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- 4 - Psychology, Psychiatry and Neuroscience
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Migraine affects over one billion people globally and is debilitating, impeding the ability of sufferers to work or perform daily tasks. Previously used generic medications cause side effects so severe that ~43% of patients discontinue their treatment. King’s College London research underpinned the development and regulatory approval of the first class of medications that prevent migraine in previously untreatable patients; specifically, Amgen’s Erenumab, TEVA pharmaceuticals’ Fremanezumab and Eli-Lily’s Galcanezumab. King’s had a substantial role in clinical trials of the new antibody therapies, with fewer side effects, and reducing the number of monthly migraine days by as much as 50% for typically 50% of those experiencing episodic or chronic migraine, or cluster headache. In 2018 this led to FDA and EMA approvals for use of the migraine therapies in the US and Europe. The new therapies are already being used to treat 500,000 patients in the US, and in 2020, NICE approved Fremanezumab and Galcanezumab for use by the NHS, initially available to an estimated 5,300 previously untreatable migraine sufferers, resulting in dramatic improvements in quality of life. The development of a second novel class of small molecule drugs has, in 2020, led to two further drugs gaining FDA approval (Rimegepant, Ubrogepant) and demonstration that this class is unlikely to produce medication overuse headache.
2. Underpinning research
Migraine is the most common disabling neurological disorder. Globally over one billion people suffer from migraine, and it is three times more prevalent in women than men. Migraine attacks involve severe headaches often accompanied by nausea and vomiting, and cause disruption to a sufferer’s daily life. Migraine-related absenteeism and lost productivity is responsible for 86 million equivalent lost workdays per year in the UK alone at a cost of approximately £8.8 billion per annum. The cost of headache in Europe is estimated at €173 billion per annum, €111 billion of which is attributed to migraine.
There was a severe unmet need for new therapies tailored specifically to migraine. There are two broad categories of migraine, in which sufferers experience either severe attacks frequently (chronic), or less frequent attacks (episodic). Another headache type, cluster headache, involves excruciating attacks of head pain daily over a period of weeks or months. Previously, there had never been a medicine developed specifically to prevent migraine: all were repurposed drugs originally developed for conditions such as epilepsy or high blood pressure. Typically, the older drugs work slowly; are not effective in all migraine sufferers; and when effective, ~43% of people have such severe side effects that they stop taking the treatment.
Professor Goadsby has, for more than 30 years, led a programme of translational migraine research from identifying a new target for migraine drugs to developing two entirely new drug classes. In early work in Australia, the team identified a small protein, calcitonin gene-related peptide (CGRP), which is released by the nervous system of sufferers during migraine attacks; this discovery has proved transformational for migraine research globally. The work suggested that reducing the amount of CGRP released may reduce the likelihood of a migraine attack. Subsequent research by this group, first at the University of California and since 2014 at King’s, has focused on creating novel drugs which do exactly this. Specifically, King’s research has unlocked the potential of two novel migraine drug classes: the first using antibodies that target CGRP or its receptor; the second based on small molecules, CGRP receptor antagonists (‘gepants’). This work led to the first drugs specifically designed to prevent migraine.
Demonstrating that antibody therapies can safely and effectively target CGRP to prevent episodic migraine. Following the commercial development of two specific antibodies that bind to CGRP or its receptor (AMG334, ALD304), studies by King’s and US collaborators, with Alder Biopharmaceuticals and Eli Lilly, showed that CGRP could be targeted safely and effectively using antibody therapies. In two Phase II randomised placebo controlled clinical trials run by the collaborating group, there were no safety concerns for the 163 and 483 participants who experienced severe migraine (1, 2). Preliminary indication showed that the number of migraine days per month was reduced when treated with either antibody therapy (1, 2).
King’s played a critical role in clinical trials for the novel migraine drug Erenumab, showing effective treatment of episodic migraine. Following an initial trial establishing the safety and efficacy of the antibody drug Erenumab (Amgen), King’s led a phase 3 clinical trial which demonstrated a 50% or greater reduction in the mean number of migraine days per month for 43.3% - 50% of patients (dose-dependent) (3). King’s researchers then collaborated on the design and execution of large phase 2 multi-centre trials that established the long-term safety of the drug over 3 years in 253 patients (79% of whom were women) (4). In both trials Erenumab reduced the effects of migraine on daily activities and also reduced some of the side effects from previous medications, such as nausea and vomiting.
King’s collaborated on clinical trials establishing that the novel drug Fremanezumab, can preventively treat chronic migraine, safely and long term. King’s collaborated on a multi-centre trial of over 1000 patients who were experiencing an average of 13 days of migraine each month. They were given either placebo or a monthly or quarterly dose of Fremanezumab (TEVA pharmaceuticals). Fremanezumab reduced the number of migraine days by 4.3 - 4.6 mean days per month (administered quarterly or monthly, respectively) (5). For 38% of patients treated quarterly and 41% of patients treated monthly, the number of days on which they experienced migraine was at least halved. King’s then led a trial demonstrating that reduction in both migraine days and side effects was maintained over 12 months (6).
King’s contributed to clinical trials of the novel drug Galcanezumab for the preventive treatment of chronic migraine, and demonstrated effective treatment of cluster headache. King’s collaborated on a trial of over 1000 patients experiencing an average of 19 days of migraine each month; 85% of patients in the trial were female and over 60% had experienced headache side effects of previous migraine treatments. Patients were given either placebo, or a low or high dose of Galcanezumab (Eli-Lilly). Treatment with Galcanezumab reduced the number of migraine days that sufferers experienced by 4.6 days (low dose) or 4.8 days (high dose) per month, respectively (7). King’s subsequently led clinical trials which showed that Galcanezumab was also effective in the treatment of cluster headache. In a group of sufferers who experienced on average 17-18 headache attacks during a week of cluster headache, 3 weeks of treatment with Galcanezumab reduced the number of headache attacks by half in 71% of patients (8).
Further trials found that new CGRP drugs were effective in previously untreatable migraine patients. King’s researchers collaborated on an RCT carried out across 59 sites in 16 countries, of ~250 migraine patients who previously failed to respond to 2-4 preventive migraine therapies. The study found that Erenumab reduced the number of monthly migraine days by over 50% in 38% of these patients with difficult-to-treat migraine and few treatment options (9).
King’s researchers demonstrated efficacy of the first small molecule-based drugs to treat migraine symptoms. Early trials by King’s and collaborators have shown that a second novel class of drugs, gepants, are able to relieve the symptoms of a migraine attack. For example, a study on the drug Rimegepant found that ~20% of participants were pain free at 2 hours after treatment, and almost 40% were free of their next most debilitating symptom (10).
3. References to the research
Dodick, DW, et al., 2014.Safety and efficacy of ALD403, an antibody to calcitonin gene-related peptide, for the prevention of frequent episodic migraine: a randomised, double-blind, placebo-controlled, exploratory phase 2 trial. Lancet Neurol. 13(11): 1100-1107.
Sun, H, et al., 2016. Safety and efficacy of AMG334 for prevention of episodic migraine: a randomised, double-blind, placebo-controlled, phase 2 trial. Lancet Neurol. 15(4): 382-90.
Goadsby, et al. 2017. A Controlled Trial of Erenumab for Episodic Migraine. N Engl J Med. 377(22), 2123-2132. https://doi.org/10.1056/NEJMoa1705848
Ashina, M., et al., 2019. Long-term safety and tolerability of erenumab: Three-plus year results from a five-year open-label extension study in episodic migraine. Cephalalgia, 39(11): 1455-1464.
Silberstein, SD, et al. 2017. Fremanezumab for the Preventive Treatment of Chronic Migraine. N Engl J Med. 377(22): p. 2113-2122.
Goadsby, PJ et al. (2020). Long-term safety, tolerability, and efficacy of fremanezumab in migraine: A randomized study. Neurology. DOI: 10.1212/WNL.0000000000010600
Detke HC, et al., 2018. Galcanezumab in chronic migraine: The randomized, double-blind, placebo-controlled REGAIN study. Neurology. 11;91(24):e2211-e2221.
Goadsby, P, et al., 2019. Trial of Galcanezumab in Prevention of Episodic Cluster Headache. N Engl J Med, 381:132-141
Reuter, U., et al., 2018. Efficacy and tolerability of erenumab in patients with episodic migraine in whom two-to-four previous preventive treatments were unsuccessful: a randomised, double-blind, placebo-controlled, phase 3b study. Lancet, 392(10161): 2280-2287.
Lipton RB,…Goadsby PJ. 2019. Rimegepant, an oral calcitonin gene-related peptide receptor antagonist, for migraine. N Engl J Med. 381:142-9.
4. Details of the impact
King’s research was central to the development of two new classes of drugs which can prevent migraine, addressing a huge unmet clinical need. These drugs are highly effective, well-tolerated (a significant issue for previous therapies), and effective in patients who failed to respond to generic therapies. As a direct result of our research, five new therapies have been licensed in the US and EU, and made available to 500,000 patients in the US (5,300 in the UK). The significance of this work in transforming the treatment of migraine and the lives of migraine sufferers, has been recognised with the 2021 Brain Prize – the world’s largest neuroscience prize – and the 2021 ABF Scientific Breakthrough Award, to Professor Goadsby.
The FDA and EMA approve novel, effective migraine therapies for use in the US and Europe based on King’s clinical trials. Large phase 2 and 3 clinical trials, in which King’s researchers played a major role, of the drugs Aimiovig (Erenumab; Amgen), Ajovy (Fremanezumab; TEVA Pharmaceuticals) and Emgality (Galcanezumab; Eli-Lilly), showed that these novel drugs are safe to use in humans and effectively treat and prevent migraine. These trials provided primary evidence upon which, in 2018, regulatory approval for use of these drugs was granted by two of the largest regulatory bodies globally, the US Food and Drug Administration (FDA) and the European Medicines Agency (EMA). Securing regulatory approval from the FDA is a legal requirement for the sale and use of drugs in the US, and from the EMA for the sale and use of drugs in Europe [A-C]. To date, these novel medicines have been approved in more than 40 countries [C]. In 2020, King’s clinical trials also provided the critical evidence for the further approval of Emgality as the first in class treatment for cluster headache by the FDA and EMA [C].
First tailored migraine therapies are recommended for use in UK clinical guidelines based on King’s research. The National Institute for Health and Care Excellence (NICE) in England and Wales, and the Scottish Medical Council (SMC) in Scotland, are the UK bodies providing evidence-based guidance on the best and most cost-effective drugs and treatments available. Any new drug must be recommended by NICE or the SMC for use in the NHS. In 2019 NICE recommended Fremanezumab for the treatment of chronic migraine in patients who have not responded to 2-4 other treatments; King’s research was central to appraisal of the drug [D]. Further to this, in 2020 NICE recommended another of the novel treatments, Galcanezumab, for the treatment of both chronic and episode migraine, also drawing on King’s research [D]. In 2019 the SMC advised the use of Erenumab and Fremanezumab for chronic migraine sufferers, citing the trials led and co-ordinated by King’s [E]. Anyone who has suffered at least 8 migraine days per month and has not responded to three different treatments can now benefit from these drugs, which NICE initially estimates as 5,300 people. These are the first drugs of their kind available to patients in the UK.
Enabling effective, evidence-based campaigning by the Migraine Trust. King’s research has informed the work of the Migraine Trust charity which provides information and support to migraine sufferers, and campaigns on their behalf. The work directly influenced the Migraine Trust’s response to NICE consultations on the novel antibody therapies, as the MT Chief Executive explains: “Our collaboration with King’s researchers facilitated our comprehensive understanding of the importance of the treatment. This knowledge fed into our design of a patient survey, for our submission as part of the NICE technology appraisal process, allowing us to successfully contribute to the March 2020 decision by NICE to bring this drug [Fremanezumab] to the NHS” [F]. The charity welcomed the NICE decision influenced by King’s work: “We are delighted that for the first time chronic migraine patients in England and Wales will be able to access an effective drug on the NHS that has been specifically designed to prevent migraine attacks. Migraine is a painful, debilitating, and exhausting brain disease and it is vital that people living with this awful condition have access to the best treatments available” [F].
King’s research has led to financial benefit for pharmaceutical companies Amgen, Eli-Lilly, TEVA. Following the 2018 approvals, the three novel antibody drugs have been marketed by these companies, creating millions of dollars in revenue: In the last quarter of 2019 alone, company accounts report revenues between 25 and 90 million USD, with an estimated 1 billion USD per annum market [G].
First FDA approvals for new small molecule class of migraine drugs, crucially shown to be free of medication overuse headache [H]. While earlier in development than CGRP antibody therapies, the first drugs from the second novel class – the small molecule-based gepants – are now available. In December 2019 the FDA approved the first-in-class drug Ubrogepant for the treatment of migraine, followed in February 2020 by approval for the drug Rimegepant; King’s research provided evidence supporting the latter decision. Importantly, a 2020 King’s study showed that this class of drugs does not have the side-effect of medicine-overuse headache common to other treatments; for migraine sufferers, this is in itself a game-changer. The significance of these approvals – with others in the pipeline – is that when this class of drugs comes off-patent, they will be incredibly inexpensive to produce – unlike the antibody drugs, which are complicated and expensive to make. This means that these early steps pave the way for phenomenal impact through migraine treatments which will have far greater reach, and can be made available to everyone, around the world.
New drugs are already being used to treat thousands of migraine patients in the US, and allowing clinicians to treat patients more effectively. In the US more than 500,000 patients are already being treated with the new drugs [I]. A consultant neurologist of the Mayo Clinic in Arizona – which sees 2500 patients a year of whom 80% suffer with chronic migraine – explained that over 60% of patients have responded to the drugs. He notes other benefits, most notably, that these therapies do not restrict blood vessels, or cause severe headaches when overused, unlike previous treatments, saying: “as a result of this ground-breaking research, we have witnessed a wholly unprecedented breakthrough in this field with the FDA-approval of 6 new CGRP targeted biologics and drugs for the acute and preventive treatment of migraine. These new therapies have completely transformed our practice as clinicians” [I1]. The President of the American Brain Foundation (ABF) also explained that it is the impact of King’s research for treatment and patient benefit which is recognised by the ABF’s Scientific Breakthrough Award 2021: “within the past three years only… approximately 1 million patients in over 40 countries around the world have been treated with these therapeutics” [I2] .
New drugs improve the quality of life of migraine sufferers in the UK: “I have been given my life back”. According to NICE estimates, of the 58,900 people who experience chronic migraine in the UK, only 9% currently receive the best existing generic treatment (Botulinum Toxin A), with 53,500 people receiving only ‘best supportive care’ – not treating the migraine itself, but supporting patients to cope with its effects as far as possible. NICE predict that 11,700 people in the UK can now receive Fremanezumab [J] and, based on trials showing the drug to be effective in 45% of patients, predict that 5,300 migraine sufferers will therefore benefit. With the recent further recommendation by NICE for the use of Galcanezumab for not just chronic, but also episodic migraine, many more migraine sufferers in the UK will benefit.
Those migraine sufferers who have already received the treatment say that they have been given their life back: “My family no longer have to see me in the depths of depression and with no hope that life will ever get better again" [F]. These novel therapies improve quality of life, particularly for migraine sufferers who have previously tried 2–4 unsuccessful treatments. Migraine is debilitating, leaving many sufferers unable to work, as one patient reports to the NICE consultation on Fremanezumab: “It [chronic migraine] defines what I am able to do, how I am able to function, how I’m perceived by the world and disables me beyond belief” [K]. Patients who received one of the new therapies trialled by King’s, report being able to return to employment, reduced side effect and improved mental health: “(I) have been taking Aimovig [Fremanezumab] for 6 months and it has helped so much I can’t even put it into words” [K].
“I’ve now been on Aimovig [Fremanezumab] for the last 6 months and all I can say is that it’s been life changing. I no longer live in fear of the next migraine and I no longer have a permanent headache. Gone is the gastroparesis and the nausea. Gone is my hyperosmia. I no longer have debilitating fatigue. Bright lights no longer bother me, and I can drive at night. I’ve started to volunteer with a view to returning to work. It’s amazing” [K].
“I received 3 months Fremanezumab… as part of the FOCUS trial at King's and have been taking Erenumab for the last 12 months as part of the free-access scheme. These medications have been more effective than any others for me and have allowed me a significant reduction in pain and an increase in functional ability. I no longer want to die.” [K].
5. Sources to corroborate the impact
[A] Evidence King’s research underpins clinical trials, FDA & EMA approvals for Erenumab.
[B] Evidence King’s research underpins clinical trials, FDA & EMA approvals, Fremanezumab
[C] C1. Evidence King’s research underpins clinical trials, FDA & EMA approvals, Galcanezumab; C2. CGRP Forum overview of regulatory status for anti-CGRP therapies worldwide.
[D] Evidence King’s research informed NICE recommendations: D1. NICE recommendation for Fremanezumab for the treatment of chronic migraine; D2. NICE recommendation for Galcanezumab for the treatment of chronic and episodic migraine in the NHSE.
[E] Evidence that King’s research informed the SMC recommendations for use in NHS Scotland: E1. Erenumab; E2. Fremanezumab.
[F] Evidence of the impact of King’s research for the Migraine Trust. F1. Testimonial, Migraine Trust; F2. Article “Life-changing migraine medication approved for use within NHS Scotland”; F3. Article: “NICE gives chronic migraine patients access to ‘life changing’ new drug”
[G] Publicly available accounts evidencing financial benefit to Amgen, Eli-Lilly, TEVA.
[H] Evidence on the impact of gepants: J1, FDA approvals for Ubrogepant, Rimegepant; J2, Saengjaroentham, C et al. (2020). Differential medication overuse risk of novel anti-migraine therapeutics. Brain, 143:9, 2681–2688.
[I] Testimonials on the impact of novel migraine drugs: I1, on clinical practice in the US (the MAYO clinic); I2, in transforming the treatment of migraine (American Brain Foundation).
[J] NICE impact report, Fremanezumab, evidencing the number of people eligible for novel therapies on the NHS.
[K] NICE consultation, evidencing impact of new therapies on migraine sufferers.
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Menopause symptoms such as hot flushes and night sweats are experienced by millions of women worldwide, and their effect can often be debilitating and life altering. Hormone therapy is used by many women, but an effective non-medical alternative was needed. Researchers at King’s were the first to develop and evaluate a specific cognitive behavioural therapy (CBT) intervention to meet the need for safe and effective non-hormonal treatments for women with problematic menopausal symptoms. King’s CBT produced significant reductions in the impact of hot flushes and night sweats in randomised controlled trials (RCTs), with additional benefits to sleep, mood and quality of life. It is now recommended by the National Institute for Health and Care Excellence (NICE) in the UK, and a position statement from the North American Menopause Society considers it one of the most effective non-medical treatments available. The therapy is implemented in a variety of ways: via a manual and trained health professionals, a self-help book, and freely available online resources in partnership with charities and organisations supporting women and their workplaces. King’s CBT is therefore easily accessible to women who need it, bringing relief to many thousands of women worldwide.
2. Underpinning research
The most common symptoms of menopause are vasomotor (hot flushes and night sweats), which affect about 80% of mid-aged women. Around 25% report these symptoms affect the quality of their daily lives, including working capacity and even the intention to remain in work. Symptoms typically last between four and eight years, although may persist for ten, and may differ between ethnic groups. There are over 7,200,000 women in the UK aged between 45-60 (ONS 2020), the ages when menopause most commonly occurs, so around 1,800,000 women could be experiencing problematic symptoms at any one time. For women who experience premature menopause brought about by chemotherapy, ovary removal surgery or anti-oestrogen treatments, symptoms tend to be even more severe. Hormone Therapy (HT) is an effective treatment for moderate to severe symptoms, but is contraindicated for women who have had, or are at increased risk for breast cancer, and avoided by those who are uncertain about health risks and benefits, or who prefer a non-medical option. Medical alternatives to HT, such as anti-depressants, are moderately effective but have side effects, and non-medical options, such as vitamins and complementary therapies, generally lack evidence of effectiveness.
King’s researchers established the prevalence of problematic symptoms, and that an alternative was needed to HT to manage these for many women. In a UK study of over 10,000 women King’s researchers found that 54% experienced hot flushes and night sweats up to ten years post menopause, with an average of 33 per week, and varying degrees of severity (1), therefore establishing a need for safe, acceptable and effective non-hormonal treatments for moderate to severe menopausal symptoms.
King’s researchers developed a cognitive behavioural model for women with problematic menopausal symptoms such as hot flushes and night sweats. King’s researchers demonstrated that psychological factors including stress, social embarrassment, disgust, feeling out of control and frustration can exacerbate hot flushes; that negative expectations and beliefs and low self-esteem are associated with more problematic symptoms; and that behavioural reactions (such as avoiding social situations) are also associated with more troubling flushes and sweats. Based on these findings, King’s researchers designed a model built on the possible relationships between biological, cognitive, behavioural and environmental factors affecting problematic menopausal symptoms, drawing on theories of symptom perception, self-regulation theory, and cognitive behavioural models. King’s model describes interactions between psychological and physical factors and proposes that mood might influence the experience and the reporting of symptoms. It recommends psychoeducation and behavioural strategies to manage hot flushes and night sweats (2).
King’s researchers then carried out the “MENOS” clinical RCTs. King’s researchers showed that both group and self-help CBT reduce the impact of problematic hot flushes and night sweats by an average of 50%, both for breast cancer patients (3) and for women in the general population (4), at 6 weeks and 6 months. CBT also significantly improved aspects of quality of life and measures of mood and memory problems.
King’s researchers collaborated internationally to adapt and test the MENOS protocol in multicentre RCTs in the Netherlands. For breast cancer patients who were premenopausal on diagnosis of their breast cancer, but whose treatment had put them into menopause, the delivery of CBT supported by a therapist, and in online self-help formats, effectively reduced the impact of hot flushes and night sweats (5).
King’s researchers carried out a multicentre MENOS UK RCT in eight public and private organisations, the first time such an intervention had been tested in the workplace.
King’s CBT self-help model had significant and positive impact on hot flushes, night sweats, wellbeing, sleep, work and social adjustment and presenteeism – women being at work without impairment from symptoms (6).
3. References to the research
Hunter, M.S., Gentry‐Maharaj, A., Ryan, A., Burnell, M., Lanceley, A., Fraser L., Jacobs I., Menon U. (2011) Prevalence, frequency and problem rating of hot flushes persist in older postmenopausal women: impact of age, body mass index, hysterectomy, hormone therapy use, lifestyle and mood in a cross‐sectional cohort study of 10418 British women aged 54–65 BJOG , 119(1),40-50. DOI: 10.1111/j.1471-0528.2011.03166.x
Hunter, M.S. & Mann, E. (2010) A cognitive model of menopausal hot flushes and night sweats. Journal of Psychosomatic Research , 69, 491–501. DOI: 10.1016/j.jpsychores.2010.04.005
Mann, E., Smith, M. J., Hellier, J., Balabanovic, J. A., Hamed, H., Grunfeld, E. A., & Hunter, M. S. (2012). Cognitive behavioural treatment for women who have menopausal symptoms after breast cancer treatment (MENOS 1): A randomised controlled trial. Lancet Oncology, 13, 309-318. DOI: 10.1016/S1470-2045(11)70364-3
Ayers, B., Smith, M., Hellier, J., Mann, E., & Hunter, M. S. (2012) Effectiveness of group and self-help cognitive behavior therapy in reducing problematic menopausal hot flushes and night sweats (MENOS 2): A randomized controlled trial. Menopause , 19, 749-759. DOI: 10.1097/gme.0b013e31823fe835
Atema, V., van Leeuwen, M., Kieffer, J.M., Oldenburg, H.S.A., van Beurden, M.… Hunter, M.S. & Aaronson, N.K. (2019) Efficacy of Internet-Based Cognitive Behavioral Therapy for Treatment-Induced Menopausal Symptoms in Breast Cancer Survivors: Results of a Randomized Controlled Trial. Journal of Clinical Oncology, 37, 809-822. DOI: 10.1200/JCO.18.00655
Hardy, C., Griffiths, A., Norton, S., & Hunter, M. S. (2018) Self-help cognitive behavior therapy for working women with problematic hot flushes and night sweats (MENOS@ Work): A multicenter randomized controlled trial. Menopause , 25, 508-519. DOI: 10.1200/JCO.18.00655
4. Details of the impact
King’s research brings an innovative treatment option to women for a problem which has been historically overlooked or trivialised. Women need non-pharmacological treatment options to manage not only the impact of vasomotor symptoms, but also to alleviate depression and anxiety that so often accompany and exacerbate night sweats and hot flushes.
King’s research into the use of CBT for the treatment of menopausal symptoms has shaped national and international policy and guidelines. King’s CBT research (3) was the only work of this kind cited to support the inclusion of CBT as an effective treatment for anxiety and depressed mood during menopause, in the first menopause NICE Guideline in 2015, NG23: Menopause: Diagnosis and Management [A1]. This work also influenced NICE guidance in recommending that GPs and health professionals should provide menopausal women with information and advice about CBT [A2]. Based on her body of research, King’s researcher Professor Myra Hunter was appointed Expert Advisor on the NICE Guideline [A3]. Moreover, based on King’s research the Chief Medical Officer’s 2015 report recommended CBT for symptoms in working women: ‘Non-pharmaceutical treatments such as cognitive behavioural therapy are helpful in reducing the impact of menopausal symptoms .' [A4].
