Impact case study database
- Submitting institution
- University of Keele
- Unit of assessment
- 18 - Law
- Summary impact type
- Legal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
embodies Krishnadas’ ‘Transformative Methodology’, as an interactive mechanism for enhancing access to justice. CLOCK responded to the significant withdrawal of legal aid through co-designing the Community Legal Companion. Since 2015, CLOCK has been cascaded nationally to have a direct impact on 3712 litigants-in-person, pedagogical impact on 12 law schools, professional impact on 9 courts and 70 partners, policy impact on the Legal Aid, Sentencing and Punishment of Offenders (LASPO) review, social impact on the COVID-19 pandemic and racial equality, and international impact assisting 1,200 families through the All India Access to Justice Strategy.
2. Underpinning research
CLOCK is an active application of Dr Krishnadas’s ‘Transformative Methodology’ for access to justice (3.4), developed through feminist and post-colonial research, which centres the lived experience of persons in times of crisis, to inform pathways of how to claim their rights to family life, livelihood and housing through interaction with different legal actors in familial, charitable, government and court contexts across public and private law.
The chapter “Rights as the Intersections: Rebuilding Cultural, Material and Spatial Spheres of Justice – A Transformative Methodology’ (3.4) summarises the underpinning research which has been explored in a series of peer reviewed articles setting out a three dimensional analysis to propose that rights may be transformative by (i) enhancing agency, (ii) revaluing capacity and (iii) mobilising public and private spheres through a collaborative, intersectional and relational methodology for access to justice.
The first strand of the methodology (3.1) centres the lived experience of the person seeking access to justice as they navigate the complexities of the legal system. This article critiqued the legal recognition of a legal subject as autonomous and found that the lived experience of litigants in person is diverse, relational and dependent, demanding a community outreach response to reflect their agency, which has been applied through the role of the Community Legal Companion. (3.1).
The second strand of the methodology (3.2) revalued the capacity of the person seeking justice. The article critiques the measurement of legal capacity in individual, financial terms rather than responding to intersectional, complex needs with community resources, such as caregiving and time to revalue resources and enhance capacity. This has been applied with CLOCK sharing community resources through collaborative practice. (3.2, 3.6).
The third strand (3.3) analyses the public and private divide and found that in times of crises, private vulnerability can be exposed in the public sphere. This stresses the need to mobilise reform of the public and private sites of law. CLOCK has applied this through the response to private family law as a public crisis. (3.3).
The above publications underpinned the British Council UK / India Education and Research Initiative’s funded ‘Research Innovations in Social and Legal Methodologies’ project. This created an innovative, action-oriented exchange for scholars and practitioners to develop the collaborative partnership on access to justice in times of crisis. The academic and practitioner UK-India exchange was published (3.5) to inform the CLOCK/ All India Access Justice Strategy.
Drawing upon this body of research, Krishnadas was granted small scale funding from HEFCE to develop strategies led by women survivors of domestic violence (‘Voices of Experience’) about the significant withdrawal of legal aid (LASPO), to actively apply the Transformative Methodology within the UK. This became a blueprint for the construction of the https://clock.uk.net/ web-portal, a unique data generation and collation site mapping the interaction of Litigants in Person with the legal system. LiPs’ agency, capacity and mobility are traced through the intersectional, collaborative CLOCK mechanism to inform a multi-agency response by the University Law Schools, the courts, and the legal and charitable sectors. (3.6).
3. References to the research
3.1 Krishnadas, ‘Identities in Reconstruction: From Rights of Recognition to Reflection in the Post-Disaster Reconstruction Process’(2007 a) Feminist Legal Studies 15: 137-165
3.2 Krishnadas ‘Global devaluing of Local Capacities to Care: From Rights of Redistribution to Revaluation in the Post Earthquake Reconstruction Process’ (2007 b), in Conaghan J. ‘Legal Constructions of Unpaid Caregiving’, Northern Ireland Legal Quarterly Vol 58 No 3 pp 376-394
3.3 Krishnadas ‘ Relocating the Master’s Domain: Social and Legal Locations of Gender from Post-Disaster to Everyday Life’ (2007 c), Social and Legal Studies, Vol 16 March 2007 pp 131-147
3.4 Krishnadas ‘ Rights as the Intersections: Rebuilding Cultural, Material and Spatial Spheres of Justice– A Transformative Methodology’, (2008), in Cultural Practices, Political Possibilities. Dasgupta R (Ed.). Cambridge Scholars pp- 38-63
3.5 Time for justice, time for change! The place of academic and community partnerships in promoting local and global rights and challenging injustice’, Boylan, Brammer, Krishnadas, Patel and Lingam, Journal of Ethics and Social Welfare, Vol 10,2016, Issue 4.
