Impact case study database
Search and filter
Filter by
- Edge Hill University
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Submitting institution
- Edge Hill University
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Our collaborative and co-produced research has had wide ranging impact on the care and management of acute and chronically ill children in clinical and community settings. Our impacts include: (1) informing the guidance and practice of clinical holding and restraint for children undergoing clinical procedures; (2) improving children’s health literacy within hospital settings; (3) improving public understanding of the stigma experienced by young people relating to the disclosure of a chronic condition; and (4) enhancing the practice of assessment and management of pain in children with profound cognitive impairment. These impacts have been achieved through our innovative use of child-centred methodologies and the generation of highly accessed resources, guidelines and apps.
2. Underpinning research
More than 10 years of collaborative, child-centred research with children, families and health professionals both in the UK and overseas underpins this case study. Embedded throughout all stages of our research is an authentic commitment to engagement with children and families and much of our work has been co-produced with children, young people and families. Our work has contributed significantly to improving children and young people’s healthcare experiences.
Providing an evidence base to inform the practice of holding and restraint for children undergoing clinical procedures
This work focussing on the use of holding (often against children’s will) to carry out procedures is based on two primary research studies and a literature review. The research initiating this programme of work was a Grounded Theory study of the holding of children for procedures within a children’s hospital (observation of 30 procedures and interviews with children, parents and health professionals). This study developed our conceptual understanding of holding as an inevitable and often unquestioned part of paediatric practice (output 1). This work then led to an international study (15 countries) conducted with colleagues from Australia and New Zealand to examine professionals’ (n=827) reported practice when faced with an uncooperative child needing a procedure. We identified that professionals reported frequently being involved in situations where a child was held despite an awareness of what good practice ‘looks like’ when working with children undergoing procedures. The findings highlighted that professionals can struggle to step back from a difficult situation and balance the child’s needs against the perceived need to get the procedure done (output 2). Our key recommendation from this body of work is the need for a ‘clinical pause’ prior to procedures to facilitate good procedural and child-centred care, to prevent an escalation of upset and the use of holding.
Enhancing the conceptual understanding of children’s procedural health literacy within hospital settings
Health literacy is focussed on children’s ability to access, understand and use health information to make meaningful choices and decision about their care. Our work is novel in contributing to this concept in relation to children undergoing procedures within hospital. An example of this work is the Xploro project (funded by Innovate UK), which used a two-stage design to investigate children’s information needs when they attend hospital for a procedure. We conducted a mixed-methods before and after study (80 children, 80 parents) within a children’s hospital (NW England) to evaluate the Xploro digital platform intervention. The findings showed that children who accessed Xploro reported statistically significant less procedural anxiety, more procedural knowledge and were more involved in their procedure (important elements of procedural health literacy). The digital platform also had a positive influence on parents’ procedural anxiety and knowledge (output 3). Our work contributing to a conceptual understanding of children’s procedural heath literacy is also demonstrated through our ‘Children Coming to Hospital’ project which involved facilitating drama workshops with 15 children to explore what supports and can act as a barrier for children when they attend hospital for procedures. The findings highlighted that children often felt ‘small’ and overshadowed during their procedure and that having/understanding their choices and being informed helped to positively influence their procedural experiences.
Enhancing conceptual understanding of the stigma experienced by young people relating to the disclosure of a chronic condition
The Being Me with IBD study has generated a portfolio of 4 papers. Funded by Crohn’s and Colitis UK, it used a sequential, two phase, mixed methods design to explore friendships, well-being and feelings of social connectedness among young people (aged 14-25yrs) with IBD from three hospital settings, 2 in the NW England and one in London. Phase 1 (n=130) used a cross-sectional questionnaire design and addressed issues related to the association of disease symptoms with mental health and well-being, including loneliness, friendship quality and social self-efficacy (output 4). Phase 2 (n=31) used in-depth qualitative participatory interview methods to explore their friendships and friendship networks (output 5). Our novel findings show that specifics about the disease (severity and pain) predicted poorer mental health, suggesting that discussion of mental health should be part of the clinical dialogue between patient and consultant. In addition, embarrassment about their condition increased depression, anxiety and loneliness, which mediated the relationship between disease severity and well-being. Thus, it is important to consider how perceived stigma affects those with chronic illnesses, and this creates a driver for these issues to be explored in clinical practice (output 4). Another novel contribution arises from our findings around friendship; friendships can be supportive but also challenging. Clearer conversations within clinic settings (clinicians) and in education settings (teachers) could mitigate some of the challenges (e.g., disclosure) that young people face.
Enhancing the understanding and practice of the assessment and management of pain in children with profound cognitive impairment
Our work has focused on how parents and healthcare professionals (HCPs) acquire and develop the knowledge and skills to assess and manage pain in children with complex healthcare needs and who are profoundly cognitively impaired. It builds on a programme of work developed prior to 2014. The study used a convergent parallel mixed-method design using quantitative (phase 1: survey by parents) and qualitative (phase 2: interviews with parents and HCPs) data collection methods over an eight-week period. It focused on parent-reported pain experienced by children with profound cognitive impairment and parents’ and HCPs’ experiences and perceptions of assessing and managing pain in this diverse group of children. This work has provided key information about the frequency, nature and burden of pain for this group of children and advanced conceptual understanding of how parents, with very little formal training from HCPs, develop a robust ‘sense of knowing’ through embodied knowledge and via specifically situated experiential learning with their child (output 6). Our work also presents the concept of ‘navigating uncertainty’ as a theoretical explanation for the erosion of confidence often reported by HCPs who provide pain-related care for children with cognitive impairment. These findings reveal the tensions evident in communication between parents and HCPs and identified how these tensions could be mitigated through training and education, the importance of acknowledging parental expertise and the need to ensure that goals of treatment in terms of ‘effective pain management’ are shared by parents and HCPs (output 6).
