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Submitting institution
The University of Leeds
Unit of assessment
28 - History
Summary impact type
Societal
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

During the period 2014-20, as North Korea embarked on high-profile weapons tests resulting in intense United Nations sanctions, the question of Chinese-North Korean relations and the border region between the two socialist states came into focus for policy makers. Dr Adam Cathcart channeled his expertise on this region and its issues [text removed for publication]. Facing a context in which many specialists focus on North Korea alone, for governments the issue of Sino-North Korean relations is easily lost in the space between diplomatic postings and bureaus in Seoul, Tokyo, and Beijing. Cathcart’s research has played an important role in mitigating these structural deficiencies in the policy and journalistic communities, and in bringing together analytical communities of Sinologists and Koreanists. Cathcart’s research has led to impacts in [text removed for publication] explaining North Korean politics to wider audiences through online and media outlets.

2. Underpinning research

Cathcart’s research in two co-edited books [1, 4] and a number of articles [2, 3, 5 and essays in 1, 4] delves into the local historical complexities and global contemporary challenges presented by the Chinese-North Korean border region, from the 1930s to the present day. His research analyses close Chinese-North Korean interactions in the border region and at the broader bilateral level, rooted in histories of anti-Japanese struggle and the Korean War [1A, 4]. Along with co-author Dr Christopher Green (Leiden University), who during this period was the Korea analyst for the International Crisis Group think tank, Cathcart has produced a pathbreaking historical and interdisciplinary survey of the Sino-North Korean border [1]. His work on North Korea's Special Economic Zones (SEZs) abutting Chinese territory demonstrated how economic liberalisation was undermined by the purge of the North Korean leadership in 2013, and has led to think tanks asking Cathcart to produce a working paper and connected book chapter [1B].

In the light of China’s Korean War experience, the PRC’s specific tendencies and options in the event of North Korean collapse have also been a theme in his research [6]. Cathcart has studied historical and contemporary anti-corruption activity in Chinese regions bordering North Korea, modifications to China's "contingency planning" for collapse or disorder in North Korea, and the evolution of Chinese strategy towards the Korean peninsula [2]. His work shows how North Korean ideology is changing to allow for more external market behaviours, within strict limits, yet China has occasionally sabotaged its own progress in the relationship, with attempts to incorporate North Korea into its 'Belt and Road' global development framework [2, 5].

Studies of 'border security' along the Chinese-North Korean frontier have generally been framed around questions of North Korean famine. Cathcart brings a broader temporal perspective to this study, documenting how the Chinese and North Korean militaries have aided each other along the border at times of stress [1C, 6], and his granular readings of Chinese open sources have allowed for a clearer picture of how the PRC responds to security and crisis along the border [3]. Three substantial chapters of his most recent edited book [1], deal extensively with human rights questions, including a translated essay from a North Korean defector writing about Chinese law, the border, and the politics of citizenship.

The combination of Cathcart’s grasp of the archives of the Chinese Foreign Ministry, the local Chinese sources, and his understanding of the role of ethnic Koreans in China on North Korean governing strategies in the border region, and on “grey zone” misinformation tactics [3] makes his research uniquely relevant to current political issues. His work over the assessment period has built cumulatively towards an enhanced understanding of North Korea and China’s interactions and provide a new model for interdisciplinary studies of China’s frontier politics.

3. References to the research

1. (2021). A: "Ink and Ashes: Documenting the Sino-Korean Border Region and the Origins of the North Korean State, 1931-1953"; B: "Purges and Peripheries: Jang Song-taek, Pyongyang’s SEZ Strategy, and Relations with China"; C: "Regions within the Yalu-Tumen Border Space: From Dandong to Tumen and Beyond," in Decoding the Sino-North Korean Borderlands, co-edited with Christopher Green and Steven Denney (Amsterdam: Amsterdam University Press), 59-81, 131-167, 289-311. (Output delayed by COVID, see REF2, UOA28-2944)

2. (2020). “Chinese Strategy in South Korea,” in An Emerging China-Centric Order: China’s Vision for a New World Order in Practice, Nadège Rolland, ed., National Bureau of Asian Research, NBR Special Report no. 87 (25 August), 19-32.

3. (2018). “Evaded States: Security and Control in the Sino-Korean Border Region” in Routledge Handbook of Asian Borderlands, edited by Alexander Horstmann, Martin Saxer, Alessandro Rippa (Abingdon and New York: Routledge), 422-433.

4. (2017). "Kim Jong-un Syndrome: North Korean Commemorative Culture and the Succession Process," Change and Continuity in North Korean Politics, co-edited with Christopher Green and Robert Winstanley-Chesters (Abingdon and New York: Routledge), 6-22.

5. (2017). “Xi’s Belt: Chinese-North Korean Relations,” with Christopher Green, in Chinese Foreign Policy under Xi, edited by Hoo Tiang Boon (Routledge; February), 130-143.

6. (2015). “North Korean Regime Stability: The Sino-North Korean Border Region as Test Case,” with Christopher Green, in East Asian Intelligence and Organised Crime, edited by Stephan Blancke (Berlin: Köster Verlag), 291-302.

4. Details of the impact

Cathcart’s unique historical research insights [1- 6] have led to him being invited to advise policymakers and the media in the UK, the US and in Seoul on the breadth of China’s relations with North Korea. A central element of this advisory work has been to augment understanding of what is driving North Korea’s policy of trade and interaction along its northern frontier, and whether its regime will adopt the Chinese model and eventually open up its economy to foreign investment.

The current environment has increased the demand for knowledge which provides context on North Korea's ability to evade sanctions along the Chinese border, and which fleshes out the detail of Chinese-North Korean relations generally. Between 2013 and 2017, North Korea undertook an escalating series of steps to build and test its nuclear and missile arsenals, leading to a series of United Nations sanctions which required buy-in and active participation from the Chinese side. Many officials believe China is the key to solving North Korea’s problem and that more pressure from the Chinese would bring North Korea more sincerely to the negotiating table. Cathcart’s expertise was called upon during this time to provide advice [text removed for publication]. The impact of his research can be seen in [text removed for publication] media interpretations and representations of the North Korea-China relationship.

i) Advising UK governmental departments

[text removed for publication] Cathcart participated in multiple Cabinet Office roundtables and presentations sponsored by the think tank RUSI (Royal United Services Institute) to provide expertise and policy options on North Korea [E]. He has further participated in dialogues with North Korean diplomats in Parliament and at the British Council, worked closely with former UK Ambassadors to North Korea (including a debate on 1 February 2018 at the Cambridge Union) and given presentations at the Palace of Westminster which were sponsored by the House of Lords.

