by Professor Paula Moynihan, to undertake a systematic review into the relationship between amount of sugar intake and the risk of dental caries. The WHO commissioned the Centre due to their track record in the area of diet and caries, as represented by R1-R4.
The Centre drew on their expertise and experience in the field to produce a high-quality systematic review of 55 international studies, following the PRISMA guidanceFootnote:
http://www.prisma-statement.org/ and assessed according to GRADE Working Group guidelinesFootnote:
https://www.gradeworkinggroup.org/ (R5). This review found consistent evidence of moderate quality showing a decrease in caries when free sugars intake was <10% of energy, but a significant relationship when sugars intake was <5%. The data provided by R5 were robust enough to allow a numerical cap to be set which applied to both obesity and dental caries. The data also underpinned the WHO’s decision to reduce their 2003 recommendation of an upper limit of 10% at the population level to 10% at the individual level, and to suggest a further reduction to 5% at the individual level. The new limits discovered in R5 were central to 2015 WHO guidance on sugar intake relating to both dental caries and obesity, and the resulting worldwide impact is described below.
3. References to the research
SciVal field-weighted citation impact (FWCI) as of December 2020. Newcastle researchers in bold.
Moynihan PJ. (2002) Dietary advice in dental practice. British Dental Journal. 193(10):563-8. DOI: 10.1038/sj.bdj.4801628. FWCI: 2.42.
Moynihan P, Petersen PE. (2004) Diet, nutrition and the prevention of dental diseases. Public Health Nutrition 7(1A):201–26. DOI: 10.1079/phn2003589. FWCI: 2.24.
Moynihan PJ. (2005) The role of diet and nutrition in the etiology and prevention of oral diseases. Bulletin of the World Health Organization. 83(9):694-9. https://pubmed.ncbi.nlm.nih.gov/16211161. FWCI: 2.19.
Huew R, Waterhouse PJ, Moynihan PJ, Maguire A. (2011) Prevalence and severity of dental caries in Libyan schoolchildren. International Dental Journal. 61(4):217-23. DOI: 10.1111/j.1875-595X.2011.00060.x. FWCI: 1.66.
Moynihan P, Kelly SAM. (2014) Effect on caries of restricting sugars intake: systematic review to inform WHO guidelines. Journal of Dental Research 93(1): 8-18. DOI: 10.1177/0022034513508954. FWCI: 18.48.
4. Details of the impact
Impact on World Health Organization (WHO) Guideline on Sugars
Newcastle research provided the basis for the WHO 2015 Guideline “Sugars intake for adults and children” (EV1), which assesses the effect of free sugars on unhealthy weight gain and dental caries. The latter aspect is informed entirely by R5; in addition, the data from R5 were robust enough to provide a numerical cap that applies to both aspects, as stated on page 16 of the Guideline. On pages 4 and 16, the Guideline strongly recommends reducing free sugars intake to below 10% of total energy intake, and recommends a further reduction to below 5%.
The Guideline was subsequently endorsed by two bodies, both citing R5. The first was the US Dietary Guidelines Advisory Committee, whose 2015 Scientific ReportFootnote:
https://health.gov/sites/default/files/2019-09/Scientific-Report-of-the-2015-Dietary-Guidelines-Advisory-Committee.pdf Page 342. strongly recommends keeping sugars intake to below 10%, citing the WHO Guideline and R5 specifically on page 344. Secondly, the FDI World Dental Federation’s 2015 responseFootnote:
Available on request to the WHO recommendations requests that “the 5% reduction is not a conditional but a strong recommendation.” In addition, the report states that “the systematic review by Moynihan and Kelly [R5] is the most extensive and rigorous on the subject.”
Impact of WHO Guideline on global implementation of a Sugar Tax
In direct response to the WHO Guideline, three countries implemented a Sugar Tax on soft drinks as a vehicle to limit free sugars intake. The first country was South Africa, who in April 2018 introduced a tax as a result of a July 2016 Policy Paper (EV2), directly citing the Guideline (page 5). Secondly, in May 2018 Ireland announced a tax of 20c/litre on drinks with 5-8g of sugar per 100ml, and 30c per litre on drinks with ≥8g/100ml (EV3). This resulted from an October 2016 Working Paper citing both R5 and the Guideline. The third country was Bermuda, who in October 2018 introduced a 50% tax on sugary products, which increased to 75% in April 2019. This resulted from a Ministerial brief delivered in June 2018 (EV4) which cites the Guideline.
The 2015 Guideline also informed a 2017 WHO Technical Document (EV5). On page 2, the document proposes a tax on sugary drinks as a major action to help prevent obesity, promote population health and reduce healthcare costs. Consequently, 13 further countries and cities have introduced or updated a sugar tax since the publication of the Technical Document, increasing the population now benefitting from a cap on sugar intake to over 536 million. These are (EV6): Brazil (2018), Estonia (2018), France (2018), French Polynesia (2018), Malaysia (2019), Norway (2018), Oman (2019), Peru (2018), the Philippines (2018), Qatar (2019), the Seychelles (2019) and Thailand (2019); and San Francisco and Seattle, (both 2018, EV7).