3. References to the research
Output 1: Bray, L., Carter, B., Snodin, J., 2016. Holding Children for Clinical Procedures: Perseverance in Spite of or Persevering to be Child-Centered. Res. Nurs. Heal. 39, 30–41. https://doi.org/10.1002/nur.21700
Output 2: Bray, L., Ford, K., Dickinson, A., Water, T., Snodin, J., Carter, B., 2019. A qualitative study of health professionals’ views on the holding of children for clinical procedures: Constructing a balanced approach. J. Child Heal. Care 23, 160–171. https://doi.org/10.1177/1367493518785777
Output 3: Bray, L., Sharpe, A., Gichuru, P., Fortune, P.M., Blake, L., Appleton, V., 2020. The acceptability and impact of the Xploro digital therapeutic platform to inform and prepare children for planned procedures in a hospital: Before and after evaluation study. J. Med. Internet Res. 22. https://doi.org/10.2196/17367
Output 4: Qualter, P., Rouncefield-Swales, A., Bray, L., Blake, L., Allen, S., Probert, C., Crook, K., Carter, B., 2020. Depression, anxiety, and loneliness among adolescents and young adults with IBD in the UK: the role of disease severity, age of onset, and embarrassment of the condition. Qual. Life Res. https://doi.org/10.1007/s11136-020-02653-9
Output 5: Carter, B., Rouncefield-Swales, A., Bray, L., Blake, L., Allen, S., Probert, C., Crook, K., Qualter, P., 2020. “I Don’t Like to Make a Big Thing out of It”: A Qualitative Interview-Based Study Exploring Factors Affecting Whether Young People Tell or Do Not Tell Their Friends about Their IBD. Int. J. Chronic Dis. 2020, 1–11. https://doi.org/10.1155/2020/1059025
Output 6: Carter, B., Arnott, J., Simons, J., Bray, L., 2017. Developing a Sense of Knowing and Acquiring the Skills to Manage Pain in Children with Profound Cognitive Impairments: Mothers’ Perspectives. Pain Res. Manag. 2017. https://doi.org/10.1155/2017/2514920
All outputs are published in rigorously peer-reviewed journals of international standing and these papers are as a result of the award of rigorously peer-reviewed funding: Output 1 (Children’s Research Fund Charity), Output 3 (Medical Research Council Biomedical Catalyst), Outputs 4 & 5 (Crohn’s & Colitis UK), and Output 6 (WellChild).
4. Details of the impact
Our research, which has been co-produced with children and families (and voluntary agencies), has had a major impact on the lives of children and families receiving care within clinical and community settings. We claim four major areas of impact .
Informing the practice of clinical holding or restraint for children undergoing clinical procedures in hospital settings
Published in 2019, the Royal College of Nursing's national guidance for all nursing staff entitled 'Restrictive physical interventions and the clinical holding of children and young people' (source 1) directly refers to our research in relation to defining the boundaries of holding and restraint (pg5) (output 1), and the benefits of a ‘pause’ prior to commencing a clinical procedure (‘ *pause prior to a procedure to discuss and agree with a child and their parents/guardians what will happen during a procedure, what peoples’ roles will be and if necessary what holding methods will be used, when they will be used and for how long (Bray et al 2018)*’ pg6) (output 2). As a result of her publication track record, Professor Bray was invited to be a core member of the guideline writing group. This guidance is already informing clinical practice. Bray’s research expertise was also called upon in 2019 to inform the development of training standards for the Restraint Reduction Network (RRN). The RRN training standards are mandatory in all NHS commissioned services for people with learning disabilities, autism, mental health conditions and dementia. Additionally, they are required to be adhered to for all services that are inspected by the Care Quality Commission. Bray was asked to support the development of these standards ‘ as a result of her published research into clinical holding and restraint’, in particular informing Standard 2.8 (source 2). To further ensure embedding of the research in practice we have run training sessions for health care organisations to raise awareness of the need to reduce the use of restrictive interventions and holding. Feedback from clinicians indicates a change in attitudes and practice, for example “I am more honest now, and have a clearer idea of what is acceptable and what is not” (source 3).
Improving children’s procedural health literacy within hospital settings
Our research centred on children’s health literacy has led to the development of a multi-media resource to support children entering healthcare and the development of a child-centred digital therapeutic platform (https://www.edgehill.ac.uk/childrencomingtohospital\). ‘Children Coming to Hospital’ (CCH) is a multi-media resource including animations (for children and health professionals) and an information sheet which has been co-developed with children to improve their experiences when they attend hospital for procedures. The content of the resource was directly informed by our body of work on children’s information needs and through working creatively with children during drama workshops (Bray et al 2019) and encourages children to have a voice and choice when they come to hospital. The CCH resource is now housed on 3 NHS hospital sites and is signposted on the websites of 4 key organisations. The resource has been freely available to download since its launch in February 2019 and was highly commended by the British Medical Association Patient Information Awards (2019), endorsed by the Royal College of Nursing and selected as a case to demonstrate the real-world impact academic research can make as part of the ‘Made at Uni’ campaign (source 4).