[text removed for publication]. Cathcart has advised the South Korean (ROK) Foreign Ministry, travelling to Seoul for an invited presentation in September 2016 and a structured debate on Sino-Korean relations (in Chinese) with top analysts from the People’s Republic of China (PRC). [text removed for publication]

[text removed for publication] Cathcart’s insights into how political purges in Pyongyang impacted on trade policy with China led to his invitation to the Korean Economic Institute, a think tank in Washington DC which sought his ‘expertise, language skills, and experience [to] definitely elevate’ a series of public lectures and reports [F]. His fieldwork and assessments of Chinese-language reports on PRC crisis preparations for a Korean contingency crisis have been drawn on by Whitehall think tanks [E], and an influential annual report to the US Congress on China’s foreign policy included references to his work [H].

iii) Informing media representations

Cathcart has played a prominent role in shaping media representations of North Korea for the British public and international audiences. Cathcart was guest twice on the BBC Breakfast couch in May and June 2018 and helped audiences to interpret the Trump-Kim summit in Singapore. He was on air for 25 minutes while the events unfolded in real time, and also discussed his co-edited book on North Korean politics [4]. He has been interviewed over a dozen times since 2013 for the Washington Post, the paper of record on Capitol Hill. His own journalistic work for NK News, a site which provides intelligence on North Korea, has brought more documentation about North Korean firms working on Chinese territory into public awareness.

Cathcart is also the founder of the website SinoNK.com. This influential website, with 714,000 total views during the assessment period and a Twitter following of 9,200, is maintained by a scholarly collective of young Sinologists and Koreanists dedicated to documenting and analysing the borderland between China and North Korea, the nature of transnational ties and the history of Northeast Asia. Cathcart’s leadership of this group has led to a range of publicly accessible articles and influential tweets on North Korea and the border since 2013, including multiple references by The Economist (2 Feb. 2013; 21 Dec. 2013; 20 Feb. 2014; 5 Sept. 2015) to his work on the Chinese response to Kim Jong-un’s policies. In 2015, the Washington Post bureau chief in Seoul tweeted: ‘Everything @adamcathcart writes, I read’, and in 2013 Cathcart, who has 11,200 Twitter followers, was included among the top 100 ‘Twitterati’ in the magazine Foreign Policy.

5. Sources to corroborate the impact

A: [text removed for publication]

B: [text removed for publication]

C: [text removed for publication]

D: [text removed for publication]

E: [text removed for publication]

F: Invitation from Korea Economic Institute of America, Washington D.C., presentation handout and media of the event, Spring 2014, and evidence of FCO interest, August 2014.

G: E-mail from Director of International Affairs at the Institute for Far Eastern Studies (IFES) of Kyungnam University, Seoul, on behalf of Friedrich Naumann Foundation for Peace, and conference programme for Seoul, September-November 2017.

H: Excerpt from U.S.-China Economic and Security Review Commission, 2018 Annual Report to Congress, ‘Chapter 3 Section 5- China's Evolving North Korea Strategy,’

September 2018, pp. 412-440.

I: [text removed for publication]

J. [text removed for publication]

Submitting institution
The University of Leeds
Unit of assessment
28 - History
Summary impact type
Societal
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

William Gould’s work on 1940s India and British Asian communities was pivotal in preserving two South Asian historical sites as an integral part of Britain’s heritage, with impact across three strands of activity:

i) his research was fundamental to a successful campaign to assist the India Club, London, which developed out of the India League in the 1940s, reject a planned re-development as a luxury hotel;

ii) he provided expert witness, Proof of Evidence and essential background research for the successful appeal against the closure of the Ambedkar House Museum in Primrose Hill, Camden;

iii) he inaugurated and co-led the Education Group promoting a national Partition Commemoration Day on 17 August and South Asian History Month, alongside providing key research for educational resources for Key Stages 2-3.

2. Underpinning research

The underpinning research for the work supporting South Asian heritage and historical sites in the UK comprises two key areas, which explore: a) mid 20th Century Indian politics, including anti-colonialism and its thinkers, and the politics of Dalit movements; and b) British Asian histories and cultures. Linked to a) are a monograph [1], co-authored with Professor Sarah Ansari, Royal Holloway, University of London; a single authored monograph [6]; and a large scale AHRC research project ‘From Subjects to Citizens: Society and the Everyday State in India and Pakistan’ [2]. Linked to b) are two separate research projects: a collaboration between Gould and Irna Qureshi, anthropologist, writer and founding co-organiser of the Bradford Literature Festival; and the AHRC-funded project ‘Bradford as a National Museum’ [5] a collaboration with the National Science and Media Museum in Bradford, with Dr Helen Graham (PI), University of Leeds. These publications and projects established Gould’s research profile in early post-independence South Asian history, which informed his work for the India Club, the Ambedkar Museum and on the National Partition Commemoration/South Asian History Month project .

The key research insights of these publications with importance to this case-study are four-fold. Firstly, the 2019 monograph [1] covers the experience of Partition and its aftermath over the 1930s to 1950s, illustrating its enduring importance for contemporary Britain, as the relationship between independent India and the UK changed. Secondly, Gould’s work [1-6] explores anti-colonialism in inter-war British institutions and intellectual networks which connected Indian political figures to British culture, via the process of Indian independence and constitutional change. This is central to Gould’s work for the India Club and Ambedkar House, both of which survived due to convincing historical evidence showing how Indian intellectuals, social reformers and nationalists, formed an important part of Britain’s diverse public histories.