The North American Menopause Society (2015) is the authoritative US source advising healthcare workers and patients. In their position statement (2015) it recommends CBT as one of the few effective non-hormonal treatments available for menopausal women, referencing King’s research. This is a level 1 recommendation, i.e. the strongest possible [A5].
King’s research on CBT for menopausal symptoms has been recommended to healthcare professionals in the UK and is being implemented. In a partnership with the British Menopause Society (BMS), King’s academics produced a factsheet for healthcare professionals [B1], which was endorsed by NICE in 2017. This has changed practice by providing high quality evidence supporting drug free treatment. It has been on the BMS website since 2017, but download figures are only available for February 2019 – November 2020, during which it had 7,162 page views and 565 downloads [B2]. Furthermore, an annual two-day course set-up in collaboration with the British Menopause Society has been run four times since 2018 and has trained 86 health professionals such as GPs, clinical psychologists, CBT therapists, counsellors, and breast cancer nurses to run CBT groups for women, and there has been further training of breast care teams in hospitals [B2, B3]. A treatment manual published by Routledge in 2015 [B4] has been bought by over 300 health professionals to date as part of their training, to enable them to use the treatment in their practice [B5]. A BMJ Practice paper on non-hormonal treatments for menopausal symptoms recommends CBT for menopause, based on King’s research [B6].
King’s research has supported tens of thousands of women with affordable and easy to access CBT treatments. Healthcare workers who have taken the BMS two-day course [B2] have successfully reached thousands of women both directly and through other healthcare workers, for example one practitioner in Scotland estimates she has reached 1,850 people [C1]. In partnership with the BMS King’s researchers produced an easily accessible fact sheet for women, hosted on the patient arm of its website, Women’s Health Concern (WHC) [C2]. Between November 2017 and November 2020 this had 59,184 page views, and 1,291 downloads [B2], being used beyond the UK: “For many women who utilise our service, Myra, your work has changed their lives. We have a wait of approximately 4 months for a new patient appointment… I routinely send out your Women’s Health Concern factsheet prior to their appointment to assist with managing their symptoms ” [C3, C4]. In 2014 King’s researchers launched a self-help book ‘Managing Hot Flushes and Night Sweats’ [C5] to empower women to use the treatments themselves, and in their practices. Now in its second edition, almost 2,000 copies of the book have been sold [B5].
CBT for menopause has also captured the imagination of the media with in-depth coverage by several national outlets [C6]. A 2018 BBC1 documentary The Truth about the Menopause presented by Mariella Frostrup featured King’s research, with feedback from those who used CBT during this programme including comments such as “transformational,” “very useful” and “I’m just Miss Chill now” [C7].
The Australasian Menopause Society also recommends and links to the resources hosted by the WHC [C8].
King’s CBT for menopause has been used in marginalised communities. King’s researchers worked with Handsinc charity in Hackney to develop the “Reclaim the menopause” group sessions for BAME women in the community who might not otherwise easily access services. Around 200 women have attended sessions [D1] and they report: ‘Strategies that we learn here, we pass on to other women who are interested. I’m telling my sisters, who are all over 50 and going through it’ [D2].
King’s research has helped women in the workplace manage their menopausal symptoms.
The Chartered Institute of Personnel and Development (CIPD) now recommends CBT treatment in their 2019 report ‘The menopause at work: a practical guide for people managers’ [E1] based on NICE recommendations and King’s research in the workplace (3,4,6). The BMS also have a factsheet for employers [E2]. The charity Henpicked is one of the UK's largest, fastest growing communities for women over 40, and has created online resources [E3] based on King’s research. It also runs seminars in the workplace on menopause, and King’s CBT and research is an important element in their training. Over the past four years hundreds of employers have attended their training sessions, most recently 120 in the three months from September - November 2020 [E4]. Feedback from the Department of Education after a seminar included “never seen such positive feedback after any session” [E5]. TUC Wales has produced a toolkit for trade unionists ‘The menopause in the workplace’ [E6] which also draws on many of the resources King’s research has informed [e.g. A1, A4, E2].
King’s researchers partnered with Turning Point, a UK charity that delivers mental health care to over 100,000 people with addictions and severe mental health problems. Its Rightsteps initiative supports over 7,000 people in a workplace health and wellbeing programme that benefitted from King’s research. King’s academics were contracted to develop and launch an online version of CBT for menopause. This was launched on World Menopause Day, 18 October 2020 [E7], and is already available to all Turning Point staff. It is currently being rolled out to service users who wish to know more about menopause, as well as being incorporated in Rightsteps wellbeing packages.
King’s research has underpinned partnerships with cancer charities. Breast Cancer Care (the main UK charity for breast cancer patients), has run 12 CBT group workshops since 2014 in NHS facilities across the UK, attended by 150 women (2019) [B3].
Maggie's is a charity providing free cancer support and information in centres across the UK and online and has partnered with King’s to make King’s CBT for menopause available to women accessing their services. King’s staff are currently training clinical staff to deliver online CBT in 6 centres, with a further 18 centres planned [F1].
Women report life-changing impact from King’s CBT. Women report King’s CBT brings a restored sense of control: “I've found it to be a godsend - hot flushes don't last for as long as you think, you can learn what triggers a hot flush and … at least be prepared that it's likely to happen”, with some reporting benefits that extended beyond their menopausal symptoms: “I've found it to be a very interesting, useful read, and some of the skills I've learnt I'm now using in other areas of my life .... with my stressful job for example. Thank you Professor Hunter and Ms Smith - just wish I had been told about these coping skills sooner” [G1].
5. Sources to corroborate the impact
[A] Sources corroborating the impact of King’s research on guidelines and policies
A1 NICE full Guideline NG23. Menopause: Diagnosis and Management
A2 NICE endorsement of CBT for Menopausal Symptoms factsheet for health professionals
A3 NICE Expert Advisor Letter
A4 Annual Report of the Chief Medical Officer, 2015
A5 The North American Menopause Society Position Statement: Non-hormonal management of menopause-associated vasomotor symptoms, 2015
[B] Sources to corroborate CBT implementation via healthcare professionals
B1 BMS factsheet for healthcare professionals
B2 Email chain with details of BMS factsheet downloads and numbers attending training
B3 Testimonial from Dr Melanie Smith
B4 Book: Managing Hot Flushes with Group Cognitive Behaviour Therapy
B5 Sales figures for Managing Hot Flushes with Group Cognitive Behaviour Therapy
B6 BMJ Practice Paper
[C] Sources to corroborate King’s CBT resources available for women to use themselves
C1 Testimonial from Ruth Devlin, healthcare worker
C2 BMS CBT for menopause factsheet for women hosted on WHC
C3 Martha Hickey clinic email
C4 Stanford email
C5 Book: Managing Hot Flushes and Night Sweats
C6 UK print media examples
C7 The Truth About Menopause
C8 The Australasian Menopause Society “Lifestyle and behaviour symptoms for menopause symptoms”
[D] Sources to corroborate the use of King’s CBT in marginalised communities
D1 Handsinc testimonial
D2 Bellot et al (2018) evaluation of Handsinc
[E] Sources to corroborate the use of King’s CBT in the workplace
E1 Chartered Institute of Personnel and Development report ‘The menopause at work: a practical guide for people managers’, 2019.
E2 BMS factsheet for employers on the menopause at work
E3 Henpicked website resources
E4 Henpicked testimonial
E5 Department for Education
E6 Wales TUC report
E7 Turning Point press release
[F] Sources to corroborate King’s partnerships with cancer charities
F1 Confirmation of partnership with Maggie’s
[G] Sources to corroborate women’s experiences of using King’s CBT
G1 Amazon reviews of book Managing Hot Flushes and Night Sweats
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
King’s research into understanding how people behave in a crisis has led to close collaboration with the UK Government and agencies at local and national levels, to help prepare for and respond to major incidents and emergencies. Since 2014 it has directly informed national contingency planning and policies, including the need for emergency response plans to consider mental health impacts, and effective public communication. This work, and real-time analyses by King’s researchers, has been applied to emergency responses including flooding, terrorism, attempted assassinations and disease outbreaks. Most recently, King’s have contributed evidence and expertise to the Government’s scientific advisory committee (SAGE, and subgroup SPI-B) informing the UK’s response to the COVID-19 pandemic.
2. Underpinning research
When disasters occur, people’s behaviour plays a major role in determining the overall health and social impact. King’s research, supported by a £8million Health Protection Research Unit (Emergency Preparedness and Response) grant from the National Institute for Health Research, has increased understanding of how people react in a crisis, explored ways to communicate effectively with the public during and after a major incident, and determined how to protect the mental health of the public and emergency responders.
King’s found that the UK Government could be better prepared to understand public reactions during a crisis – and thereby effectively inform official communication – by improving their monitoring approach. During the 2009/10 ‘swine flu’ pandemic, King’s worked with the UK Department of Health (then DoH now DHSC) to analyse data from 39 nationally representative surveys (n=42,420) assessing how the UK public were reacting. A key finding was that the design of DHSC surveys could be improved, to more accurately capture public perceptions and levels of behaviour – for example, whether people felt at risk or were observing safety guidance including basic respiratory protection and hand hygiene. In 2012-13, we used NIHR funding to develop better survey tools, grounded in psychological theory, that could be rapidly deployed during a future pandemic. Using stakeholder workshops, qualitative interviews and two baseline national surveys, we designed, tested and refined a survey in collaboration with the DHSC and Public Health England (PHE) that provides a more accurate assessment of whether the public understand, and are following, official advice (1). NIHR awarded King’s ‘hibernating’ funding to support deployment of this tool by DHSC.
King’s evaluated likely public reactions during a crisis when monitoring is impossible. Disasters that disrupt infrastructure would prevent Government from effectively monitoring public responses – for example, a long-lasting, widespread power outage. In 2018, the Cabinet Office commissioned King’s to review evidence on how the public are likely to respond to such an event, in order to inform official planning. King’s demonstrated that altruism, rather than panic or mass criminality, can be expected and promoted (2).
King’s research demonstrated that official communication during a crisis needs to give information rather than reassurance. During the 2006 polonium-210 incident in London – following the poisoning of Alexander Litvinenko – King’s conducted a rapid survey of a large representative sample of Londoners to identify how they were responding to the incident, involving the malicious use of radioactive material (3) (REF2014 case study). While only 12% thought their own health might be at risk, concern was higher among people who felt the underlying motive reflected terrorism rather an assassination, and among those directly caught up in the incident who felt authorities attempted to “reassure,” rather than inform, them.
King’s highlighted the need to support the mental health of those affected by crises. King’s research has explored the mental health impact of disasters on the community and emergency responders. We showed that in the immediate aftermath of disaster, mental health resilience can be supported within communities: A rapid response cross-sectional telephone survey of London inhabitants immediately after the 7 July 2005 bombings (n=1,010) showed that most people are resilient to a terrorist attack in their community, do not need psychiatric support, and can turn to their informal support networks for help (4). However, specific groups need more support: King’s, in collaboration with The London School of Hygiene & Tropical Medicine and PHE, showed that severe flooding can have long term impacts on mental health. The English National Flooding Cohort study surveyed 2,126 people in areas affected by flooding across England in 2013/14. We found that 36% of those flooded suffered from probable post-traumatic stress disorder at 12 months, and that mental health impacts extended to people whose lives were disrupted by flooding even if no water entered their homes (5).
Improving the UK’s public health response to COVID-19. For the first year of the COVID-19 pandemic, with no innate immunity, no vaccine and no specific treatment, prevention of the predicted worst-case scenarios required people to adhere to a challenging set of behaviours, and endure substantial social, economic and psychological costs. King’s rapid and responsive research contributed in real time to the UK’s public health response.
Implementing improved monitoring surveys to understand public behaviour in real time during the pandemic. In February 2020 DHSC asked King’s to support the national COVID-19 response by activating the ‘hibernating’ pandemic research response plan (1) and provide advice and analysis using DHSC’s weekly polling data (n=2,000 per week). By December 2020, this had become the CORSAIR (Covid-19 Rapid Survey of Adherence to Interventions and Responses) study, producing 28 data reports for DHSC (and later academic publications) on topics including: adherence to self-isolation; hand hygiene; levels of distress and stigma in the community; whether people understand the importance of ventilation; and barriers to NHS Covid App uptake. In a parallel cross-sectional population survey (May 2020) we identified 217 people who had experienced a cough or fever themselves, or where one or more household members had reported those symptoms. All participants were asked whether they had left their home in the past 24hrs: In the symptomatic group, only 54 out of 217 (25%) reported that they had not left their home (6). In our rolling analyses for the CORSAIR study (74,697 responses from 53,880 people), we also found that most people who reported symptoms were not fully adherent to self-isolation guidance. Both studies identified factors associated with non-adherence, including poor knowledge of guidance, lower socio-economic status, financial hardship, having to work and low mood.
Understanding the mental health impacts of isolation and quarantine. King’s systematic review of evidence from past infectious disease outbreaks explored factors associated with the psychological impact of self-isolation (7). We found that self-isolation is potentially distressing, and that the impact can be reduced by good financial, practical and emotional support, and by helping people to understand the rules and reasons surrounding quarantine.
3. References to the research
Rubin GJ, Bakhshi S, Amlôt R, Fear N, Potts H, Michie S (2014). The design of a survey questionnaire to measure perceptions and behaviour during an influenza pandemic: The Flu Telephone Survey Template (FluTeST). Health Services & Delivery Research, 2 (41)
Rubin GJ, Rogers MB (2019). Behavioural and psychological responses of the public during a major power outage: A literature review. Int. J. Disaster Risk Reduct., 38, 101226
Rubin GJ, Page L, Morgan O, Pinder RJ, Riley P, Hatch S, Maguire H, Catchpole M, Simpson J & Wessely S (2007). Public information needs after the poisoning of Alexander Litvinenko with polonium-210 in London: cross-sectional telephone survey and qualitative analysis. BMJ, 335, 1143-1146.
Rubin GJ, Brewin CR, Greenberg N, Simpson J & Wessely S (2005). Psychological and behavioural reactions to the 7 July London bombings. A cross-sectional survey of a representative sample of Londoners. BMJ, 331, 606-611
Waite TD, Chaintarli K, Beck CR, Bone A, Amlôt R, Kovats S, Reacher M, Armstrong B, Leonardi G, Rubin GJ, Oliver I (2017). The English National Cohort Study of Flooding & Health: cross-sectional analysis of mental health outcomes at year one. BMC Public Health 17 129 .
Smith LE, Amlôt R, Lambert H, Oliver I, Robin C, Yardley L, Rubin GJ. (2020). Factors associated with adherence to self-isolation and lockdown measures in the UK; A cross-sectional survey. Public Health; 187:41-52. Doi: 10.1016/j.puhe.2020.07.024
Brooks SK, Webster R, Smith LE, Woodland L, Wessely S, Greenberg N, Rubin GJ. (2020). The psychological impact of quarantine and how to reduce it: Rapid evidence review. Lancet 395:912-920.
4. Details of the impact
Since 2014 King’s researchers have continued to help the UK Government prepare for potential emergencies and major incidents. Working to understand how the public behave in a crisis, they have considered both specific scenarios and broader principles. As a result they have also become ‘go to’ advisers when such events occur, and are called upon to support the national emergency response in real time, most recently during the COVID-19 pandemic.
Improving the UK Government’s preparations: contingency planning and emergency response policy. King’s expertise has been used by the UK Government, Local Authorities and Executive Agencies in developing policy and contingency plans that better prepare the country to handle major national incidents. Notably, this has led to the impact of emergencies on public behaviour and to mental health being considered more fully within this process.
(i) Advising the Civil Contingencies Secretariat (CCS). The CCS (an executive department of the Cabinet Office) is responsible for UK emergency planning, ensuring resilience in the face of major incidents and disasters. This includes risk assessment, contingency planning and the emergency response – supporting the Civil Contingencies Committee (COBR), formed during major incidents and national emergencies. King’s worked with the CCS on the 2014-2017 National Risk Assessments, used to plan for future crises [A]. An Assistant Director said this input was “crucial to ensuring that the government and local emergency responders are able to anticipate and plan for the behavioural impacts of emergencies”, and explains that “the work…has reached over 200 policymakers across HM Government, ranging from permanent secretaries and chief scientists of most government departments to specialists and analysts within executive agencies. Over 700 specialists from local authorities, police forces, fire and rescue services, ambulance services and utility providers have used (this) work to inform local preparations for dealing with emergencies; this figure equates to approximately 50% of all risk specialists in the local responder community”.
(ii) Informing contingency planning for a national power outage. King’s review of how people were likely to respond to a national power outage (2) informed contingency planning for this scenario, one of the most significant risks identified in the UK National Security Assessment. A CCS Assistant Director said this “directly influenced the shape of work across government to improve the UK’s resilience and preparedness for a widespread power outage… Your findings on the value of early and consistent communication with the public in the wake of a power outage have been especially valuable, and have been directly incorporated into a post-incident national communications strategy which was tested by Ministers in a table-top exercise last year…” [B, C] .
Flooding: Opening a 2017 House of Lords debate on climate change and health, Baroness Walmsley highlighted King’s research (2): “Although relatively few people die from drowning during UK floods, the psychological trauma and effects on mental health… are considerable. A UK study found that flood victims were more than six times more at risk of depression and anxiety and seven times more at risk of PTSD than the general population.” [D1]. The Parliamentary Committee on Climate Change progress report highlighted that “successful flood recovery includes dealing with impacts on mental health and wellbeing… (which) are significant, prolonged, and extend beyond those whose homes are flooded” [D2]. King’s collaborators at PHE briefed DEFRA, leading to a strategic commitment ‘to improve people’s understanding of the impact of flooding and coastal change and the need to take action’ in the Environment Agency’s 2020 Flooding Strategy [D3; E].
Fostering resilience: King’s finding that most people have considerable mental health resilience (4) was important in the immediate aftermath of the 2017 London Bridge terrorist attack. Southwark Council’s Humanitarian Assistance Steering Group coordinated support for those affected, with a subgroup focused on the multi-agency response for psychosocial and psychological interventions including public facing communications. The Consultant in Public Health Medicine for Southwark Council on mental health explained that King’s research “informed and guided our thinking about managing the psychological sequalae of the major incident – both at population and clinical levels… (including) the decision to advise people to make active use of their existing social support networks” – noting that this work has since been picked up nationally, and revisited locally to help mitigate mental health impact of the COVID-19 pandemic [F].
Helping public officials and emergency responders communicate more effectively during an emergency. The way that information is communicated in an emergency can influence how people behave and, if done effectively, can reduce the risk of harm to them.
(i) Giving information not reassurance. King’s findings on the counterproductive nature of reassurance (5) informed the public health response to the 2018 Novichok incident in Salisbury. It informed PHE communication to the public and “training materials for PHE staff deploying into public spaces in Salisbury and Amesbury to answer questions and provide public health information related to the risks associated with the Novichok incident, for the general public” [E,G]. The Government Office for Science turned to King’s for advice on framing communication about the incident, drawing on the polonium 210 research [C]. This work was also drawn upon after the fire at Grenfell Tower; the Government Chief Scientific Advisor (GCSA) explained: “Dr Rubin was… a core contributor to the Scientific Advisory Group for Grenfell in 2019, which I chaired... (He) brought his expertise to bear in particular on the approach to community engagement taken by government departments on the Grenfell environmental testing programme… (He) provided valuable insight into the potential unintended effects of using ‘reassurance’ as the rationale for action, and promoted clarity in the communication of any technical results of this testing; this helped to inform messaging to local communities” [C].
(ii) Monitoring public reactions effectively, in order to communicate better. Following King’s work with the DHSC (1), NIHR awarded the King’s team ‘sleeper’ funding to enable them to quickly activate and support deployment of this tool at DHSC’s request [H]. In 2018, DEFRA and PHE used an adapted form of the survey tool to inform their communication with the local community following the Novichok incident [E,G].
Pivoting to support the UK response to COVID-19:
Drawing on expertise to give scientific advice to Government. King’s researchers have been members of the Government’s Scientific Advisory Group for Emergencies (SAGE) for COVID-19, which considered the scientific evidence supporting the Government’s pandemic response, reporting to the GCSA; and of the New and Emerging Respiratory Virus Threats Advisory Group (NERVTAG). Dr Rubin was asked to set up and chair the Independent Scientific Pandemic Insights Group on Behaviours (SPI-B), a COVID-19 SAGE subcommittee providing behavioural science advice to improve adherence to recommended interventions (> 30 leading UK academics) [I]. The GCSA said: “The scientific advice provided by these groups has been pivotal in informing the evidence base supporting policy decisions on the UK’s pandemic response” [I].
**Improving how the Government used data on public behaviour to inform its pandemic response. Following DHSC’s request in February 2020 to activate the pandemic response plan (1), King’s provided advice and analysis in real time using DHSC’s weekly survey data [H, I]. Reports were delivered weekly to DHSC, SPI-B and other Governmental agencies. The team took requests for analysis from SAGE and its subgroups; these informed SAGE papers – King’s work was cited in at least 50 [I] – in turn delivered to COBR and multiple Government departments, ultimately informing urgent policy decisions. PHE said SPI-B outputs “have directly informed a range of policy areas, and specifically have informed how we write gov.uk coronavirus guidance, which receives many millions of unique hits during the pandemic”; and that “we have routinely briefed the internal… teams in the National Covid Response Centre (NCRC) morning Situational Awareness Meetings on the outcomes and implications of Prof Rubin’s work across a range of policy and operational areas, including on symptom attribution/recognition, self-isolation adherence, vaccination uptake and public perceptions and behavioural intentions relating to the COVID-19 pandemic” [E] . We detail three specific significant policy and public health examples.
Providing analysis on improving adherence to self-isolation. Based on CORSAIR and other polling data, SAGE recommended multiple times that adherence to isolation must not be overlooked as the core aspect of any testing and contact tracing strategy. On 16 September 2020, SPI-B was commissioned to produce a report on how to improve rates of adherence to self-isolation which drew on our polling data and review [I]. The GCSA explained: “On September 17 SAGE endorsed a commissioned SPI-B report on improving rates of adherence to self-isolation, delivered immediately to Government Officials; this included a specific focus on the need for financial support, citing King’s analyses. The Government announced new measures on September 19 including the provision of £500 grants to those on low incomes asked to self-isolate and this report continues to inform central Government discussions informing the ongoing UK response” . [I]. PHE said this work “has been widely briefed across the public health system, and is being used to inform the development of pilots designed to improve testing uptake, and self-isolation adherence in a number of localities across England” [E] .
**Improving the mental health and welfare of those in quarantine or isolation. PHE requested Kings review (7) on the impact of self-isolation at an early stage to develop their principles for handling people placed into isolation, to reduce distress. The PHE Head of Behavioural Science said: “From early in the pandemic, Prof Rubin’s rapid systematic reviews on the impact of quarantine on mental health was included in our briefings for staff running the Arrowe Park and Kent’s Hill Park isolation facilities” [E]. It also informed online resources to support self-isolation, and public messages of thanks from the Chief Medical Officer and others to those isolating [I].
Informing the decision to place the UK into full lock-down. The GCSA explained: “Following the Prime Minister’s March 16 2020 announcement that people should avoid non-essential travel and contact, a crucial question was whether this advice sufficiently changed public behaviour. King’s evidence of ‘room for improvement’, along with similar findings from the ONS, were considered by SAGE on March 23rd and adopted as one of five essential findings subsequently reported to central government, and supported briefing for COBR the same day. This contribution from King’s, along with expert input from Dr Rubin in the weeks preceding, contributed to the evidence base behind the decision that the UK would enter a full, compulsory lockdown” [I]**.