An evaluation project using anonymous online questionnaires and interviews with children, parents and health professionals demonstrates that this resource ‘ makes a difference’ to professionals’ awareness of how to improve children’s experiences of having a procedure, parents’ ability to support their child through a hospital visit and children’s ability to ask “ why are you doing that?” as evidenced in our annual activity report (source 5a). The project lead has presented this work at key events run by the Patient Information Forum which promotes the resource as helping reduce children’s anxiety about coming to hospital (source 6) and the work “ is helping to inform the NICE Babies, Children and Young People Guideline recommendations that the NHS will be required to work towards when they are published in 2021” (source 7). The recognition of our expertise in children’s procedural information needs and preparation led to the award of Innovate UK research funding with an industry partner to inform the development of a child-centred digital therapeutic platform (DTx) (Xploro) https://xploro.health/ for children coming to hospital (output 3). This platform uses ground-breaking technology (chatbot, avatar, augmented reality, 3D procedural) to prepare children for having procedures and our research informed the platform’s rigorous development and evaluation. The DTx is used within the Royal Manchester Children’s Hospital and the Christie Hospital in Manchester and is being translated into Spanish for Hospital Sant Joan de Déu. The work was highlighted as an example of good practice in the recently published national Patient Information Forum ‘Guide to Producing Information for Children and Young People’ (2020) (source 8), a leading publication for anyone developing information resources.
Enhancing conceptual understanding and reducing the stigma experienced by young people relating to the disclosure of a chronic condition
‘Telling My Friends’ is an evidence-based resource consisting of an animation and 3 information leaflets (https://sites.edgehill.ac.uk/cc/\). It was inspired and based on the stories shared by the young people who participated in the Being Me with IBD study (outputs 4 & 5). This resource addresses the challenges and benefits of disclosing a diagnosis of IBD to friends. It was iteratively co-developed with young people from our advisory panel and through other PPI engagement with other people living with IBD to ensure that resource authentically reflects real life experiences, advice and solutions. Our approach means that the final resource is grounded in the reality of disclosing IBD to friends and colleagues in various settings (source 5b). Young people with IBD contributed to the voiceover for the animation. The resource is now being used in children’s and adult hospitals and settings both in the UK and overseas (e.g. Royal Liverpool University Hospital, St Marks Hospital, London – a specialist bowel hospital), and within school nursing teams (e.g. in Sefton Borough). The animation is being shown in the virtual clinic waiting rooms on the NHS Attend Anywhere online clinic system. It has been adopted as a useful resource by Ampersand Health and an app that supports self-management for people living with IBD. The resource is being promoted by Crohn’s & Colitis UK, the UK’s leading IBD support charity (and the study findings have been used in its national campaign #ItTakesGuts “to help inform our work around sharing mental health content with our audiences, to shine a light on the mental health impacts of the conditions” (source 9) . It further notes that the findings from the study feature as part of the Talking Toolkit on the “It Takes Guts” website https://www.ittakesguts.org.uk/talk/talking-toolkit and that “this toolkit has had nearly 3,000 downloads and has been viewed by over 12,000 people since it was launched last year” (source 9). It has also been translated into Portuguese and enthusiastically adopted by Crohn/ColitePT, a Portuguese patient advocacy charity as part of a suite of information and support brochures. This organisation launched the translated resource as the centre of a major campaign in August and September 2020 to coincide with children and young people returning to school, college and University. The President of CrohnColitePT (source 10) notes that feedback from parents and students with IBD shows that the resource is “helping to raise understanding about IBD which is one of our key goals”. Within Portugal the resource has “reach[ed] directly more than 3700 IBD patients’/people with the information being further relayed to many more… and [via] monthly newsletter [to] more than 700 subscribers” (source 10). We are in contact with colleagues in Brazil who plan to disseminate, post pandemic, via their network of IBD nurses.
Enhancing the understanding and practice of the assessment and management of pain in children with profound cognitive impairment
Our portfolio of research and key outputs on the assessment and management of children’s pain extends back 20 years. Our more recent work, e.g., a mixed-methods study using interviews with clinicians and parents (output 6), has focused on children with profound cognitive impairment. Evidence from this study has contributed to the international evidence base as it addresses the challenges faced by both healthcare professionals and parents in assessing pain in this population. This work has underpinned the development of a new resource called ‘Communicating Lily’s Pain’ https://www.edgehill.ac.uk/communicatinglilyspain/. The initial development of this resource arose from both the qualitative research evidence (output 6) and the opportunity of sustained engagement with parents, and collaborative working with a multi-disciplinary team including a theatre director, theatre producer, playwright/writer, and an illustrator/animator. Through presentation of audio-visual soundscape performances in 5 venues, we have interactively engaged with the general public and illuminated understanding. ‘Communicating Lily’s Pain’ is aimed at health professionals and parents with the intention of generating insights into experiences, promoting discussion and enhancing practice. Evidence of embedding change in practice comes from the use of the resource in practice (e.g. Bristol Royal Hospital for Children, Alder Hey Children’s Hospital NHSFT) with feedback from staff attending pain management study days reflecting that their awareness and practice has changed, e.g. “It’s important to understand a patient may still be in pain – even if they can’t communicate this...it’s important to provide to same level of care” (source 11) . A Clinical Nurse Specialist commented “ Discussions arising from these resources have also prompted nursing staff on HDU to request that, in collaboration with the pain team, we trial the different pain assessment tools referred to in the HCP leaflet prior to introducing one of the tools onto the unit" (source 11) . Direct feedback from HCPs (n=>160) and parents via email, survey, in person, social media (source 5c) has demonstrated the importance of the resource, e.g. “oh what a powerful video! It just hits the nail on the head that parents do know their children better than anyone else so our voices are extremely important, and we should feel valued in decision making” (source 12). The Director of Communications and Engagement, WellChild notes that “Based on our metrics the video and resource has been viewed more than 1,000 times on YouTube and more than 250 times from our site)” (source 12) . The resource can also be accessed via other portals; estimated downloads or direct sharing of >800.
