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Submitting institution
University of Nottingham, The
Unit of assessment
29 - Classics
Summary impact type
Environmental
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

University of Nottingham research has transformed knowledge of the timing, circumstances, and cultural impact of the human-instigated, global distribution of fallow deer populations. It shows that many contemporary issues in fallow deer management and conservation directly reflect historical changes to geographical and biocultural circumstances. Impact has been achieved by using this understanding to:

  1. Change deer management guidance and conservation policies of specialist interest groups, deer managers and conservation organisations in the UK, Barbuda and in the International Union for Conservation of Nature’s (IUCN) Red List.

  2. Create, and stimulate the creation of, interdisciplinary educational resources for the public in the UK and Barbuda.

  3. Transform awareness of the significance of fallow deer for heritage and environment sector practitioners in the UK and Barbuda and, in turn, the communities they engage.

2. Underpinning research

At the University of Nottingham, Sykes (UoN 2006 – 2018) led a transdisciplinary team, including Miller (UoN 2012 – present), Daujat (UoN 2014 – present) and Karis Baker (based at Durham University), of archaeologists, geneticists, geochemists, art historians and anthropologists in research that transformed understanding of fallow deer. The AHRC-funded ‘Dama International: Fallow deer ( Dama dama dama) and European Society 6000 BC - AD 1600’ project (2012-2015) delivered the first transdisciplinary programme of research into the most widely distributed deer species on the planet. In 2014, the reach of this work was extended to include the Mesopotamian fallow deer subspecies ( D.d mesopotamica) through research by Daujat. The results have radically changed understanding of the timing, circumstances, and bio-cultural impact of fallow deer species across the world, from prehistory to the present.

This research shows that fallow deer are an excellent proxy for human diasporas, both physical and ideological. The timing and location of fallow deer introductions beyond their native range are the result of successive human actions. The research has shown that this was motivated by human attitudes towards the dominance of nature: that wild animals, a living representation of the wilderness, could be managed, bringing order to the natural world. These attitudes were discussed by Columella and Varro, writing at the time fallow deer were first being introduced to Western Europe. The team have demonstrated that similar worldviews drove subsequent translocations of the species in Medieval Europe and across the globe as part of colonial expansion to the ‘New World’. UoN-led transdisciplinary investigations of the physical and cultural circumstances of fallow deer through time has provided interpretation that is impactful for a range of disciplines and audiences. Three key results of this research served to underpin the subsequent programme of impact:

(1) Understanding when historical fallow deer populations were translocated, and the associated cultural reasons for doing so. Received wisdom suggested that fallow deer were native to Anatolia (modern-day Turkey), but the research identified previously unknown glacial refugia for the species (1). Fallow deer became culturally important within these native distributions in ways that later influenced Greek and Roman culture (2). From the 1st century AD, fallow deer were translocated through Europe and into Britain, where they were imparked at high status sites, such as Fishbourne Roman Palace, as symbols of identity and status. Fallow deer are a proxy for the movement of the accompanying people, but also for the movement of cultural ideas and attitudes to the natural world (2).

(2) Identification of an extirpation of Roman fallow deer populations in Britain, with a later re-introduction , spurring the fashion for Medieval deer parks (3). Practices associated with hunting fallow deer became central to society as highly ritualised markers of status (4). Medieval and post-Medieval groups that delighted in fallow deer, took populations with them as they navigated a growing empire. This continued the spread of fallow deer, their cultural significance and associated worldviews (4-5).

(3) Contextualising the present-day problem of overstocking of fallow deer in Britain as a legacy of the introduction of Medieval hunting stock. Associated legacy solutions, like hunting or (in the modern vernacular) culling, are unpopular with the public but management is necessary for deer and environmental health (5). In other parts of the world, modern fallow deer populations have become culturally iconic but have problematic conservation status. In Barbuda, this legacy can be traced to 18th-century colonial movement of fallow deer populations from Britain (6).

3. References to the research

  1. Baker, K.H., Gray, H.W.I., Ramovs, V., Mertzanidou, D., Pekşen, Ç.A., Bilgin, C.C., Sykes, N. and Hoelzel, A.R. (2017). Strong population structure in a species manipulated by humans since the Neolithic: the European fallow deer ( Dama dama dama). Heredity 119(1), pp. 16-26. https://doi.org/10.1038/hdy.2017.11

  2. Miller, H., Carden, R.F., Evans, J., Lamb, A., Madgwick, R., Osborne, D., Symmons, R. and Sykes, N. (2016). Dead or Alive? Investigating long-distance transport of live fallow deer and their body parts in antiquity. Environmental Archaeology 21(3), pp. 246-259. https://doi.org/10.1179/1749631414Y.0000000043

  3. Sykes, N., Ayton, G., Bowen, F., Baker, K., Baker, P., Carden, R.F., Dicken, C., Evans, J., Hoelzel, R., Higham, T., Jones, R., Lamb, A., Liddiard, R., Madgwick, R., Miller, H., Rainsford, C., Sawyer, P., Thomas, R., Ward, C. and Worley, F. (2016). Wild to domestic and back again: the dynamics of fallow deer management in medieval England (c.11th-16th century AD) STAR: Science and Technology of Archaeological Research 2(1), pp. 113-126. https://doi.org/10.1080/20548923.2016.1208027

  4. Ward, C., Baker, K., Hall, R., Hoelzel, A.R. and Sykes, N., (2019). In view and under foot: the hidden story of fallow deer, knuckle-bone floors and British estates. Post-Medieval Archaeology 53(2), pp. 157-171. https://doi.org/10.1080/00794236.2019.1654732

  5. Sykes, N. and Putman, R. (2014). Management of Ungulates in the 21st Century: How Far Have We Come? In: Putman, R. and Apollonio, M. (eds) Behaviour and Management of European Ungulates. Whittles Publishing. pp. 267-289. ISBN: 9781498705745

  6. Perdikaris, S., Bain, A., Grouard, S., Baker, K., Gonzalez, E., Hoelzel, A.R., Miller, H., Persaud, R. and Sykes, N., (2018). From icon of empire to national emblem: new evidence for the fallow deer of Barbuda. Environmental Archaeology, 23(1), pp. 47-55. https://doi.org/10.1080/14614103.2017.1349027

  7. Bowen, F., Carden, R.F., Daujat, J., Grouard, S., Miller, H., Perdikaris, S. and Sykes, N., (2016). Dama dentition: A new tooth eruption and wear method for assessing the age of fallow deer (Dama dama). International Journal of Osteoarchaeology, 26(6), pp. 1089-1098. https://doi.org/10.1002/oa.2523

Selected grants that underpin the research conducted

I. November 2015 – June 2019, Leverhulme Early Career Fellowship (ECF-2015-139) ‘Fallow deer in Western Eurasia: bio-cultural history and conservation policy’: £76,319 (PI: Daujat)

II. November 2012 – October 2015 AHRC Standard Grant (AH/I026456/1) 'Dama International: Fallow deer ( Dama dama dama) and European Society 6000 BC - AD 1600: £644,846.00 (PI: Sykes)