Thirdly, Gould’s research has explored the development of civic culture and protest politics among politically marginalised (including) Dalit communities, especially as they manifest themselves in constitutional forms [1, 4, 6]. It was these forms that connected Ambedkarite politics, in particular, to global, including British ideas about constitutional change, group rights and labour mobilisation. This has been pivotal to Gould’s work on behalf of Ambedkar House. Fourthly, monograph [1] dissects the experience of both Indian and Pakistani citizens. In neither case did the experiences necessarily take place in India or Pakistan suggesting that sites of South Asian public history in the UK are important to a larger global history of anti-colonial politics connecting all of Britain’s South Asian communities. This joint India-Pakistan history has been pivotal for working out a clear ‘South Asian’ approach to national commemoration of Partition in the UK, since there are significant communities of Indian, Pakistani and Bangladeshi heritage within the population.

The collaboration with Irna Qureshi [3] explored the production of South Asian community histories in the UK, and their impact on the academy. It emerged out of an AHRC project ‘Writing British Asian Cities’ (2005-2008), which resulted in Gould’s chapter in the edited volume accompanying the project. This chapter examined the larger role of South Asian histories in British public history, and crucially pinpointed the problems of South Asian migrants’ marginalisation in British public historical narratives [3]. Finally, research and the approaches defining [1- 4] were applied to a large AHRC project [5], on which Gould is a CI. This developed family oral histories that explore the importance of civic engagement in Bradford among South Asian communities, and how it relates to trans-local ways of living. The outcome was a national exhibition at the Bradford National Media Museum – ‘Above the Noise’ https://www.scienceandmediamuseum.org.uk/what\-was\-on/above\-noise.

3. References to the research

  1. William Gould and Sarah Ansari, Boundaries of Belonging: Localities, Citizenship and Rights in India and Pakistan (Cambridge: Cambridge University Press, 2019)

  2. Large AHRC standard grant project, Gould PI, ‘From Subjects to Citizens: Society and the Everyday State in India and Pakistan’ 2008-2011, total value £950,000

  3. William Gould and Irna Qureshi, ‘South Asian Histories in Britain: Nation, Locality and Marginality’, in McLoughlin, Kabir, Gould and Tomalin, Writing the City in British Asian Diasporas (London: Routledge, 2014), pp. 137- 157

  4. William Gould, Religion and Conflict in Modern South Asia (Cambridge: Cambridge, University Press, 2012)

  5. Large AHRC project with Helen Graham as PI (Gould CI), ‘Bradford as a National Museum’, 2017-2020, total value £1 million

  6. William Gould, Bureaucracy, Community and Influence: Society and the State in India 1930-1960s (London: Routledge, 2011).

4. Details of the impact

Gould’s research led to three interconnected impacts through his contribution to the preservation of tangible and intangible South Asian community histories in the UK: i) the prevention of the redevelopment of the India Club as a luxury hotel in 2018; ii) the successful appeal against the closure of the Ambedkar House Museum; and iii) the move to establish a permanent national Partition Commemoration Day at part of a new South Asian Heritage Month.

i) Prevention of the redevelopment of the India Club

The India Club, based at 143 Strand, and founded in 1951, is regarded as an important site of South Asian heritage in London with connections to one of the main historical movements of anti-colonialism in the UK. The India League, the premier organisation linking Indian politicians in 1930s India to British MPs, was led by VK Krishna Menon who became High Commissioner in London, Indian representative to the UN and eventually Minister of Defence. Shortly after independence the India League and India Club hosted visits by Jawaharlal Nehru, Lord and Lady Mountbatten and a range of other political and cultural figures. Today, this history remains significant to many Indians in the capital.

The current owners of the building that houses the Club planned to redevelop it as a luxury hotel closing down the Club in the process. A campaign to save the Club was launched by its managers, who approached Gould to write a report exposing its historic and cultural value. In May 2018 the present building was refused listed status, on the basis that although the India Club is the successor to the India League, the present building is not the one occupied by its 1920s predecessor.

Gould’s combined research on 1940s-50s anti-colonialism, Indian independence and Indo-British relations [1, 3, 4] formed the basis for his 8000-word heritage report to Historic England [C]. Through the Report and in its aftermath, Gould’s research was pivotal in demonstrating that the India Club’s current site was a primary hub for the main South Asian diasporas into London from the ‘50s, and crucially, that it developed out of the India League. Armed with Gould’s Report and a mass petition, the family that currently manages the India Club persuaded Westminster City Council to reject the planning application to change the function of the building. The Westminster Council’s decision (31 July 2018) stated, ‘Notwithstanding Historic England’s conclusion that the application site is not the building originally occupied by the India Club, it is still linked to the India League and is considered to be of cultural significance’. This conclusion was drawn specifically from Gould’s report, which was also noted by the Club’s Manager as having played a ‘central role in our campaign highlighting the cultural and historical significance of the India Club’ [B].

As part of the campaign the managers of the India Club organised an online petition alongside Gould’s Report, and which as testament to its importance to Indians in the capital and elsewhere, gathered over 32,500 signatures.

The campaign to preserve the India Club received extensive print and online media coverage, much of it acknowledging the importance of Gould’s contribution. For example, The Times (9 October 2017) described Gould as ‘key to the defence’ of the India Club in its fight for survival. The Guardian (20 May 2018) quoted Gould’s view on the historic evidence surrounding the India Club as a key site for 1960s South Asian migrants to the UK. Crucially, The Hindustan Times (1 August 2018), connected Gould’s research on the India League and the statement of Westminster Council about the League’s importance to the Club [D]. Social media interest in the campaign and its successful outcome was also high with @saveindiaclub tweeting its thanks to Gould for his ‘invaluable role’ in it [D]. Tweeting support over 2017-19, there were a number of high profile supporters too, including the author Will Self, the Indian politician/celebrity Shashi Tharoor, David Harries OBE, the BBC News education correspondent Sean Coughlan, and Jo Maugham QC.

