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Submitting institution
Queen Mary University of London
Unit of assessment
14 - Geography and Environmental Studies
Summary impact type
Environmental
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

The Environment Agency identifies more than 20,000 ‘Historic Landfills’ in England and Wales. These pre-date modern environmental regulation and waste management technologies. Research undertaken by Professor Spencer and colleagues into the extent and severity of legacy and future pollution risk of coastal historic landfills demonstrates that over 1200 sites are at risk of tidal flooding and/or coastal erosion. One in ten of these sites could erode by 2050 with significant deleterious effects to ecological health and environmentally sensitive areas. This research has (a) accelerated awareness of the issue from local to international level in government agencies and among the public, (b) directly informed changes to coastal and waste policy in the UK, Belgium and the Netherlands, and (c) contributed to the development of new best practice guidelines and recommendations for industry to manage the problem.

2. Underpinning research

The underpinning research into the pollution risks of coastal historic landfills (CHLs) builds on Spencer’s work on marine pollution and the impact of disturbance events such as flooding, erosion and dredging on contaminant behaviour [3.1; 3.2]. It arises from stakeholder-driven research projects awarded to Spencer and conducted between 2011 and 2017 [EQR.3.3-3.5]. Spencer approached Arcadis (a global environmental engineering consultancy delivering sustainable management for natural and built assets) to develop a NERC CASE collaborative studentship on diffuse landfill pollution. The Environment Agency (EA) and Essex County Council (ECC) then approached Spencer to extend this work to investigate the potential for coastal realignment along the Essex coast where there are several CHLs dating from the 1930s, containing household, commercial and industrial waste. Coastal realignment involves the deliberate removal of current sea defences to allow the sea to realign landwards, in this case resulting in flooding and/or erosion of CHLs.

Two projects were devised which were academically rigorous whilst also responding to the needs of industry and government agencies for practical guidelines and evidence to inform policy making:

  1. A NERC CASE award, partnered with Arcadis, [EQR.3.5] responded to a need from landfill managers and consulting engineers for evidence to assess the pollution risk from CHLs to adjacent rivers and estuaries associated with climate change (sea level rise (SLR), increased frequency/magnitude of extreme hydrological events and coastal erosion).

  2. A research project funded by the EA, Southend Borough Council (SBC) and partnered by ECC [EQR.3.5] responded to the Essex and Suffolk Shoreline Management Plan, which was constrained by the unknown risk of coastal waste in several CHL sites. The project was partly delivered as a PhD (Brand, 2012–2016).

The main outcomes of these projects were as follows:

1) A national baseline dataset to indicate a) the numbers of CHL sites at risk of tidal flooding (more than 1200) and erosion (10% by 2050 if defences are not maintained to current standards) and b) the number of environmentally sensitive areas that are at risk ( c. 30% of England’s coastal Special Protection Areas, Marine Protection Areas, Ramsar sites and bathing water catchments) [3.3].

2) Evidence to demonstrate that CHLs are a source of legacy contamination in the coastal zone [3.4], and that both flooding through sea level rise and erosion would release soluble and solid waste materials to the marine environment with potential significant deleterious impacts on ecological health [3.5].

3) A new risk screening assessment method to support coastal managers and local government authorities to identify which CHLs pose the greatest pollution risk and hence where to focus remediation and management efforts [3.6].

4) The identification of key gaps in knowledge for a UK research agenda that requires new research and improved guidance for industry and stakeholders [5.1]. This has been achieved through close collaboration with the Construction Industry Research and Information Association (CIRIA), the Environment Agency, stakeholders and the University of Southampton (who carried out ‘Coastal Landfill and Shoreline Management: implications for coastal adaptation infrastructure’ [EQR.3.3]). The identified needs include a national risk assessment, development of new source-pathway-receptor models, knowledge on degradation and erosion of solid wastes and options for coastal landfill management within dynamic shoreline management plans (SMPs).

3. References to the research

[3.1] Spencer, K. L. (2002). Spatial variability of metals in the inter-tidal sediments of the Medway Estuary, Kent, UK. Marine Pollution Bulletin 44(9), 933-44. doi.org/ 10.1016/s0025-326x(02)00129-7

[3.2] Spencer, K. L., Dewhurst, R. E. and Penna, P. (2006). Potential impacts of water injection dredging on water quality and ecotoxicity in Limehouse Basin, River Thames, SE England, UK. Chemosphere 63(3), 509-521. doi.org/ 10.1016/j.chemosphere.2005.08.009

[3.3] Brand, J. H., Spencer, K. L., O’Shea, F. T. and Lindsay, J. E. (2018). Potential pollution risks of historic landfills on low-lying coasts and estuaries. Wiley Interdisciplinary Reviews (WIRES): Water 5(1), e1264. doi.org/10.1002/wat2.1264

[3.4] O’Shea, F. T., Cundy, A. B. and Spencer, K. L. (2018). The contaminant legacy from historic coastal landfills and their potential as sources of diffuse pollution. Marine Pollution Bulletin, 128, 446–455. doi.org/10.1016/j.marpolbul.2017.12.047

[3.5] Brand, J. H. and Spencer, K. L. (2019). Potential contamination of the coastal zone by eroding historic landfills. Marine Pollution Bulletin, 146, 282-291. doi.org/10.1016/j.marpolbul.2019.06.017

[3.6] Brand, J. H. and Spencer, K. L. (2018). Risk screening assessment for ranking historic coastal landfills by pollution risk. Anthropocene Coasts, 1(1), 44-61. doi.org/10.1139/anc-2018-0001

Evidence of the quality of the research

[EQR.3.3] Spencer [PI]. (2016). 3-Dimensional Floc Structure and Dynamics [NE/N011678/1]. NERC. GBP697,424.

[EQR3.4] Spencer [Co-I]. (2013). Measures for (non-Coal) Polluted Mine Waters [SBCH1F4R/GEGH1D6R]. DEFRA. GBP89,979.

[EQR3.5] Spencer [Co-I]. (2018). Saltmarsh Erosion [NE/R01082X/1]. NERC. RESIST. GBP328,927.

[EQR3.5] Spencer [Co-I]. (2020). Preventing Plastic Pollution [Project No: 188]. European Commission. GBP6,526.

4. Details of the impact

Raised awareness and understanding of coastal historic landfill pollution for national and international regulators and policy makers

Spencer’s team have increased regulator and policy-maker awareness and understanding of coastal historic landfills (CHL) waste pollution at national and international levels. From 2015 to present, Spencer and Brand were invited to report findings to the United Nations, Environment Agency, Defra, TEAM 2100 (Thames Estuary Asset Management) and local government authorities. Spencer was invited to give evidence for the UN Special Rapporteur on Toxic Waste's visit to the UK (January 2017). The subsequent report was submitted to the UK Government in September 2017 [5.2, p.12] and highlighted concerns regarding the large number of CHLs and the lack of national regulatory response and resources to assess and manage these pollution risks. Brand was invited to report to the National Local Authority Coastal Interest Group (March 2017) and East Anglia Regional Flood and Coastal Committee (Feb 2017), whilst Spencer was invited to present evidence to Defra (‘Shaping the evidence for urban diffuse water pollution’ 2016), the Public Policy Exchange (2016) and EU Enhanced Landfill Mining Symposium (2020).

This engagement has raised awareness locally, nationally and internationally. The East Anglia area manager of the Environment Agency stated:

‘The new knowledge and evidence provided has raised the profile of the challenge to the most senior levels in the Environment Agency and Defra’ [5.4]

and a key member of staff at the Belgian Public Waste Agency found that Spencer’s ‘research on historic landfills, climate change and environmental risk was an eye-opener to [the] team’ [5.5]. In the Netherlands the executive agency of the Ministry of Infrastructure and Water Management found that:

‘[Spencer’s] resource brought the risk of flooding's of former landfills and the potential release of pollution to our attention’ [5.6].

Spencer’s work has also raised the profile of CHLs at the EU Commission - ‘the outputs from QMUL research were also the main driver of a (proposed) revision of the EU Landfill Directive 1999/31/EC’ [5.5] – and now underpins a forthcoming EU policy brief on ‘Climate Change, Flooding and Landfill Safety’ (NewMine 2020) [5.11]. This new knowledge and understanding has provided the ‘stimulus for [East Solent Coastal Partnership] to set up a national working group as part of the Local Government Authority Special Interest Group (LGA SIG) on landfill’ [5.3] and provided local authorities with the evidence to lobby Defra for changes to policy and funding [5.3].