5. Sources to corroborate the impact
[A] Testimonial, CCS Assistant Director (National Risks) [PDF]
[B] Testimonial, CCS Assistant Director (Critical Sectors’ Security and Resilience Policy) [PDF]
[C] Testimonial on responding to disasters, UK Government Chief Scientific Adviser
[D] Evidence of informing policy on mental health impact of flooding: D1. House of Lords climate change and health debate transcript (21 Dec 2017) [PDF]; D2. Parliamentary Committee on Climate Change progress report (2017) [PDF]; D3. National Flooding and Coastal Erosion Risk Management Strategy for England (EA, Published 2020) [PDF]
[E] Testimonial, Head of Behavioural Science, Public Health England [PDF]
[F] Testimonial, Consultant in Public Health Medicine at Southwark Council [PDF]
[G] Rubin GJ, et al. Public responses to the Salisbury Novichok incident. BMJ Open 2020. [PDF]
[H] Simpson et al. The UK hibernated pandemic influenza research portfolio: triggered for COVID-19. Lancet Infectious Diseases 2020. [PDF]
[I] I1. Testimonial on COVID-19 response, Patrick Valance, UK GCSA; I2. Details of COVID-SAGE, SPI-B, NERVTAG; I3. Summary of citations in SAGE papers; I4. Examples of PHE communication on self-isolation; I5. First CORSAIR study publication, on self isolation, Smith LE, et al. Adherence to the test, trace and isolate system in the UK. BMJ 2021; I6. SPI-B paper, Impact of financial and other targeted support on rates of self-isolation or quarantine (Sep 2020) [PDF]
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
The World Health Organisation (WHO) estimates that 450 million people are affected by mental illness worldwide, contributing to 14% of the global burden of disease. However, this burden is not shared equally. King’s research revealed inequalities between the numbers of people experiencing mental illness and those receiving treatment, demonstrating the disparities in low and middle income countries (LMICs). It also highlighted the barriers to tackling this treatment gap, including stigma around mental illness. This evidence drove a call to global action to address the mental health treatment gap. As a result, King’s research has underpinned newly updated WHO guidance to support primary healthcare workers to deliver mental healthcare worldwide, and has informed national mental health strategies in countries such as Ethiopia and Nepal. In addition, King’s researchers have collaborated to trial and evaluate innovative interventions in which members of local communities are trained to deliver mental health care on the ground, leading to the implementation of effective mental health treatment in these countries. Collectively, this means that hundreds of thousands of people across the world who would not otherwise have access to mental health care have now received it.
2. Underpinning research
Mental ill health contributes to at least 14% of the global burden of disease, and there are huge inequalities in access to treatment between countries. For example, in 2018 King’s researchers found that over 90% of those in LMICs with depression do not receive the treatment they need. Trained healthcare workers are incredibly scarce – in Ethiopia there are 110 psychiatrists in a population of 112 million. An international collaboration led by King’s, the London School of Hygiene and Tropical Medicine (LSHTM) and the WHO, identified the unmet need for high quality evidence on mental health treatment approaches around the world, and for the expansion of access to mental health care globally. The collaboration pioneered the field of Global Mental Health research, shifting from the previous research paradigm of epidemiology and descriptive studies: Instead, they proposed that research would have more impact if it worked at the level of government to determine the components of effective national mental health strategies, whilst also working with communities at grass roots level to develop effective local interventions. As a result, the focus in the field moved to implementing evidence-based improvements in mental health, rather than simply generating evidence.
King’s research highlighted the gaps in mental health services worldwide and called for a scaling up of services. King’s researchers, in an international collaboration co-led with the WHO and LSHTM, highlighted that scarcity of resources, inequities in their distribution, and inefficiencies in their use worldwide were the norm in the first ever Lancet Series on Global Mental Health in 2007 (1), an evidence-backed call to invest in mental health service provision worldwide. King’s continued to drive research and implementation in the field with findings including: defining the gap in mental health service provision between LMICs and high income countries; identifying factors contributing to low rates of mental health treatment (namely stigma, discrimination, poverty and access); and reporting the economic benefits of providing mental health care. Together, these made a compelling case for addressing mental illness in LMICs. This fed in to the evidence synthesis of the Lancet Commission on Global Mental Health and Sustainable Development in 2018 (2).
King’s identified crucial components for mental health strategies in LMICs. Importantly, King’s research showed that the critical factors for implementating evidence-based service provision in LMICs countries are: (i) strong governance; (ii) financing; (iii) a trained and supported workforce; (iv) mental health information systems; and (v) effective knowledge transfer (3).
King’s researchers identified effective local approaches for integrating mental health care into primary care. The Programme for Improving Mental Health Care (PRIME) – a consortium of King’s and other research institutions and ministries of health in five countries – was established to generate high quality evidence on the effective implementation of mental health treatment programmes in primary healthcare contexts and low resource settings. King’s researchers and collaborators from the University of Cape Town worked at grass roots level in Ethiopia, India, Nepal, South Africa and Uganda to develop and evaluate evidence-based interventions. For example, King’s researchers evaluated a ‘task-sharing’ approach in the Sodo region of Ethiopia in which primary health care (PHC) workers shared the task of identifying and supporting people with mental health needs. The results showed that 94.5% of the diagnoses made by PHC workers trained to identify people with severe mental illness (SMI) were subsequently confirmed by a psychiatric nurse. Additionally, task-sharing facilitated treatment for people with SMI and reduced the likelihood of home restraint (4), confirming the utility of this approach for scaling-up of mental health care in low resource settings.
King’s also evaluated a ‘community detection tool’ in Nepal, developed for use by local community members as an appropriate response to identify people with mental illness and help them seek effective care. We found a 50% increase in utilisation of mental health services when the community detection tool was used (5). King’s researchers and collaborators developed and evaluated a mental health care plan for the Chitwan district in Nepal, which integrated mental health care into existing primary care services through the use of the community detection tool and the delivery of training to primary care workers. This integrated plan provided psychosocial support, alongside the availability of psychotropic medicines and health system strengthening. The evaluation found that training improved the rate at which primary care workers were able to identify and treat people with mental illness, resulting in an increase in the amount of evidence-based effective care being received (6).
King’s identified factors critical for scaling up approaches to mental health care. King’s led the Emerging mental health systems in LMICs (EMERALD) consortium, which operated alongside PRIME in the same five countries, plus Nigeria, to investigate how integrated mental health care approaches developed at grass roots level and proven to work locally, can be scaled up for use at district level and above. Working with the WHO, policy makers, service user groups and primary care centres, King’s researchers carried out economic cost/benefit analyses of different types of mental health care, including the development and evalutation of an updated module on mental, neurological and substance misuse (MNS) disorders in the United Nations OneHealth Tool, which assists countries in evaluating the economic cost and potential health benefits of implementing a mental health care plan (7).
King’s identfied that stigma around mental health in LMICs is a barrier to treatment. In studies in over 40 countries worldwide, King’s researchers found that social contact reduces stigma and enables people with mental illness to better engage with mental health care (8).
3. References to the research
Saxena, S., Thornicroft, G., Knapp, M., Whiteford, H. (2007) Resources for mental health: scarcity, inequity, and inefficiency. The Lancet , 370, 878-889, DOI: 10.1016/S0140-6736(07)61239-2
Patel, V., Saxena, S., C. Lund, C., Thornicroft, G., Baingana, F., Bolton, P., Chisholm, D., Collins, P.Y., Cooper, J.L., Eaton, J., Herrman, H., Herzallah, M.M., Huang, Y., Jordans, M.J.D., Kleinman, A., Medina-Mora, M.E., Morgan, E., Niaz, U., Omigbodun, O., Prince, M., Rahman, A., Saraceno, B., Sarkar, B.K., De Silva, M., Singh, I., Stein, D.J., Sunkel, C., and Unutzer, J. (2018) The Lancet Commission on global mental health and sustainable development. Lancet 392(10157), 1553-1598. DOI:10.1016/S0140-6736(18)31612-X
Semrau, M., Alem, A., Ayuso-Mateos, J.L., Chisholm, D., Gureje, O., Hanlon, C., Jordans, M., Kigozi, F., Lund, C., Petersen, I., Shidhaye R., and Thornicroft, G. (2019) Strengthening mental health systems in low- and middle-income countries: recommendations from the Emerald programme. BYPsych open 6;5(5):e73. DOI: 10.1192/bjo.2018.90.
Hanlon, C., Medhin, G., Selamu, M., Birhane, R., Dewey, M., Tirfessa, K., Garman, E., Asher, L., Thornicroft, G., Patel, V., Lund, C., Prince, M., Fekadu, A. (2019) Impact of integrated district level mental health care on clinical and social outcomes of people with severe mental illness in rural Ethiopia: an intervention cohort study. Epidemiology and Psychiatric Sciences , 29:e45. DOI: 10.1017/S2045796019000398
Jordans, M.J.D., Luitel, N.P., Lund, C. & Kohrt, B.A. (2020) Evaluation of proactive community case detection to increase help seeking for mental health care: a pragmatic randomized controlled trial. Psychiatric Services, 71(8), 810-815. DOI: 10.1176/appi.ps.201900377
Jordans, M.J.D., Luitel, N.P., Kohrt, B.A., Rathod, S.D., Garman E.C., De Silva M., Komproe I.H., Patel, V. & Lund, C. (2019) Community-, facility- and individual-level outcomes of a district mental healthcare plan in a low-resource setting in Nepal: a population-based evaluation. PLOS Medicine 16(2) e1002748 DOI: 10.1371/journal.pmed.1002748
Chisholm, D, Docrat, S, Abdulmalik, J, Alem, A, Gureje O, Gurung D, Hanlon C, Jordans M.J.D., Kangere, S, Kigozi, F, Mugisha, J, Muke, S., Olayiwola, S., Shidhaye, R., Thornicroft, G. and Lund, C. (2019) Mental health financing challenges, opportunities and strategies in low- and middle-income countries: findings from the Emerald project. BJPsych Open, e0, 1–9, DOI: 10.1192/bjo.2019.24
Thornicroft, G., Mehta, N., Clement, S., Evans-Lacko, S., Doherty, M., Rose, D., et al. (2016) Evidence for effective interventions to reduce mental-health-related stigma and discrimination. The Lancet , 387, 1123-1132, DOI: 10.1016/S0140-6736(15)00298-6
4. Details of the impact
King’s research has been central to the continuing global call to address the gap in mental health infrastructure around the world, since underpinning the influential Lancet Call to Action in 2007. The multi-level approach King’s has advocated – combining change at national, governmental level with effective grass roots implementation – has helped instigate changes in policy and strategy at international and national levels, while providing evidence to implement and scale up mental health programmes on the ground. Collectively, this has brought much needed support to empower countries and communities with limited resources to fill the mental health treatment gap.
King’s research underpinned continuing development and updating of the WHO Mental Health Global Action Program (mhGAP). Based on research co-authored by King’s (1), the WHO launched its ongoing mhGAP programme (aimed at scaling up services for mental, neurological and substance use disorders especially in LMICs where healthcare resources are scarce) [A1, A2]. Subsequently, the programme also developed an Intervention Guide (IG) [A3] and Operations Manual (OM) [A4] on the basis of King’s evidence to provide implementation support to primary care staff in limited resource settings. The WHO also developed the mhGAP community toolkit [A5], which was influenced by King’s researcher Hanlon’s co-authored book Where There Is No Psychiatrist [A6, A7]. This toolkit supports progamme managers to identify local mental health needs, and tailor treatment accordingly.
Subsequent updates to these resources [A8] have drawn on the body of King’s research on mental health needs and service provision in low resource settings, for example acknowledging the value of proactive case-finding in the community (5), and the need to consider the differences between countries (1). Now available in online and smartphone app formats, the IG is produced in Arabic, Chinese, French, Greek, Hindi, Russian, and Spanish and is used in over 100 countries worldwide [A1, A3]. Given that this widespread uptake is sometimes in countries which do not provide feedback, measurements or evaluation, it is not possible to give an exact number of healthcare professionals trained, or number of people with mental illness reached. However, a review in 2018 found uptake of the IG in 90 countries, with positive evaluations available from 33 countries in Africa, the Middle East, Asia and South America [A9]. For example, the IG was used during a humanitarian crisis after a military operation in 2014 in Pakistan. 58 non-specialist healthcare workers working with internally displaced people were trained using mhGAP resources to detect mental illness, allowing people at high risk to access support that they would not otherwise have received [A10]. More recently, in 2019 an evaluation in Mozambique found that 177 health professionals and 1161 community health workers were trained to work with people with epilepsy, resulting in 89,869 consultations over four years, an increase of 67% [A11].
Importantly, King’s research has continued to make the case for improved global mental health care, providing new and valuable insights into how to make this happen on the ground for a broader range of resources and projects. For example, as a result of King’s economic analyses in collaboration with WHO on the cost and benefit of implementing mental health care (7), the United Nations introduced an updated MNS module to its OneHealth economic tool, the primary purpose of which is to assess public health investment needs in low and middle income countries [A7, A1].
By showing what works at a local and district level, King’s research has led to investment and scale up nationally of integrated mental health care.
Example (i): Nepal
As a result of King’s research showing successful implementation and evaluation of an integrated mental health care plan and joint working with local partners in Chitwan district in Nepal (6), there have been national policy changes and local initiatives developed beyond Chitwan. For example:
Underpinned by findings from PRIME, the Nepalese Ministry of Health produced a Community Mental Health Care Package based on the mhGAP IG and standards, [B1].
The mental health care training of primary health workers developed in Chitwan district was officially adopted by the Nepalese National Training Institute and Ministry of Health [B2].
The Nepalese Ministry of Health endorsed the integrated mental health care plan and has included psychotropic medicines on the free drugs list for the first time [B1, B3].
Similar integrated health care plans as the one used in Nepal have been appropriately adapted and scaled up to 94 facilities across the five countries participating in PRIME in close collaboration with governmental partners [B4].
The community detection tool evaluated by King’s in Nepal [B5] (6) is now being implemented and tested in countries including Belize, Sri Lanka and South Africa [B6, B7,B8].
Example (ii): Ethiopia
As a result of King’s research on the effectiveness of task-sharing as an approach to integrate mental health care into primary care in the Sodo region of Gurage Zone Ethiopia (4), and by joint working with local partners, there have been a number of developments in the country:
King’s research findings (4) shaped Ethiopia’s first National Mental Health Strategic Plan [C1].
King’s researchers developed a participatory, integrated district level plan with key stakeholders, implemented and scaled-up care to the whole of the Gurage Zone [C2].
More than 100 frontline health workers, 100 community health workers, as well as healthcare managers and pharmacy technicians were trained to support delivery of mental health care. More than 600 people with SMI (4), and 350 people with epilepsy [C3] have received care.
King’s researchers have co-developed mental health services with communities, making implementation more effective, and addressing barriers to treatment caused by stigma, reaching many more of those who need support. By working closely with communities, King’s research has identified and co-developed meaningful and effective routes to provide mental health services such as task-sharing and community detection tools. Based on King’s research around stigma (8) people living with mental illness have been engaged with the planning and delivery of services. In Nepal service users were involved in the training and supervision of primary healthcare workers and in Ethiopia service users shared their stories to teach community members and to train primary care staff.
With a focus on the reduction of stigma around mental health, the INDIGO partnership programme has implemented service user involvement in stigma reduction in 42 villages in Andhra Pradesh in India and showed significant improvements in knowledge, attitude and behaviour [D1]. In Ethiopia, the EMERALD program included experts with lived experience of mental illness into training for primary care workers, based on King’s evidence that social contact is the best approach to reduce stigma (8) [D2].
Service users report the benefit of access to psychological and pharmacological treatment, one saying “the support group taught me to understand myself and accept who I am ”, and another with SMI saying “the treatment has helped… now I can work… the drugs have worked a lot for me. Now my drugs are my food, they are my tea ”. Her mother comments “they no longer shun her. She’s no longer scared in her current state” [D3]**.
5. Sources to corroborate the impact
A Evidence corroborating how King’s research informed the WHO’s mental health work
A1 Testimonial from Tarun Dua, World Health Organisation; A2 WHO Mental Health Gap Action Programme (mhGAP); A3 mhGAP Intervention Guide; A4 mhGAP Operations Manual; A5 United Nations / World Health Organisation OneHealth economic tool; A6 mhGAP toolkit; A7 Where There Is No Psychiatrist book; A8 mhGAP Intervention Guide update 2015; A9 Evidence synthesis of mhGAP implementation by Keynejad et al 2018; A10 Evaluation of implementation of mhGAP in Pakistan by Humayun et al 2014; A11 Evaluation of implementation of mhGAP in Mozambique by Dos Santos et al 2019. [PDF]
B Evidence relating to impact in Nepal
B1 Government of Nepal Ministry of Health Community Mental Health Care Package, July 2017; B2 Mental Health Care training plan; B3 Process of inclusion of psychotropic medication in Nepalese mental health strategy; B4 PRIME report for UK Department for International Development (DfID); B5 English language version of community detection tool used in Nepal; B6 Email detailing Belize community detection tool; B7 Sri Lanka community detection tool; B8 South Africa Community Psychoeducation and Detection tool. [PDF]
C Evidence relating to impact in Ethiopia
C1 Ethiopian Ministry of Health testimonial; C2 Testimonial confirming King’s involvement in Gurage District mental health plan; C3 Confirmation of number of people with epilepsy in Ethiopia receiving mental health care by Catalao et al 2018. [PDF]
D Evidence relating to co-production and stigma
D1 Evaluation of stigma campaign in India by Maulik et al 2019; D2 Ethiopian service user testimonial; D3 Video of service user and carer stories. [PDF]
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Cigarettes kill over half of their long-term users. Smoking is highly addictive and e-cigarettes and vaping products offer a substantially less harmful alternative, but there has been a heated debate about their use, and wide variation in approaches to regulation. Against a backdrop of controversy and disparate knowledge, King’s has provided a much needed body of research to enable an evidence-based approach to policy-making in this area. On the basis of King’s primary research on e-cigarette use, Public Health England (PHE) commissioned King’s researchers to summarise the evidence on e-cigarettes in four independent reports. These built the foundation for current e-cigarette policy in England and informed steps towards policy change in other countries. The reports have underpinned approaches by organisations such as PHE and the National Institute for Health and Care Excellence (NICE) to support healthcare professionals, smokers and the general public to reduce the harms of tobacco smoking. National training and professional organisations leading national stop-smoking initiatives have used the findings in their guidance around e-cigarettes, which has had a positive impact on stop smoking services and harm-reduction support for smokers. The reports have been integral to the messaging of UK policy strategy documents for 6 years, including a 2019 Green Paper, helping move the country towards the government’s stated aim of making the UK smoke-free by 2030. Further afield, King’s research has led to the government of New Zealand legalising vaping products in 2018, and recommending their use to quit smoking.
2. Underpinning research
The WHO considers the tobacco epidemic to be one of the biggest public health threats the world has ever faced, killing more than 8,000,000 people per year worldwide. Smoking and exposure to second-hand smoke causes 78,000 deaths per year in England alone. By 2010, e-cigarettes and vaping products had entered the market as a means of delivering the addictive substance in smoking – nicotine - whilst avoiding many of the harmful ingredients of cigarettes. In 2019, about 6% of adults in England (3.1 million) used e-cigarettes, and tobacco use had dropped from 19.8% of adults in 2011 to 13.9% in 2019. The increased usage of e-cigarettes was surrounded by debate, fuelled by misconceptions that nicotine was the harmful ingredient in tobacco, and that these products were simply replacing one harmful addiction with another. In fact, the best available current evidence demonstrates that while both tobacco cigarettes and e-cigarettes can harm health, e-cigarettes are unlikely to exceed 5% of the harms associated with smoking tobacco. In this controversial area, there was an unmet need for robust, meaningful research to cut through the noise, by addressing the unanswered questions around use and impact of e-cigarettes, to provide an evidence-base for policy decisions and public health recommendations.
King’s research found that e-cigarettes use helps tobacco smokers quit smoking. Globally, King’s researchers were one of the first groups to study e-cigarette use, creating in 2012 a unique longitudinal internet survey, with six waves to 2019, of tobacco smokers (“smokers”), recent ex-smokers and e-cigarette users (“vapers”). King’s researchers recorded the level of e-cigarette use and tobacco smoking for over 1,700 smokers, and found that daily e-cigarette use at the first wave was associated with reduced tobacco smoking and a higher number of attempts to quit smoking altogether during the next year ( 1). King’s research further identified important differences between different types of e-cigarettes showing that those using e-cigarettes with a re-fillable liquid tank were more likely to have quit smoking compared to those using disposable or cartridge e-cigarettes ( 2), thereby identifying the type and frequency of e-cigarette use that was associated with the highest likelihood of reduced smoking harm.
King’s researchers identified factors influencing smokers switching from smoking tobacco to e-cigarettes. King’s research revealed the consequences of widespread misperceptions about the relative harm of e-cigarettes on e-cigarette use: those smokers believing e-cigarettes were not as harmful as tobacco cigarettes were 40% more likely to switch from tobacco to e-cigarettes, the less harmful option ( 3). King’s researchers also carried out the first assessment of the level of support for different policy approaches for the availability, advertising and use of e-cigarettes in smoke-free places, showing that 75% of smokers (who would stand to benefit from using nicotine alternatives) supported policies making e-cigarettes more available than traditional cigarettes ( 4). These findings provided valuable insights into the level of knowledge amongst smokers about the harm of e-cigarettes compared to traditional smoking, suggesting that (i) including an educational element to interventions to reduce the harm of smoking would be beneficial; and (ii) that advertising e-cigarettes to smokers could help improve awareness of their potential to reduce smoking-related harm.
King’s researchers assessed the likelihood of e-cigarettes encouraging young people to start smoking. A primary element of the debate around e-cigarettes is the concern that young people who did not previously smoke will start vaping and this use of e-cigarettes could increase the risk of tobacco smoking subsequently. In collaboration with Action on Smoking and Health (ASH) King’s conducted a longitudinal survey of over 1,000 11–18 year-olds. King’s researchers complimented their primary research by synthesising evidence from four UK national surveys of young people. The research found that there were associations in both directions between trying an e-cigarette and trying smoking ( 5), and while about one in ten young people had tried an e-cigarette, current use was low and concentrated among those who had previously smoked tobacco ( 6). These findings are contrary to concerns that e-cigarettes act as a gateway drug to more harmful tobacco consumption.
3. References to the research
Brose LS, Hitchman SC, Brown J, West R & McNeill A. (2015). Is use of electronic cigarettes while smoking associated with smoking cessation attempts, cessation and reduced cigarette consumption? A survey with a 1-year follow-up. Addiction, 110(7), 1160-1168. doi: 10.1111/add.12917
Hitchman SC, Brose LS, Brown J, Robson D & McNeill A. (2015). Associations between e-cigarette type, frequency of use, and quitting smoking: Findings from a longitudinal online panel survey in Great Britain, Nicotine and Tobacco Research, 17(10):1187-94 doi: 10.1093/ntr/ntv078
Brose LS, Brown J, Hitchman SC & McNeill A. (2015). Perceived relative harm of electronic cigarettes over time and impact on subsequent use. A survey with 1-year and 2-year follow-ups. Drug and Alcohol Dependence, 157, 106–111. doi: 10.1016/j.drugalcdep.2015.10.014
Brose LS, Partos TR, Hitchman SC & McNeill A. (2017). Support for e-cigarette policies: A survey of smokers and ex-smokers in Great Britain. Tobacco Control, 26(e1): e7-e15. doi:10.1136/tobaccocontrol-2016-052987
East, K., Hitchman, S. C., Bakolis, I., Williams, S., Cheeseman, H., Arnott, D., & McNeill, A. (2018). The Association Between Smoking and Electronic Cigarette Use in a Cohort of Young People. J Adolesc Health, 62(5), 539-547. doi: 10.1016/j.jadohealth.2017.11.301
Bauld, L., MacKintosh, A. M., Ford, A., & McNeill, A. (2016). E-Cigarette Uptake Amongst UK Youth: Experimentation, but Little or No Regular Use in Nonsmokers. Nicotine Tob Res, 18(1), 102-103. doi:10.1093/ntr/ntv132
4. Details of the impact
King’s researchers produced evidence reports to inform UK public health policy.
Public Health England (PHE) exists to protect and improve the nation’s health and wellbeing by providing evidence-based professional, scientific and delivery expertise. Based on King’s ground breaking work in the area of vaping ( 1,2,3,6), PHE commissioned the research group to undertake analyses and systematic literature reviews, summarising evidence on e-cigarettes to support policy recommendations. Initially commissioned for one report, which received global attention, King’s researchers have subsequently been commissioned for several reports (“King’s PHE Reviews”) [A1], all of which feature King’s primary research, enabling the cycle of evidence-based policy in this area. PHE state the first King’s PHE review “attracted international attention and marked a sea change in policy debate. For the first time national policy was underpinned by a comprehensive assessment of the current evidence. The report recommended a regulatory balance protecting children, ensuring products were safe and effective and maximising the public health opportunities. This balance of managing risks and maximising the opportunities has since become the expressed goal of successive governments. [A2]. King’s PHE Reviews have informed policy and are the means by which the government monitors the use and impact of e-cigarettes among adults and youth, and identifies areas of interest for future research and policy questions. They both underpin and are a requisite of the UK government’s Tobacco Control Plan for England, [A3], authored by the Department of Health and Social Care aiming to support harm reduction with alternative forms of nicotine such as e-cigarettes [A4].
King’s research influenced NICE pathways for stop smoking services.
The National Institute for Health and Care Excellence (NICE) guidance on stop smoking services recommends that health and social care workers in primary care and community settings offer advice to every person over 12 who smokes. NICE advice therefore affects about 7 million smokers in England alone, and all professional stop smoking services and practitioners. The NICE pathway makes recommendations for stop smoking services [B]. It was informed by King’s primary research ( 1) and the King’s 2018 PHE evidence review [A1], now including recommendations on e-cigarettes as a harm-reduction strategy, based on the findings that e-cigarettes are substantially less harmful than smoking and that many people have found them helpful to quit smoking. The recommendations are also underpinned by King’s research into smoking and e-cigarette use in young people which shows that using e-cigarettes was largely confined to those who had ever smoked tobacco, with a low proportion of young people who had never smoked tobacco using e-cigarettes ( 5,6).