In January 2019 the National Trust launched ‘Home Away from Home’ an exhibition about the Club alongside a documentary film and a programme of public events informed by Gould’s report and his wider research (See https://www.nationaltrust.org.uk/features/a-home-away-from-home-the-india-club). Additionally, Gould advised on the content of the exhibition guide booklet [ A]. The Programme Coordinator with responsibility for developing the exhibition observed that ‘The historic report has been invaluable in understanding the significance of the Club.’ [A]

An additional benefit, confirmed by the Manager of the India Club in July 2019, was that the success of the campaign to save it had led to the building being designated an Asset of Community Value [B]. Such status ensures that the Community Right to Bid can be used if the building ever comes up for sale and there is sufficient interest from the community in raising the funds to try and purchase it. In January 2021, the landlords served a notice to the managers to vacate and this is currently being contested in the courts. The tenants again contacted Gould on 25 January 2021 [B] as a key academic contact and he is currently helping to mobilise other academics, community groups and the media to support the on-going campaign to protect the site.

ii) Successful appeal against the closure of the Ambedkar House Museum

Gould was one of three witnesses, and the only historical witness, for the Ambedkar House Museum, London during the hearing in September and October 2019 to appeal the decision of Camden Council to close it down. The significance of Dr B R Ambedkar to the Dalit community worldwide is enormous (over 200 million in India alone), and 10 King Henry Road, where the Museum is based, is seen as pivotal to his heritage. He is not only viewed as the primary intellectual and political figure for these communities, but also the ‘father of the Constitution of India’, and is honoured in the names of political institutions across India. 10 King Henry Road was inaugurated as one of ‘5 places of pilgrimage’ for Ambedkar by India’s Prime Minister, Narendra Modi, in November 2015 (see, NDTV, 15 November 2015, at https://www.ndtv.com/india\-news/pm\-narendra\-modi\-inaugurates\-ambedkar\-memorial\-in\-london\-1243419\)

During the hearing, Gould acted as the expert historical witness, for which he provided a 4000-word research-based Proof of Evidence (POE) document [I], under cross examination. His evidence pivoted on research that demonstrated the key importance of Ambedkar to British as well as Indian history, via his key interventions in constitutional changes through the late 1910s to the 1940s. This was rooted in Gould’s research on the nature of Scheduled Caste organisations that lobbied and mobilised around constitutional structures in the colonial period [1, 6], research which had also led to him appearing on BBC Radio 4’s ‘Beyond Belief’ to discuss the role of Ambedkar in India’s independence, in August 2017. Gould’s research on India’s constitutional affairs in the 1940s [1] and on the political, constitutional and intellectual career of Ambedkar, the drafter of India’s Constitution, informed his POE [I]. At the hearing (25 September 2019), Gould’s POE was pivotal to the appeal case in stating the importance of Ambedkar to Indian visitors, the Government of India and to the UK Indian diaspora. It was highlighted as central in the appellant barrister’s summing up and acknowledged by the High Commission of India who manage the Museum [I]. Specifically: i) the barrister used Gould’s work on the interconnection between economics and social/political thought in Ambedkar’s work on Dalits to undermine the Camden evidence. He was able to show that Ambedkar was not ‘simply studying economics’ while at 10 King Henry Rd. as argued by Camden but developing economic thought was closely linked to his wider constitutional and political campaigns; ii) the barrister used Gould’s POE to demonstrate that Ambedkar was already a key figure in India’s constitutional negotiations by the mid 1920s and was involved in social reform movements while in London; and iii) the barrister made use of Gould’s detailed research on the career and intellectual interactions of Ambedkar to prove that he must have stayed at 10 King Henry Road as his main residence in London. Throughout the entire preparation for the case, the barrister also drew extensively on Gould’s expertise and research [G]. As a result, the appeal was recovered for the Secretary of State for Housing’s determination because of its importance and was successfully upheld with planning permission granted on 12 March 2020 [F].

The Secretary of State’s principal point in his decision was that he ‘agreed with the Inspector’s analysis at IR53 about the significance of Dr Ambedkar as a major figure in Indian and British History’ [J]. In paragraph 55 of his decision, the Inspector concluded that ‘The evidence of Ms Dass and Professor Gould on the importance of this period of residence at no.10 in the evolution of Dr Ambedkar’s philosophy and of its linkages to his later achievements is convincing.’ In addition, in paragraph 56, he suggested that the historical and spiritual link between Ambedkar and no. 10 were ‘widely perceived, especially among people of South Asian heritage. This is explained in the evidence of Ms Dass and Professor Gould’ [J]. Ken Hunt, a member of the public at the hearing who spoke on behalf of the appellants in open questions, tweeted directly to Gould on 13 March 2020, ‘The part you played was vital. You brought perspectives on the subcontinent’s history that only an academic could bring - and the passion and steadfastness that only someone grounded in social and equality principles could. It was illuminating.’ Santosh Dass, one of the other appellant witnesses who worked alongside Gould in preparing the case, tweeted on 13 March, ‘William @willgupshup, your contribution was magnificent. And only we know how much work and research went into building our carefully constructed case for the museum’. The Secretary of State for Housing’s own tweet expressing pleasure for his role in saving the Museum received over 5.6K ‘likes’ and 2.1K retweets [G].

3. Campaign for permanent Partition Commemoration and educational resource development

Gould co-led a national project (2018-19), which aims to enhance public histories of South Asians as part of mainstream British history. Building on his work in [1] alongside Dr Sarah Ansari, he inaugurated and led the ‘Education Group expert panel’ strand of a project to establish a permanent National Partition commemoration in the UK on 17 August, and to promote the history of Partition and South Asia in school curricula in the UK. The initiative started in a Houses of Parliament meeting involving TV celebrities, two MPs of British Asian heritage and representatives of the Amritsar Partition museum. The campaign coordinator emailed Gould on 30 July 2018: ‘It seems looking at the responses that you and Sarah [Ansari] are clearly the people who are best placed to take this forward.’ [E]. Gould was subsequently invited speaker to large meetings at the Manchester Central Library (17 August 2018), and the Houses of Parliament (5 February 2019), which developed the ‘South Asian History Month’. In these events, and on the ‘Education Group’, Gould’s expertise on Partition and its longer-term relevance, especially in [1] has been pivotal. The research has also specifically changed two key educational resources designed by the project for use in Schools KS 2-3. The first, ‘Never Set Eyes on the Land’, a downloadable toolkit resource providing English, History and Drama-based activities was created by Nutkhut, a mixed performance and creative learning company dedicated to bringing British South-Asian stories and histories to life. The resource was repurposed as a touring installation and selected for inclusion in the Staging Places exhibition of theatre design at the Victoria and Albert Museum (July 2019 - January 2020). During its development the downloadable toolkit was reworked with Gould and Ansari’s advice to include more detail on how to present Partition violence in the pack. Nutkhut’s Learning and Education Manager, who made amendments to the resource based on Gould and Ansari’s interventions, reported to Gould that it was ‘invaluable to have access to such expertise’ [H].