Informed public understanding of coastal historic landfill pollution

‘The Secret Life of Landfill: A Rubbish History,’ a BBC4 documentary based on this research, was broadcast twice (26th August 2018 and 1st October 2018), attracting over a million views ‘The wider importance of the BBC4 documentary as a vehicle for introducing the public to new and challenging scientific issues […] has been evidenced by its critical success and public reach’ [5.7]. The documentary won the 2019 Royal Television Society Scotland Award (Best Documentary and Specialist Factual: Science and Natural History) and was shortlisted for the 2019 Royal Television Society Awards (Science and Natural History) (RTS 2019) and the Grierson Awards Best Science Documentary (TernTV 2020).

The documentary received powerful reviews confirming its efficacy in bringing this topic to the public domain: ‘The Secret Life of Landfill: A Rubbish History (BBC4, Thursday) was a genuine eye-opener’ (Spectator 2018) [5.12]. As the presenter George McGavin says [5.7], the Queen Mary research ‘provided a very convincing message and has significantly raised the profile of this problem in the national media’ and led to significant traffic on social media and a very strong public response, e.g., ‘What an eye opener’ and ‘Brilliant programme […] I think it should be shown in all schools, to children of all ages. It is their future, and they will have a huge influence on their parents to think about their own waste’.

Spencer was also invited to contribute to ‘800,000 tonnes: Waste Management and Recycling in Essex,’ a National Lottery and Arts Council funded public programme of displays, site tours, and discussions run by Focal Point Gallery, Southend (1st – 29th February 2020). As the Deputy Director of the Focal Point Gallery stated: ‘The subject matter […] Professor Spencer highlighted […] has enabled us to realise the strength of feeling on these matters across our audiences, and will influence our future exhibition programme, with discussions around a display in summer 2021’ [5.8]. Furthermore, the Queen Mary ‘Historic Landfill’ project website has generated 19,000 views (as of October 2020).

At the national level, the profile and public understanding of the issue of CHL pollution has been raised by significant on-going media coverage generated by the research. Interviews with Spencer have formed the basis of six national news reports in The Independent: Landfill dumps across UK 'at risk of leaking hazardous chemicals' (21st February 2016); The Guardian: Pollution risk from over 1,000 old UK landfill sites due to coastal erosion (5th May 2016); The Times: Storm risk to coastal landfill sites (26th January 2018); ITV News Tyneside (23rd February 2019), BBC London News (2019), BBC Look North (November 2020), The New Statesman: Secrets of the shore: the landfill rubbish laid bare by the sea (30th October 2019); Daily Mail: Plastic rubbish from five decades of pollution flows into the Thames as old landfill site full of toxic waste is exposed to erosion (6th November 2019), Daily Mirror: Landfill site exposed by coastal erosion sees toxic chemicals leak into rivers (6th November 2019); and features on radio and TV: BBC Radio 4 File on Four: What Lies Beneath: The Legacy of Landfill (20th June 2017) and Countryfile BBC1 (9th December 2018) [5.12].

Changed practice and policy at local and national levels in the UK, Belgium and Netherlands

This research has directly informed local shoreline management practices in Essex and South Suffolk and the Thames Estuary, in areas where coastal waste is present, at risk from either tidal flooding and/or erosion and is currently constraining coastal asset management decisions. This management problem was identified in the Essex and South Suffolk Shoreline Management Plan (SMP) and the Thames Estuary 2100 Plan, and it was noted that ‘to deliver the actions in the SMP the Environment Agency have commissioned a PhD with Queen Mary University of London to identify pilot areas of contaminated land at flood risk’ [5.9, p.168]. One of the study sites Spencer and team investigated was Hadleigh Marshes, Thames Estuary that was identified in the SMP as a candidate for Managed Realignment. The research identified significant risks to the marine environment should the site be flooded or breached [3.5]. As the Environment Agency area manager noted:

‘[s]ince [the] QMUL research, a policy decision has been taken that Managed Realignment is no longer a viable option here because of the quantified rise of large-scale release of pollutants to the marine environment’ [5.4].

Spencer and her team’s proposed risk screening assessment [3.6] has also now been trialled at a national level on high risk sites by the Environment Agency [5.10] and has informed the work of the East Solent Coastal Partnership [5.3].

The presence of solid wastes in coastal, alluvial and fluvial settings is also a global problem. As the testimonials from the Rijkswaterstaat (RWS) and the Public Waste Agency of Flanders (OVAM) show [5.6, 5.5], Spencer’s work led to both the Netherlands and Belgium carrying out national assessments of their landfill datasets to determine potential flood and erosion risk:

‘[i]nspired by QMUL’s research and using approaches set out in Brand et al. (2017) [3.3], OVAM performed a GIS-analysis on its national landfill database to estimate the number of landfills vulnerable to coastal erosion and flooding’ [5.5]; and

‘[s]ince engaging with Prof Spencer’s research we [RWS] have now also carried out an assessment of our national datasets on landfills to explore and quantify which are at risk’ [5.6].

The research has also provided the evidence to trial landfill mining (reclamation of buried waste) in Flanders: ‘OVAM identified two pilot landfill sites in alluvial areas at flood risk to test the possibility of eliminating/mining landfills’ [5.5]. The research has, therefore, changed national policy outside the UK. In Flanders:

‘[r]esearch and findings carried out by Prof Spencer’s team at QMUL on historic landfills has had a significant impact on policy and policy makers in the Flemish region (and) led to the inclusion of historic landfills in the planning process for flood risk control and amendment of our national landfill management policy’ [5.5].

Changed industrial understanding of coastal historical landfill pollution to inform guidelines

The research has also increased industry awareness and understanding through meetings and stakeholder engagement at a national level with invited talks at Environment Analyst Business Summit: Waste Management (May 2019), the Construction Industry Research and Innovation Association (2015, 2019) and the Institute of Civil Engineers. In addition, Spencer and O’Shea delivered an international webinar to Arcadis (2015), as part of their professional development programme for their consultants and engineers. Findings have also been reported in national industry publications; The ENDS Report: Landfill: What lurks beneath (23rd September 2016) and The ENDS Report: One in ten historic landfills at risk of releasing waste (21st November 2017).

In 2013, the CIRIA – the independent, not for profit provider of good practice guidelines for the construction industry, local authorities and the EA – presented its ‘Guidance on the management of landfill sites and land contamination on eroding or low-lying coastlines’ [5.9]. This identified that outputs from Queen Mary’s research would help develop evidence-based scenarios and guide national policy in future iterations of the guidance [5.9, p. 167-8]. A supplement to this guidance has been published [5.1] and is ‘informed by an Environment Agency funded project (Brand, 2017) and other relevant research at Queen Mary University of London (Appendix 1), which focussed on diffuse pollution and potential contamination from eroded waste for coastal landfill sites in Essex’. The specific recommendations based on the Queen Mary research involve the need to develop methods to: 1) determine the magnitude, transport and impact of eroded solid waste and the response of leachate mobility to increasing salinity, 2) quantify transport mechanisms and harm to environmental receptors, and 3) assess risk of environmental pollution from erosion of coastal landfill sites.

5. Sources to corroborate the impact

[5.1] [Guidance] CIRIA (2019) Guidance on the management of landfill sites and contamination on eroding or low-lying sites. Supplementary Guide. SP169, RP963, ISBN 978-0-86017-932-0. (piv, p1).

[5.2] [Report] United Nations Human Rights Council (2017) Special Rapporteur on the implications for human rights of the environmentally sound management and disposal of hazardous substances and wastes on his mission to the United Kingdom of Great Britain and Northern Ireland, Thirty-sixth session, 11-29 September 2017, Agenda item 3, A/HRC/36/41/Add.1, pp 22.

[5.3] [Testimonial] Coastal Policy, Strategy & Environment Team Manager, Eastern Solent Coastal Partnership, Havant Borough Council. [Corroborator 1]

[5.4] [Testimonial] Area Coastal Manager, Environment Agency, East Anglia. [Corroborator 2]

[5.5] [Testimonial] Senior Advisor, Openbare Vlaamse Afvalstoffenmaatschappij - Public Waste Agency of Flanders (OVAM) [Corroborator 3]

[5.6] [Testimonial] Head of Soil and Subsoil (Afdelingshoofd Bodem en Ondergrond), Rijkswaterstaat (executive agency of the Ministry of Infrastructure and Water Management), Netherlands.