National UK training for stop smoking services is underpinned by King’s research.
The National Centre for Smoking Cessation and Training (NCSCT) is the main provider of training to practitioners offering stop smoking support in the UK, following standards which the NICE pathway mandates must be upheld in stop smoking services [B]. Evidence from the 2015 and 2018 King’s reviews underpins the NCSCT stop smoking practitioner training, which now includes a section on e-cigarettes [C1, C2]. Since September 2015, 16,092 health and social care professionals have accessed the online training and passed the assessment. The NCSCT also includes the 2018 King’s PHE Review as a resource for stop smoking service professionals and since 2016 over 55,000 health and social care professionals have accessed it through the NCSCT alone [A1, C2]. The NCSCT have produced guidance on e-cigarettes ‘Electronic cigarettes: A briefing for stop smoking services’ in partnership with PHE, informed by King’s PHE Reviews for PHE [C3]. This briefing recommends that practitioners ‘be open to e-cigarette use in people keen to try them; especially in those who have tried and failed to stop smoking using licensed stop smoking medicines’. It further includes reference to King’s primary research on the characteristics of e-cigarette use associated with reduced smoking, such as daily use of re-fillable tank products (2). The briefing can be freely downloaded from the website and over 2,000 hard copies have been distributed at NCSCT face-to-face training courses for health and social care professionals [C2, C3]. Additionally, in 2018 the NCSCT produced a series of five public health information films for PHE, ‘E-cigarette safety: the facts explained’ to counter misperceptions about the harms of e-cigarettes highlighted in King’s research (3) one of which features King’s researcher McNeill, and has had more than 400,000 views [C4].
The Royal College of General Practitioners (RCGP) position statement on e-cigarettes [D] directs UK GPs to the King’s 2015 PHE Review and to the NCSCT training as means to inform GPs in the use of e-cigarettes as part of a harm-reduction approach.
Better success rates indicated by these new training approaches are underpinned by King’s research. Statistics from NHS Digital showed that in 2018 - 2019, stop smoking services supported 236,175 attempts to stop smoking. Attempts to stop smoking in which clients used e-cigarettes have achieved the highest self-reported quit rates compared with prescription medication, and Nicotine Replacement Therapy, indicating that the revisions of training based on King’s research has saved countless lives [E]. NCSCT said about the impact of King’s research: ‘It is clear that the KCL evidence reviews have made an enormous and valuable contribution to our stop smoking services, and to the NCSCT in terms of the training and resources that we provide. We are very grateful to them, and are confident this has positively impacted and supported a great number of health and social care professionals in this area, and consequently to their patients who smoke’ [C2].
King’s research underpins PHE recommendations and policies on e-cigarettes in public places. Based on King’s PHE Reviews, PHE have issued advice on the use of e-cigarettes in the workplace and public spaces to help employers and organisations develop their own policies. They state that ‘e-cigarettes have significant potential to help reduce tobacco use and the serious harm it causes to smokers, those around them and wider society. Recognition of this should be at the centre of policies on e-cigarette use in public places and workplaces’ [F1]. Hospitals in England, including their grounds, have become smoke-free in line with NICE guidance. Whether to allow e-cigarettes/vaping on hospital sites is not consistent across trusts but the large number that do permit vaping and explicitly support the use of e-cigarettes, have frequently based their decision on the evidence provided by King’s [F2]. In particular, mental health trusts, which have large numbers of patients who smoke, have found smoke free policies allowing vaping very helpful [F3, F4, F5]. A recent survey showed that e-cigarettes are available in 91% of mental health trusts [F6].
King’s research informs UK Government policy.
The 2019 Government Green Paper ‘Advancing our health: prevention in the 2020s’ [G1] cites the 2018 King’s PHE Review, stating that e-cigarettes are a helpful contribution to a harm reduction strategy in smokers, and recommending their use thus ‘We are setting an ambition to go 'smoke-free' in England by 2030. This includes an ultimatum for industry to make smoked tobacco obsolete by 2030, with smokers quitting or moving to reduced risk products like e-cigarettes.’ King’s PHE Reviews are regularly quoted in the House of Lords as being key document for reviewing the impact of current e-cigarette regulations [e.g. G2]. Also, King’s researchers have regularly developed evidence for Parliament with the campaigning charity ASH, an organisation which aims to influence tobacco control policies by understanding and communicating research findings important to the UK policy environment, and which provides the secretariat for the All Party Parliamentary Group on Smoking and Health [F5].
King’s research informed calls for revision of policies on e-cigarettes in New Zealand
New Zealand was one of several countries that originally put in place stringent e-cigarette and vaping restrictions. On the basis of King’s PHE Reviews the New Zealand Ministry of Health recommended that the government support smokers to switch to significantly less harmful nicotine alternatives. This was instrumental in New Zealand legalising nicotine vaping products in 2018. The work is referenced in the Ministry of Health’s recommendation to the consultation [H1] and on the Ministry of Health’s website [H2].
5. Sources to corroborate the impact
A. Evidence to corroborate the impact of Kings’ PHE Reviews
A1 Public Health England Evidence Reviews 2015, 2016, 2018, 2019, 2020 (update)
A2 Public Health England Testimonial – Martin Dockrell
A3 UK Government Tobacco Control Plan
A4 Delivery plan
B. NICE Pathway: Stop smoking interventions and services NICE Evidence (2018)
C. Evidence to corroborate how King’s research informed stop smoking services
C1 NCSCT training for healthcare professionals
C2 NCSCT testimonial from Andy McEwen
C3 NCSCT briefing on E-cigarettes
C4 NCSCT short film example
D.RCGP position statement
E. NHS statistics on “unlicensed therapies” for stopping smoking
F. Evidence to corroborate how King’s research has underpinned recommendations and policies on the use of E-cigarettes in public places
F1 Public Health England advice on the use of e-cigarettes in public places
F2 Examples of NHS Trust smoke free policies x 3, Sheffield, Surrey and Southern, and Science and Technology committee report
F3 South London and Maudsley smoke free lead, Mary Yates, testimonial.
F4 Mental Health Smoking Partnership briefing: Use of electronic cigarettes by people with mental health problems
F5 Action on Smoking and Health (ASH) testimonial
F6 ASH survey of mental health trusts
G. Evidence to corroborate how King’s research has underpinned UK government policies
G1 UK Green Paper, Advancing our health: prevention in the 2020s
G2 House of Lords debate Nov 2020
H. Evidence to corroborate how King’s research has informed the New Zealand Ministry of Health’s recommendations on the use of e-cigarettes
H1 Ministry of Health consultation
H2 Three Vaping Facts factsheets on Ministry of Health Website: Vaping vs smoking; Vaping to quit smoking; The facts of vaping.
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Ensuring the safety of patients and staff is a major challenge for psychiatric hospital management and nursing practice. Incidents of aggression, restraint and seclusion must be reduced, to create safe recovery and work environments. To address some of these difficulties, King’s College London developed a model of causative factors affecting safety levels on psychiatric wards and showed that the Safewards approach based on this model was effective. Safewards has since been widely implemented in whole, or part, across NHS mental health wards in the UK and in multiple hospitals worldwide. In England it is recommended in National Institute for Health and Care Excellence (NICE) guidance, and several other countries also recommend it in their policy frameworks (e.g. Australia, Belgium, Denmark, Finland). It has also been extended beyond psychiatric wards into novel areas including youth justice centres and community care homes.
2. Underpinning research
The number of adults admitted annually to mental health inpatient services has risen over the last ten years, which has increased the risk of conflict in these highly pressured and challenging environments, both between patients, and between patients and staff. The frequency of conflict (aggression, violence, self-harm, absconding, substance use) and containment (medication, physical restraint, seclusion, special observation) varies between psychiatric inpatient wards, with few explanations as to why. A coherent model for dealing with conflict and containment was lacking. PI Bowers recognised the importance of reducing conflict and containment, which can put patients and staff at serious risk of harm, whilst at City of London University (City). He assembled a collaboration of researchers from King’s, the Royal College of Psychiatrists, London NHS trusts, UCL and City, to explore this, and moved to King’s in 2010 to develop an extensive and comprehensive research programme.
King’s researchers examined practices in acute inpatient psychiatric care to establish aspects of conflict and containment. King’s researchers carried out a series of systematic reviews of over 1,100 papers and identified that dynamic factors such as a patient’s current state and context were important contributors to aggression, alongside factors relating to the patients themselves (e.g. 1). A factor analysis of nurses’ records in 2012 (522 patients, 84 wards, 31 hospitals) revealed six patterns of conflict behaviour in patients related to containment methods. A second separate analysis revealed three factors relating to containment methods: those which are “serious and intrusive”, those that diffuse situations, and those relying on observation (2). King’s researchers also found three conflict and containment events, which occurred much more frequently than other events; namely verbal aggression, PRN (or “as needed” medication), and de-escalation. Transitions between these were also more common than between other events, and they named them the “Minimal Triangle” (3). Data for (2) and (3) were gathered 2009 - 2010 while Bowers was at City, and analyses were carried out after he moved to King’s in 2010. leadership and has
King’s researchers developed and piloted a suite of interventions called the Safewards Model. King’s Safewards Model proposes 6 domains which can give rise to flashpoints triggering conflict and/or containment. These domains are: the staff team, the physical environment, factors outside hospital, the patient community, patient characteristics and the regulatory framework. The model identified that staff interventions can modify these processes, reducing conflict and the need for containment, and is unique in its recognition that care staff’s use of containment, even when motivated by the desire to prevent future conflict, can actually cause the conflict to occur. King’s described this dynamic model systematically and showed how understanding its central principles can inform strategies that promote the safety of patients and staff, leading to a healthier work and recovery environment (4).
In developing the model approximately 300 ideas for interventions to reduce rates of conflict and containment which had been identified in evidence reviews (e.g. 1) were rated and consolidated by King’s researchers. Service users, carers and expert professionals were consulted before selecting 16 potential interventions for pilot testing, following which 6 were dropped, and improvements made to the remaining 10.
King’s researchers led on testing Safewards in a single blind cluster randomised controlled trial (RCT) on 31 wards at 15 hospitals. This RCT demonstrated that Safewards produced a 15% decrease in the rate of conflict and a 26% decrease in the rate of containment (5), and showed that where Safewards is implemented, patients and staff will be safer, and less likely to be subject to (or need to use) risky and unpleasant containment methods.
3. References to the research
Bowers. L., Alexander. J., Bilgin, H., Botha, M., Dack, C., James, K., Jarrett, M., Jeffery, D., Nijman, H., Owiti, J.A., Papadopoulos, C., Ross, J., Wright, S., & Stewart. D. (2014) Safewards: the empirical basis of the model and a critical appraisal. Journal of Psychiatric and Mental Health Nursing, 21(4): 354-364.
Ross, J, Bowers, L., & Stewart, D. (2012) Conflict and containment events in inpatient psychiatric units. Journal of Clinical Nursing, 21(15-16): 2306-2315.
Bowers, L, James, K, Quirk, A, Wright, S, Williams, H & Stewart, D. (2013). Identification of the "minimal triangle" and other common event-to-event transitions in conflict and containment incidents. Issues in Mental Health Nursing, 34(7): 514-523.
Bowers, L., (2014). Safewards: A new model of conflict and containment on psychiatric wards. Journal of Psychiatric and Mental Health Nursing, 21(6): 499-508.
Bowers, L., James, K., Quirk, A., Simpson, A., SUGAR (Service User and carer Group for Research)., Stewart, D. and Hodsoll, J. (2015). Reducing conflict and containment rates on acute psychiatric wards: The Safewards cluster randomised controlled trial. International Journal of Nursing Studies, 52(9): 1412–1422
4. Details of the impact
King’s research has contributed to making psychiatric units safe places, where any conflict that may arise can be dealt with in a way that is humane and fair, with containment used as an absolute last resort. King’s research has also ensured that staff should feel safer at work.
Safewards is recommended in the UK by government and healthcare bodies.
King’s research informed the 2015 National Institute for Health and Care Excellence (NICE) Guideline NG10: ‘Violence and aggression. Short-term management in mental health, health and community settings’ (King’s researcher Bowers was a Guideline development group member). Safewards was identified as one of only two conflict and containment management interventions shown to be effective via a randomised controlled trial, and Safewards is mentioned multiple times throughout the Guideline as notable, evidenced, and implemented in many hospitals [A1].
Safewards is also recommended in the 2015 report ‘Positive and Proactive Care: reducing the need for restrictive interventions’ by the then Department of Health as follows: “The Safewards model has demonstrated significant effectiveness in achieving reductions in incidents of conflict and the use of physical restraint, seclusion and rapid tranquillisation in acute UK mental health settings….. all providers should consider the implications of the Safewards model to their context” [A2 p22]. Safewards was also promoted through the Department of Health’s Positive and Safe Champions newsletter in 2015 [A3].
In NHS England (NHSE), the Commissioning for Quality and Innovation (CQUIN) framework supports improvements in the quality of services and the creation of new, improved patterns of care. In MH3 CQUIN, Reducing Restrictive Practices within Adult Low & Medium Secure Services, Safewards is recommended: "Increase positive ward culture by developing conflict reduction practice-based initiatives e.g. positive handovers (Safewards)" [A4 p3]. Safewards has also been recommended by the Head of Quality Improvement Taskforce for Children and Young People inpatient services (Mental Health, Learning Disability and Autism) at NHSE [A5].
The Care Quality Commission (CQC) has repeatedly endorsed Safewards in various reports, e.g. in 2014 it stated “We welcome the new Safewards model” [A6 p49]; and in a report in 2017 stated “quality improvement techniques and evidence-based approaches such as Safewards can help support staff to change their practice” [A7 p1]. The CQC also stated that their biggest concern in mental health was safety, naming Safewards in another 2017 report as a “good initiative to embrace a culture of safety” [A8 p82].
The National Insititue for Health Research (NIHR) also highlighted Safewards in its 2018 report Forward Thinking, targeted at mental health commissioners and provider organisations, saying: “it had many strengths, and a demonstrable impact on conflict and containment rates. Decreased conflict means fewer injuries from violence, suicide and self-harm” [A9 p18].
King’s researchers responded to the real and pressing need to address the issue of managing conflict and containment with swift and strategic rollout of the Safewards model. Having developed a model with strong evidence of effectiveness (4,5) it was immediately disseminated. King’s researchers swiftly went beyond traditional academic publications and conference presentations to reach practitioners quickly, to protect as many staff and patients as possible. A website was launched in 2013, making the Safewards interventions freely and easily available to all, with no registration requirement. It has since been translated into German, Turkish, Dutch, Finnish, Danish, Polish, and Spanish, with thousands of international visitors every year [B1]. Each component part of the approach is presented separately in a way that is practical and comprehensive. In the year Dec 16 2019 – Dec 16 2020, the website had 71,286 users, 69,849 of whom were new, from countries across the world including Germany, Australia, and the USA [B2]. King’s researchers set up dedicated social media channels for practitioners to support, advise and learn from one another including Twitter @Safewards (over 4,000 tweets and 4,700 followers), Youtube where 37 training videos created by King’s researchers are freely available and have had over 31,000 views in total, and Facebook (membership of a dedicated Facebook group is 8,000+ members, predominantly healthcare workers) [B3]. King’s research staff supported the Safewards rollout with meetings and local launch events with leading nurses, managers and influential figures worldwide [B4]. The Safewards team have not only made available a comprehensive and easy to implement set of tools to increase safety on psychiatric units via their website, but in their online forums have also fostered a growing and supportive community of healthcare staff committed to working together to provide advice and guidance to improve standards of care [B1].
Safewards has been widely implemented across England and the UK. Safewards was deliberately made freely available without registration via the website in order to minimise barriers and maximise take-up. This means there is no firm number of how many trusts and teams have implemented Safewards. However, we are aware of implementation in South London & Maudsley, Greater Manchester Mental Health (GMMH), Sussex Partnership, Lincolnshire Partnership, West London, Worcestershire, Kent, Berkshire, Derby, Leicester, Oxleas, Merseycare, Fife, and Cumbria, Northumberland and Tyne and Wear (CNTW). Examples include, in GMMH 58 wards have adopted the Safewards philosophy and practice [C1, C2]; and in Sussex Partnership since Safewards was implemented there has been a 63% decrease in seclusion, 45% decrease in restraints, and a 53% decrease in use of rapid tranquilisation medication [C3]. In CNTW all wards within the Trust utilise Safewards, resulting in restraint down 23%, seclusion down 21% and staff assault reduced by 18% [C4]. We are also aware that private UK providers such as Cygnet Healthcare, Elysium and Priory Group are using Safewards.
Safewards has been implemented internationally. In the state of Victoria, Australia, $2.4 million has been invested in Safewards implementation for 58 mental health units initially, with a second phase expected to include emergency departments and acute medical units [D1], and Safewards Victoria is now a recognised resource in the National Quality Health Standards [D2]. In Denmark Safewards has been implemented in around half of all mental health units, reducing forced sedation and mechanical restraints [D3]. In Tasmania [D4], Finland [D5], and Belgium [D6], Safewards interventions are either recommended or are being actively implemented in hospitals in order to drive quality improvements in mental health inpatient care.
Safewards benefits both patients and staff. Less conflict results in fewer injuries and less violence towards staff. Less containment is better for staff as well as patients (5). There are other benefits. Patient Iris reports “it has certainly helped and supported me, to be seen as Iris, and not the badly behaved person I am so often seen as… this wonderful human way of working with very distressed and vulnerable people” [E1]. Paul Sams, Service User Project Coordinator says ”as a former service user I am particularly impressed with the opportunities these interventions offer patients to have a voice in the ward environment” [E2]. The benefits of Safewards for patients and staff are recognised by NHSE [A5] and the Royal College of Nursing, who says “the most important part of Safewards is that patients and their families ‘get it’ and love it” [E3]. Head of Nursing for Acute Care at Sussex Partnership reports that Safewards “has helped the team move away from an “us and them” mentality that previously existed…creating a ward community that is collaborative and safe” [C3].
The unique dynamism of Safewards has enabled the model to be implemented within health and social care settings beyond psychiatry. Care in Mind runs residential care homes in England for young people, and introduced Safewards for Safehomes in March 2015. They report that it has had “an overwhelmingly positive impact. The model allows for a more therapeutic relationship between staff and young people. In fact, in many ways, it allows the young people in our care to see the staff as more human” [F1]. In CNTW NHS Foundation Trust, as well as Adult Acute Services, Safewards has been rolled out across Children’s services, Older People’s services, Psychiatric Intensive Care Units, Forensics, Mother and Baby units, Autism and Learning Disability services, and more recently within community based servies [C4]. In Tasmania Safewards is one of the actions committed to in the Government’s long-term plan for mental health 2015-25, and as well as in healthcare settings, it is being implemented in the Youth Justice sector, where it is known as Safecentres [F2].
5. Sources to corroborate the impact
[A] Sources to corroborate the inclusion of Safewards in UK guidelines and recommendations
A1 NICE guideline NG10: Violence and aggression: short-term management in mental health, health and community settings 2015
A2 Department of Health report: Positive and Proactive Care 2015
A3 Department of Health Positive and Safe Champions Newsletter 2015
A4 MH3 CQUIN
A5 Testimonial from Salli Midgley, NHS England
A6 Care Quality Commission report 2014: Monitoring the Mental Health Act report 2014
A7 Care Quality Commission report 2017: Mental Health Act, A focus on restrictive intervention reduction programmes in inpatient mental health services
A8 Care Quality Commission report 2017: The state of health care and adult social care in England 2016/2017
A9 NIHR Forward Thinking report 2018
[B] Evidence from Safewards website and social media
B1 Safewards website
B2 Safewards website analytics
B3 Social media screenshots (x3)
B4 Selection of photographic evidence from Safewards Facebook group, which as of Dec 2020 had over 8,000 members.
[C] Corroborating evidence from NHS trusts of UK uptake of Safewards
C1 Greater Manchester Mental Health testimonial
C2 Greater Manchester Mental Health announcement of launch of Safewards
C3 Sussex Partnership testimonial
C4 Cumbria, Northumberland, Tyne and Wear NHS Foundation Trust testimonial
[D] Corroborating international uptake of Safewards
D1 Evidence of Safewards roll out in Australia roll out (x2)
D2 Australia rollout testimonial
D3 Denmark rollout testimonial
D4 Tasmanian Government, Department of Health and Human Services report: Rethink Mental Health, Better Mental Health and Wellbeing, a Long-Term Plan for Mental Health in Tasmania 2015 - 2025
D5 Testimonnial from Tampere University, Finland
D6 Belgium Hoge Gezondheidsraad report 2016: Conseil Supérieur de la Santé, Aborder et gérer les conflits et pratiquer des interventions sous contrainte dans les soins de santé mentale
[E] Corroborating evidence from patients and professionals on benefits of Safewards
E1 Service user Iris Benson testimonial
E2 Service user Paul Sams testimonial
E3 Testimonial from Catherine Gamble, Professional Lead for Mental Health, Royal College of Nursing
[F] Corroborating evidence from those using Safewards in settings beyond psychiatric wards
F1 Care in Mind, Safewards for Safehomes
F2 Tasmania Safecentres presentation 2020
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Eating disorders are pervasive, costly and can worsen over time, harming the individual and affecting their wider support systems. Anorexia nervosa has the highest mortality rate of any psychiatric disorder, and is the most expensive for health services to address. King’s researchers identified the need for interventions at different stages of disease progression and developed an early intervention approach to all eating disorders (FREED), treatment for long-standing anorexia nervosa (MANTRA), and family and carer support (ECHO). King’s research showing that these were effective led to them being included in National Institute for Health and Care Excellence (NICE) guidelines, allowing national and international uptake. The UK Government has committed substantial investment to these services, enabling them to be rolled out across the UK; other countries are also using these approaches.
2. Underpinning research
Eating Disorders (EDs) include anorexia nervosa (AN), bulimia nervosa (BN), binge eating disorder (BED) and related partial or mixed syndromes. They affect up to 15% of young women and 5.5% of young men in Western countries, with prevalence on the rise and disorders starting at a younger age. Mortality rates for those with eating disorders are almost twice as high as the general population, and approximately six times higher for people with AN. One fifth of people can have severe and enduring disease, lasting for many years and having a hugely debilitating effect on the sufferers and their families, as well as incurring an enormous cost to the NHS. In 2013 -2015, eating disorders cost the NHS between £3.9 to £4.6 billion each year in treatment costs, and £9.4 to £11.1 billion each year in indirect costs. This is particularly worrying considering that in the UK it is estimated that less than a quarter of sufferers of eating disorders receive any intervention and only 15% receive psychological therapy.
King’s research identified the need to target different interventions at different stages of disease. The longer an eating disorder persists, the more difficult it is to treat, and the worse the outcomes, with associated neurobiological changes only serving to entrench the disease further. King’s conducted a systematic review and meta-analysis of research into the duration of untreated eating disorders (1). This showed long delays before people accessed evidence-based treatment at all stages of disease, an average of 30 months for AN and up to 67 months for other eating disorders. Young adults age 18-25 have particularly long delays when compared to adolescents, and treatments and interventions appropriate in first stages do not work once the disease is more long term (1,2).
King’s developed and evaluated FREED, the first evidence-based specialist care model/pathway for young people with a first episode of eating disorders. Based on these findings King’s researchers developed FREED (First episode Rapid Early intervention for Eating Disorders) to facilitate rapid person-centred care for young people aged 16-25 with eating disorders. Pilot studies followed by a multi-centre study (n=500 participants) showed that FREED reduces the duration of untreated EDs by 5-6 months, and leads to markedly improved weight outcomes in those with AN. FREED was also more acceptable and accessible: 97.8% of FREED patients took up treatment, versus 75.4% of treatment as usual (TAU), and recovery rates were around 60% at one year compared to 16% with TAU, with differences maintained at two years (3).
King’s developed and evaluated MANTRA, treatment for severe and enduring anorexia nervosa persisting throughout adulthood. Based on their findings of psychological and neurobiological distinctions between persistent AN and early stage eating disorders (2), King’s developed a novel maintenance model and treatment approach for AN, MANTRA (Maudsley model of Anorexia Nervosa Treatment for Adults), and demonstrated comparable effectiveness and, crucially, greater acceptability compared to other treatments including gold standard (4), with results maintained at two years (5). This is important because those with persistent AN are often ambivalent about treatment. The model is person-centred, easy to disseminate and relatively brief, addressing the cognitive and emotional aspects of AN, in addition to weight and eating. King’s researchers have also collaborated on a multi-centre trial of MANTRA in Australia that replicated its effectiveness when compared to other psychological treatments (6).
King’s research with patients and carers produced a programme of support for carers and families. Drawing on research insight from collaborating with carers for over 25 years, King’s has included research on carers within FREED and MANTRA, and has also developed a specific intervention for carers for people with severe AN called ECHO (7). This runs in parallel to out- and in-patient treatment, providing carers with information about the illness and how to provide support, without breaching confidentiality. King’s developed and tested a module based on this model for carers and demonstrated its clinical effectiveness. Service users showed small but sustained improvements in symptoms, and caregivers were less burdened and spent less time providing care (8).
