Impact case study database
- Submitting institution
- York St John University
- Unit of assessment
- 28 - History
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
This impact case study is the result of a multidisciplinary collaboration between mathematicians and historians in York (the York Historical Warfare Analysis Group) which integrates historical and mathematical models of war and combat. The impact is in the form of:
Contribution to the interaction of interdisciplinary historical research and defence organisations through delivery to and dialogue with a wide variety of defence-analysis and military audiences at professional meetings and symposia and in the military organisations themselves – the US Naval Postgraduate School and US Naval War College, and Royal Air Force Air Command HQ, resulting in a reappraisal of current practice based on the latest research into its historical context.
Expanding the arena of historical debate in established areas of public interest, for example the Battle of Britain, a major historical event with high salience in national and international popular culture. Our 2020 article in JMH coincided with the battle’s 80th anniversary and sparked a lively and global public debate about its significance and outcome.
2. Underpinning research
The narrative of Britain’s performance in the wars of the twentieth century has largely been shaped by ‘popular’ historians whose work straddles the academic and media spheres. Such figures have considerable ability to influence public perceptions and from the 1960s a ‘declinist’ narrative emerged, particularly influenced by Corelli Barnett which suggested a fundamentally poor British performance in war understood in the context of Britain’s accelerating relative decline as a power in the post war period. This analysis is concentrated on technical shortcomings in the scientific and industrial spheres. Our view was that this was fundamentally problematical because historians from a humanities background were ill qualified to comment on such issues, whereas scientific academics do not normally enter debates on national performance in a historical context. As historical specialists in this field Horwood and Price were able to provide the historical context by which the scientific academics were able to present and amplify their research in these areas in ways not previously attempted. No articles had previously appeared in leading historical journals co-authored by academics in History and Mathematics departments.
This, therefore, is multidisciplinary work, involving historians (Horwood and Price, of York St John University) working with mathematicians (Mackay and Wood at York) in a collaboration which has gradually built up to produce research papers in the leading academic journals in history and operations research, and in leading professional journals for military matters. Our aim has been to influence public and professional debate and perception with appropriate and hitherto un-attempted collaboration between scientific and historical academics.
Our research has concentrated on two areas of historical controversy.
Air Power
The main strand of the underpinning research is on air power which began with a study of the military principle of concentration and its importance to the tactics employed by the RAF in the Battle of Britain [3.1]. The central outcome is that air combat is asymmetric: the scaling of losses is different for attackers (of ground targets) and defenders. Air doctrine tends to stress the overwhelming importance of air power as an offensive weapon, but is largely silent on the most effective means to deny this weapon. These emerge clearly from the research: deterrence, dispersal, parsimonious use of resources to deny attacks, and maintenance of a force in being. This impacted the ‘big wing’ controversy, which is a perennial aspect of the public Battle of Britain debate. The most recent piece of research is methodological [3.2], using weighted bootstrap techniques for counterfactual history, and validated on Battle of Britain data.
Naval Warfare
A second historical strand concerns naval warfare which allowed us to analyse the Battle of Jutland [3.3], in World War One. We argued that the Battle was the culmination of a decade-long programme of naval construction of Dreadnought battleships which was guided by a correct understanding of the novel tactics they required, in contrast to a prevalent assumption that British doctrine and equipment were fundamentally flawed. This understanding was argued to result from the underlying mathematical models (which were simultaneously developed in the UK, USA, France and Russia). A more detailed simulation of Jutland’s precursor, the Battle of the Dogger Bank, allowed us to propose and test a novel application of Approximate Bayesian Computation to history [3.4].