III. March 2011, Ungulates Research Group award for ‘Deer and People conference’ (SH1838): £1500 (PI: Sykes)

IV. Oct 2010, British Deer Society award for ‘Deer and People conference’ (SH1838): £2,500 (PI: Sykes)

V. June 2010, British Deer Society award for ‘Cervids and Society session’(SH1838/A11811) (£100)

VI. Aug 2009, AHRC Research Leave (AH/H005722/1) ‘Publication and dissemination of the Fallow Deer Project’: £24,708 (PI: Sykes)

4. Details of the impact

Globally, fallow deer populations are simultaneously considered to be domestic and translocated, feral and invasive, wild and endangered, locally extinct and subject to rewilding campaigns. This patchwork of understanding and research oversight of the biocultural significance of this species, meant there was little comprehension of how this species came to occupy a wide range of environmental and cultural niches. UoN-led research has addressed this, with outcomes that have shaped conservation policies, changed deer management practices and built sustainable capacity for a wider understanding of the cultural significance of this species around the world.

  1. Shape deer management and conservation policies

The International Union for Conservation of Nature’s (IUCN) Red List is globally recognised as the most authoritative guide on the status of biological diversity, compiling threats to species, their ecological distribution and requirements, and information on conservation actions that should be taken to reduce risk of extinction. It is consulted by governments, organisations, and individuals to understand and mitigate conservation issues. When updating the Red List entry for Persian fallow deer in 2015, the IUCN executive approached researchers on UoN-led fallow deer projects ( Daujat and Baker) to contribute to the international guidance on extant but endangered populations in Israel and Iran. 20% of the current (2015) Red List entry has changed from the preceding (2013) entry in areas such as Geographic Range, Threats and Population, directly reflecting input drawn from our research [A].

In Barbuda, where fallow deer are a source of pride and national identity, the effects of Hurricane Irma significantly threatened translocated populations of the species. UoN research (6) was used by the director of NGO Barbuda Research Complex, to inform the deer preservation and conservation work on the island [B]. As the Director noted: “ The research is the only existing scientific information on the Barbuda fallow deer and in this regard it presents an invaluable resource for the conservation effort, given that the deer is facing extinction… we are now working towards embedding these findings into policy recommendations for Barbuda’s government… the findings are providing valuable input to influence governmental priorities regarding the preservation of deer[B].

In Britain, the team used findings from our research to change the decision-making practices of organisations and individuals who manage deer. These engagements occurred through 25 talks to special interest groups, such as the British Deer Society, the Deer Initiative, the Ministry of Defence, the Small Woods Association and the National Trust and independent deer managers. Individual events regularly attracted up to 50 people. Leading Deer Welfare Specialist, who consults with all of these groups, and provides veterinary services to c.5000 deer on deer parks and farms in the UK, explained how the research affected this change in practice in three important ways [C]:

1) Refined the culling strategies of deer managers and deer park keepers through the application of the new method for ageing fallow deer developed by the Dama International team (7), ensuring that herd size is managed through informed decision making.

2) Informed new clinical understandings of bovine tuberculosis in fallow deer for deer managers, park keepers and vets, through this more accurate ageing of infected individuals (7), which “will help to protect and care for the herds better but also contribute to minimising the negative financial impact of TB in deer populations”.

3) Enabled veterinary professionals to persuade deer managers and park keepers to recognise the importance of out-breeding [C, Dii], by challenging pre-conceived notions that fallow deer across the UK are genetically identical (1); in turn this minimises the health risks associated with closed herds including “reduced fertility and/or increased neonatal mortality…. reduced immunocompetence and … [increased] susceptibility to parasitism and disease”.

In 2018, Miller provided evidence to the City of London’s Epping Forest and Buffer Lands Deer Management Review [Di]. The results have informed 20-year policy and guidance for the management of c.700 fallow deer inhabiting the 7942-acre site [Dii], visited by 4.2 million annually. Head Keeper and Constable, notes that the City of London Corporation “turned to Dr Miller of the Dama International Project for up-to-date research in overhauling…policies. The tender specified that the research outcomes of the Dama International Project were to be considered in the review” [Diii]. Our research highlighted the cultural significance (3, 4) of the forest deer, underpinning all resulting policy to maintain the presence of fallow deer at the site (in contrast to Muntjac populations) [Dii]. An important finding of the research was to confirm that the Birch Hall Sanctuary population is not genetically unique (1), thereby changing the relative status of these deer and the policies by which they are managed by their keepers [Dii].

  1. Create, and stimulate others in the creation of, interdisciplinary educational resources

In 2014, UoN Dama International researchers were invited to partner with Fishbourne Roman Palace (2) and Dudley Castle Museum (3) to create major new exhibitions for the independent heritage venues. Both exhibitions had significant reach: the Curator of Fishbourne Roman Palace noted that 30,000 attended the exhibition between September 2014 and March 2015. Feedback from the Palace noted the interdisciplinary nature of the exhibition, including archaeological science and natural history, which enabled them to reach new audiences by departing from their usual stories of Roman architecture [E]. Directly inspired by her visit to the Fishbourne exhibition, author Caroline Lawrence set elements of her children’s book The Romans Quest: Escape From Rome (2016) at the site, with reference to fallow deer in the text and explanatory notes [F]. “Your exhibition convincingly argued that fallow deer were introduced by the Romans to the UK for the first time right there at Fishbourne. This was something I was not aware of before… and actually inspired aspects of my novel.” Escape from Rome has [text redacted] and c.27 schools are using it as a class reader for Key Stage 2 [Fii].

Another independent volume that draws heavily on UoN fallow deer research is Dan Eatherley’s Invasive Aliens (2019), which has sold 3115 copies internationally and was a Sunday Times, Telegraph and Waterstones Book of the Year. The author notes [G]: “ In the Dama International Project research I found a species that was particularly emblematic, serving to highlight many of the crucial themes that characterise human relationships with transported species… The research thus helped me appreciate and convey to my readers the complexity of the history of human animal relationships and the circumstances and consequences of introducing new species, not just the fallow deer, but also other species discussed in my book.”

Between 2013 and 2016, the National Trust invited UoN researchers to develop a series of ‘deer unmaking’ events, accompanied by a resource booklet created by the team, centred on the history of ritualised Medieval hunting. These events have been characterised as “provocative, perception challenging and engaging” by National Trust’s Consultancy Manager [H]. They raised wider public awareness of the cultural role of fallow deer at historic houses and changed public perception of the role of hunting: Hall notes that this is *“now part of the Trust’s narrative at sites with a historical connection to fallow deer,*” [H], examples include Studley Royal (Yorks), Charlecote (War), Calke Abbey (Derbs), Lyme Park (Ches), Holnicote Estate (Som), Dyrham Park (Glos), Knole (Kent), Dunwick Heath (Suff), Hatfield Forest (Essex) and Powis Castle in Wales.