3.6 CLOCK, ‘The Community Legal Companion’ as an Agent of Change: A Transformative Methodology’ in the Edited Collection ‘Reimagining Legal Education’, (2018) Edited by Linden Thomas, Steven Vaughan, Bharat Malkani and Theresa Lynch, Hart
The quality of this research is indicated by its publication in peer reviewed outputs, by the substantial uptake of this research via CLOCK (see below) and by funding underpinning it including support from the British Council:
2013 | £15,000 | ‘CLOCK Build It’, Hefce UnLtd Social Enterprise Award |
---|---|---|
2013 | £5,000 | ‘CLOCK Do It’ Hefce UnLtd Social Enterprise Award |
2013 | £5,000 | ‘CLOCK Try It’ Hefce UnLtd Social Enterprise Award |
2011 | £5,000 | Keele Key Fund, Postgraduate Exchange |
2010 | £4,800 | British Council PMI 2; with Prof Asha Bajpai, TISS |
2009 | £5,600 | British Council PMI 2; with Prof Asha Bajpai, TISS |
2008 | £6.400 | British Council PMI 2; with Prof Asha Bajpai, TISS |
4. Details of the impact
i) A Transformative Pedagogical Impact
Since 2015 CLOCK has been cascaded to 12 Law Schools in England ( Community Legal Education), operating in 9 court centres, with 70 partners (5.5).
Fig 1: Location of the 9 court centres in England operating CLOCK
Based on Krishnadas’ ‘transformative methodology’, the Law Schools deliver litigant-centred, community-based training for over 300 community legal companions, to assist, signpost and monitor access to justice, summarised by Moore and Newbury, with a student reflection “( LIPs) are lost in the system, we are a bridge” (5.2, p52). In ‘Reimagining Legal Education’, Linden et al notes ‘ CLOCK as an effective means of responding to the impact of the cuts to legal aid and… consequent public duty upon universities to act in collaboration with legal practitioners and the third sector in the face of such overwhelming unmet legal need’. (5.3, p15). Moscati affirms ‘ CLOCK does have a transformative impact on students, lecturers and litigants in person… The transformation it brings is adding a new important element to access to justice’ (5.4), for which CLOCK has received national awards for the ‘Outstanding Contribution to Access to Justice’, and ‘‘Benefitting Communities (5.7).
ii) Enhancing the agency of Litigants-in-Person (5.5)
HHJ Perry, Designated Family Judge affirms ‘The Community Legal Companion role carried out by CLOCK at Stoke on Trent Combined Court has proved invaluable in assisting litigants-in-person, whose voice might otherwise have not been heard in obtaining access to justice’.
Fig 2: CLOCK assisted C100 applications, Stoke-on-Trent Family Court, 2019
Since 2015 clock.uk.net has recorded assisting 3712 litigants-in-person https://clock.uk.net/Admin/Applications/. To put this in context, in the last quarter of 2019, CLOCK assisted 150 of the 163 Child Arrangement applications to Stoke Court, to enhance the agency of Litigants-in-Person;
i) ‘ Clock have helped me to understand court papers and what has been required of me during the court process. Having the court companion in the hearings, taking notes has helped me when it is difficult to understand what is happening. Clock have signposted me to specialised counselling and supported my legal aid and pro bono applications, and affordable fixed fee legal advice, that I did not know were available’ (9.10.19)
ii) “ CLOCK got me help from other organisations because I have to find somewhere to live, sort out new schools, benefits and I have debts to pay’ (5.5)’ see also ‘Walking in a Litigant in Person’s Shoes ( https://clock.uk.net/ )
iii) Professional Impact: Building Capacity through Collaborative Practice, CLOCK Community Legal Companion
CLOCK has impacted collaborative practice 5.5, described by Maclean and Eekelaar as ‘ a virtuous circle of activity which benefits clients, students, and the university, lawyers and the courts’ (5.1, p166).
Fig 3: Organisations signposting for CLOCK assistance:
Corryn Schofield, Lewis Rodgers notes; “ We support CLOCK as it is an invaluable service within the area which has greatly assisted a significant number of people. In working with CLOCK we have been able to identify people who were unaware that they were eligible for legal aid and in some cases even identify and successfully apply for Exceptional Case Funding” (3.10.19). (5.5) .
Zabina Azim, Walters and Plaskitt affirms “ Services users have been directed to legal advice through clock, we have been able to reach users who may not have ordinarily sought legal advice. (This has) enabled them to get the advice they required, benefitted their particular circumstances, (and) achieved an outcome that they have thought impossible” (6.10.2019) (5.5).