[5.7] [Testimonial] Presenter and Broadcaster, Oxford University Museum of Natural History. [Corroborator 4]

[5.8] [Testimonial] Deputy Director, Focal Point Gallery, Southend. [Corroborator 5]

[5.9] [Guidance] [Testimonial] Guidance on the management of landfill sites and land contamination on eroding or low-lying coastlines, CIRIA, C718 (ISBN: 978-0-86017-721-0). London: www.ciria.org; 2013. 198 p.

[5.10] [Report] Environment Agency (2018) Identifying sites of high pollution risk using a novel risk screening assessment. Report commissioned by the Environment Agency’s Research, Analysis and Evaluation Group.

[5.11] [Policy Brief] KU Leuven Institute for Sustainable Metals and Minerals. https://kuleuven.sim2.be/new-mine-policy-brief-climate-change-flooding-and-landfills/

[5.12] [Media] Portfolio

Submitting institution
Queen Mary University of London
Unit of assessment
14 - Geography and Environmental Studies
Summary impact type
Environmental
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Research at Queen Mary University of London has created a set of multi-scale tools for assessing river form, function and condition that have enabled stakeholders in river catchments to know their rivers better and manage them more sustainably. These tools connect rivers’ diverse ecological habitats with their dynamic geomorphological characteristics and permit river scientists and managers to integrate data to improve spatio-temporal understanding of river systems. This supports a more robust and sustainable river environment management decision.

The tools have been integrated into river monitoring and assessment regimes in the UK and EU, and have been extensively taken-up by citizen scientists and river managers in the UK and Republic of Ireland. Together the tools deliver geomorphologically-framed information for habitat-based river monitoring and assessment, enabling statutory agencies, NGOs, consultants and volunteers, in England and across Europe, to achieve sustainable environmental goals.

2. Underpinning research

Natural processes and human actions drive the form and function of rivers from small patches of the river bed to entire catchments across timescales from hours to centuries, and yet the majority of assessments of river condition are only based on limited habitat inventories, often recorded on a single occasion. Our overarching aim is to use our fundamental research on the complex interactions between rivers, vegetation and landscape to underpin applied research. This applied research builds and tests multi-scale, geomorphologically-informed, monitoring and assessment tools for river management and conservation by stakeholders from volunteers to professionals. With over thirty years of experience interlinking fundamental and applied research, Gurnell and Wharton have produced a body of work on river management and conservation, as exemplified by the six peer-reviewed outputs listed.

Fundamental research

Our research has demonstrated that vegetation growing both from the bed and along the banks and margins of rivers plays a crucial role in driving river form and function by retaining and stabilising sediments that are transported by the river [3.1, 3.2, 3.3, 3.4]. These vegetation-river interactions can be observed even in wide, high-energy rivers such as the >600 m wide, braided River Tagliamento, Italy [3.3] and operate at all scales from small patches on the river bed and banks [3.4] to entire river corridors and networks [3.1, 3.2]. For example, across all unmanaged, humid temperate rivers, uprooted riparian trees (willows, poplars) can sprout when deposited on the river bed, bars or along channel edges. These tree species grow rapidly, trapping and stabilising fine river sediments to form new, expanding landforms and habitats that are quickly colonised by other plants to form islands and extensions to the river’s banks. Such natural vegetation-river interactions fundamentally influence the morphology and lateral migration of rivers and can be used judiciously by river managers to support sustainable, low cost, river self-restoration and maintenance. At catchment to river corridor scales our research over two decades has produced highly innovative conceptual models of the nature and extent of river hydroecological and biomorphodynamic influences and responses. This research has recently included a new process-based zonation of river corridors applicable across biogeographical regions and river types [3.2]. At reach to sub-reach scales, we have spearheaded scientific understanding of the fundamental dependence of river morphodynamics on interactions between vegetation and fluvial processes [3.1] in different environments [3.3, 3.4].

Since 1 January 2014, we have published over 50 fundamental science peer-reviewed papers and book chapters that are relevant to framing and designing the assessment tools outlined here. This research has been supported by funding from EU FP7, NERC, Leverhulme Trust, Marie Curie, Erasmus Mundus, and the Irish Environmental Protection Agency [EQR.3.1-3.6] and numerous PhD theses (NERC-funded: Cockel, 2010; NERC-ESRC funded: Shuker, 2012; SMART-funded: Cashman, 2014; Garcia Lugo, 2014; Holloway, 2015; Mardhiah, 2014; Mohajeri, 2014; Pilotto, 2014; Sekarsari, 2014; Serlet, 2018)].

Applied research

Within the work package led by Gurnell, the REFORM project [EQR.3.3, 5.7] produced the multi-scale, Catchment Framework for Hydrogeomorphology subsequently adopted by the European Committee for Standardization (CEN). This Framework defines the appropriate river landscape processes and properties to be analysed at different space-time scales and then synthesised to determine river-floodplain system functioning, and the degree of modification by human activities. The Framework has been peer reviewed [3.5], is already heavily cited, and has led to collaboration with the Environment Agency to disseminate and explain the Framework’s potential application in the UK through publication in the professional Water Environment Journal .

Applied research has also delivered scientifically robust reach and sub-reach scale tools to capture river morphodynamics with sufficient precision to support inferences about processes from forms (for example, noting the presence of geomorphic or vegetation features that are formed by particular sets of processes such as bank erosion and sediment deposition) and to determine morphodynamic responses to measured processes (such as linking observed changes in geomorphic or vegetation features to changes in measured river flows or sediment transport). These tools include PlaceMarker, funded by the Environment Agency (ca. GBP 60,000), which incorporates the Urban River Survey [5.8]. The tools also include MoRPh CSci, a hydrogeomorphology-habitat assessment tool designed for use by citizen scientists that has been subject to peer review and publication in Earth Surface Processes and Landforms, financially supported by the EA and others (ca. GBP 30,000), and communicated to users via the Water Environment Journal publication . MoRPh CSci has been refined for professional use (MoRPh Pro) and combined with River Type , a tool for determining the geomorphic type of river under analysis, to produce an innovative, peer-reviewed method for River Condition Assessment (RCA, [3.6]). RCA delivers the river condition component of BM2 [5.6] , which is Natural England’s / DEFRA’s method for measuring and accounting for biodiversity losses and gains resulting from development or land management change across England.

Since 1 January 2014, we have published 15 applied science peer-reviewed papers and book chapters relating to the above tools or to broader aspects of river conservation and management.

3. References to the research

[3.1] Gurnell, A.M. (2014). Plants as river system engineers. Earth Surface Processes and Landforms, 39(1), 4-25. doi.org/10.1002/esp.3397

[3.2] Gurnell AM, Corenblit D, García de Jalón D, González del Tánago M, Grabowski RC, O’Hare MT, Szewczyk M. (2016). A conceptual model of vegetation-hydrogeomorphology interactions within river corridors. River Research and Applications, 39(2), 142-163. doi.org/10.1002/rra.2928

[3.3] Gurnell, A.M., Bertoldi, W. (2020). Extending the conceptual model of river island development to incorporate different tree species and environmental conditions. River Research and Applications, 36(8), 1730-1747. doi.org/10.1002/rra.3691

[3.4] Cornacchia L, Wharton G, Davies G, Grabowski RC, Temmerman S, van der Wal D, Bouma TJ, van de Koppel J. (2020). Self-organization of river vegetation leads to emergent buffering of river flows and water levels. Proceedings of the Royal Society B, 287(1931), 20201147. doi.org/10.1098/rspb.2020.1147 [3.5] Gurnell AM and 33 others. (2016). A multi-scale hierarchical framework for developing understanding of river behaviour to support river management. Aquatic Sciences, 78(1), 1-16. doi.org/10.1007/s00027-015-0424-5.

[3.6] Gurnell, A.M., Scott, S.J., England, J., Gurnell, D.J., Jeffries, R., Shuker, L., Wharton, G. Assessing river condition: A multiscale approach designed for operational application in the context of biodiversity net gain. River Research and Applications, 36(8), 1559-1578. doi.org/10.1002/rra.3673.

Evidence of the quality of research

[EQR.3.1] Gurnell, A. [PI]. (2009-2012). Biogeomorphology of Riparian Systems: Space, Time and New Information Sources [F/07 040/AP]. Leverhulme. GBP146,748.