5. Sources to corroborate the impact
RCN. (2019) Restrictive physical interventions and the clinical holding of children and young people. Guidance for nursing staff. A clinical professional resource. RCN. London. https://www.rcn.org.uk/professional-development/publications/pub-007746
Testimonial, Director of Development at the Restraint Reduction Network
Feedback from health professionals on restraint reduction workshops
Research activity reports
Children Coming to Hospital Activity Report https://www.edgehill.ac.uk/wp-content/uploads/The-CCtH-Activity-Report-v6.docx.pdf
Being Me with IBD (Telling My Friends Resource) Activity Report 2019-2020.
Communicating Lily’s Pain Activity Report 2019-2020 https://www.edgehill.ac.uk/health/files/2021/02/TAGGED-Summary-Report-2019-2020-Communicating-Lilys-Pain-final.pdf
Testimonial, Director, Patient Information Forum
Testimonial, Director of Nursing (Children) at Barts Health & the Clinical lead for Babies
Patient Information Forum (2020) Guide to Producing Information for Children and Young People. https://pifonline.org.uk/download/file/509/
Testimonial, Director of Services, Policy and Evidence, Crohn’s & Colitis UK.
Testimonial, President, CrohnColitePT, Portugal
Testimonial, Clinical Nurse Specialist, Alder Hey Children’s Hospital NHSFT
Testimonial, Director of Communications and Engagement, WellChild.
- Submitting institution
- Edge Hill University
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
The Patient Concerns Inventory Head and Neck (PCI-HN), developed by Rogers, is a low-cost prompt-list completed by Head and Neck (HN) cancer patients before outpatient encounters to focus these on patients’ primary concerns and facilitate patient-centred care. Developed with patients, PCI-HN is underpinned by 14 years of research establishing patient benefits, culminating in a recently reported NIHR-funded trial. Rogers has driven PCI-HN uptake into cancer services; inclusion in national guidance and professional audit and championed PCI development in other languages and conditions. Macmillan Cancer Support, following Rogers' collaboration, has now successfully embedded PCI-HN specific items into their national Holistic Needs Assessment tool.
2. Underpinning research
The PCI-HN is a prompt-list, consisting of 56 Head and Neck cancer items, from which HN cancer patients can choose concerns they wish to discuss with their clinician during an outpatient appointment. It can be completed on paper, tablet or wipe-board either self-administered or with support and is passed to the clinician to facilitate patient-centred care planning. The PCI-HN was developed by Rogers, whose research activity has been situated in the Faculty Health, Social Care and Medicine at Edge Hill since 2006. As a HN cancer surgeon and clinical researcher, Rogers observed that quality-of-life measures were practically limited in the elicitation of HN cancer patients’ key concerns, which were frequently left unexplored during clinical consultations.
Early work, in collaboration with patient groups, and outlined in the previously submitted impact case study, was concerned with the underpinning concepts, methodological considerations and validation of the PCI-HN. Since 2014, Rogers has published over 25 research papers on the PCI approach.
The benefits of PCI-HN in routine practice
Early studies within Rogers’ own centre were replicated within a regional network with the majority of 66 patients and 14 clinicians appreciating the value of the PCI-HN (Output 1). Rogers confirmed the PCI-HN uncovers a range of unmet needs such as sexual intimacy and dental concerns, and that it is accessible across socioeconomic, age and HN cancer subtype groups. Rogers showed the PCI-HN’s clinical utility in ongoing follow-up of HN cancer patients, with evidence that identified concerns are associated with worse quality-of-life, particularly, within social-emotional functioning. Thus, suggesting it could lead to improvements in patient’s quality-of-life. This work culminated in a pragmatic cluster preference trial, funded by the National Institute of Health Research, involving 15 consultants. The recently published trial results have shown clinically meaningful improvement in the social–emotional aspect of cancer recovery in those that received the PCI-HN, without evidence of substantial increase in consultation time (Outputs 2 and 3).
The relevance of the PCI in other settings and conditions
As well as evidence that PCI-HN is relevant across the UK, it has been cross-culturally validated. Rogers maintains an ongoing international research collaboration and a recent study across 19 centres in 16 countries confirmed the relationship of PCI concerns with quality-of-life, but also differences in concerns between countries (Output 4). Rogers has also been involved in supporting other research groups to develop PCI in other diseases; there are publications in rheumatology (O’Brien) (output 5), burns (Spencer), breast cancer and brain cancer.
Further research on unexplored concerns in Head and Neck cancer patients
Following up on the finding of greater anxiety and depression among patients with fear of recurrence on the PCI-HN, Rogers found that these patients feel reluctant to raise these concerns because they feel this may damage relationships with their clinician (Output 6). Observations that PCI-generated concerns differ across socioeconomic groups led to studies which showed that doctors spent less time with more deprived patients, who took a more passive role and engaged in fewer relational discussions suggesting potential health inequalities.
3. References to the research
Output 1. Rogers SN, Lowe D. An evaluation of the Head and Neck Cancer Patient Concerns Inventory across the Merseyside and Cheshire Network. Br J Oral Maxillofac Surg. 2014 Sep;52(7):615-23. doi: 10.1016/j.bjoms.2014.04.011. Epub 2014 Jun 11. PMID: 24927654.
Output 2. Rogers, S.N., Allmark, C., Bekiroglu, F. et al. Improving quality of life through the routine use of the patient concerns inventory for head and neck cancer patients: main results of a cluster preference randomised controlled trial. Eur Arch Otorhinolaryngol (2020). https://doi.org/10.1007/s00405\-020\-06533\-3
Output 3. R ogers SN, Semple C, Humphris GM, Lowe D, Kanatas A. Using a patient prompt list to raise concerns in oncology clinics does not necessarily lead to longer consultations. Br J Oral Maxillofac Surg. 2020 Nov;58(9):1164-1171. doi: 10.1016/j.bjoms.2020.08.035. Epub 2020 Aug 19.