3. References to the research
[3.1] Niall MacKay and Christopher Price, Safety in Numbers: Ideas of concentration in Royal Air Force fighter defence from Lanchester to the Battle of Britain, History 96 (2011) 304-325. https://doi.org/10.1111/j.1468\-229X.2011.00521.x
[3.2] Brennen Fagan, Ian Horwood, Niall MacKay, Christopher Price, Ed Richards and A. Jamie Wood, Bootstrapping the Battle of Britain, Journal of Military History 84 no. 1 (2020) 151-186. [Listed in REF 2]
[3.3] Niall MacKay, Christopher Price and A. Jamie Wood, Weight of Shell Must Tell: A Lanchestrian reappraisal of the Battle of Jutland, History 101 (2016) 536-563. https://doi.org/10.1111/1468\-229X.12241
[3.4] Niall MacKay, Christopher Price and A. Jamie Wood, Weighing the Fog of War: Illustrating the power of Bayesian methods for historical analysis through the Battle of the Dogger Bank, Historical Methods 49 (2016) 80-9. https://doi.org/10.1080/01615440.2015.1072071
4. Details of the impact
Professional Military and Defence Engagement
Our work has been widely shared with professional military organisations outside the University sector in the US and the UK. MacKay visited the US Naval Postgraduate School twice to give the main Operations Research colloquium, to a mixed audience of about 100 faculty and students (module OA2900), speaking in 2016 on Concentration and Asymmetry in Air Combat (28/1/2016). This was based on the culmination of the air power strand in a professional journal Royal Air Force Air Power Review, [5.5] with general analyses which included the US-Japanese Pacific Air War, Korea, the Falklands, Vietnam and the First Gulf War. This work has also been presented to other professional audiences composing defence analysts and ranking service personnel, including Historical Analysis for Defence and Security (HADSS) 2014, DSTL Portsdown, (22/5/2014); the International Symposium on Military Operations Research (ISMOR), London, (31/7/2014). Our paper at the latter event led through an audience member to an exceptional invited lecture to Royal Air Force Air Command HQ, High Wycombe, (11/11/2014) delivered to ‘Service personnel of mixed rank from Airmen to Officers and civilian grades from junior to principle scientists’. The organiser of the event said, summarising audience response, that the presentation ‘was pitched at about the right level, one adding it was the best explanation of Lanchester he’d seen, and it was complemented well by the historical context; it all flowed well.’ [5.1] This event further resulted in extended email discussion, one senior audience member remarking that our research dealt with issues in which ‘I am very interested, and which seems to me vitally important when planning not only tactics, but also future force structures, basing, etc.’ [5.1] Academic presentations also included professional and service personnel – for example, the audience at a seminar for the University of Oxford Changing Character of War series, 24/2/2015, included the commander of the Australian Defence College, who subsequently visited YHWAG in York for discussions.
The naval warfare strand has been presented to professional audiences including ranking officers at HADSS 2017, (24/5/2017); as a specialist seminar at the NPS (29/1/2016); and as an Eight Bells lecture to a mixed audience of public, students (staff course officers) and faculty at the US Naval War College. [5.2] This lecture is currently on YouTube, (11/01/21) showing 7,781 views, plus comments.
[3.4], the simulation of the Battle of the Dogger Bank, was statistically innovative and arrived at novel historical conclusions suggesting that the British victory in the battle was highly improbable based on historical evidence and statistical analysis. This led to an invited cover feature in June 2017 for Significance magazine, [5.6] the joint ASA/RSS, US/UK professional magazine for the statistics community which presented our findings to a wider audience .