Rollout of educational resources at Epping Forest (June 2020, **[Diii]**) and Barbuda (July 2020, **[B]**) have been postponed due to COVID-19 restrictions (COVID statement).

  1. Transform awareness of the significance of fallow deer for heritage and environment sector practitioners

As a result of UoN-led research, the team built capacity amongst heritage and environment sector workers to raise wider public awareness of the fallow deer they managed in provocative and engaging ways, changing the outlook of the practitioners to this species, and therefore the information and interpretation that is presented to the public across a number of sites important to environmental and cultural heritage across the UK [D, E, H]:

The impact at Fishbourne Roman Palace included changing the way that curators, staff, and volunteers view the site, engage the public, and approach research with other Higher Education Institutions. Head Curator noted: “the story [of the Fishbourne fallow deer] (2) has been embraced by all of our staff here and is now as central to our visitor interpretation as the story of the building and our mosaics. It has also changed staff attitudes towards research at the Palace – the overwhelming feeling now being that research is interesting, relevant and worthwhile – this has led to a desire within the organisation to engage with other projects in the future” [E].

At the National Trust, our research has been embedded in the training of the staff delivering property tours. For example, at Belton House (Lincs) which receives c.400,000 visitors annually, 60 staff and 300 volunteers now include information on the patching of the knuckle bone floor with fallow deer remains from the herd at the site (4) into their engagements with the public, along with wider research findings (7). Deer managers at the site have also used the research to inform their walks, which take place four times a year with c.20 members of the public, meaning that some 480 people have been exposed to a perception of fallow deer that has been changed by the research [H]. Across the National Trust properties with deer management teams, the team trained stalkers in Medieval ‘unmaking’ techniques (U3), which they have gone on to use as part of their deer management and educational programme. The National Trust notes: “Medieval-style ‘Deer Unmakings’ at the properties has helped to promote a ‘plot to plate’ approach to the annual cull and venison sales. Since the work of the Dama International Project, the estate has embraced the product as firmly marketed ‘Belton Venison’ where previously there was more circumspection in terms of the origins of our menu offering,” [H]. Similar planned work at Epping Forest with environment sector professionals by Miller in 2020 was postponed due to COVID-19 restrictions (COVID statement).

As a result of these changes, the Dama International project was identified by the AHRC as an outstanding example of impact and showcased it in their 10th Anniversary publication [I] where it is highlighted that “ An AHRC project has overturned earlier theories about the origins of a much-loved species… the project team have been working with the British Deer Society, the National Trust and inner-city schools to highlight the cultural significance of the fallow deer herds as well as the need to manage the populations — several National Trust properties are now selling fallow deer venison in their gift shops and cafes.”

5. Sources to corroborate the impact

[A] Copies of IUCN Red List Entries for Persian Fallow deer in 2013 and 2015, with indicative changes in editions highlighted.

[B] A composite file of evidence pertaining to Barbuda fallow deer, including testimony from the Director of Barbuda Research Complex, and an invitation to conduct an exhibition at the Barbuda Community Centre from the Tourism and Culture Department of the Barbuda Council

[C] Testimony from Deer Welfare Specialist and Veterinarian, British Deer Society

[D] A composite file of evidence from City of London Corporation’s Epping Forest including Epping Forest and Buffer Lands Deer Management Reports and testimony from Head Keeper and Constable

[E] Testimony from the Fishbourne Roman Palace Head Curator

[F] Evidence from Caroline Lawrence, author of The Romans Quest: Escape From Rome

[G] Testimony from Dan Eatherley, author of Invasive Aliens (2019)

[H] Testimony from the National Trust Consultancy Manager and Archaeologist

[I] On the Trail of the Fallow Deer, AHRC Tenth Anniversary Features in print and at https://ahrc.ukri.org/research/readwatchlisten/features/onthetrailofthefallowdeer/ 08/01/2021

Submitting institution
University of Nottingham, The
Unit of assessment
29 - Classics
Summary impact type
Cultural
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Research projects at the nationally significant sites of Caistor Roman town (Norfolk) and Southwell (Notts) have led to the development of two thriving community archaeology groups and provided a model for sustainable and equitable engagement between HEIs and community groups. Research co-produced with community volunteers has improved the understanding, protection and management of these important historic sites and allowed the groups to become sustainable independent bodies with collective grant capture of £175K. This has resulted in a shift in power dynamics, which has had long-lasting benefits for community engagement and public understanding of the past as it enabled the role of volunteers to change from that of participants, where the agendas are set by outside agencies, to that of drivers of project development. To this end Bowden and King’s work has led to the:

1) Creation of sustainable grass-roots heritage organizations

2) Co-production of research

3) Training and community empowerment

4) Sharing of best practice for community archaeology

5) Improved management of nationally significant sites

6) Enhanced public understanding of heritage

2. Underpinning research

Since 2006, Bowden’s Caistor Roman Town Project has focused on the remains of Venta Icenorum (Caistor St. Edmund) in Norfolk, with research based on excavation within and around the Roman town and geophysical survey covering over 60 hectares. This research charted the chronology, development and function of Venta Icenorum, and the ways in which the region’s inhabitants responded to the introduction of urbanism. This has implications for understanding the relationship between Rome and the peoples of its provinces. In particular the research showed that although the Roman town’s gridded street plan and masonry public buildings reflect new concepts of settlement planning, it is clear that a distinct local identity was retained ( 3.4, 3.5). In addition, the project located significant post-Roman settlement, demonstrating that Venta remained a major centre as late as the 8th century before it was ultimately superseded by the development of Norwich ( 3.6). The project, supported by grants totalling over £350K from the British Academy, AHRC and others, resulted in multiple peer-reviewed articles (e.g. 3.4, 3.5, 3.6).

A key aspect of the research strategy at Caistor was the embedding of community participation in the management of the project, with over 100 local volunteers involved in the initial surveys and excavations from 2006-12. In 2009 Bowden and his community co-workers established Caistor Roman Project Ltd (CRP) as a charitable company limited by guarantee to facilitate volunteer involvement in the research project and excavations. This move formalised the role of the community group and provided the basis of ongoing critical assessment of the role of academics in community archaeology. A 14-year long collaboration has resulted in research contextualising the success of the Caistor model against the dominant top-down (university led) approaches and bottom-up (community led) alternatives to participatory archaeology. This has demonstrated that successful collaboration between HEIs and community stakeholders is enhanced by deconstructing and challenging the hierarchical relationship between academics and volunteers that are often both implicit and explicit in such collaborations ( 3.1).

With equitable access to production of knowledge at heart of the Caistor initiative, from 2013 research led by CRP members has built upon the results of Bowden’s original project. In collaboration with Bowden, CRP has focused on the complex post-Roman history of the site with additional ongoing work on an extra-mural temple site, with the aim of understanding the long-term history of the town’s landscape context. This activity of CRP represents co-production of primary research funded by major grant-giving bodies and undertaken by community volunteers with training and support from Bowden.