Co-founder of Voices of Experience shared ’It is because of CLOCK, I and my daughter and many women and their children have been able to get the legal assistance so desperately needed to escape violent and abusive relationships... We now live rather than exist.’ (5.5).
iv) Policy Impact across the Public and Private Sphere; Legal Aid Reform Community Legal Research
CLOCK submitted data to inform the Ministry of Justice (MoJ) post-LASPO Implementation Review. Writing for The Justice Gap, Eleanor Livingston states; “The areas of private family law and public care cases have both been detrimentally affected, with CLOCK going as far as to suggest that the lack of legal aid in some cases constitutes ‘a significant breach of public duty in relation to failing to safeguard the child against the risk of harm”
Lucy Frazer QC, MP Parliamentary Under Secretary of State for Justice affirms “The CLOCK evidence submission has raised particular issues to inform
i) “ a comprehensive review of the legal aid means testing thresholds”
ii) “ to expand the scope of legal aid to cover special guardianship orders”, extending public funding for private family law.
Iii)“Beyond legal aid we have announced a number of policies that build on the evidence received by CLOCK.. for instance the excellent work that CLOCK do in signposting people to resolve their legal problems underlying the value of effective signposting, coordination and advertising of the support already available.” (5.6).
v) Social Impact
CLOCK assisted 160 Litigants in Person in the Covid pandemic, exposing domestic violence in lockdown as a social crisis, and submitted a formal complaint against the former Mayor in breach of the Localism Act for racist posts, which was upheld, ‘We take this opportunity to thank you for the materials which you and your students kindly provided, they were of considerable assistance’ (Monitoring Officer, 2.12.20) (5.9).
vi) International impact
CLOCK has delivered the Community Legal Companion Training to visiting students from the Tata Institute of Social Sciences, Mumbai and collaborated with the All-India Access to Justice Strategy, assisting 1,200 disaster affected families in Cochin, Kerala https://clock.uk.net/Pages/International (5.10).
5. Sources to corroborate the impact
5.1 After the Act, Mavis Maclean and John Eekalaar (2018), CLOCK cited p. 103-4, 118, 120, 166, 169
5.2 Legal Aid in Crisis, Assessing the Impact of Reform, Sarah Moore and Alex Newbury (2017) CLOCK cited p.48, 52,73
5.3 Reimagining Legal Education, Ed by Thomas, Vaughan, Malkani and Lynch, Hart (2018) Krishnadas cit p.15 and ch 47-77 Krishnadas; 'CLOCK the Community Legal Companion as an Agent of Change: A Transformative Methodology’
5.4 CLOCK: A TRANSFORMATIVE EXPERIENCE MARIA FEDERICA MOSCATI1 (2019) Amicus Curiae, Series 2, Vol 1, No 1, 103-07
5.5 CLOCK Clock.uk.net https://legalvoice.org.uk/author/jane-krishnadas/ Live Data; Video Evidence; Testimonies from Litigant in Persons, Solicitors, Charities and Judiciary, students; CLOCK Steering Committee minutes and Agendas from the Private Law Sub-Committee, Local Family Justice Board, Domestic Abuse Working Group. https://clock.uk.net/Pages/Testimonials, https://clock.uk.net/Pages/About
5.6 Direct Letter from the Parliamentary Under Secretary Ministry of Justice LASPO Review https://clock.uk.net/Content/Articles/Downloads/188.pdf
5.7 Awards; Attorney-General Access to Justice National Award for Outstanding Contribution for Access to Justice, 2016, https://clock.uk.net/Content/Downloads/CLOCK_Access_to_Justice_Award.pdf, Green Gown Award Benefitting the Community https://www.sustainabilityexchange.ac.uk/green_gown_awards_2019_keele_university_finalis
5.8 Impact on Covid Crisis; The Guardian ‘Covid is a Social Crisis’ https://www.theguardian.com/education/2020/sep/09/covid-is-a-social-crisis-the-university-staff-and-students-filling-welfare-gaps , https://www.keele.ac.uk/study/postgraduateresearch/kda/researchnews/2020/october/impact-pandemic/domestic-violence-survivors.php
5.9 Black Lives Matter https://www.stokesentinel.co.uk/news/stoke-on-trent-news/black-lives-matter-hanley-stoke-4408443, https://www.bbc.co.uk/news/uk-england-stoke-staffordshire-55143895, email from Stoke-on-Trent Council Monitoring Officer, 2.12.20
5.10 International Impact; Project on Access to Justice for Marginalised People and Socially Relevant Legal Education, An Overview, National Law School Odisha, Cuttack,2017, Student Reports, https://clock.uk.net/Pages/International
- Submitting institution
- University of Keele
- Unit of assessment
- 18 - Law
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
The beginning and ending of life generate challenging regulatory and ethical issues for medicine, science, and society. Identifying ethical concerns and providing guidance in these areas is vital for good practice, regulation and policy. Research by Wrigley et al in the ethics of genome editing, new reproductive technologies, and end-of-life care has:
Influenced national and international policy formation (e.g., through forming evidence to parliamentary enquiries; and contributing to consultations and policy documents for science advisory bodies ).