For the second, Gould provided historical assistance to the University of Oxford-based team developing ‘Project Dastaan’ a large-scale VR project which records the home towns of partition migrants for those who migrated enabling them to return home again in a virtual sense, and which forms a central online resource element for schools exploring Partition [E].

5. Sources to corroborate the impact

  1. Email from Programmes Coordinator, The National Trust (20.11.18); Home from Home exhibition booklet.

  2. Selected emails from the Manager of the India Club, Strand, London (31.7.18 – 25.1.21)

  3. Report for Historic England authored by Gould, and email correspondence around it.

  4. The Times, Guardian, Hindustan Times and Hindu articles and tweets about role of Gould’s research in supporting the India Club’s preservation.

  5. Emails and correspondence with organisers of Partition Commemoration / South Asian Heritage Month on the role of Gould and Ansari in developing the permanent national partition commemoration in the UK, including from Dastaan and Nutkhut education projects.

  6. Emails from Anti-Caste Discrimination Alliance (ACDA), and appellant’s solicitors and barrister re: Ambedkar House successful PI and granting of planning permission

  7. Emails from solicitors for High Commission of India regarding Gould’s expert work for Ambedkar House, London (20.9.19 – 12.3.20); Tweets from other witnesses and members of public at hearing following result on 13 March 2020

  8. Email correspondence between Nutkhut’s Learning and Education Manager and Gould/Ansari about their contribution to the educational toolkit.

  9. Gould’s Proof of Evidence (POE) document and Barrister’s summing up document, 25 September 2019.

  10. Decision letter and Inspector’s Report – Recovered Appeal: Land at King Henry’s Road, available at https://www.gov.uk/government/publications/recovered\-appeal\-land\-at\-10\-king\-henrys\-road\-london\-nw3\-3rp\-ref\-3219239\-12\-march\-2020

Submitting institution
The University of Leeds
Unit of assessment
28 - History
Summary impact type
Cultural
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Ball’s research, which focused on reinterpreting the history of British defence, security and intelligence between the 1940s and 1970s, had a substantial impact on the Tempelhof Projekt. The project is a major regeneration initiative, with a new AlliiertenMuseum at its heart, bringing economic and cultural benefits to Berlin and Germany. The AlliiertenMuseum at Tempelhof will be five times the size of the existing museum.

The research had five major impacts, it:

  1. shaped the museum’s bid to the federal cultural commission;

  2. helped to achieve the linking of museum sites across Europe;

  3. influenced the design of three museum exhibitions;

  4. problematized the traditional museum narrative;

  5. contributed to funding success (€27 million in November 2015).

2. Underpinning research

  1. Overall significance of research

Two research projects, one on the comparative history of British intelligence culture [1, 2, 3], the second on the history of British defence policy [4], underpinned Ball’s work with the Tempelhof Projekt.

In both research projects Ball challenged accepted chronologies and frameworks of interpretation, especially the shift from ‘wartime’ to ‘post-war’. This academically supported shift to a more inclusive chronology was vital if the move of the Alliierten Museum to Tempelhof – a site with a legacy stretching back into the late 1930s – was to make sense. Traditionally, the Deutsch-Russisches Museum, Berlin-Karlshorst, the “other” Allied Museum, had claimed the Second World War as its domain.

2. Rethinking intelligence services in the first half of the 20th century. [1, 2 and 3]

Ball’s history of intelligence challenged five misperceptions, namely that: 1. British intelligence was focused on victory in war: this was rarely the case; 2. military intelligence agencies were less effective than civilian intelligence agencies: they were merely less good at boosting themselves; 3. the British intelligence machine was obsessed by either Communism or the Soviet Union: it was not; 4. British and US intelligence services were similar: they were not; 5. there was an essential continuity in British intelligence practice in the twentieth century: there was not.

These new insights developed from an AHRC-funded project, Cultures of Intelligence. Cultures of Intelligence demonstrated that the projection of the so-called “transnational complicity” of intelligence in the later Cold War back into the 1940s was to misunderstand discontinuity across the course of the century.

The challenge to orthodox periodization was particularly important since it enabled the museum to claim the period before July 1945 (when the western Allies arrived in Berlin) as its proper subject.

3. Changes in British defence and security policy in the late 1960s and early 1970s. [4]

Ball’s history of defence policy demonstrated that a fixation on the Cold War had blinded commentators to underlying structural change: in the early 1970s Britain abandoned the very concept of security that it had lived by since the 1860s. His research concluded that “the pieties of the standard national military narrative” obscured structural transformations and must be eschewed.

This research challenged the orthodox view, permeating the museum’s existing interpretative framework, that Britain renewed its commitment to European security by abandoning commitments in the Middle East and the Far East. Instead, Ball’s work demonstrated, Britain transformed the status of security altogether: from 1971 onwards Britain put little effort into external security anywhere, choosing instead to focus on social cohesion in the UK itself.

The implication for the museum was that its mission to explain the actions of Britain (alongside France, the USA and the Federal Republic of Germany) could not be delivered unless assumptions about Cold War continuity were problematized.

3. References to the research

  1. AHRC Research Grant AH/J000175/1: ‘Cultures of Intelligence: Military Intelligence Services in Germany, Great Britain, and the USA, 1855-1947 (Britain, 1918-1947)’ (PI: Simon Ball, 2012-2016, £279,500). The AHRC project was formally linked with a parallel project Kulturen der Intelligence: Ein Forschungsprojekt zur Geschichte der militärischen Nachrichtendientse in Deutschland, Grossbritannien und der USA, 1900-1947, carried out at the Universities of Potsdam and Mannheim and funded by the Gerda Henkel Foundation.