The Caistor model, described by Historic England as “ an excellent example of what community archaeology can achieve” ( D), has been adapted and applied to archaeological investigations in Southwell, Nottinghamshire. This research aimed to investigate, first the relationship between a major Roman villa and the Saxon and later Minster established adjacent to its remains and second the development of the medieval town in relation to the Minster ( 3.3). With three rounds of AHRC Connected Communities funding between 2012 and 2014 and a grant from English Heritage in 2012 (I), UoN academics, particularly King, collaborated with the Southwell Community Archaeology Group (SCAG) on investigating this through excavation, archival research and study of vernacular buildings (3.2, 3.3). The research has produced greater understanding of Southwell’s development as a poly-focal settlement around the ecclesiastical focus and identified a significant number of medieval structures hidden behind later brick frontages, highlighting its wider significance as one of the East Midlands’ best preserved historic urban centres.

This research has enhanced the understanding of two nationally important sites with complex Roman to medieval sequences, while at the same time carefully developing community ties, which resulted in a model for university-instigated, community-led archaeology, with a critical reflection on the process constituting research in its own right.

3. References to the research

  1. BOWDEN, W. 2020 ‘What is the role of the academic in community archaeology? The changing nature of volunteer participation at Caistor Roman Town’, Journal of Community Archaeology and Heritage 7 (online only) DOI: 10.1080/20518196.2020.1797299

  2. KING, C. 2019 ‘The timber-framed buildings of Southwell, Nottinghamshire’, Vernacular Architecture 50: 18-39 DOI 10.1080/03055477.2019.1665930

  3. BOWDEN, W. 2017 ‘From villa to Minster at Southwell’, in J. Mitchell, J. Moreland and B. Leal (eds) Encounters, Excavations and Argosies: Essays for Richard Hodges, Oxford: 56-72 ISBN 9781784916817

  4. BOWDEN W. 2013a ‘The urban plan of Venta Icenorum and its relationship with the Boudican revolt’, Britannia 44: 145-169 DOI: 10.1017/S0068113X13000184

  5. BOWDEN, W. 2013b ‘Townscape and identity at Caistor-by-Norwich’, in H. Eckardt and S. Rippon (eds) Living and working in the Roman world, JRA Suppl. Ser. 95. Portsmouth (R.I), 47-62 ISBN 9781887829953

  6. BOWDEN, W. and BESCOBY, D. 2013 ‘The detection and mapping of Saxon sunken-featured buildings at Caistor St Edmund’, Archaeological Prospection Vol 20 (No 1), 53-7 DOI: 10.1002/arp.1441

Selected grants that underpin the research conducted:

I. PI Bowden, The Caistor Roman Town Project, British Academy Research Development Award (BARDA 52858) (May 2010 - April 2013): £67,734

II. PI Bowden, A town of the Iceni, British Academy Mid-Career Fellowship (MD140050) (Sept 2015 - Aug 2016): £100,673.80

III. PI King, Early Fabric in Historic Towns: Southwell, English Heritage (6892) (Dec 2012 – July 2014): £12,071

IV. CI King, Writing Our History and Digging Our Past: Phase 2, AHRC Connected Communities (AH/K007696/1) (Feb 2013 - Dec 2013): £69,127

V. PI Bowden, Developing immersive experience at Caistor Roman Town, AHRC Next Generation of Immersive Experiences (AH/R009953/1) (April 2018 – Nov 2018): £60,148

4. Details of the impact

There are over 2000 community archaeology groups in the UK alone and more than 40% have had some contact with universities. However, existing scholarship on community archaeology highlights the often-unequal relationships between academics and volunteer archaeologists ( 3.1). The UoN research at Caistor and Southwell directly addresses this, creating a model for community archaeology in which the role of volunteers is changed from that of participants to that of drivers of project development and genuine co-producers of new knowledge. This has directly resulted in thriving community groups that are both successful and sustainable and has further resulted in six linked strands of impact:

  1. Creation of sustainable grass-roots heritage organizations - The UoN research projects at Caistor and Southwell supported by local and national funders (including the British Academy, AHRC and English Heritage) led to the formal establishment of community archaeology groups as charitable bodies (CRP and SCAG) in which Bowden has a formal trustee role ( A, B) ( 3.1). CRP developed directly through Bowden’s research project at Caistor, with Bowden noted as “ instrumental in establishing a community archaeology group” ( A), while SCAG developed initially as a community group responding to the threat of development on the site of the town’s Roman villa (aided by Bowden), before beginning to undertake fieldwork (in collaboration with King) ( B). Both groups now function as fully independent bodies able to raise funds to support training and research projects in their own right. CRP’s chair notes “we have been able to increasingly take on the management and planning of vital research activities’ ( A). Current memberships standing at 110 (CRP) and 50 (SCAG). Since August 2013 CRP have raised over £115K, including three HLF/NHLF grants ( E 9, 20, I), while SCAG have raised over £50K (including two HLF grants), becoming a charitable incorporated group in 2015 (B). This has allowed the groups to develop and sustain significant programmes of research that also provide the framework for training members in excavation and recording techniques and outreach activity ( E). These projects are community-led, with ongoing support by UoN staff members in fundraising, delivery and publication. To provide long-term sustainability both groups maintain physical premises for finds processing, storage, workshops and training, without which ongoing community archaeology would not be possible. Both groups also run trips and host programmes of talks, which along with post-excavation work ensure year-round activity for members and allow participation for those physically unable to undertake active fieldwork. The importance of such remote participation was recognised in 2020 with a successful bid for NHLF Heritage Emergency funds to redevelop CRP’s website to maintain the group’s online activities in the pandemic and beyond ( J).

  2. Co-production of research - The community groups’ activities (encompassing excavation, geophysics, building recording, and field survey) have created significant research data. The agendas for this research develop and respond to those of the original UoN projects, notably relating to the extra-mural landscape and post-Roman period at Caistor ( 3.4, 3.5, 3.6) and the Roman villa and medieval built environment at Southwell ( 3.2, 3.3). Research questions are established collaboratively with participation of UoN staff, enabling the work to be situated within national and international scholarly and methodological frameworks. Key examples include SCAG’s survey of Southwell’s medieval and post-medieval vernacular buildings (G) and excavations and surveys of Roman and medieval remains at Vicars Court, and CRP’s investigations of Roman and post-Roman extra-mural sites including the Roman town ditches and extra-mural temple (I, J). Historic England note that CRP have “ *played an important role in advancing wider understanding of the extensive archaeological landscape at and around Venta Icenorum (which is one of the most significant Roman-period heritage assets in the East of England)*” ( D). SCAG also successfully applied for funding from the Thoroton Society for professional support to further their study of the rare Tudor wall-paintings in the Saracen’s Head hotel, the importance of which was highlighted by SCAG’s buildings study ( B).