Output 4. Rogers SN, Alvear A, Anesi A, Babin E, Balik A, et al. Variations in concerns reported on the patient concerns inventory in patients with head and neck cancer from different health settings across the world. Head Neck. 2020 Mar;42(3):498-512. doi: 10.1002/hed.26027.
Output 5. Ahmed AE, Lowe D, Kirton JA, O'Brien MR, Mediana A, Frankland H, Bruce H, Kennedy T, Rogers SN, Moots RJ. Development of a Rheumatology-specific Patient Concerns Inventory and Its Use in the Rheumatology Outpatient Clinic Setting. J Rheumatol. 2016 Apr;43(4):779-87. doi: 10.3899/jrheum.150068. Epub 2016 Feb 15
Output 6. Ozakinci G, Swash B, Humphris G, Rogers SN, Hulbert-Williams NJ. Fear of cancer recurrence in oral and oropharyngeal cancer patients: An investigation of the clinical encounter. Eur J Cancer Care (Engl). 2018 Jan;27(1). doi: 10.1111/ecc.12785. Epub 2017 Oct 12
Outputs 1-6 are published in rigorously peer-reviewed journals of international standing.
Outputs 2 and 3 are as a result of rigorously peer-reviewed research funding awarded by National Institute of Health Research.
4. Details of the impact
As the research evidence about the utility, acceptability and feasibility of the PCI-HN has grown during the current REF cycle, Rogers has driven PCI implementation into routine practice. Consequently, PCI-HN has been recognised by senior policymakers [source 1], national cancer bodies [source 2] and cancer patient groups [source 3] as an effective way of ensuring that HN cancer patients’ concerns are met across the patient pathway.
Embedding PCI-HN
There is evidence of national embedding of PCI-HN. Recognising the importance of the PCI-HN in patient care, the 2014 British Association of Head and Neck Oncologists included a question about the use of the PCI within Cancer Centres in their annual audit [source 4]. However, uptake across England was patchy with only 11% of patients completing the PCI-HN. Despite further monitoring through inclusion of a data item within the Somerset Cancer Register, a data collection system used by Cancer Centres across the country, national uptake of the PCI-HN remained low. Rogers recognised that more widespread implementation required a national IT infrastructure to enhance accessibility. Macmillan Cancer Support had incorporated a generic concerns checklist within their Holistic Needs Assessment package for people living with and beyond cancer, available nationally through an electronic portal (eHNA). Rogers worked with Macmillan to embed 13 items from the PCI-HN into the eHNA [source 5a]. This was the first time that Macmillan included items relating to a specific cancer and was based on the recognition of the robustness of the evidence underpinning the PCI-HN [source 2]. The PCI-HN items were included in October 2018 and a recent analysis has shown that the items are now well-embedded [source 5b]. There has been a year-on-year increase in the number of HN cancer patients completing the PCI-version; in 2020, 2575 HN cancer patients completed the eHNA, of whom 67% completed items from the PCI-HN. The PCI-HN items add value: four of the top 15 concerns raised were PCI-HN specific and patients rated 12 of the 13 PCI-HN items above 5 out of 10 in severity. Inclusion of PCI-HN items has increased its accessibility as the 56 organisations regularly using the PCI-HN version include primary and secondary care, social care, community teams, and private healthcare providers, not just Cancer Centres. As the factual statement from Macmillan attests: ‘the insight that we gain from this additional data helps Macmillan to build a clearer picture of the concerns identified by this group of cancer patients, helping to identify areas for service development and improvement’ [source 5a]. The Macmillan cancer support medical director further explains that integration of PCI items into the eHNA allow not only for improved care for individual patients but provides a national dataset on unmet needs, noting ‘this will be enormously valuable in service planning’. [source 2].
Clinical experience [source 6] in addition to policy and professional body endorsement [sources: 1, 4 and 7] further attests to the benefits for patients of the implementation of the HN-PCI. A consultant clinical oncologist at the Beatson West of Scotland cancer centre and clinical lead for the Scottish Sarcoma network states that the PCI is ‘transforming clinical consultations into person centred’ benefitting both clinical teams and patients. As a result of a positive experience with the PCI-HN, the Scottish Sarcoma Network are developing a PCI for sarcoma patients on follow up [source 6]. The success of PCI-HN has also helped shape and crystallise NHS England’s patient reported outcome measure (PROM) programme. The former Head of Insight at NHS England has confirmed that the PCI-HN played a significant role in their thinking on patient reported outcome measures (PROMS) due to ‘its focus on what mattered to patients rather than what the clinician thought was of importance’ [source 1].
PCI-HN has been upheld internationally and independently as the best patient reported outcome measure (PROM) for revealing unmet need in HN cancer patients [source 8]. Rogers has recognised the importance of ensuring ongoing support and training of health professionals to promote the PCI-HN in practice: for example, UK HN Quality of Life conference workshop 2018 and online training for dental health professionals. A website provides access to the tool ( PCI Head & Neck Cancer | HaNC Support).
Development of PCIs for other clinical areas
Rogers’ dissemination about patient benefit has led to interest in this approach within other HN cancers [source 6] and disease areas. Other cancer PCIs have been developed and validated in breast and one in brain cancer [sources 9,10]. The Rheumatology PCI developed in collaboration with other Edge Hill University academics (O’Brien) is being implemented in practice [source 11; output 5]. A Rheumatology consultant at Aintree University hospital acted as an advocate for the development of ‘a Rheumatology-specific Patient Concerns Inventory’ and notes it has ‘proven to be a positive addition to consultations in our clinical setting.’ PCI use in the rheumatology clinic has helped to identify areas of patient’s unmet needs that were previously not noticed [source 11]. A Burns PCI also developed in collaboration with other Edge Hill academics following focus groups hosted by The Katie Piper Foundation (a national burns charity) highlighting the disparity between burns patients’ concerns and those of their health professionals [source 12].