  2. Simon Ball, Secret History: Writing the Rise of Britain’s Intelligence Services (Montreal: McGill-Queen’s University Press, 2020).

  3. Simon Ball, Philipp Gassert, Andreas Gestrich and Sönke Neitzel, eds, Cultures of Intelligence in the Era of the Two World Wars (Oxford: OUP, 2020), specifically Simon Ball and Andreas Gestrich, ‘Cultures of Intelligence in the Era of the World Wars: An Introduction’, pp. 1-12 and Simon Ball, ‘“Soldiers cannot write and amateurs do not understand”: History and the Formation of the Culture of Intelligence in Britain, 1917-1957’, pp. 213-232.

  4. Simon Ball, ‘War and the State’ in the Oxford Handbook of Modern British Political History eds. David Brown, Gordon Pentland and Robert Crowcroft (Oxford: OUP, 2018), pp. 525-543.

4. Details of the impact

Ball’s Role

The Director, Allied Museum appointed a new international advisory board specifically to assist her in generating the original and rigorous concepts that would underpin the Tempelhof Projekt. Tempelhof both looms large in German imagination (Nazi showpiece, centre of Berlin Airlift) and is physically huge: it required analysis and creativity. Ball was asked to challenge historical orthodoxies, to enable the museum to become bolder, and thus to make the whole Tempelhof plan feasible.

Specific impacts of Ball’s research**

  1. Shaping the museum’s bid to the cultural commission

Ball’s ‘Vision for the Future’ [Corroboration C, A] challenged the need to limit the museum in terms of scope and approach. Ball’s research provided one of the key bases for discussion at the International Advisory Board in November 2013; he was also able to discuss his research at length with the Director in Berlin. These discussions shaped the revised bid to the federal cultural commission. As the Director wrote, Ball’s contribution was an “important stimulus”. [B] The bid was submitted in June 2014. According to the Director: “Ball’s research had a significant impact on the BKM [federal cultural commission] bid.” [1, 2, 3 & 4: A, B, C, E]

2. Contributing to the success of the plans to link museum sites

In October 2013, Ball helped draft the so-called Magna Charta of Liberation Route Europe. Ball drew upon his research to warn against the tendency to merge intentions and outcomes. The Magna Charta formed the basis of a successful bid to secure start-up funding for Liberation Route Europe from the European Union. [1, 2, 3: A, D, F]

3. Changing the design and content of museum exhibitions

Ball’s work with the Tempelhof project in 2013 and 2014 was reflected in the philosophy behind three exhibitions that the museum developed during the bidding process. The Director wrote that the museum developed “specific exhibitions that would make the new research-based focus [advocated by Ball] tangible.” [A]

  1. In July 2015, the AlliiertenMuseum opened its LRE launch exhibition – Liberation Route Europe: Routes of Liberation: European Legacies of the Second World War*. The title – stressing routes, rather than one route, was explicit acknowledgement of the impact that Ball’s research findings had on the project. (1: D, F, A]

  2. In August 2015, the curators consulted Ball in the early planning stages of Cold War Berlin in 100 Objects and incorporated the nexus of military planning and intelligence operations he was researching. The Berlin press coverage of Cold War Berlin in 100 Objects was significant for the museum’s Tempelhof plans. [1, 2, 3, 4: G, A]

  3. In October 2015, the museum launched Who Was Then a Nazi? Ball had suggested the de-Nazification topic as a means of highlighting the trans-war period that played such a large part in his own research. This exhibition was well received in both the German and international press, in the month before the Tempelhof bid was approved. [1, 2, 3: C, A]

4. Problematizing the traditional museum narrative

The museum’s curatorial, exhibit, and overall narrative strategy, changed to go beyond the “thank you and goodbye” content of previous exhibitions. Ball’s research contributed to this major shift of direction and achieved what the Director had requested: it problematized the traditional museum narrative. She wrote: “Ball’s research had a transformative impact on my understanding of British military and security policy.” [A] The curators decided that all future exhibitions must be “multi-perspectival” („Multiperspektivität“ lautet das Konzept). The Director concluded: “Ball’s research had a very significant impact on the campaign to enhance the appeal of the Museum.” [1, 2, 3, 4: A, H]

5. Contributing to funding successes

In November 2015, the federal government accepted the museum’s application to become the New Allied Museum at Tempelhof and allocated the €27.1 million that would enable its creation. [1, 2, 3, 4: E, I, A] In the wake of the successful bid, Ball was asked to renew his role with the museum, and continues to work on the implementation of the Tempelhof project. As the Acting Director of the Museum wrote: “I just can say that you are the only Military Historian on the Board and that I really think that your input and opinion would be very helpful in the coming five years, 2017-2022”. [1, 2, 3, 4: J]

5. Sources to corroborate the impact

A. Former Director of Allied Museum, Berlin (2010-2016) to Deputy Vice-Chancellor: Research and Innovation, University of Leeds, 23 May 2018.

B. Director, Allied Museum, Berlin to Chair of the International Advisory Board, Simon Ball, member of the Advisory Board and member of the Advisory Board, 30 September 2013.

C. Simon Ball, ‘The AlliiertenMuseum: Vision for the Future’, Advisory Board of the Allied Museum Paper, 5 November 2013.

D. Correspondence between Director, Allied Museum, Berlin and Simon Ball, on the topic of Liberation Route Europe, October to December 2013.

E. Director of Allied Museum, Berlin, ‘A Future for the Allied Museum: A Concept for the Location at Tempelhof Airport’, June 2014.

F. Austellung Routes of Liberation: European Legacies of the Second World War, 30.06 – 30.08.2015, AlliiertenMuseum.

G. Correspondence between Curators of Cold War Berlin in 100 Objects and Simon Ball, 1 September 2015.

H. Imagekommunikation: Postkartenkampagne in AlliiertenMuseum Markenentwicklung (Corporate Design), Advisory Board of the Allied Museum, Paper, 8 October 2015, pp. 23-27.