The work of both CRP and SCAG has fed directly into the Historic Environment Record (HER) (the national record of the historic landscape) and updates on work have appeared in journals such as Britannia and the Transactions of the Thoroton Society of Nottinghamshire, demonstrating the groups’ abilities to produce and contribute to academic outputs. The importance of co-production is acknowledged by all participants, with SCAG’s chair commenting that the “ non-patronising approach to partnership working … is to be celebrated and in no small part emanates from the group’s confident engagement with the University” ( B).

  1. Training and community empowerment - Equipping the volunteer communities with new skills and providing valuable personal and professional experience have been transformative for those involved. CRP members (currently 110) have been trained in all aspects of the archaeological process from project design to report-writing ( E, 4-5, 16, I). For SCAG, training and project development fostered by King under the AHRC Connected Communities project, Writing Our History, Digging Our Past (created to build capacity for community heritage), led directly to the group’s applications for HLF funding ( B). In addition, King’s successful application for an English Heritage Early Fabric in Historic Towns grant enabled SCAG to be provided with training in building recording by specialists from Trent and Peak Archaeology, resulting in a reconnaissance survey of the town centre and in-depth recording of 20+ buildings by the group ( G).

Within CRP, volunteers of diverse backgrounds have taken on trustee and leadership roles within the group, driving activities such as educational outreach with schools and fundraising as well as archaeological research ( E, I, 6, 7). One volunteer (a former builder) is now working as a professional archaeologist ( I, 2), while another completed her PhD on Roman artefacts at Nottingham in 2018. Having volunteers playing such leadership roles challenges the implicit hierarchies in the profession and ensures the long-term viability of the groups. Testimonies from volunteers evidence the value of new skills and confidence gained attested by one CRP member who notes “ I have acquired many archaeological skills and this year … I learned a great deal about looking after and recording a large trench. But what I love most of all is the camaraderie” ( E, 20). This last aspect emphasises the wider social value of such involvement, evidenced particularly during the first 2020 lockdown in which CRP volunteers created a daily newsletter and online activities to combat isolation among the group members.

  1. Sharing of best practice for community archaeology - The work of CRP has inspired the development of new community initiatives at other major sites in Norfolk and the adoption of improved fieldwork practice within existing groups. The director of the Norfolk Archaeological Trust (NAT), who own the Roman town, notes that “ CRP volunteers played an integral part in NAT’s delivery of a recent NLHF project, ‘Imagined Land’ through mentoring members of the public who took part in test-pit programmes at two of NAT’s other sites, Tasburgh Enclosure, and Burnham Norton Friary” ( H). CRP volunteers also worked with American Veterans for Archaeological Recovery at Dickleburgh in Norfolk, which uses archaeology in the recuperation of injured service personnel and veterans ( E, 35) and had planned activities (delayed by Covid 19) with Operation Nightingale, the similar initiative by the Ministry of Defence. Similarly, SCAG (helped by King) provided practical demonstrations for CRP members of standing building survey techniques, which subsequently developed into a significant strand in CRP’s work following the SCAG format ( E, 41). Through the Connected Communities project SCAG’s chair was funded by the National Co-ordinating Centre for Public Engagement to share the group’s experience at the Living Knowledge 6 Copenhagen Conference where he “ was able to share … project experience with an international audience and gain valuable insights into the practices of other groups” ( B). The work of CRP and SCAG’s volunteers also thereby enhances the capacity of an increasingly stretched professional heritage sector to deliver training in basic archaeological methodologies.

  2. Improved management of nationally significant sites - The work of CRP and SCAG, in collaboration with UoN, informs ongoing conservation, heritage management and visitor interpretation and engagement strategies for these locally and nationally significant archaeological sites. The groups work with local government bodies (South Norfolk Council, Southwell Town Council, Norfolk and Nottinghamshire’s Historic Environment Service), local heritage organizations (e.g. Norfolk Archaeological Trust, Norfolk Museums Service, the Southwell Civic Society and the Southwell Heritage Trust) and national bodies such as Historic England to ensure maximum impact of research findings and public engagement. CRP’s 2016 geophysical survey led to a major expansion of the Scheduled Monument at Caistor by Historic England, ensuring enhanced protection from heritage crime and mechanized agriculture, while work at an extra-mural temple in 2018-19 added significant new data to another Scheduled Monument providing key information for future management ( D). Historic England state that CRP’s “local communication and advocacy of the site has been of considerable benefit to us in that they are able to demonstrate the importance of the archaeology and its value at a peer-to-peer level” ( D). SCAG members have played an active role in Local Neighbourhood plans, most recently in debates about the archaeological impact of proposed flood mitigation measures in the town ( B). Finally, SCAG and Bowden campaigned to raise public awareness of the significance of Southwell’s Roman villa, which was under threat from development. This directly resulted in the development site being purchased by a benefactor in 2015 at an estimated cost of £2 million and presented to the Chapter of Southwell Minster for use for educational, conservation and cultural purposes ( C). SCAG members and Bowden now sit on a working group tasked with developing the site’s use as a cultural resource for Southwell. SCAG’s chair notes that “ Professor Bowden’s support for the group in constructing the argument for the national heritage value of the site’s Roman villa, was a key element in the eventual securing of the site’s long-term future and protection from development” ( B).

  3. Enhanced public understanding of heritage - The activities of Bowden and King with the two groups have involved extensive outreach both within local communities and for the wider body national and international public visitors. This has resulted in the development of new visitor engagement projects including the writing of a new guidebook ( F) and installation of new display panels at Caistor funded by Natural England, VR apps supported by Natural England and the AHRC ( H), popular publications on Southwell’s vernacular architecture ( G) and the site of Southwell’s Burgage, and interpretation panels for Southwell’s Roman villa. CRP’s and SCAG’s method (mentored by UoN staff) of excavating test-pits in gardens have also provided a tangible means by which the public can engage with the heritage on their doorstep and both groups have gained new members through this ( I, 1-2, 3. The work of CRP has featured prominently in national publications such as British Archaeology and Current Archaeology and both groups receive frequent coverage in local print and broadcast media (I). Caistor’s owners (NAT) acknowledge that “ the volunteer support provided by CRP is invaluable, providing effective outreach to our visitors and to educational institutions which NAT could not otherwise provide” ( H).

Volunteers now regularly deliver public talks for other archaeological groups, lead guided walks at Caistor and Southwell, offer workshops, run events for local schools and organizations such as the Young Archaeologists Club and regularly deliver activities for events such as Heritage Open Days, Norwich Science Festival, and the Festival of Archaeology ( E, 17, 41). 12 CRP members have been professionally trained as School Facilitators and run archaeology activities for primary school children from 3 schools from Years 2-6 ( E, 29, 46). These have proved popular with one teacher commenting that “ our visit to Caistor and having the team coming into our school brought an extra dimension to our Roman unit. The team were knowledgeable, friendly and entertaining and the activities stimulated great discussions among our pupils”.

This public outreach by members both informs the public but also delivers benefits to members themselves. One CRP member said “ I particularly enjoyed speaking to visiting members of the public during our open afternoon and re-discovered something of my long-lost confidence – never be afraid to step outside your comfort zone and take on a new challenge” ( E, 20). Group members thus not only participate in fieldwork but also help to shape the narratives through which a wider public gain their understanding of the past.