[EQR.3.2] Gurnell, A. [PI]. (2009-2011). Physical Ecosystem Engineering by Riparian and Aquatic Plants [NE/FO14597/1]. NERC. GBP224,846.

[EQR.3.3] Gurnell, A. [Co-I and Work Package 2 lead] (2011-2015) Restoring rivers FOR effective catchment Management (REFORM) [282656]. European Commission. FP7 Project. EUR6,997,602.50.

[EQR.3.4] Wharton G. [Co-I]. (2013-18). HYTECH [N.316546]. Marie Curie. FP7-PEOPLE-2012-ITN. EUR3,900,000.

[EQR.3.5] Wharton, G. [Co-I]. (2011-2019). Sustainable Management of Rivers and their Tidal systems (SMART). Erasmus Mundus PhD programme FPA [2011-2024]. EUR1,141,932.

[EQR.3.6] Gurnell, A. [Co-I]. (2018-2022). Managing the small stream network for improved water quality, and biodiversity and ecosystem services protection (SSNet) [2017-W-LS-14]. Irish Environmental Protection Agency. EUR499,995.35.

4. Details of the impact

Impact on river management in Europe

The multi-scale Hydrogeomorphological Framework has underpinned the rewriting of European Union guidance for river management under the Water Framework Directive (WFD) by demonstrating the following:

  1. the interaction of ecological and physical processes to create the river’s landform-habitat mosaic both over time and across spatial scales within and far beyond the boundaries of individual river reaches; and

  2. the key role of vegetation in driving river morphodynamics within these interactions.

In March 2015, Gurnell presented the Framework to ECOSTAT, the working group on the Common Implementation Strategy of the WFD and the body charged with ensuring a collective and co-operative approach to the challenges of integrated river basin management across EU member states. The chair notes the Framework’s role in enabling the necessary harmonization of assessment methods, and concludes that:

‘Key to the success of this approach was the active engagement of Prof. Gurnell [with] groups working on the science-policy interface such as ECOSTAT’ [5.1] .

The ensuing impact of the method at EU scale is demonstrated by its incorporation into a new European standard. As the chair of the Working Group (CEN/ TC 230/ WG 25) in the European Committee for Standardization (CEN) that produced this Standard, confirms Gurnell ‘played a key role in redesigning and rewriting’ [5.2] the Guidance Standard for Assessing the HydromorphologicalFeatures of Rivers (EN 14614:2020), which was published in 2020. The new guidance standard is heavily based on the REFORM framework. It delivers a common mode of Hydromorphological assessment to river professionals and to the National Standards Bodies in 34 European countries including the UK (British Standards Institution).

Transforming river monitoring and assessment

Underpinned by cutting-edge river science, Framework-compatible reach and sub-reach tools (MoRPh CSci, MoRPh Pro, River Type, PlaceMarker) have been designed to operate through information systems with easy-to-use data entry, mapping and download features [5.9]. These methods assemble and interpret data on the sedimentary, geomorphological, hydraulic and vegetation characteristics of rivers, and the degree of human interventions and pressures along them and their margins. In the case of Placemarker, assessments go beyond the river edges to evaluate the biodiversity, landscape, heritage and amenity characteristics of the surrounding river corridor / floodplain. All tools are supported with training packages (taught courses, manuals, field guides, field survey forms, worked examples), enabling stakeholders from volunteers to professionals to produce scientifically rigorous data on specific rivers. These easily accessible supporting materials have greatly enhanced uptake of the tools and their impact on river monitoring and management.

PlaceMarker underpins the work of the EA’s National Environmental Assessment and Sustainability (NEAS) team for pre- and post-appraisal of river projects, where it is used to assess innovative approaches to environmental design. As of 15 December 2020, 91 EA staff have been trained and the survey is being used on over 80 river stretches in England. This adds to the widespread use of the Urban River Survey, for which 198 surveyors have been trained and 669 surveys have been conducted since 2000, mainly in England, Wales and the Republic of Ireland, but also in Belgium, Germany and Singapore. In November 2018, an evidence-gathering exercise was conducted on PlaceMarker’s impact within NEAS to ensure its continued relevance. The Head of NEAS, said that the tool had made ‘a significant difference’ to their ways of working and that its ability ‘to make specific improvement into the future as needs require [was] an important aspect of the usability of the tool as flood risk management moves toward creating resilient communities to respond to the climate emergency’ [5.3].

The MoRPh CSci tool (available since mid-2016) has been rapidly adopted and has significantly improved river monitoring and project appraisal by ‘citizen science’ volunteers interested in the ‘health’ of their rivers. The EA’s Principal Research Scientist (Hydromorphology), said:

‘Until this approach was developed, we did not have a consistent approach that we could use to assess river habitats and processes at a relevant scale to match our biological sampling […] Your expertise and openness to collaboration and including us within the development and trial of the approach has been key to its success’ [5.4].

As of 15 December 2020, there are 488 MoRPh CSci surveyors who have jointly undertaken and uploaded 4487 MoRPh surveys. In addition to 49 EA staff, many of whom are involved in running catchment partnerships, other river professionals (e.g. Affinity Water, Broads Authority, EA, Forestry England, National Trust, Wessex Water) and numerous NGOs (e.g. Rivers Trusts: Essex, Ouse and Arun, Severn, South-East, Thames21; Wildlife Trusts: Dorset, Essex, Kennet, Norfolk, Suffolk, Trent, Wiltshire) are using MoRPh CSci to evaluate river restoration and natural flood management projects.

The success of MoRPh CSci led to the development of a professional version, MoRPh Pro, which combines with a new desk-based tool, River Type, to produce a geomorphologically-driven River Condition Assessment (RCA) [see 3.6 for a full description of the RCA]. The RCA feeds into Natural England’s / DEFRA’s Biodiversity Metric 2.0 (BM2) [5.6]. BM2:

‘provides developers, planners, land managers, and others with a tool to help limit damage to nature […] and to help it thrive’ [5.6].

It uses habitat features as a proxy measure for capturing the value and importance of nature, taking into account their size, ecological condition, location and proximity to nearby ‘connecting’ features. BM2 enables assessments to be made of the present and potential future biodiversity value of a site. BM2 is approaching the end of the beta testing stage with the final version currently scheduled for release in 2021. The River Condition Assessment (RCA) component of BM2 (i.e. linked MoRPh Pro and River Type tools) was released in September 2019. Training has been significantly impacted by Covid-19, although development of an online training course has maintained the training programme through 2020. As of 15 December 2020, there are 40 EA staff with access to MoRPh Pro; 67 surveyors from 23 environmental consultancies (including Aecom, Arup, Ascerta, Atkins, Black & Veatch, cbec, FPCR, Jacobs, Mott MacDonald); and 25 surveyors from 17 Rivers Trusts who are trained in the RCA and have jointly collected 2121 MoRPh Pro surveys. The EA’s lead on BM2 [5.6], said:

‘The survey you have developed […] is a major component in evaluating Biodiversity Net Gain for Rivers and Streams. Without your input we do not feel that the evaluation for rivers and streams would have been as robust, or methodical’ [5.5].

Applied research continues to expand the MoRPh family of high-impact assessment tools [5.9]. These will soon include MoRPh Estuaries and MoRPh Canals physical assessment tools and Sediment budget and Floodplain characterisation tools, founded on collaborations with the EA, Thames21 and the Canal and River Trust.

5. Sources to corroborate the impact

[5.1] [Testimonial] Chair ECOSTAT. European Commission Joint Research Centre (31 October 2019). [Corroborator 1]

[5.2] [Testimonial] Chair, Writing Committee CEN/ TC 230/ WG 25/ N159. Freshwater Biological Association (23 July 2019). [Corroborator 2]

[5.3] [Testimonial] Operations Manager, National Environmental Assessment and Sustainability, Environment Agency (25 October 2019). [Corroborator 3]

[5.4] [Testimonial] Principal Research Scientist (Hydromorphology), National Evidence Team. Environment Agency. [Corroborator 4]

[5.5] [Testimonial] Environment Agency lead for Biodiversity Metric 2.0 [5.6], Biodiversity Technical Specialist, Biodiversity and Geomorphology (now: Senior Advisor, Natural Capital, Environment & Business). Environment Agency (30 October 2019). [Corroborator 5]

[5.6] [Toolkit] Natural England. (29 July 2019). The Biodiversity Metric 2.0 (JP029). http://nepubprod.appspot.com/publication/5850908674228224

[5.7] [Report] Restoring rivers FOR effective catchment Management (REFORM). Homepage. www.reformrivers.eu – for Work Package 2 deliverables D2.1 and D2.2 that relate to the ‘process-based European framework for hydromorphology.’