Contributed to enhancing professional practice and public understanding (e.g., through influencing practitioner guidance, coverage in national and international media, and stakeholder engagement).
2. Underpinning research
Wrigley et al’s research has provided a basis for establishing ethically well-grounded guidance for policy positions and professional practice by directly addressing major ethical and conceptual concerns in a way that informs and directs how policy makers, professionals, and the public can engage with the challenging regulatory and ethical issues concerning the beginnings and end of life.
This research has provided critical insights in the fields of medicine and biomedical science into two new areas of development – genome editing and mitochondrial replacement techniques – through identifying key ethical and conceptual issues underpinning them and developing frameworks for their use:
Genome editing is a new scientific technique that can precisely modify genes in a permanent way, including potentially heritable changes. Selecting genetic traits by permanently altering human DNA (or that of animals or plants) raises significant ethical issues, including the health and welfare of future people; social justice; scientific freedom; and the future of the global ecosystem.
Mitochondrial replacement technologies are a new development in assisted reproductive medicine that seeks to avoid life-limiting mitochondrial genetic diseases being passed from mother to baby. The techniques involve permanent and potentially heritable changes to human DNA and challenge many received views of parenthood by utilising genetic material from a third donor.
At the other end of the margins of life spectrum, research on ethical issues at the end of life has provided critical ethical analysis of bereavement and end-of-life care policy in both medical and criminal justice settings. This has included critical analysis of national policy concerning the Liverpool Care Pathway for the Dying Patient (LCP). The LCP, developed by the Marie Curie Palliative Care Institute, Liverpool, was designed to assist practitioners to offer the best palliative care to dying patients. Misapplication of the pathway led to media scandals and an independent governmental review. The government accepted the resulting (2013) Neuberger report’s recommendations that the Pathway be phased out of use. Wrigley’s research [3.5] offered a critical analysis of this report, raising concerns over its errors of inference and ethical judgements. End-of-life research has also generated important practitioner-focused guidance on bereavement for those working with vulnerable young people.
In summary:
Research [3.1; 3.2] carried out between 2014 and 2018 (by Wrigley with co-researcher Newson), critically revised the conceptual classification of mitochondrial replacement as genetic therapy, as well as establishing the ethical and social implications of developing and using new genome editing techniques in medicine and the biosciences.
Research [3.3; 3.4] carried out between 2014-2018 (by Wrigley with co-researchers Newson, Wilkinson and Appleby) generated approaches to classification and ethical arguments for establishing the permissibility of mitochondrial replacement techniques as a reproductive technology.
Research [3.5; 3.6] carried out between 2014-2018 (by Wrigley with co-researchers Read & Santatzoglou) raised critical concerns surrounding ethical approaches to end-of-life care. Research included policy critique over the misuse of professional best-practice guidance and a grant-funded project from the Barrow-Cadbury Trust, developing a guide for practitioners working with young people in prisons facing issues of loss and bereavement.
3. References to the research
3.1 Newson, A.J. & Wrigley, A. (2017) “Is Mitochondrial Donation Germ-Line Gene Therapy? Classifications and Ethical Implications” Bioethics, 31.1: 55-67.
3.2 Newson, A.J. & Wrigley, A. (2016) “Being Human: The Ethics, Law, and Scientific Progress of Genome Editing”, Australian Quarterly, The Australian Institute of Policy and Science, Vol. 87, Issue 1, pp. 3-8.
3.3 Newson, A.J., Wilkinson, S. & Wrigley, A. (2016) “Ethical and legal issues in mitochondrial transfer” EMBO Molecular Medicine, 8: 589-591.
3.4 Wrigley, A., Wilkinson, S. & Appleby, J. (2015) “Mitochondrial Replacement: Ethics and Identity” Bioethics 29.9: 631-638.
3.5 Wrigley, A. (2015) “Ethics and End of Life Care: the Liverpool Care Pathway and the Neuberger Review” The Journal of Medical Ethics 41: 639-643.
3.6 Read, S., Santatzoglou, S. & Wrigley, A. eds. (2018) Loss, Dying and Bereavement in the Criminal Justice System (London & New York: Routledge)
Evidence of Quality
All the journal articles, Nuffield Council report [5.1], and the book published by Routledge [3.6] were subject to peer review.