In summary, Bowden and King’s work demonstrates that academics can help empower local communities to take ownership of archaeological research and bring their history to life in an engaging, authentic and meaningful way.

5. Sources to corroborate the impact

A: Statement from CRP chair on Bowden’s role in establishing and supporting CRP

B: Statement from SCAG chair on Bowden and King’s roles in SCAG’s development

C: Statement on donation of Minster School site

D: Statement from Historic England regarding impact on management of Roman town

E: CRP annual reports (2015-2019) (activities, business plans and volunteer testimonies)

F: Guidebook for Caistor written by Bowden, funded by Norfolk Arch Trust and UoN

G: Popular book on Southwell’s architecture, resulting from King’s Historic England project

H: Statement from Director of Norfolk Archaeological Trust regarding role of CRP

I: Selected media from Caistor

J: Pages from CRP website, funded by National Lottery Heritage Fund

Submitting institution
University of Nottingham, The
Unit of assessment
29 - Classics
Summary impact type
Societal
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

UoN’s Centre for Spartan and Peloponnesian Studies has shared critical revisionist archaeological and historical interpretations of ancient Sparta and its territory (Laconia) with policy makers, secondary teachers, HE and the wider public. Impact has been achieved in four areas:

  1. influencing heritage policies in the modern city of Sparti and informing the strategic vision of the city’s History, Archaeology and Heritage Community Centre and global outlook through research-based public engagement and academic consultancy;

  2. transforming secondary school teaching and learning in Australia and the UK through accessible research publications and influencing new teaching materials and the OCR textbook;

  3. transforming HE teaching and learning globally through influencing the structure and content of modules and student critical thinking and research;

  4. changing public perceptions of Sparta and its history in the UK, Greece and the US through mass media, in particular popular literature and online debate.

2. Underpinning research

Since 2003 archaeological, historical and reception-focused research published by leading members of the UoN’s interdisciplinary Centre for Spartan and Peloponnesian Studies (henceforth the ‘Centre’, founded in 2005 and globally unique in its focus) has challenged a widespread, often heroised image of ancient Sparta as an exceptional, militaristic, austere and quasi-totalitarian city-state – in both academic and popular works.

Gallou’s archaeological research on Bronze Age predecessors of Classical Sparta and its perioikic towns ( 3.1, 3.2) de-emphasises the disruptions that supposedly led to Classical Sparta’s exceptional status. Her research highlights socio-political and cultural continuities, reconstructing a more accurate image of the socio-political conditions during the Late Bronze Age and the transition to the Early Iron Age, consonant with the range of cultural norms on the rest of the mainland, and contextualising the later period more clearly within long term developments ( 3.1). The broadening of geographic and temporal focus provides a reminder that a variety of revisionist stories about Sparta and perioikic Laconia can be told, in addition to the standard ones about fifth-century military exploits. Hodkinson’s research has led worldwide revisionist interpretations of Classical Sparta, focusing especially on the relationship between Sparta’s military and civic elements, its alleged exceptional and quasi-totalitarian character ( 3.3, 3.4), and comparative analysis of helotage exploring the potential for and limits on helot agency ( 3.6). Hodkinson emphasises the variety of regional socio-economic activities and places them within the range of Greek norms. Hodkinson’s AHRC-funded research on reception reveals the contingent political and intellectual roots of current standard modern interpretations of classical Sparta through comparison with other ancient Greek city-states and with societies at other historical times and places ( 3.4), and examines the way in which Sparta has been appropriated as a comparative model in modern political and intellectual thought ( 3.5). Fotheringham’s research focuses on popular representations of Sparta in the 20th−21st centuries, exploring reasons for the popularity of the standard image of a militaristic Sparta, particularly within the ideological circumstances of the comics industry and military fiction ( 3.5). She exposes the way the heroised standard interpretation in popular consciousness is sustained by uncritical omissions and contradictions of problematic aspects of Spartan society, such as the exploitation of the helots, in those novels, films, comics and popular history books that present Sparta in a positive light. Her recent research maintains this emphasis on range by demonstrating how the graphic novel Three uses layered narrative, characterisation and paratext to present a more historically nuanced view of Spartan culture ( 3.7).

3. References to the research

  1. GALLOU, C. 2020. Death in Mycenaean Laconia. A Silent Place. Oxford (9781789252422)

  2. CAVANAGH, W.G., GALLOU, C. & GEORGIADIS, M. eds. 2009. Sparta and Laconia from prehistory to premodern (BSA Studies 16). London [It includes own chapter, “Epidaurus Limera: the tale of a Laconian site in Mycenaean times”, 85-93] (9780904887617)

  3. HODKINSON, S. & POWELL, A. eds. 2006 Sparta and War. Swansea [with Hodkinson’s own chapter, “Was classical Sparta a military society?”, 111-162] (9781905125111)

  4. HODKINSON, S. ed. 2009. Sparta: Comparative Approaches. Swansea. [Part V is a debate on Spartan exceptionalism between Hodkinson and M.H. Hansen, 383-498] (9781905125388)

  5. HODKINSON, S. & AND MACGREGOR MORRIS, I. eds. 2012. Sparta in Modern Thought. Swansea [It includes chapters by Hodkinson (“Sparta and the Soviet Union in U.S. Cold War foreign policy and intelligence analysis”, 343-92) and by Fotheringham (“The positive portrayal of Sparta in late-20th-century fiction”, 393-428)] (9781905125470)

6. HODKINSON, S. 2003/2008. “Spartiates, helots and the direction of the agrarian economy”, in S.E. Alcock & N. Luraghi, eds. Helots and their Masters in Laconia and Messenia, Washington, DC, 238-75 (9780674012233); revised version in E. dal Lago & C. Katsari, eds. Slave Systems, Ancient and Modern, Cambridge, 285-320 (9780521881838)

7. FOTHERINGHAM, L. 2019. “Doing justice to the past through the representation of violence: Three and ancient Sparta”, in Mickwitz, N., Hague, I. & I. Horton, eds. Contexts of Violence in Comics. Routledge, 17-33 (9781138484504)

Selected grants that underpin the research conducted

  1. PI Hodkinson, Sparta in Comparative Perspective: Ancient to Modern, AHRC Standard Grant (18263/1), (Sept 2004 − Mar 2010): £346,938

  2. PI Cavanagh, Named Post-Doc Gallou, Prehistoric Laconia, The Antonini-Georgiadis Fund, Greece (RL1835) (Jan 2005 − Dec 2011): £122,400

  3. PI Gallou, The Chamber Tombs at Epidaurus Limera, Laconia, Harvard University, The Selby White-Leon Levy Foundation for Archaeological Publications (grant no. n/a) (Mar 2007 – Mar 2009): £7,361.38

  4. PI Gallou, Prehistoric Laconia, Institute for the Study of Aegean Prehistory (grant no. n/a) (Jan 2007 – Nov 2007): £10,094.44