[5.8] [Data] Urban River Survey. Homepage. www.urbanriversurvey.org - providing display of data and access to documents (Technical Manual; Field Guide; survey forms); a login issued after training provides facilities to enter, view, map and retrieve all existing data).

[5.9] [Data] Modular River Survey. Homepage. www.modularriversurvey.org - the MoRPh family of surveys providing display of data and access to documents (Technical Manual; Field Guide; survey forms); a login issued after training provides facilities to enter, view, map, and retrieve all existing data.

Submitting institution
Queen Mary University of London
Unit of assessment
14 - Geography and Environmental Studies
Summary impact type
Societal
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Professor Adrian Smith has produced a body of research on the role of labour rights and provisions in international trade agreements which is impacting on trade policy in the European Union (EU) and the United Kingdom (UK). His Economic and Social Research Council-funded project, “Working Beyond the Border: European Union Trade Agreements and International Labour Standards” (WBB), has impacted on debate and policy regarding the European Union’s approach to Trade and Sustainable Development (TSD) in its Free Trade Agreements (FTAs). In particular, it has: (1) informed the European Commission’s TSD reform agenda and critical debate in the European Parliament; (2) informed the position of international trade union organisations and Members of the European Parliament on the EU’s approach to TSD; (3) contributed to the reform of EU trade policy through the creation of a civil society network; (4) contributed to an International Labour Organisation (ILO) report and training materials, and (5) informed UK government and Labour Party post-Brexit trade policy.

2. Underpinning research

Since 2011, the EU has used a framework of Trade and Sustainable Development (TSD) chapters in all its Free Trade Agreements (FTAs) as part of its commitment to including what it calls “European values” and enhanced worker rights in its trade agreements. TSD chapters are vital to current and future EU trade policy and are regularly cited in key policy documents and by important EU officials (e.g. EU President and EU Trade Commissioner) as critical for ensuring that economic growth goes hand in hand with better environmental standards and working conditions in the EU and its trading partners. Between September 2015 and December 2017, Professor Adrian Smith led an inter-disciplinary team of researchers at Queen Mary University of London and the University of Warwick on the Economic and Social Research Council-funded project “Working Beyond the Border: European Union Trade Agreements and International Labour Standards” (WBB). The project investigated the negotiation, implementation and effectiveness of the EU’s framework for labour provisions in its FTAs.

The project was the most comprehensive examination of the EU’s approach to date and produced two primary insights. First, it identified significant limitations in the institutional structures established by the EU’s TSD framework and in its operationalisation [3.1; 3.3; 3.4]:

trade partner governments have not prioritised labour issues in the implementation of trade agreements with the EU;

EU trade officials have limited knowledge and understanding of labour relations in trade partner countries;

the institutional mechanisms set up for monitoring the provisions and labour standards in trade agreements are hampered by unclear aims, inadequate resourcing and limited influence on the government-led committees to which they ultimately report; and

monitoring mechanisms, centred on civil society groups, are weak.

Second, the research identified the limited applicability of the EU’s labour provisions for dealing with working conditions in the leading export sectors impacted by the EU’s trade agreements [3.2; 3.4; 3.5]. For example, Smith’s case study on the Moldovan clothing sector highlighted the importance of poverty wage levels, work intensification, limited representation of workers, and erosion of state capacity to regulate working conditions. These issues are not fully covered in the ILO core labour standards, which are at the centre of the EU’s TSD labour provisions. The research also showed how commercial pressures exerted by lead firms down the supply chain constrained the space for enhancing working conditions in supplier firms exporting to EU markets, and that these issues were not accounted for adequately in the EU’s TSD approach [3.2].

When the European Commission subsequently sought to reform its TSD chapters to tackle the issues identified in the research, Smith co-led research involving nine leading scholars from across Europe. The resulting publication critically evaluated key aspects of the reform process, identified the importance of ongoing monitoring of how the reforms were enacted, and made proposals for how trade agreements could be harnessed more effectively to improve workers’ welfare [3.4].

Finally, drawing on his research into EU trade policy, Smith examined the potential mechanisms for addressing workers’ rights in future UK trade agreements. He was co-author of a working paper that makes proposals for how issues should be taken forward in future UK trade deals [3.6].

3. References to the research

[3.1] Harrison, J., Barbu, M., Campling, L., Richardson, B. & Smith, A. (2018). Governing labour standards through free trade agreements: limits of the European Union’s Trade and Sustainable Development chapters. Journal of Common Market Studies, 57(2), 260-277. https://doi.org/10.1111/jcms.12715.

[3.2] Smith, A., Barbu, M., Campling, L., Harrison, J. & Richardson, B. (2018). Labor regimes, global production networks and European Union trade policy: labor standards and export production in the Moldovan clothing industry. Economic Geography, 94(5), 550-574. https://doi.10.1080/00130095.2018.1434410. Included in REF2.

[3.3] Smith, A., Barbu, M., Harrison, J., Richardson, B. & Campling, L. (2017). Labour provisions in the European Union-Republic of Moldova Association Agreement. in International Labour Organisation Handbook on Assessment of Labour Provisions in Trade and Investment Agreements, Geneva: ILO, 87-100. https://www.ilo.org/wcmsp5/groups/public/---dgreports/---inst/documents/publication/wcms_564702.pdf

[3.4] Harrison, J., Barbu, M., Campling, L., Ebert, F., Martens, D., Marx, A., Orbie, J., Richardson, B., & Smith, A. (2018). Labour standards provisions in EU Free Trade Agreements: reflections on the European Commission’s reform agenda. World Trade Review, 18(4), 635-657. https://doi.org/10.1017/S1474745618000204.

[3.5] Campling, L., Harrison, J., Richardson, B., Smith, A. & Barbu, M. (2019). South Korea’s automotive labour regime, Hyundai Motors’ global production network and trade-based integration with the European Union. British Journal of Industrial Relations. https://doi.org/10.1111/bjir.12506.

[3.6] Harrison, J., Richardson, B., Campling, L., Smith, A. & Barbu, M. (2017). Taking labour rights seriously in post-Brexit UK trade agreements: protect, promote, empower, Centre for the Study of Globalisation and Regionalisation, working paper 284/17. http://geog.qmul.ac.uk/media/geography/docs/research/working-beyond-the-border/284-17.pdf

Evidence of the quality of research

[EQR3.1] Smith, A. [PI]. (2015-2017). Working Beyond the Border: International Labour Standards and European Union Trade AgreementS [ES/M009343/1]. ESRC. GBP400,950.

[EQR3.1] Awarded the journal prize for Best Joint Paper Published. Journal of Common Market Studies.

4. Details of the impact

Through a variety of activities related to the Working Beyond the Border (WBB) project, Smith has contributed to the reform of trade policy in Europe. This has led to enhanced trade policy provisions, improved agreements between the EU and trading partners, and the further development of sustainability goals in international trade.

The research shaped the European Commission’s Trade and Sustainable Development reform agenda and informed critical debate in the European Parliament

In 2017, Smith organised a stakeholder meeting in Brussels attended by European Commission officials, which led to a co-authored response paper to the Commission’s consultation on TSD reform; the response paper included several policy proposals based on Smith’s research findings [5.1]. Following this, Commission officials invited the WBB project team to further discuss policy reform. The Trade Policy Officer at the International Trade Union Confederation (ITUC) noted that this response ‘gave many civil society organisations a framework to use for their own submissions’ to the consultation [5.2]. The submission to the European Commission’s consultation process [5.1] was also cited by the Swedish Board of Trade in its submission in December 2017 [5.3].

Smith and his co-author’s recommendations were mirrored in the European Commission’s ‘way forward’ document (February 2018) [5.4] and reflected to some degree in future EU trade agreements. This included the need to:

  • adequately resource the institutional structures of the TSD process

  • widen the remit for civil society engagement and monitoring of EU trade agreements

  • move away from a standard template TSD chapter to one that recognises the specific labour and global supply chain issues and priority areas in each context and

  • achieve early ratification of international labour conventions to maximise leverage on trade partners to ensure policy change.