Campaign to introduce a Sugar Tax in the UK
In 2015, a “Sugar Rush” campaign took place in the UK to reduce sugar intake. The accompanying Channel 4 Documentary mentions the WHO report and repeatedly calls for a “Sugar Tax”. The campaign led to a petition for a tax on sugary drinks, which closed with over 155,000 signatures and was debated in both Parliament and in the House of Lords. A July 2016 Public Health England document (EV8) cites the WHO figures in a recommendation to reduce free sugars to 5% of energy intake to combat both dental caries and obesity, especially in children. In April 2017 this was cited, along with the WHO recommendations directly, in a House of Commons Library Briefing Paper that calls for a tax on sugary drinks (EV9). Consequently, the Soft Drinks Industry Levy (SDIL) came into effect across the UK in April 2018. Under the SDIL, drinks containing 5-8g of sugar/100ml are taxed at 18 pence per litre; and drinks containing >8g/100ml at 24 pence per litre.
Response by manufacturers and retailers to the Sugar Drinks Industry Levy (SDIL)
In response to the SDIL, most soft drink manufacturers and retailers reformulated their products, including Suntory (Lucozade and Ribena), Britvic (Robinson’s, J20 and Fruit Shoot); AG Barr (Irn Bru and Rubicon), Coca-Cola Fanta; and retailers’ own brands including Tesco, Morrisons, Asda and Co-op. Internationally, in September 2017 Unilever announced a reduction in the sugar content of certain drinks in line with WHO recommendations (EV10).
A September 2019 report by Public Health England (EV11) found that the average sugar content per 100ml of drinks subject to the SDIL decreased by 28.8% between 2015 and 2018, saving 30,000 tons of sugar from entering the food chain. In addition, sales shifted towards products with a lower sugar content, indicating that the higher price of drinks subject to the SDIL has changed consumer buying habits.
Summary
Research by Newcastle University allowed a numerical cap to be placed on free sugars intake. This evidence underpinned 2015 WHO guidance, which contributed towards several countries introducing a sugar tax on soft drinks. This high-level change in policy has already led to reformulations of sugary drinks, which are a step towards reducing obesity and dental caries at a population level.
5. Sources to corroborate the impact
EV1. World Health Organization 2015 Guideline: sugars intake for adult and children; see page 12 for direct reference to R5. Available at https://www.who.int/publications/i/item/9789241549028
EV2. National Treasury, Republic of South Africa Policy Paper July 2016 Taxation of sugar sweetened beverages. http://www.treasury.gov.za/public comments/Sugar sweetened beverages/POLICY PAPER AND PROPOSALS ON THE TAXATION OF SUGAR SWEETENED BEVERAGES-8 JULY 2016.pdf
EV3a. Introducing A Tax On Sugar Sweetened Drinks, Health Rationale, Options And Recommendations. A Department of Health Working Paper October 2016
EV3b. News article “Top of Form
Bottom of Form
Ireland sugar tax comes into effect” by Rachel Arthur May 2018.
EV4. Government of Bermuda June 2018 Ministerial brief on The Sugar Tax. https://www.gov.bm/articles/sugar-tax
EV5. World Health Organization 2017 Technical Document Taxes on sugary drinks: Why do it? https://apps.who.int/iris/bitstream/10665/260253/1/WHO-NMH-PND-16.5Rev.1-eng.pdf
EV6. News article “Sugar taxes: The global picture” by Rachel Arthur et al. December 2018. https://www.foodnavigator-latam.com/Article/2018/12/14/Sugar-taxes-the-global-picture
EV7. Update on countries that have implemented taxes on sugar-sweetened beverages (SSBs) February 2020. https://www.obesityevidencehub.org.au/collections/prevention/countries-that-have-implemented-taxes-on-sugar-sweetened-beverages-ssbs
EV8. Public Health England document July 2015 Why 5%? An explanation of SACN’s recommendations about sugars and health. https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/489906/Why_5__-_The_Science_Behind_SACN.pdf
EV9. House of Commons April 2017 Briefing Paper 7876. https://researchbriefings.files.parliament.uk/documents/CBP-7876/CBP-7876.pdf
EV10. Unilever’s position statement on improving nutrition. https://www.unilever.com/Images/unilever-position-on-sugar-reduction_tcm244-423167_en.pdf
EV11. Public Health England report September 2019 Sugar reduction: Report on progress between 2015 and 2018. https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/832182/Sugar_reduction__YR2_progress_report.pdf