Public Engagement
Our research has been judged important by national and international media outlets and their presentation of it has generated considerable and intense public debate. [3.2] Bootstrapping the Battle of Britain generated a great deal of media coverage, [5.3] including a controversial Daily Mail article which received 1990 Comments (17/12/20 comments, and articles in Ars Technica (USA/UK) , Popular Mechanics (USA) , New Atlas (Australia), Big Think (USA) , Fox News (USA) , Business Telegraph (UK) and Legion (Canada), among others . [3.2] was perceived as ‘a startling study’ (Fox News) challenging the “myth” of the Battle of Britain in British popular culture, and its impact on popular discourse. According to historical communicator Dan Snow, it ‘sent the history world into meltdown’, largely due to its discussion of a probable German victory in certain possible circumstances, which generated a heated dispute beyond academia between members of the public in many countries who either supported the findings of the research or disputed them, the latter group being described as ‘proud Britons who would rather let their “finest hour” speak for itself’ (Legion **[5.3]**) . A different view was expressed in a comment on the Popular Mechanics article discussing [3.2] which argued that: ‘I appreciate being reminded of my history as I have family on both sides. This type of study is essential to prevent future wars on this scale. Knowledge is a powerful tool in life. Thank you for sharing this story’. [5.3] An interesting contributor was the important independent scholar Stephen Bungay, author of the influential and commercially successful The Most Dangerous Enemy: A History of the Battle of Britain who came across a report on [3.2] in Sci-Tech Daily and was ‘anxious to learn more about the methodology you used’ as we appeared to contradict his own conclusions presented in the 2005 Granada series Battlefield Detectives. [5.3] A friendly and fruitful dialogue has ensued. The initial response to [3.2] led to a second stage of coverage, including a further Legion article and an article for Weekendavisen (Denmark). In response to the public debate generated by the Daily Mail Article, Dan Snow interviewed Mackay and Wood for an episode of his HistoryHit podcast entitled Battle of Britain What Ifs which also covered our published research into the Battle of Jutland and broader questions about probabilities in history and their quantification, generating a second stage of impact. The full episode was listened to 105,000 times, Dan adding that: ‘I loved these guys and hope we get to work together again’ [5.3]
At the local level, The York Historical Warfare Analysis Group (YHWAG) has delivered a range of public engagement events [5.4], including:
Friction in War, York Festival of Ideas, (19/6/14), combined lecture/simulation
The Battle of Jutland: Mathematical Wargaming of Naval Conflict, combined lecture/simulation Jutland centenary event, (5/6/16).
5. Sources to corroborate the impact
[5.1] Correspondence: Referencing lecture at RAF Air Command High Wycombe 11/11/2014.
[5.2] Media: US Naval War College. Eight Bells lecture, Naval War College Museum, Feb 4, 2016.
YouTube. Accessed: 11/01/21.
[5.3] Report: Battle of Britain. Press clippings from all cited sources & e-mail discussion with Dan Snow & Stephen Bungay. HistoryHit is Dan Snow’s subscriber video & podcast channel, which has 12K subscribers and has received a total of 4M views/listens. The episode in which we appeared has been listened to 105,000 times (full episode, not the 2 second metric used by online video platforms like YouTube). The quotation in Section 4 is from “Episode details” for the interview, at https://play.acast.com/s/dansnowshistoryhit/402b3157-6b34-4811-aa8c-61ce4016ece0 Accessed: 11/01/21.
[5.4] York Historical Warfare Analysis Group:
http://www-users.york.ac.uk/~nm15/YHWAG/events.html Accessed: 11/01/21.
Publications in professional journals:
[5.5] Ian Horwood, Niall MacKay and Christopher Price, Concentration and Asymmetry in Air Combat: Lessons for the defensive employment of air power, Royal Air Force Air Power Review 17 no.2 (2014) 68-91.
[5.6] Niall MacKay, Chris Price and Jamie Wood, Dogger Bank: Weighing the Fog of War, Significance 14 no.3 (June 2017) 14-19
Accessed: 11/01/21.
- Submitting institution
- York St John University
- Unit of assessment
- 28 - History
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
This impact case study engages with the experience of York and Yorkshire in twentieth century war and preparation for war. We have mobilised our published research into the local experience of war and oral history technique to generate impact in a grassroots project enabling local people to come together and engage with their own history. The case study reaches the least advantaged sectors of society and is intergenerational. Our research has also helped to sustain the activities of a major local heritage institution closed to the public by the pandemic.
We have created research impact in and through new partnerships with local branches of two national organisations, English Heritage and the Royal Observer Corps Association [ROCA]. Our research has created a major oral history project with ROCA members, now empowered to share and shape their histories and our research has facilitated knowledge transfer between retired ROCA members and young people, positively impacting their educational aspirations in events created for the English Heritage ‘Shout Out Loud’ initiative.