  5. PI Hodkinson, Sparta in Comparative Perspective: Ancient to Modern, Harvard University, Loeb Classical Library Foundation (grant no. n/a) (Feb 2012 – May 2012): £21,755

4. Details of the impact

The impact of this ICS has four strands:

  1. Influencing heritage policies and decision-making in the modern city of Sparti

Despite being the site of one of the two most important city-states of Classical Greece, Sparti is not a popular tourist destination because its limited physical remains allow little engagement with its glorious past. The Centre’s revisionist findings regarding cultural continuity from pre-classical Sparta and Laconia ( 3.1-2), militarism ( 3.3-4), misappropriation and distortion in Sparta’s popular representations ( 3.5, 3.7) have had a profound shaping influence on the City of Sparti’s strategic vision concerning heritage policies and management. As the Mayor of Sparti testifies, these have transformed the Municipality’s decision to increase heritage infrastructure “ as a heritage resource and an income generator” ( A). The transformation of the Municipality’s strategy occurred at multiple levels. Starting in 2019, consultancy by the Centre led to a strategic partnership that helped the Municipality to “ identify new aspects of Sparta’s ancient history to focus on in our public engagement” ( 3.1). Between May and November 2020, the joint organisation of the ‘Sparta Live!’ lecture series of 14 webinars, in partnership with the UK Embassy to Greece and with the participation of key historical fiction writers, graphic novelists, publishers and academics, empowered the Municipality to participate in, manage and steer the public debate around its history and heritage, something unseen elsewhere in Greece, and “ to carefully and consciously position ourselves in relation to rife misappropriations of Sparta’s heritage” ( cf. 3.4-5, 3.7). Mitigating against these negative consequences is vital for how locals view their past and cultural heritage and important to the Municipality in how it counters the city’s image as isolationist. Through the series, which attracted large audiences (1410+ individual logins some of which representing school classes, households and associations) spanning 22 countries and five continents, the City gained international reputational benefits and cultural world attention ( A).

In 2020, the City of Sparti signed a MoU with the UoN ( B), becoming the first Greek municipality to establish a formal relationship with a foreign university with the aim of improving and promoting local heritage protection and marketing. This partnership sets a precedent in the Greek tourism context. The Centre’s academic research, outreach activities and consultancy has had a major influence on the City’s decision to set up a History, Archaeology and Heritage Community Centre to responsibly curate and promote Spartan heritage locally and globally ( A). The setting up of the Community Centre has been delayed as a result of the Covid-19 pandemic, but a concrete programme of activities (including continuing education and professional training in experimental archaeology, summer schools, tourist summer camps, heritage guides and marketing material) impacted by UoN research, has been prepared and a decision has been made to allocate a separate building in the city to host the Centre and provide space for engagement activities. The Mayor of Sparti (also ex-Deputy Minister of Finance in Greece) stresses the Community Centre’s major importance as an “ income generator… at a time when national and EU opportunities for cultural heritage funding are facing serious cuts, and as a result local communities struggle to make most of their heritage resources” ( A).

  1. Transforming secondary school teaching and learning in Australia and the UK

Hodkinson’s research ( 3.3-6) and delivery of new teaching resources have significantly impacted on secondary education in the UK (from August 2013) and Australia (from 2015), countering popular misconceptions and misappropriations within the world’s two major courses on Sparta: (1) in the UK, the OCR AS/A-level unit, Politics and Society of Sparta, taken by 1,000+ students p.a. in the Classics AS/A-level (August 2013 until 2017); and 1426 students in the new Ancient History A-Level (since 2017) ( C1); (2) the Spartan Society unit in the New South Wales (NSW, Australia) Higher School Certificate taken by 3,000 students p.a. ( D1, D2).

In the UK Hodkinson’s work has significantly influenced learning resources for the new Ancient History A-level’s Sparta ‘depth study’. His reader’s comments on the Sparta chapters in the OCR/Bloomsbury course textbook led to 72 changes ( C2). “ His peer review helped ensure the component represented reliable, accurate and up-to-date analysis” (Bloomsbury Senior Commissioning Editor) ( C3). An OCR examiner and teacher of QMC, Basingstoke states, the precision of the information on Sparta at war ( 3.3) “ has been very useful…to confirm/build on [students’] understanding of source evaluation” ( C4). As advisor to the depth study’s sourcebook, LACTOR 21 Sparta, Hodkinson’s advice was “ instrumental in forming the structure of the volume” (Preface; C5). Hodkinson’s impact on the book and therefore on teaching of Sparta in UK schools consisted in improving the selection and interpretation of sources, as the sourcebook editor states ( C6). A teacher of QMC, Basingstoke states, “ it has helped [students’] confidence and security in understanding a complex topic” ( C4). As the first-ever Sparta sourcebook, it is also used internationally at both secondary and tertiary levels, with 821 sales to July 2020, including 570 in N. America - one copy is often used by a number of students/teachers ( C7).

In NSW, which in numerical sense is the area with the largest student numbers in the ‘Spartan Society’ unit in Australia, Hodkinson’s publications and teaching resources have transformed teaching and student learning ( D2): “ I have been using [his] research to provide myself with a university level understanding of Spartan society…The average achieved in the HSC exam…is significantly higher than the rest of the state…a result of [his] thorough research”’ (teacher, NBSC Balgowlah Boys); [His research] is valuable in enabling students to explore more deeply some of the long-standing generalisations and distortions (the so-called Spartan Mirage) that have characterised Spartan scholarship for so many years” (Immediate Past President, NSW History Teacher’s Association) ( D1). His ‘Transforming Sparta’ article (published March 2015) ( D3), commissioned for the HSC syllabus by the Macquarie journal Ancient History: Resources for Teachers, has met a particular need for an accessible revisionist account of Sparta “ as a means of engaging students and teaching them to think critically” (teacher, Ascham School) and to gain “ a wider understanding of the different perspectives and approaches” (student, Shore Grammar School) ( D2). His publications are recommended by the President of the NSW Professional Teachers' Council ( D4) and frequently cited in the NSW History Teachers Association study days ( D5). One ( 3.6) was selected for quotation in the Catholic Secondary Schools Association’s August 2017 practice Ancient History exam, sat by 4,200 students across the sector, for “ framing an explicitly historical question in language accessible to 17-18-year-old students” (Exam Convenor) ( D6).

3. Transforming teaching and learning in HEIs worldwide

Within HE, Hodkinson’s revisionist research has transformed teaching and learning on Sparta globally, influencing curriculum content and enhancing student learning. Evidence of its influence since August 2013 has been received from 27 HEIs ( E) spanning 5 continents and 16 countries. To quote one Virginia academic, “ his writings have had a revolutionary effect…on the teaching of all responsible scholars in North America” and one from Nanjing, “ In Chinahis publications…have influenced these scholars’ research and their teaching”.