I. Director, Allied Museum, Berlin to Members of the International Advisory Board, 13 November 2015.

J. Acting Director, Allied Museum, Berlin, to Simon Ball, 26 July 2016.

Submitting institution
The University of Leeds
Unit of assessment
28 - History
Summary impact type
Societal
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Multiple projects use King’s historical research about families in collaboration with artists, museums, and government practitioners. The research has influenced policy, raised awareness, encouraged reflection and increased research capacity, achieving the following:

  • changed how policy makers and professionals understand the history of fatherhood and its implications today

  • used histories of death and dying to achieve public health outcomes

  • instigated exhibitions and visitor interaction in museums, changing how museums represent childbirth and death, and influencing their audience engagement strategies

  • influenced artists, by using historical methodologies and research to engage their audiences

encouraged shifts in public thinking around childbirth, parenting and death.

2. Underpinning research

(390/500 words)

This case study is built on King’s research, on the history of families, everyday life, the life cycle, emotional relationships, and digital technologies in modern Britain. The research demonstrates:

  • Changing ideas and practices of fatherhood in twentieth-century Britain (2012-2018): the first major study of fathers in this period, this research demonstrated how men were involved in family life in Britain in distinctly different ways to mothers. By showing that the assumption that men were distant family members is a myth – through detailed, original analysis of cultural ideals of fatherhood and the experiences of men and their families – output 1 led to significant impact, by challenging stereotypes and raising the bar for what ‘good’ fatherhood entails today.

  • Changing practices around childbirth in Britain, c.1950s-present, and in particular gendered understandings of becoming a parent (2012-present): this research examines men’s and women’s experiences of becoming a parent, and the emotional impact this had on their identities and sense of self. Charting the rise in men’s presence at their children’s births (output 2) and a comparative study of men and women’s experiences of pregnancy, birth and infant care (output 3), this research examined the relative influence of national culture and ideals within individual families in their gendered practices of childcare and parenting roles. This has implications for understanding how to promote gender equality today.

  • The ways in which families and individuals remember those who have died and the role of material and spatial cultures in intergenerational transmission in twentieth-century Britain (2015-present): through collaborative research into family archives and their uses over a long time period and King’s individual research into families’ practices of remembering the dead (output 5, 6), this research shows the diverse ways in which families have used material, spatial and sensory cultures to create inter-generational memories and ‘talk’ about those who have died. This research charts remembrance practices over the twentieth century, and examples of the highly unique and personal ways of remembering loved ones have formed the basis of several projects encouraging individuals to reflect on how they remember the dead and how in turn they would like to be remembered.

  • The value of digital technologies in museums (2013-16): this research is related to the previous project on childbirth. It conducted comparative analysis of museums’ use of digital tools (output 4) and investigated the best methods of engaging museum audiences.

3. References to the research

  1. Family Men: Fatherhood and Masculinity in Britain, 1914-60 (Oxford University Press, 2015).

  2. ‘Hiding in the Pub to Cutting the Cord? Men’s presence at childbirth in Britain c.1940s-2000s’, Social History of Medicine 30:2 (2017), pp.389-407.

  3. 'Gendered Perspectives on Men's Changing Familial Roles in Postwar England, c.1950-1990', Gender and History 30:1 (2018), pp.70-92 (co-authored with Angela Davis).

  4. 'Experiencing the Digital World: The Cultural Value of Digital Engagement with Heritage', Heritage and Society 9 (2016), pp.76-101 (co-authored with Paul Cooke and James Stark).

  5. 'Ties That Bind: Materiality, Identity, and the Life Course in the "Things" Families Keep', Journal of Family History 43:2 (2018), pp.157-176 (co-authored with Liz Gloyn, Vicky Crewe and Anna Woodham).

  6. 'We Are What We Keep: The "Family Archive", Identity, and Public/Private Heritage', Heritage and Society 10:3 (2017), pp.203-220 (co-authored with  Anna Woodham, Fiona Blair, Vicky Crewe and Liz Gloyn).

Grants:

  1. AHRC Follow On Funding, ‘The Role of Objects and Places in Remembrance Culture: Using research in an artistic collaboration’ (PI, FEC: £83k, May-Sept 2019).

  2. AHRC Leadership Fellowship, ‘Living with Dying: Everyday Cultures of Dying in Family Life’ (PI, FEC: £247k, Nov 2017-Jan 2019)

  3. AHRC Follow On Funding, ‘Using Digital Tools in the Service of Difficult Heritage’, (Co-I, FEC: £100k, Sept 2015-April 2016)

  4. AHRC Development Grant, ‘Experiencing the Digital World: the Cultural Value of Digital Engagement with Heritage’ (Co-I, FEC £30k, March-June 2014)

  5. AHRC Development Grant, ‘The Family Archive: Exploring Family Identities, Memories and Stories Through Curated Personal Possessions’ (Co-I, FEC £53k, Oct 2014-Sept 2015)

  6. British Academy Rising Star Engagement Award, ‘Remembering the dead: artist-academic collaborations’ (PI, £15k, Apr – Sept 2019)

4. Details of the impact

(1292/750 words)

Policy

King’s research into the history of fatherhood (outputs 1, 2, 3) influenced government policy and the work of professionals implementing social policy:

  • In 2018 it was used by the House of Commons Women and Equalities Committee and cited in a report on ‘Fathers in the Workplace’ (source C), which noted it showed ‘the ideal of a man working full-time to support his family is powerful and long embedded’ and ‘government policy therefore has to overcome rigid social norms about gender roles’.

  • It improved awareness and confidence of social work, childcare and health workers. In 2014, King delivered a training session for Warwickshire County Council on the history of fatherhood and ways to engage fathers. Of 27 attendees from these sectors, 25 completed a questionnaire (source A), with many now planning to change their practice by ‘looking at what is cultural pressure rather than best for child’, ‘to ensure the father is involved in the process’, and ‘try and engage more fathers’. On a scale of 1 to 5, the training increased delegates’ scores from 2.9 to 4 on confidence in engaging with fathers and 3.1 to 4.2 on awareness of good practice.

  • In 2015, King co-created a resource pack with West Yorkshire Probation Service (WYPS), which challenged the idea that men in the past were ‘distant’, and normalised men’s role involvement with children. Of eight probation workers surveyed (source B), all agreed or strongly agreed this resource would ‘help to engage and motivate men on supervision in their role as fathers’. This research has enhanced WYPS’s research capacity and helped utilise men’s identities as fathers to change probationers’ behaviour.