The research for [3.6] was supported by the following grant funding:
2015 - Wrigley, A. (PI and sole award recipient) - Philosophy of Hope and Optimism Funding Initiative for Philosophy Non-Residential Fellowship, “Hope and Death: Despair and Absolute Hope in the Face of Inevitable Death” (Templeton Foundation administered via the Universities of Notre Dame and Cornell, USA) $65,500 [£46,988])
2016 - Wrigley, A (co-lead CI on grant with PI Prof S. Read and CI S. Santatzoglou) - Barrow Cadbury Trust, “Integrating Loss and Bereavement Assessment” (£19,735)
4. Details of the impact
Impact on national and international policy development for new genetic and reproductive technologies in the areas of genome editing and mitochondrial replacement techniques
National policy impact stems from work with the Nuffield Council on Bioethics (NCoB) – on the issue of genome editing. Wrigley’s background paper for the NCoB [5.1] identified many of the major ethical challenges raised by this new technology and formed the foundation for NCoB ’s dedicated working group to explore the issue as a major project. The findings of the first stage of this project have been published as a policy report [5.2].
This project formed part of the basis for a joint statement of the ethics advisory councils of Germany, France, and the UK (2016) [5.3]. Wrigley was also invited as an expert for the NCoB consultation event (31/07/17) to develop guidance on the moral permissibility of genome editing. This consultation, together with Wrigley’s research [3.4], is cited in NCoB’s (2018) follow-up report on ethical and social issues [5.4].
The report and joint statement formed a policy report by NCoB [5.5a] utilised by the House of Commons’ Science and Technology Committee (HCSTC 2017) [5.5b]. Impact followed from the UK government’s response to the HCSTC that all research involving genome editing would be strictly regulated by the UK’s Human Fertilisation and Embryology Authority [5.5c].
International policy impact: Wrigley’s paper for NCoB [5.1] was cited by the Australian Federal Government’s Department of Health Gene Technology Advisory Committee (2015) [5.6a] leading to the Australian Government’s Office of Gene Technology Regulation introducing a review to consider amendments to genetic technology regulations – culminating in a Department of Health review (2018) on the legislation on gene technology [5.6b]. In April 2019, this review led the Australian government to announce plans for new regulation over the use of gene editing.
Research on mitochondrial replacement technologies has influenced and informed policy at an international level:
Wrigley’s research into the nature and use of mitochondrial donation [3.1; 3.3] has been cited by the Australian Parliament’s Senate Committee Inquiry (2018) [5.7a]. His paper [3.1] was also utilised by Senators in Parliamentary debate [5.7b]. The Australian Government response to the Inquiry’s report instigated a major public engagement exercise in Australia (from Sept-Nov 2019) informing legislative review [5.7c].
Generation of public, professional, and stakeholder debate
Research findings have been disseminated through media engagement to inform public and practitioner understanding of ethical and social issues in areas of new genetic and reproductive technologies and of end-of-life care [3.2; 5.10].
Research has generated substantial public and professional debate on matters of national end-of-life care practice and policy. This research [3.5] offered a critical analysis of Neuberger’s government-commissioned independent review of the Liverpool Care Pathway for the Dying Patient (LCP). Wrigley’s research raised concerns about ethical practice at end of life and highlighted that the independent report had made errors of inference and ethical judgement. Wrigley’s research paper was selected for press release by the British Medical Journal as being of particular importance and interest to the public and the medical professions. Research findings were also covered in the media, including national press and professional publications, with daily circulation in the millions [5.10].
Wrigley’s The Conversation piece on Paralympian athlete, Marieke Vervoort, discussed an approach to viewing euthanasia from the perspective of life-extension rather than life-shortening [5.10] - was reported by Newsweek Japan [5.10]. Wrigley’s invited commentary for The Telegraph focused on the Gosport Hospital Scandal, concerning palliative care for the elderly and the need for a proper understanding of the nature of palliative care amongst the medical profession to prevent such scandals reoccurring [5.10]. With a daily reach of over 800,000, this media output generated 118 discussion comments from the public.
Impact on professional practice around loss and bereavement in the criminal justice system:
Through a Barrow-Cadbury funded project (2016-18), Wrigley research [3.6] was used to produce a guide for professionals [5.8] who support young people in the criminal justice system on matters of loss and bereavement. Wrigley’s work forms a significant part of this practical guidance by establishing the ethical concerns surrounding imprisonment as a punishment when offenders are facing matters of dying and bereavement.