Several academics testify how his research has influenced the design and content of curricula in Classics: “ Both of my courses on Sparta are informed and inspired by [his] many publications” (Edinburgh); it “ shaped the design of the course as a whole” (Dartmouth); “ heavily influenced the way I teach Ancient Greek History” (Trento). Similar comments were received from teachers from other HEIs such as Corfu and Trinity College Dublin. And beyond Classics: “ your publications have been very important for my recent updating of the course on Political Anthropology” (Russian State University).

HEI teachers highlight the major influence of Hodkinson’s own writings and his edited books (cf. 3.3-6) on student tutoring and learning as “ an important pedagogic tool” (Winnipeg): “ the way you have made your own and other scholars’ work so easily accessible has been a great help in tutoring students at various levels” (Bergen); “[His] publications have helped my students think more critically about the ways in which information can be extracted from ancient sources” (Reading). Similar comments have been received from Aalborg, Leicester and Corfu. PhD students have remarked on how “ pivotal for the aims of [their] studies” (Napoli) his work has been; “[it] gave me some clues to read more critically the papers and books of modern scholars” (Madrid). At Nanjing, the impact of Sparta in Modern Thought ( 3.5) extended beyond the curriculum as it was selected for discussion by the graduate student reading group in World History in 2014.

One innovative influence is the pedagogic impact of the graphic novel *Three for which Hodkinson was historical consultant (see 4a below), providing “ a model for how scholarly work can be presented…in a compelling fashion” (Dartmouth). Testimonies from academics highlight Three’s significant impact on student learning: “ wonderfully effective as a counter to the more troubling depictions that [students] encounter in Frank Miller's 300’” (Christopher Newport); “ the many realistic details gave [the students] a more concrete feeling for the milieu” (Colorado); used it “ to flex their critical muscles” (San Diego).

  1. Shaping public perceptions through popular and mass media

The Centre’s influence on diverse popular and mass media has shaped public perceptions of Sparta, generally dominated by an oversimplistic emphasis on a heroised Spartan militarism. It has done so both by promoting an appreciation of historical complexity, by engaging with creators to influence popular culture representations and by exposing readers to varying and revisionist stories about Sparta ( 3.3-7).

  1. Post publication impact of consultancy for Kieron Gillen’s graphic novel, Three

Three, a graphic novel set in 4th c. BC Sparta, for which Hodkinson was academic consultant, was published in serial form in October 2013-February 2014 and in a collected trade edition in April 2014. Its back matter includes a ‘Conversation’ between Gillen and Hodkinson. The trade edition has gone into a second printing. A Greek edition was published in November 2019. It has been a success with readers receiving a strong 8.4/10 review score on ComicBookRoundup ( F). Both editions have received positive reviews ( G). Three’s historical accuracy is highlighted by comics industry critics (“ an ideal example of an absolutely professional work that harmoniously balances between imagination and fiction on the one hand and accuracy on the other”, EfSyn). Its revisionist take on Sparta, grounded in Hodkinson’s research ( cf. 3.3-4, 3.6), has had a strong impact on readers, countering the normal excessive focus on martial prowess and neglect of helot agency. It has also become an alternative reference point to ‘300’, which presents an idealised militaristic Sparta that ignores aspects of the historical record that undermine that image, such as the Spartan economy’s reliance on, and domination of, helotage, thus “ telling a more nuanced story of what life in Sparta was like” (Matthew, GoodReads) and showing “the slavery that enabled the freedom of the Spartans”’ (Loki, GoodReads). Reviews also show how Three has expanded readers’ knowledge of Sparta and of academic research: “ If there’s anything that your work changed in me is a new fondness and respect for extreme research for art’s sake” (FernanAyuso’s message to Gillen). They also benefited from the ‘Conversation’ section :my understanding of Three and Spartan history was changed and enhanced by the academic discussion published at the back”.

The impacts were augmented through talks to practitioners and public audiences by Hodkinson and Gillen, and by Fotheringham ( 3.5, 3.7). Practitioners at ComicsForum2014 and AthensCon2019 applauded the innovation brought to their field through the academic consultancy on Three and its benefits to improving industry perceptions of Sparta: “ historical research has had a positive impact on the representation of Sparta”. Reader feedback valued how academic research contributed “ a sense of clarity, detail and plausibility” and how it “ set problems for the story, but in solving them, made the work stronger and richer”. Feedback also showed that Three and the talks were a transformational ‘Sparta 101’: “ I knew the bare minimum about Sparta before reading ‘Three’’; “Honestly hadn’t heard of Helots before – and I did a history degree”; “ A far better understanding of the slavery system in Sparta” ( G).

Finally, Hodkinson’s consultancy had a significant impact on Gillen’s career trajectory, giving him first-hand mentoring in the historical skills needed for his next project, his hit series The Wicked & the Divine, covering 6000 years of cultural history. “ While fiction is not history, I try and bring that complexity to my thinking about a period…All of that was born of my engagement with Stephen Hodkinson’s research during our collaboration on Three”( F)

  1. Countering misappropriations of Sparta by hate groups online

The Centre’s research played a key role in the success of the November 2017 launch of the U.S. website Pharos: Doing Justice to the Classics at Vassar College, which documents and responds to appropriations of Greece and Rome by hate groups online. Pharos’ first three posts focused on the use of Spartan military symbols by Alt-right protestors. Hodkinson and Fotheringham contributed their views to the second post, Scholars Respond, “ most of which”, to quote Pharos’ Director , “is derived from the work of you and your collaborators at the [Centre]” ( 3.3-5, 3.7) ( H). Hodkinson’s feedback on the draft post “ saved [the website] from many errors and mischaracterizations”. The third post, This is not Sparta, cited Hodkinson’s “ more balanced readings” of the role of the military in Spartan culture ( 3.3); and a fourth, September 2018, post on The Oath Keepers ‘Spartan training program’ cited his challenge to the authenticity of Leonidas’ alleged ‘MOLON LABE’ response to Xerxes at Thermopylae ( 3.3). Both the second and third posts also cited the graphic novel Three (see 4a above) as a work “ which should be required reading for any fan of Snyder’s fllm [ 300]”. Site analytics show the international reach of PharosSparta posts. Within two weeks of its launch, the site had been visited over 5,000 times by users from 48 countries. By July 2020, the Sparta posts that and Fotheringham consulted on had 4,663 views, ranking them “ among the most visited on the site” ( I).

5. Sources to corroborate the impact

A. Letter from the Mayor of Sparti confirming influence on the City’s heritage policies

B. Memorandum of Understanding signed between the UoN and the City of Sparti

C. Dossier of testimonies to impact on secondary school teaching & learning in the UK

D. Dossier of testimonies to impact on secondary school teaching & learning in NSW, Australia

E. Dossier of testimonies to impact on teaching & learning in HEIs worldwide

F. Letter from graphic novelist Kieron Gillen confirming influence on graphic novel Three

G. Dossier of testimonies to post publication impact on the graphic novel Three

H. Letter from the website Pharos Director confirming impact on website content

I. Pharos readership data 27-22-2017 to 31-07-2020

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