For example, the EU-Mercosur 2019 trade agreement includes a new article 11, specifically focused on “trade and the responsible management of supply chains” [5.5], an issue highlighted as a key limitation in previous TSD approaches by Smith’s research.

Additionally, Smith gave two invited presentations at the European Parliament, which fed into the policy reform process. The first in June 2017 was to a European Parliament International Trade Committee working group. The event’s organiser said the research presented gave a “fresh impetus and new ideas on how our members [of the European Parliament] can push the [European] commission to develop a more effective monitoring process, improve scrutiny and consider new mechanisms for implementation of FTAs” [5.6].

In November 2017 Smith presented his research to a conference on the Future of EU Trade Policy, which Members of the European Parliament (MEPs) and representatives from 12 EU national parliaments attended [5.7, 5.8]. A former MEP who participated said the research “was particularly helpful in identifying the root causes of the inefficiencies of [the] EU’s trade policy and proposed action for policy change” [5.7]. This led to a “plenary debate in the European Parliament in January 2018 on the basis of a parliamentary question drafted by our Group”, which raised, “in particular the shortcomings in civil society monitoring mechanisms” that the research identified [5.7]. The presentations therefore informed debates in the European Parliament, and recommendations from the research contributed to the adoption by the European Commission of its reform to the TSD model [5.7].

The research shaped debate and policy positions of international trade union organisations on the EU’s TSD approach and put pressure on the European Commission for reform

In 2017, Smith co-organised a series of events for key stakeholders, including:

  • An event with the European Trade Union Institute (September 2017), in which he presented WBB’s key findings to the European Trade Union Confederation (ETUC), ITUC staff, and delegates attending an ETUC meeting.

  • A workshop for trade union participants from EU trade partner countries (Korea, Moldova, Colombia) in December 2017.

  • A public discussion on the European Commission’s reform proposals involving trade union representatives and 40 participants from key EU institutions and civil society groups in Brussels.

  • Ongoing discussions with the ITUC that shaped its position on the effectiveness and potential reform of the Commission’s TSD approach.

A key member of ITUC staff stated that, overall, the project was:

of particular importance to my and other colleagues’ work because it provided […] new insight on the nexus between trade and sustainable development […] The project was impressive in identifying possible roots of the inefficiencies of EU’s trade policy and it proposed action for policy change […] [T]he project has been outstanding […] both in terms of the quality of its outcomes and the catalytic role it played in organising civil society in Brussels to engage on the trade-sustainable development agenda with a fresh look [5.2].

The research contributed to the reform of EU trade policy through the creation of a civil society network

Smith and WBB colleagues, in partnership with the ITUC and ActAlliance in Brussels, established Domestic Advisory Groups (DAGs) for Change, a civil society/academic group with members of trade agreement labour monitoring mechanisms. The team’s research and policy advice influenced the DAGs for Change discussions and informed its response to the European Commission’s July 2017 reform consultation. An ITUC member of the group stated that:

[t]he ideas from the WBB project […] have been important to the work of that group and have been used in the development of common positions […] on what reforms should be made to TSD chapters […] Partly as a result of pressure from the trade union and civil society groups who are involved in DAGS for Change, the European Commission is now itself recognising the limitations of TSD chapters within EU trade agreements [5.2].

Members of the DAGs for Change group have used the project’s findings to push for various reforms to EU trade and investment policy through the European Commission’s Expert Group on Trade Agreements [5.9]. Other members of the international NGO community have also drawn on the WBB findings, including Action Aid [5.10] and Friedrich Ebert Stiftung [5.11].

The research informed a major ILO report and contributed to the development of ILO training materials

The ILO, which sets labour standards worldwide, was engaged in the delivery of the WBB project’s impact throughout. Smith and the WBB project co-organised a workshop with the ILO on approaches to assessing the effectiveness of labour provisions in trade and investment agreements (December 2015). As a result of this, Smith was consulted on a review of a major ILO report on labour provisions in trade and investment policy (February 2016), and presented the WBB findings at the launch of the ILO report (December 2016). Smith also wrote a contribution for an ILO handbook [3.3], which is part of the European Commission’s training programme and is referenced in the European Commission’s policy statement in February 2018 [5.4].

The research informed UK government and Labour Party trade policy

In 2018, Smith was invited to join the UK’s Department for International Trade’s (DIT) new Trade and Sustainability Expert Advisory Group (ETAG). ETAG, which brings together business, trade union and NGO representatives, is the key advisory body to government on post-Brexit trade and sustainability issues. Based on his research, the group asked Smith and James Harrison (co-I) to draft a common position on trade and sustainability (September 2018). Non-DIT members of the ETAG subsequently adopted the common position recommendations as the basis for their principles of sustainability in future UK trade policy [5.12]. A key member of the group confirmed that:

[t]his was significant as it means a broad range of trade unions, employers, environmental groups and other civil society groups, are aligned in their priorities for trade to support effective enforcement of workers' rights, promote sustainable development and involve civil society [5.12].

The Labour Party also used the project’s findings to support the conclusions in its “green paper” on trade, which stated that “sustainable development chapters have not been effective” and “binding social clauses are needed” in future trade agreements [5.13]. This was part of the Institute for Public Policy Research’s wider initiative to argue for enhanced protection of labour rights in a future UK-EU trade agreement, which relied on WBB research findings [5.13].

5. Sources to corroborate the impact

[5.1] [Report] Barbu, M., Campling, L., Ebert, F., Harrison, J., Martens, D., Marx, A., Orbie, J., Richardson, B. & Smith, A. (2017). A Response to the Non-paper of the European Commission on Trade and Sustainable Development (TSD) chapters in EU Free Trade Agreements (FTAs), submitted to the European Commission consultation on its “non-paper”. The WBB project’s response was subsequently published by the European Commission alongside all submissions

to the consultation, available at:

http://trade.ec.europa.eu/doclib/docs/2018/july/tradoc_157122.pdf.

The Commission’s response and proposals are available at:

http://trade.ec.europa.eu/doclib/docs/2018/february/tradoc_156618.pdf.

[5.2] [Testimonial] Trade Policy Officer, International Trade Union Confederation (29 November, 2017). [Corroborator 1].

[5.3] [Feedback] to debate on Trade and Sustainable Development in EU Trade Agreements, see National Board of Trade Sweden submission to the consultation, 20 December 2017, Reg. No 2017/02011-3, pages 6 and 14 (referencing Barbu et al 2017 [ 5.1]):

http://trade.ec.europa.eu/doclib/docs/2018/july/tradoc_157122.pdf.

[5.4] [Feedback] European Commission, Feedback and way forward on improving the implementation and enforcement of Trade and Sustainable Development chapters in EU Free Trade Agreements, 26 February 2018: http://trade.ec.europa.eu/doclib/docs/2018/february/tradoc_156618.pdf.

[5.5] [Report] EU-Mercosur Free Trade Agreement, chapter on Trade and Sustainable Development, article 11: https://trade.ec.europa.eu/doclib/docs/2019/july/tradoc_158166.%20Trade%20and%20Sustainable%20Development.pdf

[5.6] [Testimonial] Political Advisor, Socialists and Democrats Group. International Trade Committee, European Parliament (20 July 2017). [Corroborator 2].

[5.7] [Testimonial] (former) Member of the European Parliament, International Trade Committee, European Parliament (7 December 2017). [Corroborator 3].

[5.8] [Testimonial] Head of Unit International Trade Committee, Socialists and Democrats Group, European Parliament (7 December 2017) [Corroborator 4].

[5.9] [Testimonial] Senior Policy Officer, ACT Alliance EU (20 July 2020).

[5.10] [Policy Brief] ActionAid. (2018). From rhetoric to rights: towards gender-just trade. September, page 11: https://www.actionaid.org.uk/sites/default/files/publications/from_rhetoric_to_rights_towards_gender-just_trade_actionaid_policy_briefing.pdf.

[5.11] [Report] Stiftung, F. E. (2018). Enforcing respect for labour standards with targeted sanctions, page ix: https://library.fes.de/pdf-files/bueros/singapur/14689.pdf.

[5.12] [Testimonial] Policy Officer, Trade Union Congress (4 February 2020). [Corroborator 5].

[5.13] [Report] The Labour Party. (2018). Just Trading.

http://docs.wixstatic.com/ugd/ac4ab1_3ed83d19c5424a30b4644ecb3de8573e.pdf and Institute for Public Policy Research. (2018). A Level Playing Field for Workers.