No previous dedicated guidance has been available to professionals in this area. This guide has been tested in practice at a large HM Prison and Young Offenders Institute. The range of different practitioners and agency professionals engaged is detailed in a final report for the Barrow-Cadbury Trust (2020) [5.9], which outlines the scope of institutional developments that followed the implantation of the Guide.
5. Sources to corroborate the impact
The Nuffield Council on Bioethics genome editing project reports:
5.1 A.J. Newson and A. Wrigley, “Identifying key developments, issues and questions relating to techniques of genome editing with engineered nucleases”, Nuffield Council on Bioethics, 31st March 2015, commissioned background report. http://nuffieldbioethics.org/wp-content/uploads/Genome-Editing-Briefing-Paper-Newson-Wrigley.pdf
5.2 ‘Genome Editing: an ethical review’ (2016), http://nuffieldbioethics.org/project/genome-editing
5.3 Deutsche Ethikrat (German Ethics Council), Conseil Consultatif Nationale d’Ethique (French Ethics Council) and Nuffield Council on Bioethics (UK) Joint Statement on Genome Editing (October 2016) http://nuffieldbioethics.org/news/2016/ethics-councils-give-urgent-attention-genome-editing
5.4 ‘Genome Editing and human reproduction: ethical and social issues’ (2018): http://nuffieldbioethics.org/wp-content/uploads/Genome-editing-and-human-reproduction-FINAL-website.pdf
UK House of Commons’ Science and Technology Committee on genomics and genome editing:
5.5a Nuffield Council on Bioethics Response to the Science and Technology Committee:( http://nuffieldbioethics.org/wp-content/uploads/NCOB-response-ST-Commons-inquiry-Genomics-and-Genome-Editing.pdf)
5.5b House of Commons Science and Technology Committee report (see section 5) https://publications.parliament.uk/pa/cm201719/cmselect/cmsctech/349/349.pdf
5.5c Government Response to the Science and Technology Committee’s Report: https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/725632/Government_Response_to_the_Genomics_and_Genome_....pdf
Australian Parliament on Gene Editing:
5.6a The Australian Government, Department of Health, Office of the Gene Technology Regulator Committee Report (2015): http://www.ogtr.gov.au/internet/ogtr/publishing.nsf/Content/BD2828D0846052E0CA2581A100000E30/$File/5.%20Minutes%2047th%20GTTAC%20FINAL_Redacted.pdf
5.6b The Australian Government, Department of Health, The Third Review of the National Gene Technology Scheme Final Report (2018) https://www1.health.gov.au/internet/main/publishing.nsf/Content/011C554B9847D6F0CA258169000FCBBE/$File/Final-Report-Oct2018.pdf
Australian Parliament on Mitochondrial Replacement:
5.7a The Australian Parliament Senate Community Affairs References Committee Inquiry report (2018): https://www.aph.gov.au/Parliamentary_Business/Committees/Senate/Community_Affairs/MitochondrialDonation/Report
5.7b The Australian Parliament Hansard entries of the Senate Inquiry debate (2018): http://parlinfo.aph.gov.au/parlInfo/search/display/display.w3p;db=COMMITTEES;id=committees%2Fcommsen%2F097c280f-570c-414f-92ad-43321af4cc3e%2F0006;query=Id%3A%22committees%2Fcommsen%2F097c280f-570c-414f-92ad-43321af4cc3e%2F0000%22
5.7c The Australian Government’s National Health and Medical Research Council Public Consultation on Mitochondrial Donation (2019)
UK Practitioner Guide:
5.8 Practitioner Guide on Loss and Bereavement (2019): S. Read, S. Santatzoglou, A. Wrigley, “Loss and Bereavement: A Guide for Professionals Working Across the Criminal Justice System” (2019). Barrow Cadbury Trust, London. Available at https://www.t2a.org.uk/resources/
5.9 Report on use of Practitioner Guide on Loss and Bereavement (2020)
Media and Press Coverage:
5.10 Table of public and professional media publications with readership and circulation statistics.
- Submitting institution
- University of Keele
- Unit of assessment
- 18 - Law
- Summary impact type
- Legal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Alex Sharpe's research presents a series of legal and ethical arguments against the prosecution of young trans and other gender non-conforming people for non-disclosure of their gender history. This research has:
Influenced policy formation processes through consultations with leading Crown Prosecution Service lawyers, public policy advisors and Amnesty International.
Informed the understanding of practical criminal lawyers on relevant issues and shaped a strategic approach to defending gender fraud cases.
Challenged conventional wisdom and enabled improved public understanding through publication, online participation and by giving interviews in popular media outlets.