3. References to the research
Austin, A., Flynn, M., Richards, K., Hodsall, J., Antunes Duarte, T., Robinson, P., Kelly, J., Schmidt, U. (2020). Duration of untreated eating disorder and relationship to outcomes: A systematic review of the literature. European Eating Disorders Review . Online ahead of print. DOI: 10.1002/erv.2745.
Werthmann, J., Simic, M., Konstantellou, A., Mansfield, P., Mercado, D., van Ens, W., Schmidt, U. (2019) Same, same but different: Attention bias for food cues in adults and adolescents with anorexia nervosa Int J Eat Dis , 52, 681-690. DOI: 10.1002/eat.23064.
Flynn, M., Austin, A., Lang, K., Allen, K., Bassi, R., Brady, G., Brown, A., Connan, F., Franklin-Smith, M., Glennon, D., Grant, N., Rhys Jones, W., Kali, K., Koskina, A., Mahony, K., Mountford, V., Nunes, N., Schelhase, M., Serpell, L., Schmidt, U. (2020). Assessing the impact of First Episode Rapid Early Intervention for Eating Disorders on duration of untreated eating disorder: A multi-centre quasi-experimental study. Online ahead of print. Eur Eat Disord Rev DOI: 10.1002/erv.2797
Zainal, K.A., Renwick ,B,. Keyes, A., Lose, A., Kenyon, M., DeJong, H., Broadbent, H., Serpell, L., Richards, L., Johnson-Sabine, E., Boughton, N., Whitehead, L., Treasure, J., Schmidt, U. (2016) MOSAIC trial group. Process evaluation of the MOSAIC trial: treatment experience of two psychological therapies for out-patient treatment of Anorexia Nervosa. J Eat Disord . 9;4:2. DOI: 10.1186/s40337-016-0091-5
Schmidt, U., Ryan, E.G., Bartholdy, S., Renwick, B., Keyes, A., O'Hara, C., McClelland, J., Lose, A., Kenyon, M., Dejong, H., Broadbent, H., Loomes, R., Serpell, L., Richards, L., Johnson-Sabine, E., Boughton, N., Whitehead, L., Bonin, E., Beecham, J., Landau, S., Treasure, J. (2016) Two-year follow-up of the MOSAIC trial: A multicenter randomized controlled trial comparing two psychological treatments in adult outpatients with broadly defined anorexia nervosa. Int J Eat Disord . 49, 793-800. DOI: 10.1002/eat.22523
Byrne, S., Wade, T., Hay, P., Touyz, S., Fairburn, C.G., Treasure, J., Schmidt, U., McIntosh, V., Allen K, Fursland A, Crosby R.D. (2017) A randomised controlled trial of three psychological treatments for anorexia nervosa. Psychol Med , 47, 2823-2833. DOI: 10.1017/S0033291717001349
Treasure, J. & Schmidt, U. (2020) The cognitive-interpersonal maintenance model of anorexia nervosa revisited: a summary of the evidence for cognitive, socio-emotional and interpersonal predisposing and perpetuating factors. Journal of Eating Disorders , 1, 13. DOI: 10.1186/2050-2974-1-13
Hibbs, R., Magill, N., Goddard, E., et al. (2015) Clinical effectiveness of a skills training intervention for caregivers in improving patient and caregiver health following in-patient treatment for severe anorexia nervosa: pragmatic randomised controlled trial. BJPsych Open , 1, 56-66. DOI: 10.1192/bjpo.bp.115.000273
4. Details of the impact
King’s evaluations of FREED, MANTRA and ECHO led to national recommendations and guidelines, accompanied by increased large scale funding from the UK Government to scale up eating disorders services. FREED is a cornerstone of NHS England’s (NHSE) commitment to increase community mental health services to reach 370,000 people as part of the NHSE Long Term Plan (2019), supported by UK Government investment of £1 billion [A1,A2]. FREED also features as a Positive Practice Example by NHSE with NICE and the National Collaborating Centre for Mental Health in their Guidance for Commissioners and Providers [A3]. A Royal College of Psychiatrists position paper on eating disorders recommends FREED [A4], and links to the FREED website.
MANTRA is recommended as a first line treatment for adults with AN in the 2017 NICE Guideline 69 Eating disorders: recognition and treatment [A5]. Also on the basis of King’s research, the National Collaborating Centre for Mental Health’s commissioning guidance for adult eating disorders recommended whole team training in FREED, MANTRA and ECHO approaches [A3]. This led to a UK Government contract of almost £2.2 million for a training programme to be delivered by King’s researchers via Maudsley Learning [A6, A7].
Evidence-based implementation established by King’s has enabled the uptake of these approaches. FREED was initially available to young people in South London and Maudsley NHS Foundation Trust, extended to 3 other large eating disorders services, then adopted by the Academic Health Sciences Networks which covers 15 regions in England. FREED is described by the NHS as “gold standard” [A1], and was central to the increased NHS funding for new services for children and young people up to the age of 25 [B1]. King’s work was so compelling that commissioning guidelines and funding were agreed in some cases before findings were published in peer-reviewed journals, with an early independently produced business case from the Health Economics team at the University of York helping accelerate the roll out [B2]. As part of its 2020 investment of £150 million in eating disorder services, NHS England initially named 18 services where FREED would be implemented [A1]. Our records indicate that at the end of December 2020, 10 trusts were actively using FREED, a further 24 were in the process of implementing it, and 6 more were at the early stages of exploring it [B3]. A FREED-like service based on King’s research has also been established in Australia [B4].
There has been a large demand for MANTRA and at King’s alone, 400 therapists in the UK have been trained in the UK since 2016 [B5 - B10]. Two specialist trainers estimate they have reached 500 UK and international therapists [B11, B12], and as one of these trainers provided some of the King’s training, we estimate more than 700 therapists have been trained in the UK in total.
King’s research has benefitted patients and carers, changing and saving lives.
King’s research has been the basis for the development of a suite of innovative approaches for eating disorders that place the person and their carers at the centre and allow flexibility and adaptability to reach as many people as possible. Eating disorders, particularly AN, can be fatal and this approach has enabled patients to be seen, recognised and treated.
FREED allows young people with eating disorders access to evidence-based treatment, tailored to their needs, as early as possible. One FREED service user says “I feel like such a different person. My confidence has risen, my control has risen, every element of my life, I feel more comfortable and happier in”, where another says “The best thing to ever happen to me was this, I don’t know where I would have been, genuinely don’t know where I would have been, if I hadn’t got the support when I did” [C1]. Parallel separate resources for individuals and healthcare professionals provide a holistic approach which can be used flexibly, depending on need. This has enabled FREED to be used across a diversity of patients and in a number of settings. It aims to reach all young people who need support, including those not typically captured by eating disorders services, and since 2018 our own records show that FREED has been used to treat over 1,100 patients. Impact and equality assessments are being made available nationally as part of the FREED rollout to ensure all groups are reached [C2].
Rooted in King’s research, MANTRA has been developed to be an accessible and user-friendly form of treatment that allows patients to understand their role in eating disorders. Therapists can be trained at different levels depending on how closely they work with patients, allowing training to be relevant for both specialist and more general services. A process evaluation revealed that MANTRA is positive for patients, e.g. “Absolutely, definitely feel a bit more comfortable within myself, you know I was feeling very hopeless going back to sort of this time last year… but sort of since working through those issues I’ve managed, I’m actually in a different job now… and I’m a lot happier there and I’m going out and doing more things… ” [C3].
ECHO has been used by several services to support carers of those with eating disorders for example through the New Maudsley Carers group, with over 1,000 carers reached [C4]. One carer of a family member with AN says “I cannot emphasize strongly enough, my belief in the importance and inclusion of carer guidance resources and psychoeducational skills in the treatment of eating disorders… [to] equip carers with skills that empower them and give them the confidence to provide the best possible support to their loved one on their quest towards recovery ” [C5]. The ECHO approach has been taken up in a peer-coaching format by the UK’s largest eating disorder charity BEAT [C6]. Two books have also been published using the ECHO methods: Skills-based Caring for a Loved One with an Eating Disorder (Treasure et al [C7], and Caring for a Loved One with an Eating Disorder (Langley et al) [C8]. The former has sold 42,000 copies over two editions, and the latter 700 copies [C9].
King’s evidence-based approaches have alleviated pressure on services and carers and enabled cost savings. An economic analysis of FREED showed that although FREED requires initial investment, there is a shorter duration of High Intensity Treatment (HIT) for FREED patients, compared to standard care, resulting in savings of between £2,998 and £261,097 per year in one local area, depending on the amount of HIT that is inpatients and how much is day care [B2]. King’s researchers carried out health economics assessments of ECHO and showed training for carers reduces admission length on average by 20 days with a saving of £10,000 to £14,500 per case (8). In another analysis a combination of ECHO and MANTRA, the length of inpatient stay for the intervention group was 4.5 weeks less than the comparison group, representing a considerable cost saving [D1].
5. Sources to corroborate the impact
A Sources to corroborate how King’s research has informed UK guidelines and investment
A1 NHS webpage announcing increased government funding for eating disorder treatments as part of a wider investment in mental health services, and naming FREED as a gold standard 2020
A2 NHS Long Term Plan 2019
A3 National Collaborating Centre for Mental Health Guidance for Commissioners and Providers Appendices
A4 Royal College of Psychiatrists position paper 2019
A5 NICE Guideline 69 Eating disorders: recognition and treatment
A6 Bid document for whole team training
A7 Email from Sean Cross of Maudsley Learning confirming the award of the training contract and funding for A6
B Sources to corroborate how King’s research has led to increased implementation of FREED, MANTRA and ECHO
B1 NHS “Children and young people” confirmation of increased £150 million funding for eating disorder services for children and young people 2020
B2 York Health Economics Consortium, NHS Innovation Accelerator Economic Evaluation Case Study; FREED, 2020
B3 FREED site tracker 2020
B4 Testimonial from Tracey Wade at Flinders University
B5 Mantra training numbers at King’s 2016 – 2020
B6 MANTRA training advertisement 2016
B7 MANTRA training advertisement 2017
B8 MANTRA training advertisement 2018
B9 MANTRA training advertisement 2018 and 2019
B10 MANTRA training advertisement 2020
B11 MANTRA trainer testimonial 1
B12 MANTRA trainer testimonial 2
C Sources to corroborate the impact of King’s research on patients and carers
C1 Film about FREED hosted on YouTube and the FREED website
C2 Impact and equality assessment example
C3 Process Evaluation of the Maudsley Model for Treatment of Adults with Anorexia Nervosa Trial. Part II: Patient Experiences of Two Psychological Therapies for Treatment of Anorexia Nervosa. A Lose et al, published in European Eating Disorders Review, 24 January 2014
C4 Testimonial from Jenny Langley of New Maudsley Carers
C5 Testimonial from Pam MacDonald of New Maudsley Carers
C6 ECHO resources hosted on the BEATwebsite
C7 Skills-based Caring for a Loved One with an Eating Disorder book, Treasure et al
C8 Caring for a Loved One with an Eating Disorder book, Langley et al
C9 Sales figures for books C7 and C8 from publisher Routledge
D Sources to corroborate the economic impact of King’s research
D1 Evaluation of a novel transition support intervention in an adult eating disorders service: ECHOMANTRA. Adamson et al. Published in Int Rev Psychiatry, March 27 2019
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
The Mental Health Act (MHA) legislates the care of people with a severe mental illness, including detention and compulsory treatment. Concerns about rising use of detention and protecting human rights within the Act led to calls for reform, and in 2017 the UK Government commissioned an Independent Review of the MHA (IRMHA). The IRMHA drew upon the findings of King’s researchers working in collaboration with charities and service users, and these fundamentally shaped the IRMHA’s 2018 report, including specific recommendations to enable patients to plan for their own care and treatment. King’s researchers then worked with Government to incorporate the recommendations into legislation (delayed by COVID-19, Government recommendations were published January 2021). Early implementation at South London and Maudsley NHS Foundation Trust has enabled people with severe mental illnesses to exercise new forms of autonomy before, during and after detention under the MHA, and provides an implementation model for other trusts. A partnership with the charity Bipolar UK has made documents freely available on its website to enable service users to access these new forms of autonomy, and a partnership with a service user artist has led to an exhibition of new work with autonomy at its heart.
2. Underpinning research
The Mental Health Act (MHA) is the UK legislation which covers the care and treatment of people with a severe mental illness, and under which a person deemed to be at risk of harm to themselves or other people may be detained against their will for treatment. 50,893 detentions were recorded in 2019 - 2020, although NHS Digital states not all detentions are recorded, so that number will be higher. For those detained compulsorily under the Act, basic personal liberties are removed, and it can invoke enormous emotional strain for mental health service users and their families. With one in four people experiencing a mental health disorder at some time in their life, the MHA has the potential to touch every family in the country. King’s research below took place in a context of much needed reform: the NHS Mental Health Taskforce recommended a review of the MHA based on the rising number of detentions and the disproportionate use of detention on Black, Asian and minority ethnic (BAME) groups, and in October 2017, Prime Minister Theresa May announced an Independent Review of the Mental Health Act (IRMHA), to be chaired by King’s Regius Professor of Psychiatry Sir Simon Wessely based on his extensive body of research in multiple areas of mental health. The IRMHA drew upon King’s research, including work commissioned by the review.
King’s researchers highlighted the need to review mental capacity in the context of the MHA. King’s researchers carried out detailed assessments of mental capacity and clinical characteristics in patients in 250 consecutive admissions to psychiatric hospitals under the MHA (1,2). 86% of those formally detained for compulsory treatment lacked the mental capacity to make decisions about their treatment. 60% of those patients who were admitted ‘informally’ – i.e. chose to be admitted voluntarily – lacked the proper capacity to make decisions about their treatment and care. For voluntary patients, feelings of having been coerced, and refusal of treatment, were more likely in the group of patients who lacked the proper capacity to make this decision. Building on this work, to address the public policy challenges that arise at the interface between mental health and mental healthcare, and human rights, in 2017 King’s adopted a collaborative approach with service users, clinicians, policy makers and third sector organisations to form its Mental Health and Justice (MHJ) research project, recognising the importance of including all voices (3). The MHJ project was awarded £2.5 million by the Wellcome Trust.
King’s researchers provided evidence that making decisions in advance about care is acceptable and feasible for service users. Advance decision making (ADM) in mental health (sometimes known as “advance directives”) refers to making a decision about what happens during a future period of ill health. Although some patients outline advance directives about their care in the event of detention, the MHA did not require these to be acted upon. King’s clinical trials in the early 2000s on crisis plans for compulsory treatment orders (4) informed later research by King’s MHJ project, commissioned by the IRMHA, to develop a new model of ADM grounded in the lived experience of fluctuating mental capacity as well as in psychiatry, ethics and law (5). The model has since been developed, using focus groups, into the Preferences and Advance decisions for Crisis and Treatment (PACT) document and guidance materials fit for implementation studies in clinical services (6). One challenge is developing models of ADM which can be implemented where patients have fluctuating mental capacity. King’s research in collaboration with the charity Bipolar UK surveyed service users on their own experiences and perceptions of ADM (7). 88% of those surveyed expressed a desire to be involved in the planning of their treatment for the event that they lose the capacity to make decisions, but only 36% had done so.
King’s research examined whether Community Treatment Orders (CTOs) make a difference to mental health outcomes. CTOs mandate treatment for mental disorder in the community, and are made by a responsible clinician (usually a psychiatrist) and an approved mental health professional (usually a social worker). King’s researchers systematically reviewed all international evidence on CTOs and showed that there was no good evidence that the introduction of CTOs makes a difference to hospitalisations or other outcomes (8).
3. References to the research
Owen, G., Richardson, G., David, A. S., Szmukler, G., Hayward, P. & Hotopf, M. (2008) Mental capacity to make decisions on treatment in people admitted to psychiatric hospitals: cross sectional study BMJ (International Edition) , 337, 7660 *.*DOI: 10.1136/bmj.39580.546597.BE
Owen, G., Szmukler, G., Richardson, G., David, A. S., Hayward, P., Rucker, J., Harding, D. & Hotopf, M. (2009) Mental capacity and psychiatric in-patients, implications for the new mental health law in England and Wales British Journal of Psychiatry , 195, 3, 257-263. DOI: 10.1192/bjp.bp.108.059782.
Gergel T., Kabir, T. (2016) “Reframing a model – the benefits and challenges of service user involvement in mental health research” Knowing and acting in medicine . Ed Robyn Bluhm. Rowman & Littlefield Publishers: London
Henderson, C., Flood, C., Leese M., Thornicroft G., Sutherby K., Szmukler G. (2004) Effect of joint crisis plans on use of compulsory treatment in psychiatry: single blind randomised controlled trial British Medical Journal , 329(7458), 136. DOI: 10.1136/bmj.38155.585046.63
Owen, G., Gergel, T. L., Stephenson, L.., Hussain, O., Rifkin, L. & Ruck Keene, A. C. E., (2019) Advance decision-making in mental health - suggestions for legal reform in England and Wales International Journal of Law and Psychiatry, 64, 162-177. DOI: 10.1016/j.ijlp.2019.02.002
Stephenson, L.*, Gergel, T*., Rifkin, L., Ruck Keene, A., Owen, G. (2020) Preparing for Mental Health Act reform with the ‘PACT’: an advance decision-making template for fluctuating mental capacity associated with mental health crises International Journal of Law and Psychiatry , 71, 101563. DOI: 10.1016/j.ijlp.2020.1015631
Hindley, G., Stephenson, L., Rifkin, L., Ruck Keene, A., Gergel, T. Owen, G. (2019) “Why have I not been told about this?”: a survey of experiences of and attitudes to advance decision-making amongst people with bipolar Wellcome Open Research . DOI: 10.12688/wellcomeopenres.14989.2.
Churchill, R., Owen, G., Singh, S. & Hotopf, M., (2007) International Experiences of using Community Treatment Orders Department of Health, London
4. Details of the impact
King’s research has been influential at every step of the process leading to the Government’s White Paper published in January 2021 (publication delayed by COVID-19). King’s researchers engaged in the IRMHA, chaired by King’s Professor Sir Simon Wessely, and conducted work specifically commissioned to inform IRMHA’s recommendations and subsequent proposed changes to the MHA.
King’s research shifted the recommendations of the IRMHA towards recognising mental capacity and patient involvement in care. King’s researchers, including those with lived experience, were key advisors to the Autonomy Group of the IRMHA, addressing a key service user concern: “I felt a lot of things were done to me rather than with me” [A1 p71, A2]. This Group used King’s research (1,2,3,5; published subsequent to IRMHA meetings) to support recommendations on the provision of Advance Choice Documents (ACDs). These allow people to say how they want to be treated in the future and require doctors to record why treatment preferences are not followed. They were one of the IRMHA’s key recommendations [A3]. The approach of King’s MHJ project to conducting research which includes the voice of service users was noted in the IRMHA as an example of interdisciplinary working [A1]. Kings’ research on CTOs (8), which were first implemented in the 2007 revision of the 1983 MHA, indicated that they were unlikely to improve key outcomes, including hospitalisations. This evidence informed the IRMHA’s recommendation to put the CTO policy “in the last chance saloon” [A1 p28]. King’s research underpinning this IRMHA recommendation has ensured that CTOs will continue to be scrutinised for their effectiveness.
Government committed to a new mental health legislation, a key component of which is King’s recommendations on advance decision making. The Government responded to the IRMHA’s final report on 6th Dec 2018, committing to bring forward new mental health legislation, and immediately accepting two of the IRMHA’s recommendations based on King’s research (1,2,3,5; published subsequent to IRMHA final report) [B1]. Both relate to advance planning: firstly that persons detained under the MHA would be able to nominate a person to make decisions about their care, to replace previous legislation that this role automatically fell to nearest relative; and secondly, that statutory ACDs would be introduced to allow patients, whilst in periods of mental capacity, to outline their preferences for care during periods of incapacity. The recommendation that ACDs should be used appeared in every stage of the parliamentary debate concerning the reform of the MHA [B2, B3, B4]. King’s also conducted two “Policy Labs” during which ADM was discussed [B5, B6, B7] bringing the MHJ project members together with policy advisors from key Government departments and the NHS, alongside service users, representatives from various bodies involved in criminal justice, social work and charities, and other stakeholders.
King’s researchers have worked proactively with policymakers to ensure the Government followed through on these recommendations. Kings’ researchers effectively helped Government translate their research findings into law, building on earlier engagement with Government (Owen was a Parliamentary Office of Science and Technology research fellow on the Mental Capacity Act in 2011; Ruck Keene was a consultant at the Law Commission for the report on Mental Capacity and Deprivation of Liberty in 2017). This has involved King’s organising an evidence session for parliamentarians and senior civil servants in the Westminster Parliament on 21st May 2019 [B8] chaired by the Rt Hon Baroness Margaret Jay, for which they provided a policy briefing document resulting from the Policy Labs on ADM [B9]. King’s researchers have subsequently directly engaged with the civil servants responsible for drafting the White Paper in a series of meetings. A Senior Policy Advisor at the Department of Health and Social Care says: “the advice was very helpful in informing our proposal on ‘advance choice documents’ in the White Paper ” [B10].
King’s work on the IRMHA has provided a framework contributing to one of the goals of the NHS Long Term Plan. The NHS Long Term Plan states: “It (the IRMHA) has examined rising detention rates, racial disparities in detention and concerns that the Act is out of step with a modern mental health system. The government is now considering the findings of the review in detail, including the need for better crisis services and improved community care for people with serious mental illness. Investment in these service forms a major part of this Long Term Plan” [C p.69]. The recognition of ADM as being part of a modern mental health system forms a critical part of how the NHS can deliver on Government’s commitment to give people more control over their mental health treatment [B6].
King’s supported an early implementor of advance choice documents in the context of the Mental Health Act. Our work has led to the approval of the UK’s first ACD clinic/workshop for service users at the South London and Maudsley NHS Foundation Trust, supported by the Trust’s CEO David Bradley [D]. This initiative has allow King’s researchers to evaluate the success of early implementation, and to provide a model for other trusts in the future.
King’s researchers inform Bipolar UK’s strategy on providing advance choice documents.
The charity Bipolar UK has been a committed partner with King’s during our ACD work and subsequent advocacy for inclusion of ADM in MHA reform, and a survey of over 900 Bipolar UK subscribers found overwhelming support for ADM (7) [E1]. King’s researcher Gergel drafted instructions and a proforma for making an ACD, which is now freely available on Bipolar UK’s website so that visitors to the site can articulate their own advanced choices [E2, E3].
King’s research informed the work of artist Beth Hopkins to raise public awareness about ADM. In 2019, service user artist Beth Hopkins was commissioned by the Bethlem Gallery to explore ADM for people with bipolar, and created work using King’s research. COVID-19 has delayed a planned exhibition to examine notions of autonomy, which will be open to the general public [F1, F2].
Mental health charities, patients and carers welcome the ADM recommendations of the IRMHA. The Chief Executive of the leading UK mental health charity, Mind – which supports hundreds of thousands of people through its services, and up to 18,000,000 more a year through its website resources – recognises that the changes to the MHA informed by King’s research are beneficial to the people that his charity supports. He said “we are pleased to see that many of our concerns – and those of the people we represent and have supported to feed into the review – have been heard. The recommendations to strengthen people’s rights, empower them to question decisions about their care, choose their treatment and involve friends and family have the potential to make a real difference to those who are in an extremely vulnerable situation” [G1]. One carer bears witness to the impact on individuals: following a previous episode of psychosis in his partner during which inappropriate discharge arrangements had been made, an advance directive was drawn up. He says of a subsequent episode, “we are extremely grateful that this document was adhered to when necessary during her hospital stay. This allowed us to continue communicating through her period of psychosis and to avoid a repeat of the damage to our relationship with the previous admission had caused” [H1].
5. Sources to corroborate the impact
A Evidence to corroborate King’s contribution to the IRMHA
A1 Modernising the Mental Health Act, Increasing choice, reducing compulsion. Final report of the Independent Review of Mental Health Act 1983, December 2018
A2 Testimonial from Dr Thomas Kabir, McPin Foundation
A3 Testimonial from Professor Sir Mark Hedley, Co-chair of IRMHA
B Evidence to corroborate Government action taken as a result of King’s research informing the IRMHA
B1 Government announcement of decision to adopt two recommendations of IRMHA immediately, another later, December 2018
B2 Queen’s speech, 2019
B3 General debate on reform of the Mental Health Act 1983, 2019
B4 New Mental Health Act announced early 2021
B5 First Policy Lab details, 27th November 2017
B6 Second Policy Lab details, 16th February 2018
B7 Policy Lab report, Future of the Mental Health Act, 2018
B8 Evidence session at Westminster, 2018
B9 Policy Lab briefing for Margaret Jay, Advanced Decision Making, 2018
B10 Testimonial from a Senior Policy Adviser, Department of Health and Social Care
C NHS Long Term Plan
D Testimonial from David Bradley, Chief Executive Officer of South London and Maudsley NHS Foundation Trust
E Evidence supporting the partnership between King’s researchers and Bipolar UK
E1 Testimonial from the Chief Executive Officer of Bipolar UK
E2 Advanced choice documents on Bipolar UK website
E3 Dr Tania Gergel’s documents sent to Bipolar UK from which they wrote the website page above
F Evidence supporting exhibition at The Bethlem Gallery
F1 Testimonial from Beth Hopkins, service user and artist
F2 Images from Beth Hopkins, service user and artist
G Evidence showing the impact on service users and carers
G1 Charity MIND’s response to the Mental Health Act review, December 2018
G2 Testimonial from a carer.