Submitting institution
Queen Mary University of London
Unit of assessment
14 - Geography and Environmental Studies
Summary impact type
Cultural
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

The Centre for Studies of Home (CSH) is an agenda-setting university-museum research partnership between Queen Mary University of London and the Museum of the Home (MoH). Through a programme of research funded by AHRC, ESRC, The Leverhulme Trust and Queen Mary, CSH has pioneered a socially, spatially and temporally expanded understanding of home; developed an intellectual framework for understanding domestic practice and personal meanings of home; and produced new knowledge about home in East London. This research programme has provided new ideas, methodological approaches, and rigorous evidence base:

  • to broaden and deepen museums strategic vision and scope

  • to diversify the MoH’s exhibitions and collection strategy to include under-represented priority areas

  • to strengthen the MoH’s engagement with its locality and to enhance residents’ understanding of home.

2. Underpinning research

CSH sets the agenda for research on home within and beyond Geography and provides a model for an effective and sustained university-museum research partnership. Founded in 2011, CSH is a research partnership between Queen Mary and MoH that has pioneered work on the geographies of the domestic sphere (everyday life, architecture, interior design and material culture), home beyond the domestic (broader ideas about dwelling, belonging, privacy and security), and home within and across a range of co-existing temporal and spatial scales (domestic, urban, national and transnational). CSH’s founding co-director, Alison Blunt, leads its research programme with academics, postdoctoral fellows and postgraduate students in Geography and across the Faculty of Humanities and Social Sciences at Queen Mary in collaboration with staff from the curatorial, learning and engagement teams at MoH.

To date, CSH has secured over GBP 1,700,000 in research income in internal and external funding [EQR.3.1, EQR.3.2, EQR.3.3, EQR.3.6] and has had 13 funded PhD students, six postdoctoral research fellows, and two artists-in-residence.

The research programme at CSH has focused on six under-represented priority areas at the museum, identified and agreed by staff at Queen Mary and MoH through regular workshops and steering group meetings:

  1. home and work: AHRC CDA programme of four studentships: Home-work: connections and transitions in London from the 17th century to the present, Blunt PI, 2012-15

  2. home and religion: AHRC CDA programme of four studentships: Home and religion: space, practice and community in London from the 17th century to the present, Blunt PI, 2015-18

  3. high-rise homes and gentrification: Leverhulme Trust Early Career Fellowship: Home and inhabitation: a biography of the Aylesbury Estate, Baxter, 2013-16; Leverhulme Trust Early Career Fellowship: Luminous Verticality: the changing geographies of East London at night, Laing Ebbensgaard, 2018-21

  4. home, migration and the city: Leverhulme Trust Artist-in-Residence Globe, Platun, 2016; Queen Mary Centre for Public Engagement Home-city-street, Blunt PI, 2017-18;

  5. teenage bedrooms: ESRC PhD Inside Teenage Bedrooms, Newson, 2012-15

  6. home histories: AHRC Living with the past at home, Nash PI, 2011-14.

Through this research programme, CSH has developed:

  1. An expanded understanding of home socially by producing new knowledge about servants and residents of high-rise housing and housing estates [3.1]; spatially by developing a new research agenda on ‘home-city geographies’ [3.2] and the intertwined geographies of urban dwelling and mobility [3.3, 3.4]; and temporally by developing new conceptualizations of the multi-layered temporalities of home and inhabitation [3.5, 3.6].

  2. An intellectual framework for understanding domestic practice and personal meanings of home through new conceptualizations and empirical knowledge about the relationships between identity, material culture and domesticity [3.5]; new methodologies to document personal meanings of home within and beyond the domestic interior, including ‘home-city biographies’ and other biographical approaches [3.1, 3.2]; and the co-creation of new knowledge and ways of working with artists and film-makers [3.4].

  3. New knowledge and understanding about home in East London through new conceptualizations and empirical knowledge about home and work for Vietnamese people in East London (including a book by Wilkins, 2019); understanding domestic religious practice and interfaith connections at home for Christian, Jewish and Muslim residents; and new collaborative work with Hackney Archives, Eastside Community Heritage, artists and film-makers, enabling new understandings about the relationships between home, neighbourhood and the city for residents who live close to the museum [3.4, 3.6].

3. References to the research

[3.1] Baxter, R. (2017). The high-rise home: verticality as practice in London. International Journal of Urban and Regional Research 41(2), 334-52. doi.org/10.1111/1468-2427.12451.

[3.2] Blunt, A. and Sheringham, O. (2019). Home-city geographies: urban dwelling and mobility. Progress in Human Geography 43(5), 815-34. doi.org/10.1177/0309132518786590.

[3.3] Owens, A. and Jeffries, N. (2016). People and things on the move: domestic material culture, poverty and mobility in Victorian London. International Journal of Historical Archaeology 20, 807-27 doi.org/10.1007/s10761-016-0350-9.

[3.4] Sheringham, O., Platun, J., MacAvinchey, C. and Blunt, A. (2019). Globe’s encounters and the art of rolling: home, migration and belonging. Cultural Geographies 27(2), 177-99. doi.org/10.1177/1474474019879100.

[3.5] Lipman, C. (2020). Heritage in the home: Domestic prehabitation and inheritance. London: Routledge.

[3.6] Blunt, A., Laing Ebbensgaard, C. and Sheringham, O. (2020). The ‘living of time’: entangled temporalities of home and the city. Transactions of the Institute of British Geographers (early view). doi.org/10.1111/tran.12405.

Evidence of the quality of the research

[EQR.3.1] Blunt, A. [PI]. (2012-15). Home-work: connections and transitions in London from the seventeenth century to the present [AH/J009482/1]. AHRC. GBP238,464.

[EQR.3.2] Blunt, A. [PI]. (2015-18). Home and Religion: space, practice and community in London from the seventeenth century to the present [AH/M007022/1]. AHRC. GBP254,388.

[EQR.3.3] Baxter, R. [PI]. (2013-16). Home and inhabitation: a biography of the Aylesbury Estate [ECF-2012-376]. Leverhulme Trust. GBP90,000.

[EQR.3.6] Laing Ebbensgaard, C. [PI]. (2018-20). Luminous verticality. Leverhulme Trust [Early Career Fellow]. GBP90,000.

[EQR.3.6] Nash, C. [PI]. (2011-14). Living with the past at home: Domestic pre-habitation and inheritance [AH/I022090/1]. AHRC. GBP292,116.

4. Details of the impact

Broadening and deepening MoH’s strategic vision and scope

CSH has provided the intellectual framework to support the museum’s move from:

(i) a focus on English domestic interiors of middle-class Londoners (The Geffrye Museum of English Domestic Interiors); to (ii) a socially, spatially and temporally expansive understanding of home (The Geffrye Museum of the Home); and (iii) its rebranding in 2019 prior to its planned reopening in 2021 as The Museum of the Home following an GBP18,100,000 Heritage Lottery Fund redevelopment project [5.3].

According to a former Curator at the Geffrye Museum, 'The research partnership with Queen Mary [has] had a transformative effect on the museum's understanding and interpretation of home' [5.1]. For the former Head of Collections and Exhibitions, ‘The inclusion of CSH research material in our collections, galleries and programmes has been key to the museum’s long-term strategy of becoming more relevant and more able to meet the needs of diverse local audiences’ [5.2].

Research at CSH has shaped MoH’s more inclusive approach to collections and exhibitions by, as the MoH Director states, ‘interrogating the meaning of home for diverse audiences and challenging how the concept of home is represented in a museum environment’ [5.3]. CSH has expanded the museum’s research capacity and embedded research as a core activity, as evidenced by the museum’s annual reports [5.4, 5.5], staff development (joint doctoral supervision by 15 museum staff), joint publications (Blunt et al., 2013; Blunt and John, 2014; Owens et al., 2016), and research events and activities (including 48 seminars, 12 conferences/workshops, annual lectures and PG study days attended by a total of over 1000 participants). CSH has ‘transformed the museum into an active space for debate and dialogue and a place for new research’ [5.3]. CSH is ‘one of the key pillars of the museum’s work. It demonstrates our capacity for partnership and collaboration. It gives us intellectual authority and gravitas, and raises our standing’ [5.2]. CSH ‘events, seminars and study days [have] allowed the museum’s staff to engage with the most current and challenging research relating to the subject of home’ [5.6].