Rogers’ acknowledged expertise in this area has led to his appointment as chair of the NHS England Quality-of-Life metrics group, which includes steering the roll-out of a nationwide metric, and further opportunity to highlight PCI benefits.
There has been increasing international interest in the PCI; Rogers has undertaken international keynote talks (World ENT Conference 2017, World Congress of Oral Oncology, Brazil 2015) [source 13], leading to other language versions of the PCI-HN and an international research collaborative involving 19 units in 16 countries (output 6). It is anticipated that the recent publication of robust randomised controlled trial evidence of the patient benefits of the low-resource PCI-HN will further bolster implementation nationally and internationally (output 2). Future research will focus on developing PCI-HN for other stages in the patient journey, implementing PCI-HN in virtual consultations and through cloud-based IT systems and the implementation of PCI in other disease areas.
5. Sources to corroborate the impact
Source 1: Factual Statement - Former Head of Insight and Feedback NHS England
Source 2: Factual Statement – Macmillan Cancer Support Medical Director
Source 3: Factual Statement – Patient testimonial
Source 4: National Head and Neck Cancer Audit 2014. DAHNO 10th annual report. Published September 2015 Report 33: Has a Patient Concerns Inventory been completed? clin-audi-supp-prog-head-neck-dahn-13-14-rep33.pdf (digital.nhs.uk) Accessed 4/3/21 (also included as a PDF)
Source 5a: Factual Statement - eHNA Digital Product Owner Macmillan Cancer Support
Source 5b: Macmillan Cancer Support eHNA data extract Head and Neck cancer cases
Source 6: Factual Statement- Consultant Clinical Oncologist
Source 7: Eds Vinidh Paleri and Nick Roland: United Kingdom National Multidisciplinary Guidelines. The Journal of Laryngology & Otology (2016), 130 (Suppl. S2) - pages S49 to 52 and pages S212- 49
Source 8: Shunmugasundaram C, Rutherford C, Butow PN, Sundaresan P, Dhillon HM. Content comparison of unmet needs self‐report measures used in patients with head and neck cancer: A systematic review. Psycho-oncology. 2019.
Source 9: Kanatas, A., et al. The Breast Cancer Specific Patient Concerns Inventory [PCI] As a Means to Assist the Identification of Body Image Concerns in Routine Follow Up Clinics. (2014) J Cancer Oncol 1(1): 1-10.
Source 10: Rooney AG, Netten A, McNamara S, Erridge S, Peoples S, Whittle I, Hacking B, Grant R. Assessment of a brain-tumour-specific Patient Concerns Inventory in the neuro-oncology clinic.Support Care Cancer. 2014 Apr;22(4):1059-69. doi: 10.1007/s00520-013-2058-2. Epub 2013 Nov 29.
Source 11: Factual Statement: Rheumatology consultant
Source 12: Gibson JAG, Yarrow J, Brown L, Evans J, Rogers SN, Spencer S, Shokrollahi K Identifying patient concerns during consultations in tertiary burns services: development of the Adult Burns Patient Concerns Inventory.BMJ Open. 2019 Dec 30;9(12).e032785. doi: 10.1136/bmjopen-2019-032785.PMID: 31892660
Source 13: Cancer world article: Meanings and Measures of Quality of Life in Head and Neck Cancer
- Submitting institution
- Edge Hill University
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Working collaboratively with carers and professionals, our research developed the Carers’ Alert Thermometer (CAT) for daily use in practice with family carers of those at end of life. It facilitates screening by specialist or generalist staff and highlights areas of carers’ needs which require support.
The CAT impacts both policy and practice, including addressing the issues identified in the Department of Health (DoH) (2016) consultation for evidence to inform appropriate interventions for carers’ support needs. The CAT has been recommended for the assessment of carers’ needs as part of the national Gold Standard Framework end of life care training programme since 2016. It was adopted by Motor Neurone Disease (MND) Associations in the UK and Western Australia as the instrument of choice for carers’ screening. It has also been proposed for national adoption as part of the Quality Standards Framework (featured in the National Institute for Health and Care Excellence End of Life Care, Quality Standards Consultation for the assessment of carers).
The flexibility and adaptability of the CAT has been demonstrated by successful adaptation to other carer groups including young carers and carers of stroke survivors.
2. Underpinning research
Over 6.5 million people in the UK act as unpaid carers for friends and family members, approximately 500,000 of whom are at end of life. This group of carers face mounting challenges as they are increasingly an aging population, many with their own health needs, and often lack family support due to geographic mobility and other caring responsibilities, such as childcare. Local community professionals reported an increasing number of patients admitted to hospital at the end of life when their preferred place of care was home.
The Edge Hill team conducted research with healthcare professionals and identified that when carers could no longer cope it led to the collapse of care at home [1, 2]. This research highlighted the fundamental gap in identifying the needs of carers and provision of timely interventions. This work on carers and end-of-life care has influenced NICE guidance, Supporting Adult Carers 2020 [3]. Prior to this work, a plethora of assessment tools existed, which in the main were lengthy and not practically suitable for clinical practice. To address this gap, the team led a 26-month NIHR-funded study to develop a short screening instrument to identify, prioritise and support carers’ needs [4].
We undertook a mixed-method, multi-phased, consensus study involving 245 people (117 carers, 128 professionals) from health and social care settings across North West England (2011-2014), including an expert panel phase comprising carers and additionally professionals who held strategic roles in end of life care [5]. Drawing upon the modified early warning system (MEWS) screening instrument used in healthcare to detect clinical deterioration in patients, we developed an instrument for carers. The development was done in conjunction with a steering group of key stakeholders including carers, and staff from NHS, statutory, and third sector organisations, to ensure it would be suitable for clinical use.