2. Underpinning research
The impact of war or the prospect of war on ordinary people is transformative and a social fact of considerable importance involving different approaches from academic historians. Price [3.1] in the first academic article on the subject studied the impact of the ‘Baedeker’ Air raid on York in 1942, in the context of the development of Air Raid precautions at local level and the public perception of the danger of air attack over preceding decades. This research revealed that as the central government wished to distance itself from the cost of ARP, particularly shelter provision, the safety of the local community depended heavily on the commitment of the population to its own defence, largely because of the massive scale of recruitment required for local ARP services. In the case of York this research suggested that the performance of the community was exceptionally good, but that many lives were lost as result of inadequate shelter provision from central government. This research has informed dialogue with collaborators, primarily the York Cold War Bunker and the Royal Observer Corps Association [ROCA] and identified common and continuous features with the Cold War period.
Brumby’s research focuses particularly on the mental health of ex-servicemen and the community more widely in World War One and is of particular importance in the context of the response of local communities to the trauma and stresses of war whether combatant or non-combatant. Though an early career researcher, she has accumulated an impressive body of published work, and her two chapters in important recent collections with Palgrave are fundamental to this case study. In [3.2] she examines the interaction of the local community in Huddersfield with wounded servicemen in the Huddersfield War Hospital and examines the soldiers and civilian’s negotiation of these relationships. The chapter’s focus on at artistic and cultural responses to war has helped to inform the programme of events with ‘Shout Out Loud’ and Grimm and Co to help disadvantaged young people to create their own imagined narratives of the Cold War. [3.3] provides an innovative approach to the use of the techniques of oral history. This chapter stresses the importance of oral history methodology for the exploration of the key themes of her research and she is currently building on her earlier work to encompass conflicts within living memory, particularly in the Cold War context, and this has facilitated dialogue with ROCA veterans concerning the stresses of anticipating nuclear war. It has also been central to her work with Shout Out Loud. According to the Youth Participation Officer for Shout Out Loud ‘the highlight of this project was the support provided by Alice Brumby from York St John University’. She provided a ‘skills-based workshop on the discipline of oral history and interview skills’. This helped, ‘not only to develop the participants’ knowledge base and skill set but also their confidence to ask questions and undertake interviews. They also found the sessions to be engaging and fun.’ [5.2]
3. References to the research
[3.1] Christopher Price, ‘The Political Genesis of Air Raid Precautions and the York Raid of 1942’, Northern History, Volume XXXVI, October 2000. https://doi.org/10.1179/007817200790177851
[3.2] Alice Brumby, ‘Tommy Talk: War Hospital Magazines and the Cartoons of Resilience and Healing,’ in The Palgrave Handbook of Artistic and Cultural Response to War since 1914: The British Isles, the United States and Australasia, Ed. Martin Kerby, (Palgrave Macmillan, 2019). FINAL MarsandMinerva_Tommy Talk.pdf (yorksj.ac.uk)
[3.3] Alice Brumby, ‘The National Schizophrenia Fellowship: Charity, Caregiving and Strategies of Coping, 1960-1980,’ in Healthy Minds in the Twentieth Century: In and Beyond the Asylum, eds. Steven J. Taylor and Alice Brumby (Palgrave Macmillan, 2019). https://doi.org/10.1007/978\-3\-030\-27275\-3\_9
4. Details of the impact
The study began with a public engagement event hosted by York Festival of Ideas designed to share our research about the local community with it. ‘Propaganda and the People in Wartime Yorkshire’ (08/06/19) was delivered by staff and students presenting their research at undergraduate and postgraduate level to an audience of 60 members of the public. Feedback obtained by questionnaire and email response suggested that perspectives had been changed by the event and offers of assistance with the project from local people keen to interact with our research were received. One of our undergraduate students (now an MA graduate) speaking on the naval attack on Scarborough in WW1 was contacted by a member of the audience who was about to publish a book on parcels for troops made by York confectioners and established a dialogue [5.5].