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- Yes
1. Summary of the impact
Naloxone saves lives by reversing the effects of opioid overdose. King’s researchers recognised that overdoses of heroin/opioids are most life-threatening in community settings where medical staff are absent, and pioneered the concept of pre-providing naloxone to laypeople, known as Take-Home Naloxone (THN). Our research led to the development of a medically approved naloxone nasal spray as a safer, easier mode of administration than injection. This created a step-change in the wider provision of naloxone. King’s evidence supported the United Nations (UN) and World Health Organisation (WHO) endorsements of THN and recommendations calling for its wider provision globally, and our research underpins training on how to administer THN. Over 23 countries have now implemented THN programmes, with the US alone having committed an extra $180 million funding. King’s research has led to increased distribution of this intervention across the world so that opioid users, carers and families have it ready for when they need it, to save lives.
2. Underpinning research
Currently 58 million people use opioids annually (United Nations Office of Drugs and Crime (UNODC)), and each year approximately 120,000 people die around the world from an opioid overdose (WHO), with deaths up 71 per cent over the last decade (UNODC). Naloxone is a well-established emergency medicine which blocks opioid receptors in the brain, rapidly reversing heroin/opioid overdose. It saves lives by preventing respiratory failure, the leading cause of death from opioid overdose, most of which typically occur in the community, where there is no medical naloxone and emergency medical care may arrive too late. Robust evidence has been vital to overcome complex and value-laden barriers to using naloxone. King’s research underpinned the ground-breaking concept of THN. This provides naloxone to laypeople including people who use opioids (PWUO), carers and families, for use whenever and wherever overdose occurs. This case study is a continuation of a 2014 case study featuring King’s work establishing the effectiveness of injectable THN. Since then, our research has focussed on increasing the availability of THN though the development of a nasal spray, and on how training improves the implementation of the THN approach.
King’s research showed that provision of THN prevents opioid overdose deaths.
Having been the first to demonstrate the feasibility and effectiveness of THN with PWUOs (2001), King’s 2016 systematic review and analysis of 22 eligible further THN studies established that THN is an effective intervention to reduce deaths from opioid overdoses (1).
King’s highlighted the benefits of training potential users of Take-Home Naloxone.
KCL research established that training PWUOs in overdose management and naloxone administration improved knowledge and confidence to administer naloxone (2). In a subsequent randomised trial on training family members to administer THN, King’s researchers found that those who had received the training and witnessed an overdose, were able to mobilise skills, knowledge and competency to administer naloxone (3). King’s researchers also led on a qualitative study embedded in a randomised THN intervention trial conducted in New York which identified high levels of post-training competence among PWUO, effective actions and successful reversals at overdose emergencies (4).
King’s identified the need for non-injectable Naloxone as safer and more acceptable than injectable forms of delivery. Traditionally, injectable THN kits contain pre-filled syringes with a dilute concentration of naloxone. King’s researchers found dilute naloxone was being diverted for use with an improvised nasal spray adapter in community and in medical settings. They demonstrated this practice risked administering a sub-therapeutic naloxone dose potentially insufficient to reverse the effects of an overdose (5). King’s also showed that those receiving injectable naloxone often experience acute withdrawal symptoms after administration, leading to reluctance to use THN (6). Together these findings made a strong case for rigorous testing of new, safer and more acceptable delivery paradigms, such as nasal spray designed for purpose.
King’s researchers led the field in the development and testing of a safe and efficacious nasal naloxone spray. King’s collaborated with the international company Mundipharma to develop a purpose-manufactured, concentrated nasal naloxone spray suitable for layperson use. This involved proof-of-concept followed by testing the pharmacokinetics of three formulations of nasal spray doses to find the most effective dose for maintained reversal of opioid overdose (7).
3. References to the research
McDonald, R., & Strang, J. (2016). Are take‐home naloxone programmes effective? Systematic review utilizing application of the Bradford Hill criteria. Addiction, 111(7), 1177-1187. doi: 10.1111/add.13326
Strang, J., Manning, V., Mayet S, Best D, Titherington E, Santana L, Offor E, & Semmler, C. (2008) Overdose training and take-home naloxone for opiate users: prospective cohort study on knowledge and attitudes and subsequent management of overdoses. Addiction, 103, 1648-1657. doi: 10.1111/j.1360-0443.2008.02314.x
Williams, A. V., Marsden, J. and Strang, J. (2014), Training family members to manage heroin overdose and administer naloxone: randomized trial of effects on knowledge and attitudes, Addiction 109, 250–259. DOI: 10.1111/add.14510
Neale, J, Brown C, Campbell ANC, Jones JD, Metz VE, Strang J. & Comer SD (2019) How competent are people who use opioids at responding to overdose? Qualitative analyses of actions and decisions taken by lay first-responders during overdose emergencies. Addiction 114(4), 108-118 . doi: 10.1111/add.14510
Strang, J., McDonald, R., Tas, B., & Day, E. (2016). Clinical provision of improvised nasal naloxone without experimental testing and without regulatory approval: imaginative shortcut or dangerous bypass of essential safety procedures? Addiction, 111, 574-582 doi: 10.1111/add.13209
Neale, J, & Strang, J. (2015) Naloxone—does over‐antagonism matter? Evidence of iatrogenic harm after emergency treatment of heroin/opioid overdose. Addiction, 110, 1644-1652 DOI: 10.1111/add.13027
McDonald, R., Lorch, U., Woodward, J., Bosse, B., Dooner, H., Mundin, G., ... & Strang, J. (2017). Pharmacokinetics of concentrated naloxone nasal spray for opioid overdose reversal: Phase I healthy volunteer study. Addiction, 113, 484-493. doi: 10.1111/add.14033
4. Details of the impact
Against a backdrop of escalating opioid use and overdose deaths, King’s research has built on our 2014 case study to improve THN implementation and availability by developing a more user-friendly and acceptable nasal spray. Our research into the role of training in the effectiveness of THN has underpinned changes in policies and practices in the UK, the US and globally, and increased the availability of naloxone, saving lives worldwide in 23 countries which now have documented THN programmes [A].
King’s research drove and informed commercial development of naloxone in the form of a nasal spray. Based on the strength of King’s research ( 5), Mundipharma decided to test and develop nasal spray forms of naloxone. King’s researchers contributed to the design of trials and collaborative research ( 7) that formed the evidence base for the regulatory approval of the resulting product, Nyxoid, across Europe and Australia. Nyxoid is progressively being introduced into public policy and clinical practice [B1, B2, B3].
King’s research led to UK policies recommending THN, and its implementation.
UK Government approval for THN was confirmed in 2015, with nasal naloxone added in 2019 [C1], referencing for advice an open letter describing King’s THN research on the necessity for training [C2]. The development of Public Health England (PHE) clinical national guidelines (AKA the Orange Guidelines), featuring King’s research on THN ( 5) and chaired by King’s researcher Strang, influenced Government decision making [C3]. In England 95% of local authorities now provide THN and 40,033 THN kits were dispensed in community settings in 2017/18 [C4]. In Northern Ireland the Public Health Agency’s THN programme supplied 1,332 kits in 2018/19 [C5]. In Scotland, 8,379 THN kits were distributed in the year 2017/18 [C6]. In Wales 4,120 THN kits were issued in 2017/2018 [C7]. Based on King’s research, pilot schemes were launched in 2020 to train police officers to administer naloxone in North Wales, Durham and West Midlands. The North Wales Police and Crime Commissioner said: “The research carried out by King’s College London on the effectiveness of naloxone in saving lives of those experiencing an overdose contributed to the vision of piloting officers carrying naloxone in North Wales.” Police officers on the pilot have already saved lives [C8]. The chair of the expert sub-committee of the Advisory Council on the Misuse of Drugs which is examining THN, and makes recommendations to the UK government, cites King’s research ( 3,4) as shaping its understanding of the potential for further public benefit from the expansion of THN in the UK [C5].
King’s research informed US policy on THN for overdoses of prescription opioids.
In 2017 alone, an estimated 47,600 people died from opioid overdose in the US. King’s researchers have been influential in the development of US policy to address this widespread problem. Professor Keith Humphreys, previously Senior Policy Advisor for the Obama administration, included naloxone in the 2010 US Drug Strategy [D1], which paved the way for a host of subsequent policies widening the availability of THN. For example, in 2016 the US Surgeon General endorsed THN [D2, D1], and in 2018, Congress passed the SUPPORT Act (Substance Use-Disorder Prevention that Promotes Opioid Recovery and Treatment for Patients and Communities Act) [D3, D1]. In 2016 Humphreys ‘used Professor Strang’s work extensively in working with Congress on the CARA Act (Comprehensive Addiction and Recovery Act 2016), which expanded naloxone even further, allocating over $180 million to provide naloxone to individuals taking prescribed or illicit opioids and their families’ [D1, D4]. Nasal and injectable THN kits are now provided to PWUOs in the US, and co-prescribed with opioids for medical treatment. King’s research has resulted in naloxone being used by police officers, homeless shelter workers, firefighters, prison staff, as well as opioid users and their families. Naloxone prescriptions more than doubled from 270,000 to 576,000 from 2017 to 2018 [D5], and in 2019, 94% of Syringe Service Programs in the US implemented overdose education and naloxone distribution compared to 55% in 2013 [D6].
King’s research influenced global THN policies. King’s researchers advocated for and contributed to the first-ever guidelines from the WHO on the ‘Community Management of Opioid Overdose’ (2014) [E1, E2]. The guidelines draw heavily on King’s research ( 2,3) to call for increased availability of THN and training. In 2016 King’s research underpinned a declaration from the United Nations General Assembly calling for national policies to include THN [E3, E2], leading to widespread uptake [A]. King’s research directly contributed to the UNODC Stop Overdose Safely 90-90-90 S-O-S initiative [E4,E2]. King’s researchers also co-designed and co-delivered UNODC strategy for the implementation and evaluation of THN provision at national and regional levels in countries that either produce heroin or are located along the trade routes for heroin to Western Europe. Anja Busse, UNODC, says King’s researchers: “have been invaluable contributors to UNODC's development of training materials, international training events in countries including Kyrgyzstan, Kazakhstan, Tajikistan, and regional training events in Iran which was also for Afghanistan and neighbouring countries… [these] underpin the development of Take-Home Naloxone provision in these countries which did not formerly have expertise in the public benefit of Take Home Naloxone” [E2]. As of August 2020, this initiative has delivered training to 16,000 potential witnesses of opioid overdose in Kazahkstan, Kyrgystan, Tajikstan and Ukraine and provided THN kits to 40,000 people as part of a study [E5].
The European Monitoring Centre for Drugs and Drug Addiction provides the European Union with evidence on European drug problems. King’s researchers authored its 2016 guide on best practices on THN [E6], where King’s research is featured ( 2,3,5), and the King’s Bradford Hill review ( 1) informs the Centre’s guidance on naloxone [E7]. King’s research has impacted policy decisions nationally in Europe. For example, King’s research supported the National Centre for Addiction Research in Norway in advocating for THN provision, leading to the launch in 2014 of a National Overdose Prevention Strategy distributing about 8,000 THN kits in the first four years. A 95% survival rate was recorded in about 600 uses of THN on overdose victims in the first 2.5 years [E8].
Take-Home Naloxone saves lives. King’s research continues to demonstrate the effectiveness and feasibility of THN as a public health intervention, whilst advocating for increased provision and training to ensure that THN is available in the community to save lives. In Northern Ireland alone THN was administered 240 times in 2018-19 and was successful in reversing an opioid overdose in over 90% of cases. As Michael Owen, Lead for Drugs and Alcohol at Northern Ireland’s Public Health Agency said: “each overdose reversal is an occasion when a person could have died, but didn’t” [F1]. First-hand accounts from those who have been trained to use THN demonstrate its powerful impact. A PWUO who had saved the life of his friend with THN said “I’ve administered naloxone once to a friend of mine who was minutes away from death…gasping for air and barely breathing…and within a minute she was sitting up and talking. It was that simple and that quick” [F2]. The development of the more acceptable nasal spray coupled with THN training have together empowered a broader range of witnesses to receive training and administer THN. The British Red Cross deliver such training to PWUO, their friends and families. One of their delegates said “just knowing and saving someone’s life, it’s better than any drug in the world you know, any drug in the world” [F3]. These changes in THN availability and use could not have happened without King’s research identifying the barriers to use, improving the product, providing the evidence to increase uptake, and influencing policy across the world.
5. Sources to corroborate the impact
**[A] Harm Reduction International 2019 global audit **
[B] Sources corroborating that King’s research underpinned the commercial development of a nasal spray form of naloxone
B1 Testimony from Mundipharma.
B2 European Medicines Agency regulatory approval of Nyxoid 2017
B3 Nyxoid leaflet Australia.
[C] Sources corroborating the influence of King’s research on UK guidelines and policy on Take Home Naloxone
C1 UK government statement on widening the availability of naloxone 2019
C2 Open letter from Professor Sir John Strang 2015
C3 Drug Misuse and Dependence: UK Guidelines on Clinical Management, AKA ‘The Orange Guidelines’ 2017
C4 Carre, Z. & Ali, A. (2019) Finding a Needle in a Haystack: Take-Home Naloxone in England 2017/18, London: Release.
C5 Testimonial from Anne Campbell, Chair of expert subcommittee on the Advisory Council for the Misuse of Drugs, containing THN statistics for Northern Ireland
C6 National Naloxone Programme Scotland: Monitoring Report 2017-18
C7 Wales Harm Reduction Database Wales: Take Home Naloxone 2018
C8 Testimonial Arfon Jones, North Wales Police and Crime Commissioner
[D] Sources evidencing the role of King’s research in the use of Take-Home Naloxone in the United States
D1 Testimonial from Professor Keith Humphreys, Senior Policy Advisor to President Obama
D2 US Surgeon General statement about THN 2018
D3 SUPPORT Act (Substance Use-Disorder Prevention that Promotes Opioid Recovery and Treatment for Patients and Communities Act) 2018
D4 CARA Act (Comprehensive Addiction and Recovery Act) 2016
D5 US Prescription current statistics from Centers for Disease Control and Prevention (CDC) website
D6 US Syringe Service Programs 2019 statistics from Centers for Disease Control and Prevention (CDC)
[E] Sources corroborating that King’s research led to Take-Home Naloxone initiatives and policies globally
E1. WHO Community Management of Opioid Overdose Guideline 2014
E2 Testimonial from Anja Busse of the United Nations Office on Drugs and Crime
E3 United Nations General Assembly Special Session on the World Drug Problem 2016
E4 WHO-UNODC S-O-S (Stop Overdose Safely) 90-90-90 initiative 2016
E5 UNODC countries involved in the heroin trade 2020
E6 EMDCA Preventing opioid overdose deaths with Take Home Naloxone Guideline 2016
E7 EMCDDA countries in Europe using Take Home Naloxone
E8 Testimony from Professor Thomas Clausen Director of Norway National Addiction Centre
[F] Sources from first person stories or case studies demonstrating how THN saves lives
F1 Michael Owen, Northern Ireland Public Health Agency webpage 2020
F2 King’s Spotlight Video
F2 Red Cross Community Based first aid film ‘Saving Lives, Changing Lives’
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Depression is one of the most common mental health disorders worldwide and is a major contributor to the overall global burden of disease. This is exacerbated in low income countries by poverty, homelessness and hunger. King’s researchers identified an unmet need for the recognition and treatment of depression in Zimbabwe and developed problem-solving therapy to address this. Together with local and international partners, the ‘Friendship Bench’ - an intervention based on King’s problem solving therapy - was developed and delivered through primary health care in community settings with extremely positive results. Facilitated by lay workers through an extremely low cost health programme, the project developed against a backdrop of ever decreasing health resources in Zimbabwe. An evaluation of the intervention provided a solid platform which has underpinned increased funding to roll out the intervention across Zimbabwe and beyond to countries including Kenya, Malawi, Zanzibar and the US. It was recognised in the WHO Sustainable Development Goals action plan, and recommended by UNAIDS. To date at least 63,000 people are documented as having received the intervention, leading to improved mental health for individuals and communities globally.
2. Underpinning research
Depression is one of the most debilitating and common mental health disorders worldwide, with over 260 million people affected across the globe. In 2017 the WHO estimated 6.8% of Zimbabweans suffer from common mental disorders (CMDs, e.g depression and anxiety) with women being particularly vulnerable. However, fewer than 4% of those with severe depression have access to treatment and western biomedical models are often not appropriate to treat and identify depressio in countries such as Zimbabwe.
Before 2006, Melanie Abas identified ‘Kufungisisa’ which translastes to “thinking too much” in Zimbabwe, as a local conceptualisation of depression She developed problem-solving therapy to address this CMD and later published findings from this work. It showed that depression was rarely used as a diagnostic category and that local and national policies and reporting of mental health were lacking, as was training and education. She also found signs that first-level primary healthcare workers based in community settings had an awareness of mental disorders and a desire for training to identify and treat them. This work and its context forms the foundations from which King’s developed their contribution to this case study.
In the mid 2000s Zimbabwean psychiatrist Dixon Chibanda piloted a community-based intervention based on King’s researcher Abas’ seven point problem solving therapy for CMDs, with promising results. He identified that Abas would be crucial if he was to develop his intervention further. In 2009 Chibanda approached Abas to forge an equitable partnership, bringing together King’s mental health and clinical trials experience with Chibanda’s local knowledge and community experience. Research by this partnership developed a robust evidence base for the Friendship Bench, enabling it to be scaled up.
King’s researchers collaborated with local Zimbabwean partners and UK researchers to develop and test an intervention for CMDs known as the Friendship Bench. In 2011 Chibanda (now an honorary researcher at King’s) together with King’s researchers, colleagues from the UoZ and the London School for Hygiene and Tropical Medicine (LSHTM), developed and tested the Friendship Bench on 320 Zimbabweans with a positive screening for CMDs. This is delivered on a wooden bench in the grounds of a primary health care clinic by a trained lay health worker, often referred to locally as a “grandmother”, and comprises screening, problem-solving therapy, and referral for more serious cases. The research established that the Friendship Bench intervention is effective and feasible to deliver to people living in Zimbabwe (1). King’s then led on a follow up evaluation including focus groups and analysis of routinely collected attendee data, and found the intervention was acceptable to the communities receiving the interventions, and to the grandmothers delivering the therapy. The grandmothers described the benefits of “opening up the mind” over giving advice – it “puts the patients in the driving seat” (2). The collaboration then conducted the first ever randomised control trial (RCT) of problem solving therapy in a low income African country with 573 participants in 24 clinics in Zimbabwe. The results demonstrated, that sufferers of r CMDs receiving problem-solving therapy with education and support from the grandmothers on the Friendship Bench had improved symptoms at 6 months when compared to usual treatments. Moreover, 40% of participants were HIV positive, and the intervention worked equally well in this group as in those without HIV/AIDS (3).
King’s research highlighted the contribution of different factors to different mental health disorders in Zimbabwe. Further quantitative analysis of data collected during the RCT revealed certain factors were independently associated with suicidal behaviour, including household poverty and inability to afford food. King’s researchers also showed the Friendship Bench to be equally effective in ameliorating CMD symptoms in those with and without suicidal behaviour (4).
King’s research showed that Friendship Bench is an effective intervention in patients managing a diagnosis of HIV. Having identified that the Friendship Bench was an effective intervention for those living with HIV/AIDS through their study in the general population (3), King’s researchers led on a study which identified that depression is twice as prevalent in those living with HIV/AIDS in Zimbabwe. They showed in a pilot trial that an adapted Friendship Bench approach in a clinic and in conjunction with a primary care counsellor is acceptable to these patients, increases retention with HIV treatment and adherence to medication, and successfully reduces the symptoms of depression (5).
3. References to the research
Chibanda, D., Mesu, P., Kajawu, L., Cowan, F., Araya, R., & Abas, M.A. (2011) Problem-solving therapy for depression and common mental disorders in Zimbabwe: piloting a task-shifting primary mental health care intervention in a population with a high prevalence of people living with HIV. BMC Public Health 11, 828, doi: 10.1186/1471-2458-11-828
Abas, M., Bowers, T., Manda, E. et al. (2016) ‘Opening up the mind’: problem-solving therapy delivered by female lay health workers to improve access to evidence-based care for depression and other common mental disorders through the Friendship Bench Project in Zimbabwe. Int J Ment Health Syst 10, 39, doi: 10.1186/s13033-016-0071-9
Chibanda, D., Weiss, H.A., Verhey, R., Simms, V., Munjoma, R., Rusakaniko, S., Chingono, A., Munetsi, E., Bere, T., Manda, E., Abas, M., Araya, R. (2016) Effect of a Primary Care–Based Psychological Intervention on Symptoms of Common Mental Disorders in Zimbabwe: A Randomized Clinical Trial. JAMA, 316, 2618–2626. doi:10.1001/jama.2016.19102
Munetsi, E., Simms, V., Dzapasi, L., Chapoterera. G., Goba, N., Gumunyu, T., Weiss, H., Verhey, R., Abas, M., Araya, R., Chibanda, D. (2018) Trained lay health workers reduce common mental disorder symptoms of adults with suicidal ideation in Zimbabwe: a cohort study. BMC Public Health 18, 227, doi:10.1186/s12889-018-5117-2
Abas, M., Nyamayaro, P., Bere, T., Saruchera, E., Mothobi, N., Simms, V., Mangezi, W., Macpherson, K., Croome, N., Magidson, J., Makadzange, A., Safren, S., Chibanda, D., and O’Cleirigh, C. (2018) Feasibility and Acceptability of a Task-Shifted Intervention to Enhance Adherence to HIV Medication and Improve Depression in People Living with HIV in Zimbabwe, a Low Income Country in Sub-Saharan Africa. AIDS Behav, 22(1):86–101. doi:10.1007/s10461-016-1659-4
4. Details of the impact
The collaboration between King’s researchers and local partners, each bringing complementary skills and experience, has led to improved mental health outcomes for people in Zimbabwe and beyond. Its research showing that the Friendship Bench grass roots initiative benefits community mental health has led to changes in national and international policy and guidelines, and has underpinned funding applications to enable widespread implementation of the Friendship Bench, benefitting tens of thousands of people.
King’s research has led to changes in national policy and guidelines in Zimbabwe, which now recommends the Friendship Bench in its mental health strategy. The evidence of the Friendship Bench’s effectiveness (1-4) has led to the intervention being included in its 2019 national mental health strategy. The National Strategic Plan for Mental Health Services 2019-2023, commits to “Improving mental health awareness and community empowerment”, through adoption of the Friendship Bench as a Ministry of Health program [A1, A2, A3].
Also, for the one in eight Zimbabwean adults living with HIV and twice as likely to suffer with depression as those without, King’s researchers have made the case for the adoption of Friendship Bench into HIV policy, by working with the Organisation for Public Health Interventions and Development (OPHID). This non-governmental organisation (NGO) develops and implements approaches to strengthen the provision of quality HIV prevention, care and treatment services, and supports over half a million Zimbabweans with HIV. OPHID held a briefing workshop on HIV and mental health for the Zimbabwean Ministry of Health and Child Care (MOHCC) in March 2020, and recommended Friendship Bench as an existing, evidence based intervention which could be scaled up across Zimbabwe, based on King’s research (6). As a result, the MOHCC set up a Technical Working Group for the integration of mental health into HIV care; it committed to develop a pathway to improve referrals for HIV mental health care and to scale up/strengthen existing tools, including Friendship Bench being written into the care pathway for those with HIV [A4]. The first MOHCC mental health/HIV Technical Working Group meeting was delayed because of the pandemic but met on December 17 2020 [A5] to report on implementation of the recommendations.
King’s research supports substantial funding which has allowed the scale up of the Friendship Bench in Zimbabwe. The strong evidence base for the efficacy of Friendship Bench generated by King’s and collaborators (1,2,3,4,5), has enabled successful international funding applications to scale up the implementation of the Friendship Bench [B1, B2, B3]. For example, Grand Challenges Canada’s award of $US 852,000 in 2016 enabled Friendship Benches to reach a further 14,000 people with investment in 33 clinics in Zimbabwe [B4, B5, B6].
The Friendship Bench has empowered healthcare lay workers to deliver therapy in their own communities outside of clinical settings. King’s finding that 9 out of 10 lay health workers feel competent to deliver the intervention after the course of training, even with no previous experience (2), has underpinned the continued development of tools to train lay health workers in their local communities to deliver the Friendship Bench intervention, with training available in both English and Shona [C1]. Also 120 members of the public were trained in 2019, working towards a goal making Friendship Bench accessible to all in Zimbabwe who may need it [A2].