2. Underpinning research
This original research (3.1-3.6) was supported by three research fellowships (Leverhulme Fellowship in 2016-2017; Parsons Fellowship, Institute of Criminology, University of Sydney in August 2014; and Crime and Justice Research Fellowship, Queensland University of Technology (QUT) in September 2014). It provides a critical analysis of, and legal response to, a series of sexual offence prosecutions brought between 2012-2016 against young trans and other gender non-conforming people for non-disclosure of their gender histories prior to sexual intimacy. All of the defendants were convicted, most received prison sentences of between two and half and eight years, and all were placed on the Sex Offenders Register. Moreover, it is LGBTQ young people who have borne the brunt of deception-based sexual offence prosecutions since 2012.
The research generates novel legal (3.1, 3.2 & 3.6) and ethical arguments (3.4 & 3.6) opposing criminalisation and the characterisation of non-disclosure of trans backgrounds as unethical. Novel arguments advanced derive from feminist and queer/trans theories. By rethinking the boundaries of the concepts of consent, harm and deception, they focus on agency, identity and the complexity of desire. In particular, the research argues that hetero and cis-normativity (the privileging of non-trans people and their experiences) frame interpretation of what counts as ignorance and knowledge, as ‘material’ facts that fall to be disclosed, as well as the ethical characterisation of conduct (3.4). In relation to complainant claims of ignorance regarding the trans backgrounds of defendants, it draws on the work of queer scholar, Eve Sedgwick, in order to highlight how ‘ignorance’ is not the opposite of knowledge but rather a form of knowledge, one which requires considerable agency to sustain. Moreover, in contesting the issue of deception in trans contexts, it pinpoints and tackles a central and urgent problem faced by trans people in our society. This is the legal and cultural tendency to deny the authenticity of trans people’s gender identities. Accordingly, the research represents a crucial first step toward a more fundamental shift within law and civil society. Further, through public engagement, the research has helped to raise public consciousness regarding the struggles of a highly marginalized group.
This was scholarly ‘desk-based’ research employing the methods of analytical and critical philosophies to answer both theoretical and practical, policy-related questions concerned with the criminalisation of sexual conduct or omission and sexual ethics.
3. References to the research
Peer-Reviewed Articles
3.1 ‘Criminalising Sexual Intimacy: Transgender Defendants and the Legal Construction of Non-Consent’ (2014) Criminal Law Review 207-223 https://uk.practicallaw.thomsonreuters.com/Document/IDD881DC094BA11E38D89BDB56CD9E2CF/View/FullText.html?transitionType=Default&contextData=(sc.Default)&firstPage=true
3.2 ‘Sexual Intimacy, Gender Variance and Criminal Law’ (2015) 33(4) Nordic Journal of Human Rights 380-391 DOI: 10.1080/18918131.2016.1125631
3.3 ‘Expanding Liability for Sexual Fraud through the Concept of ‘Active Deception’: A Flawed Approach’ (2016) Journal of Criminal Law 28-44 DOI: 10.1177/0022018315623674
3.4 ‘The Ethicality of The Demand for (Trans)Parency in Sexual Relations’ (2017) 43(2) Australian Feminist Law Journal 161-183 DOI: 10.1080/13200968.2017.1376366
3.5. ‘Queering Judgment: The Case of Gender Identity ‘Fraud’ (2017) 81(5) Journal of Criminal Law 417-435 DOI: 10.1177/0022018317728828
Monograph
3.6 Sexual Intimacy and Gender Identity ‘Fraud’: Reframing the Legal & Ethical Debate (Routledge, 2018) pp. 204. In a review, Professor Zanghellini has described the monograph as “the most significant work of transgender law and queer ethics of the last decade” (Social & Legal Studies (2018) 27(6): 805).
PI: Alex Sharpe
Grant: Leverhulme Fellowship (1/10/16 - 1/1/18) (£42,319) No. RF-2016-401/8. Title: ‘Sexual Intimacy, Non-Disclosure of Gender History, Rights & Ethical Obligation
4. Details of the impact
Influence on policy formation processes
Crime Prosecution Service: John Edwards, Senior CPS Policy Advisor, states that Sharpe’s arguments in 3.1, 3.3 & 3.5 have had a direct impact on the thinking behind the CPS’s draft revisions “of the ‘Evidential considerations’ in the draft revisions to the legal guidance” on sexual offences (5.3). The ‘Evidential considerations “are fundamental questions in assessing whether a case meets the evidential test for prosecution” and “the draft section draws on some of Professor Sharpe’s concerns regarding the need for those in the criminal justice system to better understand the behaviour of trans persons and suspects” (5.3).