The CAT is an evidence-based, free-to-use, short screening instrument for use in daily health and social care practice. It has filled a gap by providing a brief instrument for use by non-specialist staff and volunteers. It allows quick and timely screening and prioritising of the adult carer needs. Publicly launched in 2014 at a key stakeholder event, the CAT facilitates the identification, monitoring and triage of carers who are struggling, to prevent carer breakdown and hospital admissions of patients. It comprises 11 questions over two sections to identify the alert level of needs to support the carer (i) in their caring role and (ii) in their own health and well-being. Using a traffic light system to score the level of alerts, the thermometer provides a visual representation of the carer’s needs. Guidance is provided on next steps for each alert e.g. signposting to local services or referral for a statutory full carer’s assessment and space for an agreed interventional action plan with next review date. The CAT website provides free access to the CAT and training resources to support its implementation ( www.edgehill.ac.uk/carers).
The CAT has formed the basis for an expanding portfolio of evidence-based screening instruments for carers of other patient populations in response to needs identified in practice including young carers, carers of people who have Motor Neurone Disease [6] and those who have had a stroke.
3. References to the research
Evidence of the Quality of the Research:
The underpinning research was published in Journal of Advanced Nursing, and BMC Palliative Care. Invited keynote presentations were given at the National Association of Hospice at Home Conference (2015) and the International Association of Nurses in Palliative Care (2018). Presentations were also given at the leading European conference for palliative care - The European Association of Palliative Care (EAPC) conference (2015), the UK Stroke Forum (2016) and the International ALS/MND Alliance Allied Professionals’ Forum (2016), the MND Association Care Centre Directors, Co-ordinators and Regional Care Development Advisors Joint Study and Meeting day (2019).
Total Research Income (2009-2018) - £284,262 (peer reviewed)
2018 Liverpool Clinical Commissioning Group (CCG) National Institute for Health Research (NIHR) Research Capacity Fund. Development and evaluation of the CAT–S (Stroke). (£18,637)
2014 Liverpool Clinical Commissioning National Institute for Health Research (NIHR) Research Capacity Fund. Evaluation of the CAT. (£9,600)
2010 National Institute for Health Research (NIHR) National Institute for Health Research (Research for Patient Benefit Programme). (£248,725)
Earlier funding
2009 National Institute for Health Research (NIHR) National Institute for Health Research. Research for Patient Benefit Programme, Feasibility and sustainability funding. NHS Halton & St Helens Primary Care Trust. Carers Needs Assessment Thermometer. (£7,300)
Jack, B. and O’Brien, M. (2010) ‘Dying at home: Community nurses’ views on the impact of informal carers on cancer patients’ place of death’, European Journal of Cancer Care, 19(5), pp. 636–642. doi: 10.1111/j.1365-2354.2009.01103.x.
Jack, B. A. O’Brien, M.R. Scrutton, J. Baldry, C.R. and Groves, K.E. (2015) ‘Supporting family carers providing end of life home care: A qualitative study on the impact of a hospice at home service’, Journal of Clinical Nursing, 24(1–2), pp. 131–140. doi: 10.1111/jocn.12695.
National Institute of Health and Care Excellence (NICE) (2020) ‘Supporting adult carers’ (NG150) Available at: https://www.nice.org.uk/guidance/ng150 (accessed on 01.02.21)
Knighting, K. O’Brien, M.R. Roe, B. Gandy, R. Lloyd-Williams, M. Nolan, M. & Jack, B.A. (2016) ‘Gaining consensus on family carer needs when caring for someone dying at home to develop the Carers’ Alert Thermometer (CAT): A modified Delphi study’, Journal of Advanced Nursing, 72(1), pp. 227–239. doi: 10.1111/jan.12752.
Knighting, K. O’Brien, M.R. Roe, B. Gandy, R. Lloyd-Williams, M. Nolan, M. and Jack, B.A. . (2015) ‘Development of the Carers’ Alert Thermometer (CAT) to identify family carers struggling with caring for someone dying at home: A mixed method consensus study’, BMC Palliative Care, 14(1), pp. 1–13. doi: 10.1186/s12904-015-0010-6.
O’Brien, M. R. Jack, B.A. Kinloch, K. Clabburn, O. and Knighting, K. (2019) ‘The Carers’ Alert Thermometer (CAT): supporting family carers of people living with motor neurone disease’, British Journal of Neuroscience Nursing, 15(3), pp. 114–124. doi: 10.12968/bjnn.2019.15.3.114.
4. Details of the impact
4. Details of the impact
The CAT is an evidence-based, free-to-use, short screening instrument for use in daily health and social care practice and addresses the issues raised in the Department of Health (DoH) (2016) consultation for evidence to support carers. It has filled a gap by providing a brief instrument that can be used by specialist and generalist staff as well as volunteers. It allows quick and timely screening and prioritising of the adult carer needs. The CAT was included by the NIHR in a themed report of research ‘Better Endings’ (2015) as an example of good practice [A i]. The original CAT has successfully been adapted and piloted in other long-term conditions and a portfolio of CAT instruments has been developed.
Benefits of CAT
There are several key reported benefits of the portfolio of CAT instruments that have resulted in adoption in a variety of settings demonstrating its reach and significance for supporting carers. It can be successfully administered by generalist staff and volunteers providing flexibility of its use and the workforce composition. The CAT has received positive feedback from carers, volunteers and professionals [C i-ii, E ii-iii]. Using the portfolio of CAT instruments allows for carers’ needs to be identified and the provision of targeted support which enables them to continue caring [1-6, A i, B v, E ii]. Carers have provided positive feedback on the impact of the CAT, one family carer made the following comment, “ I felt my needs were acknowledged/listened to; felt my MND Adviser’s responses were appropriate; not telling me what to do but using a coaching style (rather than directing); acknowledged what I said’ [B v]. Using the CAT has reportedly also has a positive impact on the person being cared for alongside other family members, “One carer remarked that using the CAT actually helped them reflect and they identified that they were relying too heavily on wider family support (their children). This enabled them to seek support elsewhere” [B v]. Additionally, the use of the CAT supports attainment of national and international policy recommendations for carer assessment. It also provides management information for service development; for example, data from use of the CAT has led to the expansion of carer support services including the development of new posts nationally and internationally [B iv-B v, E vi].