The Friendship Bench has had a positive impact on communities. Thanks to the collaboration between King’s and local partners developing the Friendship Bench, CMDs are reduced. 112 Friendship Benches have now provided therapy to over 63,000 people in areas which previously had little access to primary health care [B2, B3, D1]. Patients who visited a Friendship Bench and received the intervention from healthcare lay workers see a reduction in symptoms of depression and anxiety [A2], and Friendship Bench users report learning to seek support from their families and being able to return to work [D2].
The Friendship Bench benefits young people. CMDs often begin in adolescence. Friendship Bench research facilitated funding to trial and implement iterations of the intervention to reach young people aged 16-19, known as YouFB [A2, B2, B3]. YouFB has been implemented in over 26 sites, with King’s researchers as co-investigators on evaluation of strategies for scaling up [E1]. UniFB has also been launched to support university students [A2].
The impact of the Friendship Bench is now being felt beyond Zimbabwe, across the globe
The intervention has now been implemented by local primary health care services across Zimbabwe and elsewhere in Africa, including Kenya, Malawi and Zanzibar [B2, B3]. This simple, effective intervention has captured imaginations across the world [F1].
The Friendship Bench intervention has been recognised in the WHO Sustainable Development Goals (SDG) (Good health and Well-being) 2019 action plan where it is listed as SDG 3.4 as an example of an evidence-based innovation which could be scaled up globally to improve mental health care [F2]. In addition, the Joint United Nations Programme on HIV/AIDS (UNAIDS) recommended Friendship Bench at its 2018 meeting as an effective intervention [F3]. The World Innovation Summit for Health (WISH), featured Friendship Bench as a case study which improves depression and increases adherence to HIV medication, in its 2018 Depression and Anxiety Forum [F4].
Beyond it’s implementation in Zimbabwe, the low-cost, low-resource nature of the intervention, coupled with its strong evidence base, has been used to engage some of the most marginalised people in treatment, such as those living on the streets in New York. This is a rare example of an initiative with impact in a low-income country being brought to a high-income country [F5]. The Friendship Bench even made an appearance at the 2018 World Economic Forum in Davos, where it attracted visits from UK Secretary of State for Health Matt Hancock [F6], and the Duke and Duchess of Cambridge [F7].
5. Sources to corroborate the impact
[A] Sources to corroborate how King’s research contributed to the inclusion of the Friendship Bench in Zimbabwean mental health strategies. [PDF]
A1 Zimbabwean Government National Strategic Plan for Mental Health 2019 - 2023, Ministry of Health and Child Care
A2 Friendship Bench annual newsletter 2019
A3 Announcement from WHO of the launch of the Zimbabwean mental health strategy, including Friendship Bench
A4 Organisation for Public Health Interventions and Development stakeholder meeting with the Ministry of Health and Child Care report, March 2020
A5 Organisation for Public Health Interventions and Development report on actions of Zimbabwean Ministry of Health and Child Care’s Technical Working Group for the integration of mental health into HIV care
[B] Sources to corroborate how King’s research supported funding for scaling up Friendship Bench [PDF]
B1 Friendship Bench funders
B2 Testimonial from Lena Zamchiya, Operations and Franchise Director, Friendship Bench (B3 below corroborates date of testimonial and that Lena is the signatory).
B3 Email chain between Chengetayi Nyamukapa of Friendship Bench and Naomi Hartopp from King’s confirming that Lena Zamchiya is signatory on B2.
B4 Grand Challenges Canada announcement of funding for scaling up Friendship Bench
B5 King’s press release detailing funding amount for B4 (Grand Challenges Canada funding).
B5 Overseas Development Institute (ODI) report confirming Grand Challenges Canada as a funding source for Friendship Bench.
[C] Sources to corroborate how King’s research informed Friendship Bench training
C1 Friendship Bench training manual [PDF]
[D] Sources to corroborate how King’s research supported Friendship Bench to reach diverse communities. [PDF]
D1 Active Benches page from Friendship Bench website
D2 Kate Adams blog
[E] Sources corroborating how King’s research is supporting adaptations of Friendship Bench for young people [PDF]
E1 UKRI webpage describing evaluation of Friendship Bench initiatives for adolescents
[F] sources to corroborate global impact of Friendship Bench [PDF]
F1 Mosaic article, Wellcome, Anna Lewis
F2 WHO report containing Sustainable Development Goals: Stronger Collaboration, Better Health. Global Action Plan for Healthy Lives and Well-being for All. 2019
F3 UNAIDS Programme Coordinating Board report: Thematic Segment: Mental Health and HIV/AIDS – Promoting human rights, an integrated and person-centred approach to improving ART adherence, well-being and quality of life. 2018
F4 Report of World Innovation Summit for Health Depression and Anxiety Forum 2018: Addressing Depression and Anxiety, a Whole System Approach.
F5 NYC Thrive Friendship Bench video
F6 Time magazine article
F7 Tweet from Kensington Palace showing Duke and Duchess of Cambridge sitting on Friendship Bench at Davos.
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
King’s Centre for Military Health Research (KCMHR) is the main source of independent high-quality data on the mental health and wellbeing of the UK Armed Forces, both serving and ex-serving. King’s research has had three groups of impacts. First, by providing ongoing epidemiological data from a major cohort of military personnel we have contested the media led stereotype that those who have served are “mad, bad and sad”. This narrative can be damaging to the health and wellbeing of personnel, reduces their employment prospects, and increases stigma. Countering it is a key government policy objective, for which data from KCMHR are the most important resource. This is synergistic with our second impact - by describing areas of genuine unmet need, our research has changed government policy to ensure greater support, including access to care for personnel, veterans and their families. Third, by providing evidence on the effectiveness or otherwise of specific interventions we have changed policy decisions, including those on post-deployment screening and women holding combat roles.
2. Underpinning research
King’s research into military mental health is recognised as world leading: scientometric analyses showed that King’s researchers Wessely, Greenberg & Fear were the 1st, 2nd and 4th highest contributors to the wider field of military health research.
King’s has conducted health surveillance of military personnel. Since 2004, King’s has conducted a representative longitudinal cohort study of more than 8000 UK military personnel, including those who have left the service, which has addressed health and well being outcomes of those who were deployed to Iraq and Afghanistan. We have published over 350 papers using data from this study. Our research has consistently shown that the vast majority of those who have served do not experience mental health problems before or after service, and that the much predicted “tsunami” of such problems has not occurred. However, in the third “sweep” of the cohort conducted in 2015-17, we highlighted an overall modest increase in PTSD (from 4% to 6%), with the greatest increase in the ex-serving personnel who had previous experience of combat deployments to Iraq or Afghanistan (17%), highlighting the importance of ongoing support following discharge from military service (1).
King’s research has identified frequency and patterns of offending in military personnel.
There have been frequent reports of ex-serving military personnel being imprisoned, contributing to stigmatisation by adding to the “bad” of the “mad, bad, sad” narrative sometimes used about this group. Using the first record linkage of its kind using military personnel records and national crime records, we were able to demonstrate that overall age-standardised convictions and incarceration (1.7% versus 7.0%) were lower in the military cohort than in the general population (2). However our data also drew attention to the exception – an increase in violent offending, particularly in younger age groups, which was directly linked to traumatic combat exposure and mediated by alcohol misuse and PTSD.
King’s provided evidence on the changing nature of help seeking. King’s research on barriers to care assessed help-seeking behaviours in 1,450 military personnel and veterans who reported symptoms of mental disorder (3). We were able to show a steady increase in help seeking over the lifetime of the cohort, such that in the latest data 55% percent had accessed medical support, whilst 86% had used informal support, countering the popular belief that personnel are more reluctant than other groups to seek help. However, there are still barriers to help-seeking, the commonest being the view that “I can or should be able to manage this myself ”. For some, seeking help came only after reaching a crisis point. Having a strong social network that encourages help-seeking and the media’s increased discussions around mental health were positive influencers on the decision to seek support. King’s qualitative research showed that barriers may change over time and depending upon an individual’s circumstances, highlighting the importance of understanding barriers to help-seeking when designing mental health services (4).
King’s research has highlighted the importance of supporting military families. King’s conducted the first systematic research on the impact of service on military families including potential adversities such as mobility, absence through deployments, threat of, and actual, physical injury and the psychological effects of deployment on service personnel. We studied the combined effects of these factors on spouses, partners and children’s mental health and wellbeing. It had long been assumed, based on anecdotes, that frequent deployment of a parent, usually the father, was responsible for the known excess in military families of “problem children”, or those identified as having special educational needs. We provided the first evidence that this was untrue. Instead, it was linked to serious illness or injury of service personnel which had a profound impact on families, including poor mental health, relationship pressures, employment and financial pressures, and burden placed on children to support and provide care. We also found inconsistent knowledge and access to support services, identifying gaps in provision for military families (5).
King’s has evaluated how changes in policies being proposed by the Ministry of Defence affect mental health. There has been debate about the use of screening to identify mental disorders following deployment – a practice which is routine in USA, Australia and Canada but has not been implemented in the UK. We first showed that pre-deployment screening carried out before deploying personnel to Iraq did not reduce post deployment mental health problems, and instead had unintended consequences for both individuals and the Armed Forces, particularly for “false positives”. However the question of post-deployment screening, as practised by many nations, remained open. In 2017, King’s delivered the first ever cluster randomised controlled trial of post deployment mental health screening anywhere on a large sample of UK Armed Forces personnel recently returned from combat deployment in Afghanistan. The study, funded by the US Department of Defense, found conclusively that screening did not improve mental health outcomes (depression, anxiety, PTSD and alcohol misuse) and was also not effective at improving help-seeking (6).
The UK Armed Forces have debated the role of women in “ground close combat” (WGCC) roles. One key to policy change is whether such roles would be associated with unacceptable increase in psychiatric injury among women exposed to such duties. In 2017, King’s researched this question, including the impact of combat exposure and impact on help-seeking should the WGCC policy be implemented. The research concluded that rates of PTSD in women in combat roles was no different to that seen in men, and only minor changes to support requirements would be needed for women undertaking the ground close combat role (7).
3. References to the research
Stevelink, S.A.M., Jones, M., Hull, L., Pernet, D., MacCrimmon, S., Goodwin, L., MacManus, D., Murphy, D., Jones, N., Greenberg, N., Rona, R.J., Fear, N.T. and Wessely, S. (2018). Mental health outcomes at the end of the British involvement in the Iraq and Afghanistan conflicts: a cohort study Br J Psych , 213, 690–697. DOI: 10.1192/bjp.2018.175
McManus, D., Dean, K ., Jones, M., Rona, R.J., Greenberg, N., Hull, L., Fahy, T., Wessely, S., Fear, N.T. (2019). Violent offending by UK military personnel deployed to Iraq and Afghanistan: a data linkage cohort study. The Lancet , 381, 907-917. DOI: 10.1016/S0140-6736(13)60354-2
Stevelink, S.A.M., Jones, N., Jones, M., Dyball, D., Khera, C.K., Pernet, D., MacCrimmon, S., Murphy, D., Hull, L., Greenberg, N., MacManus, D., Goodwin, L., Sharp, M.L., Wessely, A., Rona, R.J., Fear, N.T. (2019). Do serving and ex-serving personnel of the UK armed forces seek help for perceived stress, emotional or mental health problems? Europ J Psychotraumatology, 10,1. DOI: 10.1080/20008198.2018.1556552
Rafferty, L.A., Wessely S., Stevelink, S., Greenberg, N. (2020). The journey to professional mental health support: a qualitative exploration of the barriers and facilitators impacting military veterans’ engagement with mental health treatment European Journal of Psychotraumatology , 10 (1), 1700613. DOI: 10.1080/20008198.2019.1700613
Fear, N.T., Reed, R.V., Rowe, S., Burdett, H., Pernet, D., Mahar, A., Iversen, A.C., Ramchandani, P., Stein, A. and Wessely, S., (2018). Impact of paternal deployment to the conflicts in Iraq and Afghanistan and paternal post-traumatic stress disorder on the children of military fathers. Br J Psych, 212, 347-355. DOI: 10.1192/bjp.2017.16
Rona, R.J., Burdett, H., Khondoker, M., Chesnokov, M., Green, K., Pernet, D., Jones, N., Greenberg, N., Wessely, S. and Fear, N.T. (2017). Post-deployment screening for mental disorders and tailored advice about help-seeking in the UK military: a cluster randomised controlled trial. The Lancet , 389, 1410-1423. DOI: 10.1016/S0140-6736(16)32398-4
Jones, N., Greenberg, N., Phillips, A., Simms, A., & Wessely, S. (2019). British military women: combat exposure, deployment and mental health. Occupational Medicine , 69, 549–558. DOI: 10.1093/occmed/kqz103
4. Details of the impact
King’s research has informed high level policy on military mental health. Since the REF2014 case study that described the early post-deployment interventions influenced by King’s research, our work has been used extensively to inform Government policy on the mental health and wellbeing of serving and ex-serving personnel and their families. It has further informed the charity sector in terms of their advocacy and service provision. The key Government strategy, Defence People Mental Health and Wellbeing Strategy 2017-2022 [A1] was influenced by King’s research over several years [A2]. The 350 plus papers from the King’s cohort study (e.g. 1, 2) collectively comprise the majority of evidence used to support top level policy making by the UK Ministry of Defence on military mental health and wellbeing [A3, A4].
In 2014/2015 the House of Commons Defence Select Committee (HCDC) scrutinised the way that Government strategies uphold the military covenant in relation to those injured, mentally or physically, as a result of military service. The resulting HCDC report: Armed Forces Covenant: Military Casualties was informed by King’s research into the long-term mental health trajectories of military personnel. King’s researchers gave oral and written evidence [A5]. The Committee concluded that whilst the UK provides world-class care to injured serving personnel, there was concern about the support provided for those developing or living with longer-term physical, mental and neurological conditions. This was one of five HCDC sessions on various topics where King’s researchers were invited to give evidence.
The Parliamentary Office of Science and Technology (POST) produced a POSTnote [A6] based on the conclusions of the 2014/15 HCDC report indicating that the needs of military personnel who may be suffering long term conditions should be addressed. This cited King’s research 35 times, and informed policy makers of trends and mental health needs in the military population.
King’s research underpinned the Defence People Mental Health and Wellbeing Strategy 2017-2022 [A1] which set the scene for Government policy on mental health and wellbeing. Of the 31 peer-reviewed academic papers used to support the strategy, 27 were produced by King’s. The Strategy covers all aspects of military mental health, including help-seeking, stigma, deployment mental health, Reserve Forces mental health, child and family health, trauma risk management and the effect of “overstretch”. All these recommendations were underpinned by King’s research [A2, A3, A4]. The Strategy also led to the establishment of the Office of Veterans Affairs (OVA) within the Cabinet Office [A7, A8], which continues to support the ongoing King’s Military Cohort, now renamed the Legacy Cohort, since most of its members have now left the Armed Forces. It remains the most trusted source of data on health and wellbeing of veterans of the conflicts in Iraq and Afghanistan, and was recently accessed for a rapid investigation into how COVID-19 has affected military veterans [A9]. Wessely now sits on the new Veterans’ Board formed in 2020 which oversees the provision of services to military personnel and veterans, and the health and wellbeing of military families [A10].
King’s research has informed advocacy by groups representing military personnel.
Several military charities have benefited from King’s research ensuring an evidence-base both for their advocacy and for the services they provide. For example: the Royal British Legion’s response to NHS England’s consultation on “Developing mental health services for veterans in England” [B1] is informed by the research which they commissioned King’s to carry out [B2]. Also, the Forces in Mind Trust (FiMT) Policy Statement on Health [B3] is influenced by King’s research into stigma and the barriers to help-seeking [B4].
King’s research has reduced stigma around military mental health. King’s research (e.g. 2) has reduced harmful stigmatising views of military personnel, veterans and their families, and has, as the NHSE Director responsible for the Armed Forces services explained, “helped counter the sometimes negative impact of the stereotype of veterans as being ‘mad, bad and sad’” [C].
King’s research provided evidence leading to improvements and investment in a new initiative providing NHS mental health services for military personnel. By demonstrating the extent of mental health needs within the military, and the barriers to seeking help in this population, King’s research led to NHS England (NHSE) committing to developing services dedicated to veteran mental health and an annual increase in funding for these services [A8]. The research informed the consultation that began this process and the subsequent action plan in 2016 [e.g.B1]. Finally, our research informed the formation of the Transition, Intervention, Liaison Service (TILS) in 2017 [C]. TILS supports military personnel through their discharge from military service and into their life as a veteran, linking the MoD, NHS and community-based care to reduce the barriers to help-seeking. The service supports specific stages of the veteran experience: transitioning towards being discharged from service, at which stage support is co-ordinated with the MoD; intervention by NHS complex treatment services for those found to need them at pre-discharge assessment, and liaison within community-based care, for long term support specifically designed for veterans without complex treatment needs [e.g. D]. King’s research (2) has also enabled focus on a specific area of concern – the increased rate of violent offending in those exposed to combat, and the suggested key targets for intervention – mental health and substance misuse.
King’s research has informed Government policy on the health of service families.
In 2019 the Secretary of State for Defence asked Andrew Selous MP to conduct an independent review to consider the diverse needs of service families, assess whether the current support offer is meeting these needs, and make recommendations accordingly, resulting in the Living in Our Shoes report [E1, E2]. King’s research (e.g. 5) underpins Chapter 6 of this report and its Recommendation 74 to promote better mental health and wellbeing for the whole family.
King’s research has enabled evidence-based decisions across diverse policy areas.
King’s work on post-deployment mental health screening (6) shaped the UK’s decision to not implement this intervention on the basis that it was not effective [A2]. Also, our research (7) finding that PTSD rates were no higher in deployed female military personnel informed the Ministry of Defence policy decision to lift the ban on women in Ground Close Combat roles in 2016 [F1, A2]. This research also informed the preparation of the minor additional support services needed to support the potential elevation in help-seeking from women.
5. Sources to corroborate the impact
[A] Sources to corroborate the impact of King's research on UK government policy
A1 Defence People Mental Health and Wellbeing Strategy, 2017 - 2022
A2 Testimonial from The Rt.Hon.Tobias Ellwood MP, Chair of House of Commons Defence Select Committee, previously Parliamentary Under Secretary of State for Defence Veterans, Reserves and Personnel
A3 Testimonial from Lt Gen Richard Nugee, previously Defence Services Secretary and Chief of Defence People at the UK Ministry of Defence
A4 Testimonial from Helen Helliwell, Director of the Armed Forces People Policy at the UK Ministry of Defence
A5 House of Commons Defence Select Committee report, Armed Forces Covenant: Military Casualties, 2014
A6 POST note, 2016
A7 Office for Veteran’s Affairs Factsheet, 2020
A8 Testimonial from Parliamentary Under-Secretary of State for Defence People and Veterans Johnny Mercer MP
A9 Announcement on UK Government website from Office for Veteran’s Affairs of initiative to understand the impact of COVID-19 on veterans using King’s Legacy Cohort, 2020
A10 Membership of the Veterans Advisory Board, 2020
[B] Sources to corroborate how King’s research has supported advocacy from groups representing military personnel
B1 Royal British Legion response to NHS England consultation “Developing mental health services for veterans in England”, 2016
B2 Testimonial from Charles Byrne of Royal British Legion
B3 Forces in Mind Trust Policy Statement on Health
B4 Testimonial from Ray Lock, Chief Executive of Forces in Mind Trust
[C] Testimonial from Kate Davies CBE, Director of Health and Justice, Armed Forces and Sexual Assault Referral Centres, NHS England.
[D] Veterans' Mental Health Transition, Intervention and Liaison (TIL) Service London and South East webpage (other regions available)
[E] Sources to corroborate the impact of King’s research on government policy on the health of military families
E1 Living in Our Shoes report, 2020
E2 Testimonial from Professor Janet Walker, Lead Advisor to Living in Our Shoes report
[F] Sources to corroborate King’s research evidencing diverse policy decisions
F1 Government announcement on women in close ground combat, 2016
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Mental illness during pregnancy and the first year after childbirth (perinatal mental illness) affects one in four mothers and can include depression and anxiety and maternal suicide. A programme of King’s research played a key role in ensuring perinatal mental health was placed firmly on the political and public agenda, ultimately leading to increased service provision. This work has changed and improved previous guidelines on how to identify and treat perinatal mental illness. It influenced the UK government’s decision to allocate NHS England £365 million over five years in new funding for perinatal mental health services. King’s research underpinned national and international clinical guidelines, and evidence-based care pathways. This has led to service developments allowing perinatal mental health services to treat 30,000 extra women from 2016-21. Alongside this, King’s research has been the basis of the specialist training of thousands of clinicians, including via the Royal College of Psychiatrists and Health Education England, and has informed pregnancy planning tools available viathe website of the pregnancy charity, Tommy’s, reaching more than 8000 women per month.
2. Underpinning research
Perinatal mental illness (mental illness during pregnancy and up to one year after birth) affects up to one in four women, often with long-term adverse consequences for both mother and child. Identification and treatment are crucial to break this cycle of intergenerational transmission of mental ill health.
King’s established the effect of perinatal mental illness on women and children.
Using primary research and reviews King’s was one of the first groups to highlight the inter-relationships between mental disorders in mothers and a gamut of risk factors and disorders including social disadvantage, smoking, domestic violence, obesity and gestational diabetes (reviewed in 1). King’s research demonstrated the relationship between perinatal mental disorders and adverse outcomes for the child (e.g. 2), including stillbirth, neonatal death, sudden infant death syndrome, low birth weight (e.g. 3), delayed development, parenting difficulties, loss of custody of the baby ( 4; wider review in 5). Our work further demonstrated the considerable cost to families and society of later harmful consequences of exposure to maternal mental illness on childhood outcomes. Using data from the South London Child Development Study we found that children exposed to perinatal depression had more emotional, behavioural and cognitive problems, and for each child exposed to maternal depression, the minimum economic cost by early adolescence was £8,190 ( 6).
King’s researchers were the first to establish the prevalence of the full range of mental illnesses in pregnancy and associated risk factors. Before 2014 most perinatal mental health research focused on postpartum depression and psychosis. Using gold-standard diagnostic interviews we established the prevalence of the full range of mental disorders in a cohort of pregnant women, which highlighted the importance of rarer disorders including eating disorders and obsessive-compulsive disorder (OCD) ( 7).
King’s research addressed key issues of importance to mental health service users.
Using national suicide enquiry data we conducted the first UK study examining perinatal suicide in those in contact with mental health services compared with other suicides in women. This highlighted the distinct characteristics of perinatal suicides including a relatively short duration of mental disorder and high prevalence of depression in mothers who died by suicide. A substantial minority were not receiving treatments for mental disorders ( 8).
The use of psychotropic medication during the perinatal period has been an ongoing concern for women and their healthcare providers. Risks of exposing the developing fetus to medicines need to be balanced against risks to mother and fetus or child in the event of a relapse or worsening of a major mental disorder. King’s authored influential reviews of the effects of pharmacological treatments throughout the perinatal period ( 1), and specifically antidepressants during the postnatal period ( 9), highlighting the lack of high quality studies in both areas. King’s then collaborated on primary research and meta-analyses to address this gap. For example, in women with bipolar illness, lithium reduces the likelihood of postpartum psychosis, but was previously considered dangerous to the developing fetus, particularly to the heart. Our research indicated no increased risk in heart defects, indicating that lithium is much safer than previously thought ( 10).
King’s researchers were the first to evaluate screening tools as used in UK maternity services. King’s research has assessed the efficacy of mental health screening questions in pregnant women, showing that current depression questions do help identify depression and other mental disorders in pregnancy ( 7), however we also showed that screening questions for anxiety, (previously not evaluated for use in pregnancy, and recommended through expert consensus at NICE due to lack of other evidence), are not useful due to excess false positives in early pregnancy ( 11).
3. References to the research
Howard LM, Molyneaux E, Dennis C-L, Rochat T, Stein A, Milgrom J. (2014) Perinatal Mental Health 1: Non-psychotic mental disorders in the perinatal period. The Lancet 384: 1775–88 DOI: 10.1016/S0140-6736(14)61276-9
Conroy, S., Pariante, C. M., Marks, M. N., Davies,H. A., Farrelly, S., Schacht, R. & Moran, P. (2012) Maternal psychopathology and infant development at 18 months: the impact of maternal personality disorder and depression , Journal of the American Academy of Child and Adolescent Psychiatry;51(1):51-61. DOI: 10.1016/j.jaac.2011.10.007
Micali, N., Simonoff, E. & Treasure, J. (2007) Risk of major adverse perinatal outcomes in women with eating disorders. The British Journal of Psychiatry,190:255-259. DOI: 10.1192/bjp.bp.106.020768
Howard LM, Thornicroft G, Salmon M, Appleby L. (2004) Predictors of parenting outcome in women with psychotic disorders discharged from mother and baby units . Acta Psychiatrica Scandinavica110:347-55. doi: 10.1111/j.1600-0447.2004.00375.x
Stein A, Pearson RM, Goodman, SH, Rapa E, Rahman A, McCallum M, Howard LM, Pariante CM. (2014) Effects of perinatal mental disorders on the fetus and child. The Lancet 384, 1800-19. DOI: 10.1016/S0140-6736(14)61277-0
Bauer A, Pawlby S, Plant DT, King D, Pariante CM, Knapp M. (2015) Perinatal depression and child development: exploring the economic consequences from a South London cohort. Psychological Medicine. 45(1);51-61. doi: 10.1017/S0033291714001044
Howard LM, Ryan E, Trevillion K, Anderson F, Bick D, Bye A, Byford S, O’Connor S, Sands P, Demilew J, Milgrom J, Pickles A. (2018) The accuracy of the Whooley questions and the Edinburgh Postnatal Depression Scale in identifying mental disorders in early pregnancy. Br J Psychiatry 212, 50–56. doi: 10.1192/bjp.2017.9
Khalifeh H, Hunt IM, Appleby L, Howard LM. (2016) Suicide in perinatal and non-perinatal women in contact with psychiatric services: 15 year findings from a UK national inquiry. The Lancet Psychiatry 3(3): 233-42. doi: 10.1016/S2215-0366(16)00003-1
Molyneaux E, Howard LM, McGeown HR, Karia AM, Trevillion K. (2014) Antidepressant treatment for postnatal depression. Cochrane Database of Systematic Reviews, Issue 9. Art. No.: CD002018. doi: 10.1002/14651858.CD002018.pub2.