King’s research into death and dying (grants 1, 2) has contributed to Leeds City Council and NHS public health policy:

  • Since 2015 King has been a founding member of the Leeds Dying Matters Partnership, part of the national Dying Matters campaign. King used her research in an exhibition, artistic work (below) and public engagement events to deliver the Partnership aims to encourage planning for dying and death (source I). This approach encouraged discussion where it might be difficult (in a Council survey, 48% of people (n=815) believed that ‘people around me are uncomfortable talking about death and dying’, but 78% (n=819) want to talk about these subjects).

  • NHS Leeds South and East Clinical Commissioning Group also used King’s research to improve public communications on bereavement, including on Better Lives blog ( https://betterlivesleeds.wordpress.com/).

  • King gave a talk at the AGM for Leeds Bereavement Forum (2016) and co-curated their annual professionals’ conference, as well as running a workshop (2017). This encouraged professionals (from hospices, bereavement and counselling services, NHS) to consider using historical research in their practice. 26 of 27 questionnaire respondents agreed ‘exploring the past is a useful way of opening up conversations around death and dying’. Qualitative evaluation demonstrates the conference allowed professionals to reflect on historical roots of their work: comments included that King’s workshop ‘Really made me reflect’; ‘Enjoyed this. Can relate to practice’ (source J).

Museums

King’s research has influenced professional practice in museums:

  • Research into the history of childbirth (outputs 2, 3) and digital methodologies (grant 3, output 4) led to work with Thackray Medical Museum, Leeds, and community group, Bahar AFG (migrant women from Afghanistan, Syria, Iran, Iraq, Egypt). Workshops involved recording stories, images and objects related to childbirth, later published on Yarn (http://yarncommunity.com/projects/2\), adding to the Thackray’s collections on childbirth and allowing them to feature a greater range of experiences. Through evaluation it was noted that:

  • The women were more likely to visit the Thackray and other museums, and felt more confident in discussing women’s health. All scored between 8 and 10 out of 10 (on a scale of ‘not at all’ to ‘very much’) when asked if they ‘had been able to share information which matters to them’ and all scored 9 or 10 out of 10 when asked if the project had make them think differently about using digital tools.

  • The group leader noted an increase in confidence among the group and a decrease in embarrassment, stating ‘I noticed they started opening up and sharing some stories and experiences so it was kind of a barrier being broken down and an increase in confidence’ (source D).

  • The curator noted the subject of childbirth allowed collaboration with community groups and people from diverse cultures/backgrounds, previously difficult. She reported that King’s research, on childbirth and using digital tools, was a ‘massive advantage’, ‘without that understanding we’d have struggled to present that to audiences’, and ‘the impact of the project on the museum’s development has been huge’. This has allowed them to redevelop their digital strategy, and contributed to their successful applications for museums accreditation and funding from Arts Council England, Heritage Lottery Fund and Wellcome Trust. She suggests the project is a model for good practice (source E).

  • King’s research on death, remembrance and family archiving (grants 1 and 2, outputs 5 and 6) instigated an exhibition at Abbey House Museum, Leeds, on ‘Remembrance’ (March 2018-Feb 2019), co-curated by King, PDRA Jessica Hammett and the curator at Abbey House. The exhibition allowed museum visitors to reflect on remembrance and demonstrated diverse practices of remembrance across different social groups. This allowed visitors to reflect on their own practices and opened up discussion of death.

  • 31,602 visitors engaged with this exhibition and the museum has commented on unprecedented engagement with its interactive activities: 363 people (including international visitors) added postcards to the exhibition in response to the question ‘How do you remember?’ (source F, G).

  • Exhibition events reached a further 103 people, and public engagement beyond the museum, such as four market stalls across Leeds in 2017-18, reached c.200 people. At Kirkgate market a visitor noted 'I didn't think I had anything meaningful until you were just speaking then. But I do have something [to remember a relative with]'.

  • The curator notes they never would have tackled this subject without King’s research. It allowed them to rethink the museum’s role in instigating difficult conversations and it changed their approach to displaying materials and incorporating interactive sensory experiences (source G).

  • The exhibition was the subject of King’s appearances on BBC Radio 4’s Saturday Live and Dublin City FM (both April 2018), and featured in the Yorkshire Post and Yorkshire Evening Post.

Artists

King’s research on remembrance (grants 1, 2) has deeply influenced two artistic projects:

  • The Grief Series, Part 6, is a caravan full of stories and reflections on using places to remember. The caravan invites participation by adding to a map and an audio archive, using the historical approach inherent in King’s research to drive audience interaction with the art.

  • The lead artist notes (source H) that King’s research has ‘made me ask questions about authorship when charting the histories of more marginalised communities’, and ‘working from historical source material has allowed me space free to play with ideas before inviting the participation from the public. This both allows me to more rigorously interrogate ideas and therefore [I have] been able to look after participants better.’ She adds: ‘working with Laura has changed the way I approach researching projects.’

  • The caravan has been on tour internationally reaching c.2850 people to date (2018-19), including participants in related workshops. The caravan has facilitated reflection on how people remember and want to be remembered and also helped them talk about death, something which remains difficult for many (source H).

  • Artists from Mexican organisation Faro de Oriente participated in a two-week residency in Leeds, in part funded by King’s research (grant 6). The Faro artists noted it allowed them to ‘reflect on the utility of a tradition’, showing increased historical ways of thinking and appetite for research and engagement with academics not present previously.

5. Sources to corroborate the impact

  1. Evaluation report from Warwickshire training.

  2. Questionnaire responses from probation workers

  3. Women and Equalities Committee report

  4. Evaluation report from women’s group, Bahar AFG, constituting questionnaires from 8 women plus email from group leader

  5. Statement from Thackray Medical Museum curator

  6. Visitors’ reflections on remembrance through postcards and remembrance books

  7. Interview with Abbey House Museum curator

  8. Statements from lead artist of the Grief Series

  9. Dying Matters annual reports

  10. Leeds Bereavement Forum conference evaluation

Showing impact case studies 1 to 4 of 4

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