Amnesty International: commenting on 3.1 & 3.2 and on Sharpe’s contribution to an Amnesty organised coalition of experts focusing on overcriminalisation of sexuality and reproductive conduct, Jaime Todd-Gher, Policy and Strategic Litigation Advisor, reveals that, “[Sharpe’s] precise understanding of the discriminatory impact of relying on cis-normative constructions of ‘consent’ as a standard for determining criminal liability for sexual offences deepened the coalition’s discussion and ultimately Amnesty International’s broader analysis of the human rights impact of state criminalisation practices” (5.5). Amnesty now also use the example of ‘gender fraud’ prosecutions in their capacity building and training regarding these issues (5.5).
Influenced lawyers’ understandings of relevant issues and strategic approaches to representing trans people in gender fraud cases
Sharpe provided legal and strategic advice to criminal defence barristers in R v McNally [2013] and R v Newland [2015] (and retrial 2017). Commenting on the research, Nigel Power QC, defending in R v Newland states that Sharpe’s publications (3.1 & 3.5) enabled him to make “a proper assessment of the legal strategies that might be adopted around consent and deception” in relation to gender ‘fraud’ (5.1). Barrister, Tom Wainwright, defending in R v McNally [2013] CA and junior in Newland [2017], states: “[Her] articles (3.1, 3.3, 3.5) are essential reading for anyone carrying out this area of work” adding that Sharpe's research has been particularly helpful in his consideration of “the possibility of judicial review by those affected by R v McNally” (5.2).
Sharpe was also invited by TELI (Transgender Equality Legal Initiative) to participate in legal workshops held at barristers Chambers (Garden Court, June 2016) and solicitors offices (Linklaters, November 2016) in London in response to 3.1, 3.2 & 3.3. Barrister, Allan Briddock, and co-founder of TELI, stated that Sharpe’s research “has assisted in helping to formulate a TELI law reform agenda on this issue, one that involves working with activists, practicing lawyers and a range of institutional stakeholders, including the CPS and the EHRC” (5.4).
Challenged conventional wisdom and enabled improved public understanding
Sharpe's media engagement and journalistic publications have brought her research to a broader audience, stimulating public debate and understanding about the prosecutions. For example, she published articles in The New Statesman (2013, 2015, 2015 - daily readership 120,000) on various aspects of the McNally, Newland and Lee Mason cases, including the punitive sentencing in the two former cases; in Inherently Human, a gender, sexuality and law blog at Durham University (2013, 2015, 2016, 2016, 2017); in Legal Voice, legal professional blog 2017); and in The Conversation (5.7). All were extensively read, shared and commented on. The Conversation article on the Gayle Newland case (2017) was read almost 5000 times, elicited 30 comments from readers and was republished on four platforms (5.7). In 2015, Sharpe was invited to discuss the high-profile case of Newland on LBC Radio (average audience 462,000) and internationally on Canadian Radio Station CBC (The Current Show) (5.7). Her research and insights about the case were then drawn on in media debates and coverage of the case during 2015, including in The Sun (daily reach: 2,955,000), The Mirror (daily reach: 440,671) and Global News Online (5.7).
Sharpe’s research also significantly influenced and helped shape the writing of the play Scorch, by playwright, Stacey Gregg. After first experiencing difficulties getting backing for the play, Gregg started to include Sharpe’s research in the commissioning process which led to a productive dialogue with funders and collaborators and ultimately to Scorch being staged, touring internationally and winning a series of prestigious awards (e.g., Irish Times Best New Play) and has had a real impact on public perceptions of the relevant issues (5.6). Gregg reports: “we were able to circulate [Sharpe’s] articles and blogs and discuss the below the line commentary in response to them as indicative of the general public’s response” which “informed our approach to our anticipated audience and the prejudices or questions they may bring” (5.6).
5. Sources to corroborate the impact
5.1. Letter - Nigel Power QC, Harrington Chambers, Liverpool (8/12/17).
5.2. Letter - Tom Wainwright, barrister, Garden Court Chambers London (23/1/18)
5.3. Letter - John Edwards Senior CPS Policy Advisor London HQ (1/6/20)
5.4. Letter - Allan Briddock, barrister, One Pump Court London and co-founded of TELI (Trans Equality Legal Initiative) (30/4/18)
5.5. Letter - Jaime Todd-Gher, Policy and Strategic Litigation Advisor, Amnesty International (June 2019)
5.6. Letter - Stacey Gregg, playwright and author of Scorch.
5.7. Press Coverage Report: Media publications: New Statesman x 3; The Conversation x 1; Inherently Human and Legal Voice BLOGS x 6; Radio Interviews: LBC, London 2015; CBC Canada 2015; Media quotations in The Sun 2015; The Mirror 2015; Global News Online 2015.