Munk-Olsen T, Liu X, Viktorin A, Brown HK, Di Florio A, D’Onofrio BM, Gomes T, Howard LM, Khalifeh H, Krohn H, Larsson H, Lichtenstein P, Taylor CL, Van Kamp I, Wesseloo R, Meltzer-Brody S, Vigod SN, Bergink V (2018) Maternal and infant outcomes associated with lithium use in pregnancy: an international collaborative meta-analysis of six cohort studies. Lancet Psychiatry 5: 644–52 DOI: 10.1016/S2215-0366(18)30180-9
Nath S, Ryan E, Trevillion K, Bick D, Demilew J, Milgrom J, Pickles A, Howard LM. (2018) 'The prevalence and identification of anxiety disorders in pregnancy: the diagnostic accuracy of the two item Generalized Anxiety Disorder scale (GAD-2)', BMJ Open, vol. 8, no. 9, e023766. doi:10.1136/bmjopen-2018-023766
4. Details of the impact
King’s research has had far-reaching impacts on perinatal mental health, including practice guidelines, their implementation, funding of new services and establishment of such services through training. Based on King’s body of research in this area, King’s researchers developed a comprehensive pathway to impact by engaging with policy makers. Howard chaired NICE CG192 guideline panel, wrote a chapter for the Chief Medical Officer public health reports and compiled a highly influential The Lancet series of three reviews on perinatal mental health ( 1, 5). These and other avenues described below ensured King’s research findings catalysed a transformation of services for women with perinatal mental disorders in the UK and beyond.
King’s research directly influenced UK and international maternity and mental health services guidelines. King’s evidence on the diversity, complexity and extent of morbidity in women with perinatal mental disorders, with over 20 individual citations (e.g. 2, 3, 4), informed detailed recommendations on comprehensive assessment in NICE guidance CG192 (2014), Antenatal and postnatal mental health: clinical management and service guidance [A].
Professional organisations cited King’s research as an evidence-base for recommendations to their members. The Royal College of Psychiatrists referred to King’s research ( 1) in their CR197 Report on Perinatal Mental Health Services which made recommendations on service provision [B1]. The Chief Medical Officer’s 2014 report - The Health of the 51%: Women, included a chapter on perinatal mental health which cited King’s research ( 1,5) to inform recommendations [B2]. King’s findings ( 11) led to the removal of anxiety screening questions from the NHS Maternity Minimum Dataset, which is used for local and national monitoring, commissioning and addressing health inequalities [B3, B4].
Internationally King’s research ( 1) informed the World Psychiatry Association (WPA) position statement [B5]. King’s research into perinatal suicide ( 8) was cited in guidance for US maternity professionals [B6] and King’s research on outcomes for the fetus and child ( 5) was cited in Australian and New Zealand mood disorder guidelines [B7].
King’s research influenced significant increases in funding for new NHS perinatal mental health services. King’s research on the prevalence ( 1), impact ( 5, 8) and cost ( 6) of perinatal disorders defined the urgent need for increased service provision. King’s research ( 1) was a key contribution to a report in 2014 commissioned by the Maternal Mental Health Alliance (MMHA), a consortium of more than 80 charities, as part of their awareness-raising campaign Everyone’s Business [C1]. MMHA also commissioned the Centre for Mental Health to conduct an independent review of the health economic case for further investment [C2] which cited King’s research extensively (including 2, 3, 4) and led on to £365 million funding for new NHS perinatal mental health services.
King’s research informed and refined implementation guidelines into UK clinical practice.
To fulfil this funding commitment, the NCCMH was then commissioned by NHSE to develop new perinatal mental health services and training, in the form of implementation guidance and NICE concordant care pathways [D]. Professor Howard was National Clinical Advisor (2014-5) informing the development of these, based on insights from King’s research (e.g. 5, 8), and the guidelines widely cite (including 1, 5 and 8) King’s research, leading to the implementation of care pathways concordant with NICE guidelines. King’s recent reviews and primary research on the prevalence of disorders and interventions (e.g. 1, 7) are also cited.
King’s research resulted in many thousands more women supported through perinatal mental health services. This investment and development in services led to 30,000 more women receiving perinatal mental health interventions in line with NICE guidance (2016-21) [B4], and a planned further 24,000 women receiving NICE-concordant care to 2025, as described in the NHS Long-Term Plan (which cites ref 7 on evidence of the high prevalence of maternal mental disorders) [E1]. NICE showcases this progression of evidence from these reports which led to government investment in perinatal services [E2]. This implementation continues to be evaluated by King’s researchers, supporting shared learning and the delivery of high quality services, and identifying changes of focus as needed [B4].
KCL research underpinned resources to help women in the UK with perinatal mental illness
King’s research laid the foundation for the development of the KCL self-help guide for antenatal depression which became available through the Increased Access to Psychological Therapies services [F1]. The workbook was requested by 134 services nationally, estimated to have impacted more than 5,000 women per year (a perinatal specifier was only recently added to routine data collection). One practitioner’s feedback by email was “Fantastic...really helpful for the women.” [F2].
King’s research has contributed to the pregnancy charity, Tommy’s, widely-used pregnancy information resources (30,000 page views per month) and the pregnancy planning tool for the general population including information on common mental health problems (9,000 monthly unique users) [F3, F4].
King’s research has improved health professionals’ understanding of perinatal mental health. King’s research underpins the Building Capacity in Perinatal Psychiatry programme. This is training delivered by the Royal College of Psychiatrists, and commissioned by Health Education England, to perinatal psychiatrists leading the new services set up under NHS England funding, and has trained almost 500 psychiatrists and other mental health professionals [G1]. The Maternal Mental Health Alliance reports [C1, C2] which were underpinned by King’s research (see above), were the key resource for the development of the Royal College of General Practitioners Perinatal Mental Health Toolkit, a widely-accessed free online educational resource for all health practitioners [G2]. Internationally, taken together with the WPA Position Statement [B5], the guidance for US maternity professionals [B6], and the Australian and New Zealand mood disorder guidelines [B7], these activities will have reached tens of thousands of health professionals internationally.
King’s research has had widespread coverage in the media raising public awareness.
With the continuing barriers to women voicing their experiences of perinatal mental illness it is important to raise awareness about the commonplace existence of mental health problems in this group and the available support. King’s research has been covered widely in the UK media, including television (e.g. BBC News), Radio (e.g. BBC Radio 4) [H1] and print (e.g. Daily Mail, Huffington Post) [H2], allowing its messages and implications to be communicated directly to women themselves with the aim of enabling them to seek the help they need.
5. Sources to corroborate the impact
[A] NICE full guidance CG192, Antenatal and postnatal mental health: clinical management and service guidance (Dec 2014)
[B] Sources to corroborate claim that King’s research has been cited as an evidence base for members of professional organisations:
B1 RCPsych CR197 report on Perinatal Mental Health Services
B2 The Annual Report of the Chief Medical Officer, 2014 - The Health of the 51%: Women
B3 Maternity Minimum Dataset
B4 Testimonial from Sarah Dunsdon, Programme Manager - Perinatal Mental Health, NHS England and NHS Improvement
B5 World Psychiatric Association Position Statement on Perinatal Mental Health (March 2017) B6 US maternity professionals - Consensus Bundle on Maternal Mental Health: Perinatal Depression and Anxiety
B7 Royal Australian and New Zealand College of Psychiatrists clinical practice guidelines for mood disorders (2015)
[C] Sources to corroborate King’s contributions making the case for increased investment in maternity mental health services in the UK
C1 Everyone’s Business campaign, 2016 evaluation report for Maternal Mental Health Alliance
C2 Centre for Mental Health 2014 report commissioned by the Maternal Mental Health Alliance: The costs of perinatal mental health problems
[D] The Perinatal Mental Health Care Pathways: Full Implementation Guidance – National Collaborating Centre for Mental Health, London (2018) (also referred to as NICE concordant care pathways).
[E] Sources to corroborate how King’s research led to increased services and more women being supported
E1The NHS Long Term Plan, NHS (Jan 2019)
E2 NICE statement: Perinatal Mental Health: making the case for action
[F] Sources to corroborate King’s contributions to resources for perinatal women
F1 NHS London: Depression in pregnancy guided self-help workbook
F2 IAPT Practitioner feedback by email
F3 Tommy’s pregnancy information resources website page
F4 Testimonial from Jane Brewin, Chief Executive Officer, Tommy’s
[G] Sources to corroborate how King’s research has informed training of professionals
G1 Royal College of Psychiatrists Testimonial
G2 The Royal College of General Practitioners Perinatal Mental Health Toolkit.
[H] Sources to corroborate King’s work having widespread coverage in the media:
H1 Broadcast coverage summary
H2 Print articles from: Daily Mail, Independent, Huffington Post, Metro UK, iNews, Nursing Times.
- Submitting institution
- King's College London
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Human trafficking is a form of modern-day slavery and a fast growing criminal industry. The Global Slavery Index reports over 135,000 trafficked people annually in the UK, and the International Labour Organisation estimates 40 million trafficked people worldwide. This highly vulnerable and often hidden group is in desperate need of support, services and advocates. Research from King’s College London provided baseline data on mental health and human trafficking, and established that health services are in a unique position to identify, refer and provide care to trafficked people. The research identified barriers for trafficked people in accessing health services, and the lack of training for healthcare professionals on the specific needs of trafficked people. Our work underpinned new guidance from the Department of Health and Social Care (DHSC) and Public Health England (PHE) on identifying and responding to human trafficking. It informed the development of new training materials for healthcare professionals, and enabled the inclusion of abuses from trafficking in the International Classification of Disease (ICD-10). King’s research also provided the foundations for UK legislative changes on regulating healthcare for trafficked patients, and increased public awareness around this subject.
2. Underpinning research
Public Health England describe human trafficking as “the recruitment or movement of people, by the use of threat, force, fraud, or the abuse of vulnerability for exploitation ”. Trafficked people experience known risk factors for mental illness including violence, abuse and deprivation. A 2012 King’s systematic review revealed only four studies on the mental health of trafficked people, only one of which included a small number of participants in the UK. Since then, King’s PROTECT programme of evidence reviews and primary research with trafficked people, clinicians and other professionals has pioneered research into human trafficking and mental health in the UK to address this gap, particularly focusing on the needs and healthcare experiences of trafficked people in high-income settings such as the UK; on how trafficked people access health services; and on NHS professionals’ readiness to respond (1). Bibliometric analysis (Sweileh, 2018) confirms King’s researcher Oram as the leading researcher internationally on mental health and human trafficking.
King’s research demonstrated multiple health needs of trafficked people in England. Trafficked people are amongst the most difficult to reach, raising many challenges for research. King’s researchers surveyed 150 trafficked men and women in England who had escaped exploitation and were receiving assistance from post-trafficking support services (2). The research demonstrated that many trafficking survivors experience medium- to long-term physical, sexual, and mental health problems, including injuries, sexually transmitted infections, and probable depression, anxiety, and post-traumatic stress disorder (PTSD). King‘s research drew attention to the high levels of violence experienced by trafficked people, with two-thirds of the women reporting rape during trafficking. King’s also conducted research into maternity care for trafficked women and found that 29% reported one or more pregnancies (3).
Using an innovative approach to data linkage, King‘s constructed the first ever clinical cohort of trafficked people, showing that when compared to people with similarly severe mental illness, trafficked people are more likely to be detained under the Mental Health Act 1983, and have a longer inpatient stay. This research also found that trafficked people with severe mental illness experience a high prevalence of childhood and adulthood abuse, and an ongoing vulnerability to abuse after escaping exploitation, including domestic violence and sexual assault, thus providing evidence of the complex and inter-related needs that therapeutic interventions, risk assessment and planning must address (4).
King’s showed NHS professionals are crucial to identify and care for trafficked people. King’s surveyed 782 NHS professionals including those working in emergency medicine, mental health, maternity services and paediatrics, as well as non-clinical staff attending safeguarding training (5). One in eight reported contact with a patient they knew or suspected to have been trafficked. Qualitative interviews with trafficked adults found that one fifth had accessed NHS services via GP surgeries, walk-in-centres, A&E departments and termination of pregnancy services (6). This highlighted the opportunity to work with those who attend services, but also the challenge of identifying those who do not. Maternity services were pinpointed specifically as a resource in the identification of trafficked women, alongside a need for greater training for maternity health professionals (3). These findings demonstrate that the NHS can play a central role in the identification, referral and provision of care to trafficked people, during exploitation and after escape.
King’s research identified barriers to providing care during and after exploitation. Qualitative research identified: (i) Trafficked people did not seek, or were unable to access care due to a lack of documentation, language barriers, lack of knowledge of services or concerns about repercussions from traffickers, police, and/or immigration (6). Trafficked people who had escaped exploitation required considerable support from caseworkers to navigate registration systems and access appointments (6); (ii) Many of those who were permitted to access healthcare services reported close monitoring from their traffickers (2, 3) which makes private consultations almost impossible; (iii) A lack of knowledge and confidence amongst NHS professionals on how to respond to trafficking, and a desire to receive training to improve their readiness to respond (5), with 78% of NHS staff reporting that they had insufficient training. This suggests a failing to utilise the unique position of healthcare professionals in identifying and supporting trafficked people, who are often hidden from view.
3. References to the research
**Oram, S., Abas, M., Bick, D.**…Hemmings, S, Howard, L.… Jacobowitz, S., Khondoker, M., Broadbent, M., Ottisova, L., Ross, C.… (2015) Provider Responses, Treatment and Care for Trafficked people: PROTECT. Final Report for the Department of Health Policy Research Programme. Optimising identification, Referral and care of trafficked people within the NHS (115/0006). https://www.kcl.ac.uk/ioppn/assets/protect-report.pdf
Oram, S., Abas, M., Bick, D., Boyle, A., French, R., Jakobowitz, R., Khondoker, M., Stanley, N., Trevillion, K., Howard, L.M., Zimmerman, C. (2016). Human trafficking and health: a survey of male and female survivors in England. American Journal of Public Health 106(6), 1073-8. DOI: 10.2105/AJPH.2016.303095
Bick, D., Howard, L.M., Oram, S., Zimmerman C (2017). Maternity care for trafficked women: survivor experiences and clinicians’ perspectives in the United Kingdom’s National Health Service. PLOS One 12(11): e0187856. DOI: 10.1371/journal.pone.0187856
Oram, S., Khondoker, M., Abas, M., Broadbent M., Howard, L.M. (2015). Characteristics of trafficked adults and children with severe mental illness: a historical cohort study . Lancet Psychiatry 2(12), 1084-1091. DOI: 10.1016/S2215-0366(15)00290-4
Ross, C., Dimitrova, S., Howard, L.M., Dewey, M., Zimmerman, C., Oram, S. (2015). Human trafficking and health: a cross-sectional survey of NHS professionals’ contact with victims of human trafficking. BMJ Open 5(8):e008682. DOI: 10.1136/bmjopen-2015-008682
Westwood, J., Howard, L.M., Stanley, N., Zimmerman, C., Gerada, C., Oram, S. (2016). Access to and experiences of healthcare services by trafficked people: findings from a mixed-methods study in England. British Journal of General Practice 66(652): e794-801. DOI: 10.3399/bjgp16X687073
4. Details of the impact
King’s research has underpinned UK policy changes, resulting in better recognition of the needs of trafficked people, and better mental health support for this extremely vulnerable group. King’s has demonstrated the value of research to inform policy, healthcare standards and professional training in this area. Alongside this we have raised awareness to ensure all these changes are supported by a shift in the public visibility of this hitherto hidden group.
King’s research influenced UK policy on the mental health needs of trafficked people. King’s research (1) fed into the Department of Health’s (DOH) 2015 consultation on charging visitors to the UK for NHS care, leading to an amendment to legislation (regulation 6), so that healthcare charges incurred by a patient prior to being identified as a potentially trafficked person would be refunded [A1, A2]. Also in 2015, King’s PROTECT research (1, 4, 5) was cited in a joint statement from the Department of Health and NHS England (NHSE) to health services on Anti-Slavery Day **[A3]. ** In 2016, King’s researchers presented findings on trafficked people’s contact with health services (2,5) to the Parliamentary Under Secretary of State for Public Health and Innovation [A4, A5], and to the All Party Parliamentary Group on Human Trafficking and Modern Slavery [A6]. King’s researchers were then requested by Baroness Butler-Sloss to author a briefing paper with the Helen Bamber Foundation (HBF) on the mental health difficulties experienced by trafficked people and the impact on their ability to provide testimony [A7]. Featuring King’s research (2,4), this work was cited by the Work and Pensions Committee in their 2017 inquiry into Victims of Modern Slavery as evidence for the physical and mental health problems experienced by trafficked people [A8, A9].
King’s research has also supported The Human Trafficking Foundation (HTF), an organisation which grew out of the All-Party Parliamentary Group on Human Trafficking and Modern Slavery, which aims to shape human trafficking policy and legislation by equipping policy makers and statutory agencies with evidence. King’s work (1) underpinned an improvement in the HTF’s 2018 Trafficking Survivor Care Standards [A10, A11], developed to ensure that all professionals working with trafficked people provide high quality, evidence backed and consistent care, as they are entitled under law. The Home Office have committed to incorporate these standards into its Modern Slavery Victim Care Contract as part of the National Referral Mechanism, the system by which potentially trafficked people are identified and signposted to services and support, confirmed by Parliamentary Under Secretary of State for the Home Department, Victoria Atkins, in a parliamentary debate in March 2019 [A12].
King’s research informed UK health guidance to support victims of modern slavery. King’s PROTECT research (1,2,4,5,6) is featured in Public Health England’s guidance on supporting victims of modern slavery in healthcare settings [B1]. King’s research (5) also informed DOH guidance for health staff on identifying and supporting victims of modern slavery [B2], which led to NHSE guidance on safeguarding victims of modern slavery [B3] and has helped inform a nationally disseminated video produced by NHSE to educate healthcare professionals about modern day slavery [B4].
King’s research has informed guidance and training within the healthcare professions and beyond to better meet the needs of trafficked people. King’s evidence that NHS services are important points of contact for trafficked people and potential routes to identify and support this voiceless and vulnerable group (5,6), alongside King’s research identifying the necessity to address the skills gap to meet their complex needs (2, 6), led to the provision of specialist training for healthcare professionals in this area, and informed the development of national training guidelines [C1, C2].
King’s PROTECT research (1) was cited by the Independent Anti-Slavery Commissioner in letters to several Royal Colleges including: Emergency Medicine; Obstetricians and Gynaecologists; Paediatrics and Child Health; Psychiatrists; Surgeons. The letter urged Colleges “in the strongest possible terms to include reference to Modern Slavery Human Trafficking (MSHT) and exploitation within curriculum for trainee[s] ” [C3].
King’s research informed the Royal College of Nurses on advising their members/trainees to identify and respond to suspected cases of trafficking. King’s research (2,5,6) was the basis for a set of guidelines produced by the Royal College of Nurses for nurses and midwives. This has evolved over the years and is now entitled the Modern Slavery and Trafficking Guidance [C4]. Since publication, 10,000 print copies have been distributed and at least 2,000 copies downloaded [C5], plus it is recommended in a list of resources in the Home Office’s Modern Slavery Unit [C6]. At the request of the Royal College of Midwives and on the basis of King’s research demonstrating the contact of trafficked women with maternity services (3), King’s researchers developed an iLearn module for midwives on responding to human trafficking and modern slavery to be launched in 2021 [C7]. Healthcare professionals are also trained via the VITA network, commissioned by NHS trusts to provide training on health responses to modern slavery, and using King’s work (5) to inform the content and delivery of their training [C8,C9]. King’s research has helped caseworkers, advocates and legal advisers to advocate for trafficked people. This includes gaining access to specialist post-trafficking healthcare support services, and supporting successful applications for leave to remain, positively impacting the physical safety and psychological wellbeing of survivors. King’s research has also been used to support survivors’ asylum and immigration claims, and has been cited within medico-legal reports [C10].
King’s research has informed international policy development. King’s research (5,6) has been cited by the World Health Organization in its submission to the Committee on Elimination of Discrimination Against Women (CEDAW), which is elaborating a General Recommendation on trafficking of women and girls in the context of global migration [D1].
King’s research underpinned the recognition of the unique mental health needs of trafficked people in international diagnostic classifications. Due in a large part to King’s research into the complex and severe mental health problems of trafficked people (2) and the need to recognise their experiences in diagnosis and care, codes for abuse from experiences of trafficking were introduced in the 10th revision of the International Statistical Classification of Diseases and Related Health Problems (ICD-10), and these were differentiated from other forms of abuse [E1, E2]. ICD-10 is the global standard guidance for making all clinical diagnoses. The trafficking codes went live in 2019, and this recognition of the harm caused to trafficked people has enabled healthcare professionals to track provision of healthcare to survivors of trafficking and build global data sets; and demonstrated the human and economic costs associated with this criminal activity.
King’s research has increased public awareness and engagement with human trafficking.
King’s has increased awareness of the mental health impacts of human trafficking, with national and local media coverage of research [e.g. F1]. A collaboration with Syrian artist Sara Shamma culminating in a 2020 exhibition exemplifying HBF’s mission to “bear witness to the suffering of survivors and fight for their rights” resulted in coverage in more than 30 national and international media outlets [e.g. F2]. As public attitudes go hand-in-hand with policy, these have widened the inroads King’s research has made into changing the political, legal and health landscape to address the needs of this hitherto invisible group.
5. Sources to corroborate the impact
A Sources to corroborate the impact on UK policy
A1 The National Health Service (Charges to Overseas Visitors) Regulations 2015
A2 Email from Craig Keenan, Department of Health and Social Care 2020
A3 Department of Health and Social Care statement: Supporting victims of modern slavery through healthcare services 2015
A4 Agenda of 2016 visit of Parliamentary Under Secretary of State for Public Health and Innovation, Nicola Blackwood, to King’s
A5 Presentation given by King’s researchers to Parliamentary Under Secretary of State for Public Health and Innovation, Nicola Blackwood, 2016
A6 Minutes of All Party Parliamentary Group on Human Trafficking and Modern Slavery 17th January 2017
A7 All Party Parliamentary Group on Human Trafficking and Modern Slavery 17th January 2017 briefing paper (joint with Helen Bamber Foundation)
A8 Work and Pensions Committee Report 2017
A9 Work and Pensions Committee statement April 27 2017
A10 Survivor Care Standards 2018
A11 Human Trafficking Foundation testimonial 2020
A12 Hansard record 27th March 2019 of Parliamentary Under Secretary of State for the Home Department, Victoria Atkins, on Survivor Care Standards, column 144WH
B Sources to corroborate impact on national health guidance
B1 Public Health England: Human Trafficking Migrant Health Guide 2017
B2 Department of Health guidance on identifying and supporting victims of modern slavery 2015
B3 Modern Slavery Human Trafficking Network: NHS England Safeguarding Guidance
B4 NHS England Video
C Sources to confirm guidance and training for healthcare and other professionals
C1 National training, Skills for Care 2020
C2 Testimonial from Centre for Modern Slavery
C3 Letters from Anti-Slavery Commissioner to Royal Colleges
C4 Royal College of Nursing guidance for nurses and midwives 2020
C5 Email showing number of downloads of Royal College of Nursing guidance
C6 Home Office Modern Slavery Unit list of resources
C7 Email invitation from Royal College of Midwives to develop an iLearn module
C8 Testimonial from VITA
C9 VITA website – Resources section
C10 Helen Bamber Foundation testimonial
D Sources to corroborate impact on international policy development
D1 World Health Organisation Submission to CEDAW 2020
E Sources to corroborate impact on international diagnostic classification
E1 Letter from HEAL and International Centre for Missing and Exploited Children in support of ICD-10 diagnostic codes 2019
E2 ICD-10 diagnostic codes 2018
F Sources to corroborate impact on public awareness
F1 Media articles
F2 Exhibition coverage