Research at CSH has been included in the museum’s annual reports since 2011. Reporting that ‘much of our research is carried out through CSH,’ the annual report for 2014-15 states that ‘Our research programme continues to thrive, enhancing our intellectual approach and understanding of our subject area. The research supports the development of our displays and learning and exhibitions programmes in a sustainable way, enabling our staff and visitors to engage with new ideas and findings’ [5.4, p.8]. Under ‘Vision,’ the annual report for 2016-17 states that ‘through CSH … we are both initiating new research and encouraging international knowledge exchange and dissemination’ [5.5, p.3].

Diversifying MoH’s exhibitions and collections strategy into under-represented priority areas

Research at CSH has ‘given the museum the confidence and expertise to develop its practice in new ways’ [5.3]. Five co-curated exhibitions displaying CSH research have addressed under-represented subjects in the museum [5.5, p.7]: Swept under the carpet? Servants in London households, 1600 to 2000 made domestic service visible in the period rooms for the first time (c.43,000 visitors); The Aylesbury Estate as Home (2016; c.15,000 visitors) enabled the museum to address social housing for the first time [3.1]; Inside teenage bedrooms enabled the museum to reflect young people’s cultural practice and stimulated intergenerational dialogue (c.23,200 visitors); Home thoughts: stories of living in London (2017-18; c.18,600 visitors) featured films and displays on domestic religious practice for the first time; and Who once lived in my house? (2016; c.12,500 visitors) provided a new approach to thinking about home and temporality beyond the chronological history of home presented in the period rooms [3.5].

Research methods and findings at CSH inspired new museological approaches at the museum including (i) personal scenarios that put previously hidden histories at the heart of the period rooms [5.1] and informed ‘a new room-set scenario in the refreshed Rooms through Time displays’ ( Swept under the Carpet) [5.3]; (ii) personal testimonies and photographs in all four contemporary exhibitions, directly influencing the museum’s manifesto pledge that ‘personal stories are our lifeblood’ and with a long-term legacy in the new permanent Home Galleries ( Inside Teenage Bedrooms, Home and Religion) [5.3]; and (iii) work with contemporary artists ( The Aylesbury Estate as Home, Globe), described as ‘a very good developmental step for the museum’ [5.2, 5.5; 3.1, 3.4]

The exhibitions reached diverse audiences through the co-creation of school learning resources, performances, talks, tours (including for Hackney deafPLUS), youth, community holiday projects, and private view events. Swept under the carpet and Inside teenage bedrooms ‘provided inspiration for a range of craft-based multi-sensory workshops’ [5.5, p.8]. According to an Assistant Curator at the museum the ‘depth and quality of research produced by the Centre’ enabled many visitors to have ‘an emotional as well as an intellectual response to the material displayed’ [5.6]. One visitor to Swept under the carpet described the exhibition as ‘inventive and insightful and a great way to bring simple, real stories of “hidden” people alive,’ whilst another wrote that ‘it’s really made me think. [I] appreciate the way in which it draws on the current situation and connects it to the past’ [5.7]. In response to the Aylesbury Estate as Home exhibition, an American visitor wrote that ‘Everyone deserves a home. Protect the vulnerable. We’re all in this together. Great exhibit!’ whilst an Australian visitor reflected that it was positive ‘to gain alternative perspectives about life in a housing estate. Very sad about the dispossession and displacement experienced by some residents.’ Another visitor noted that it was ‘such an important exhibition, noting the intersection of design, housing policy, socio-economic change and community politics’ [5.7]. In articles about Inside Teenage Bedrooms, the Huffington Post reported that ‘Teenage bedrooms remind us of the life-changing magic of making a mess,’ whilst, for the Hackney Citizen, ‘[The] exhibition shows how the teenage bedroom is ‘a world of its own’ [5.8].

Research on the ‘Home-work’ programme provided the knowledge and rationale to enhance the collections, specifically to acquire the 18th-century print ‘Moll Handy’, depicting a servant embodied by the tools of her trade. Research on the ‘Home and religion’ programme led to the acquisition of a mezuzah (used to mark the threshold of a Jewish home) from a research participant. CSH co-produced a protocol for depositing material from collaborative research in the collections. Interview transcripts and photographs from CSH research on teenage bedrooms; Christian, Jewish and Muslim religious practice at home; and home, work and migration for Vietnamese people have been deposited in the Documenting Home collection, helping to diversify and deepen the collections and to ‘represent our local audiences’ in perpetuity [5.2, 5.3, 5.9].

Strengthening MoH’s engagement with its locality and enhancing residents’ understanding of home

The ‘Home-work’ AHRC CDA programme included research with Vietnamese residents about home, migration and the city that ‘helped GM build lasting contacts with the Vietnamese community’ close to the museum [5.2]. ‘Home-city-street’ [3.2, 3.6, 5.3, 5.10] has deepened links with the local area through two indoor street parties, artist-led workshops, a workshop at Hackney Archives, and four short films screened at MoH, Hackney Archives, Ali’s kebab shop (belonging to one of the participants) and the crypt of St Peter’s Church. These activities were attended by more than 250 people.

In addition, the app-based audio-walk ‘Home-city stories’ [5.10] was developed in collaboration with MoH and Hackney Archives (available on the izi.travel app) and runs from one to the other around Kingsland Road. ‘Home-city-street’ led MoH to think beyond a ‘confined’ sense of home to ‘vistas out’ into the wider city [5.2] and enhanced ‘our relationship to our local communities’ [5.3]. ‘Home-city stories’ has been evaluated with groups of teachers, students, older residents on the digital project ‘Hello Hackney,’ and museum and archive staff from MoH, Hackney Archives and Hackney Museum. Participants were positive about learning about ‘the lives behind the buildings’, hearing the voices of residents of different ages and ethnicities living in the same neighbourhood, and the importance of being reminded about racism in this area, particularly in the 1980s. For a long-term Hackney resident who works at Hackney Archives and Library, the audio-walk ‘made [them] think about where [they] feel at home’. For a learning manager at Hackney Museum, the audio-walk ‘gave [them] a deeper, more personalised understanding of conflicting views of Dalston as home: for example, one resident talking about Kingsland not feeling safe anymore and another saying the opposite’. The audio-walk made a group of three geography teachers think differently about ‘issues of community and belonging […] different views of people within the community; in-depth thinking; different scales and understandings of home: where you are born or where you live? [and] how areas have changed’ [5.7 & 5.10].

5. Sources to corroborate the impact

[5.1] [Testimonial] Curator at The National Archives (2018–present) and former Curator at the Geffrye Museum (2006-19).

[5.2] [Testimonial] Head of Collections, Learning and Engagement at the Geffrye Museum (1996- 2018) and co-director of CSH (2011-18).

[5.3] [Testimonial] Director of the Geffrye Museum / Museum of the Home (2017 – present) and co-director of CSH (since 2018).

[5.4] [Report] The Geffrye Museum Trust. (2015) Annual Report and Accounts. https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/458562/Geffrye_Museum_annual_report_and_accounts_2014-15.pdf).

[5.5] [Report] The Geffrye Museum Trust. (2017) Annual Report and Accounts. https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/628758/60284_HC_97_GM_Print.pdf

[5.6] [Testimonial] National Trust Collections and House Manager (2019 – present) and former Assistant Curator at the Geffrye Museum (2013-18).

[5.7] [Feedback] Curator (Research), Museum of the Home: (a)Visitor books for 'Swept under the carpet' and 'The Aylesbury Estate as Home’; (b) evaluation of ‘Home-city stories’ audio-walk. [Corroborator 1]

[5.8] [Media] Inside Teenage Bedrooms exhibition: Huffington Post 10.10.16 https://www.huffingtonpost.co.uk/entry/teen-bedrooms_n_57f7e4d8e4b068ecb5de0eac?ri18n=true and Hackney Citizen 2.11.16 https://www.hackneycitizen.co.uk/2016/11/02/teenage-bedrooms-exhibition-geffrye-museum/

[5.9] [Website] Museum of the Home (a) faith and religion https://www.museumofthehome.org.uk/explore/our-collections/faith-and-religion/;

(b) https://www.museumofthehome.org.uk/what-we-do/our-work/.

[5.10] [Website] Home-city-street www.qmul.ac.uk/homecitystreet/ including a link to the ‘Home-city stories’ app-based audio-walk available on izi.travel (search for ‘Home-city stories’).

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