As a result of this event, a connection was established with the Curator of the York Cold War Bunker, an English Heritage site, who suggested collaborative work with the Royal Observer Corps Association (ROCA) to establish research based on an oral history of the organisation, its place in society and the mental and emotional stresses experienced by civilians during the Cold War. He states that ‘the academic rigour and experience brought by Dr Brumby and Dr Price was integral in defining the nature of the proposed research’ and that ‘the project is underpinned by the experience of Dr Price in twentieth century political economic and military history and Dr Brumby’s experience in social history, specifically her approach to oral history’ [5.1].
After meetings with the ROCA chairman and the curator of the Cold War Bunker, a series of events entitled ‘Protest and Protect’ was organised for June-September 2020, with internal funding secured from English Heritage. This programme was curtailed as face-to-face public events at the Bunker and the University became and remained impossible. We responded by refocusing our collaboration, enabling the University to help the Cold War Bunker maintain its professional links and educational reach by adapting our events to run online in real time. We secured funds to employ a final year undergraduate student under the University’s ‘Students as Researchers’ scheme and staged an online event with the Bunker (17/11/20) at which members of ROCA joined a round table discussion in the context of our research and its relevance to their experience. Thirteen ROCA members participated in the project which built on the research underpinning the case study, exploring the experience of ROCA members and the effects of planning for Armageddon on their lives. All participants agreed to take part in oral history interviews with our student, currently underway [5.3].
The curator suggested a further collaboration with the English Heritage ‘Shout out Loud’ project, designed to enhance involvement of disadvantaged young people between 11 and 24 in heritage. A double workshop was staged (25/11/20) with Grimm and Co of Rotherham which uses ‘creative educational approaches to narrow the gap for marginalised children, young people and adults’. Rotherham is ‘a particularly under-resourced part of the UK with some of its boroughs ranking in the bottom 2% on the indices of multiple deprivation scale’ [5.4]. This project is the first stage of a creative writing project with the young people, which is designed to boost their confidence and literacy skills. In working with this group, we have engaged with ‘a group of young people who would otherwise not have the opportunity/inclination to visit a heritage site’ [5.4]. The workshop included our student researcher and produced a discussion with thirteen young people involving our research.
After our workshop on delivery of oral histories, the young people met with ROCA, to ask them about their experiences, enabling knowledge exchange. The Youth Participation Officer for Shout Out loud from English Heritage states that ‘The work undertaken by Alice and Dominic gave the youth group the experience of engaging with a higher educational institution. For a group of young people from an under-resourced area with comparatively low levels of school attainment and adult qualifications, this was a fantastic outcome, even more so as the group of 13 includes 4 individuals who are disabled/have additional needs’ She added that ‘One of these participants who has dyslexia has since mentioned that they are considering applying to study history and/or archaeology at university level. Therefore, the impact of Alice and Dominic’s session on the educational aspirations of the group cannot be overstated’ [5.2].
Overall, this project is a collaboration between local people and institutions, academic historians, and research students which has achieved research impact in enabling local communities to deepen and develop their understanding of their history and heritage. The Curator of the Bunker states that ‘the project has brought together ROCA members with young people from disadvantaged areas who were able to connect with the heritage and lived experience of their region in a way that would not otherwise have happened’ [5.1]. The case study has adapted dynamically to circumstances and the Curator of the Bunker notes that ‘you have run with this idea and in the midst of everything are making something meaningful happen’ [5.4].
5. Sources to corroborate the impact
[5.1] Testimonial: Senior Curator, Collections North, English Heritage.
[5.2] Testimonial, Youth Participation Officer (North) for Shout Out Loud, English Heritage.
[5.3] Report: Event Feedback & e-mails re ROCA Round Table Event (17/11/20) & Shout Out Loud workshops (25/11/20).
[5.4] Correspondence: Senior Curator, Collections North; Youth Participation Officer for Shout Out Loud, English Heritage
[5.5] Report: Public questionnaire and feedback from York Festival of Ideas Propaganda and the People in Wartime Yorkshire (8/6/19)