Adoption of the CAT
The CAT has been adopted in a number of settings both nationally and internationally. The CAT provides a structured approach for organisations to engage meaningfully with family carers, for example adoption for use with people living with motor neurone disease (MND). Following an exploratory study where it was used by volunteers with carers of people living with MND, use of the CAT was included in training received by Association Visitors (volunteers) which enabled carers’ needs to be identified and discussed [B iv]. It is part of a toolkit of support resources used by the Motor Neurone Disease Association’s (MNDA) Area Support Coordinators and Association Visitors with family carers of people living with MND [B i-iii]. Comments have been received from an Area Support Coordinator highlighting the positive impact using CAT has by providing an opportunity to focus on the needs of the carers: “ This helps carers to continue in their caring role which ultimately has a positive impact on the people they care for” [B i]. Furthermore, the CAT was included as a resource in the MNDA response to the DoH call for evidence on improving support for carers [B iii]. The document stated the importance of focusing on carer support and highlighted that carers should not have to reach crisis point before their needs and capability for caring are considered. The CAT was listed as an instrument to use to prevent carer crisis [pg14]. Evidence gathered during use of the CAT across Scotland by volunteers from MND Scotland led to a number of benefits; “ We were able to identify the wishes of carers to be supported by MND Scotland, and as a direct result of that we have developed our Keeping-in-Touch Service. .. This has been particularly important since the outbreak of the Covid 19 pandemic” [B iv]. In this new service, MND Scotland makes individual contact with everyone in Scotland currently living with MND and their carers to determine how they are coping, and if there is anything MND Scotland can do to assist them.
Internationally the CAT has been used by the MND Association of Western Australia (MNDAWA) in Perth to support carers of people living with MND. As a result of the positive feedback they received from these carers regarding the CAT, the MNDAWA has decided to include a focus on family carers in the job description of all MND advisors. Furthermore, adoption of the CAT has enabled them to collect more data on carers that is now stored alongside the patient data [B v]. Additional international reach of the research is shown through development of CAT as an electronic screening tool in the Princess Margaret Cancer Centre in Toronto (Canada). Colleagues there have secured funding for two posts to pilot the electronic CAT for caregivers of patients who are attending the outpatient palliative care setting [E iii].
The adaptability of the CAT for use across long-term conditions has been evidenced by the successful pilot and implementation of the CAT-S by the Stroke Association [C i]. More recently, the Stroke Association found that “ utilising the CAT-S was beneficial to carers as it helped them to recognise their own needs and seek support; supported staff to prioritise the needs for support and identify carers most at risk; and facilitated discussions on difficult or sensitive topics” [C ii].The Stroke Association implemented the CAT-S for carers of service users across the Liverpool region [K]. Following successful piloting and further adaption for use with young carers the CAT-YC has been embedded as part of the developing well-being pathfinder programme to be delivered in primary and secondary schools to facilitate the assessment and support of young carers led by Barnardo’s Action with Young Carers Liverpool Service. Planned roll out was delayed due to the pandemic [D i].
The value of the CAT is further demonstrated through its recommendation by a variety of key figures including authors of the International Palliative Care Family Carer Research Collaboration (IPCFRC) . It was recommended for use with carers of patients with respiratory disease and highlighted for having an advantage over other instruments due to the specificity of its design for clinical practice [F i]. It was also recommended as a resource for use with carers in Australia by the palliative care knowledge network [F ii]. It was also recommended in a professional journal for end of life care [F iii] and reported in a palliative care textbook [F iv].
Embedding of the CAT in training as part of the Gold Standards Framework
Since Autumn 2016 the National Gold Standards Framework (GSF) [E i] (recognised by Care Quality Commission (CQC) and professional bodies) have promoted and recommended the CAT for the assessment of carers’ needs. The GSF formalises best practice and impacts on the care of half a million people each year across all care settings in the final year of life. A key element of the GSF in all training programmes is the support for carers. In partnership with Hospice UK, the GSF Centre is the leading training provider in the UK for front line staff caring for people in their last year of life. They train over 500 health and social care teams each year. The GSF team have made the following comment about the CAT, “We think [it is] a valuable resource for health and social care staff needing a short screening assessment of carers. This [CAT] would enable carers’ needs to be identified and the provision of targeted support, which enables them to continue caring and reduce avoidable hospitalisation”. Currently, as part of the Quality Standards Framework review, the GSF/Hospice UK team have also proposed the CAT for national implementation in the ongoing 2020/21 (NICE) End of Life Care Quality Standards Consultation [E ii].
5. Sources to corroborate the impact
Examples of sources recommending CAT as good practice.
National Institute for Health Research (NIHR) Themed review. 2015 https://evidence.nihr.ac.uk/themedreview/better\-endings\-right\-care\-right\-place\-right\-time/ (Accessed 04.02.21)
Sources to corroborate impact of MND iteration of CAT.
Testimonial statement from Area Support Coordinator, Motor Neurone Disease Association
MND Association carer survey 2019 infographic.
MND Association 2016 Response to the Department of Health call for evidence on improving support for carers.
Testimonial statement from Information Officer for MND Scotland.
Testimonial statement from Professor of Palliative Care Research at the Perron Institute for Neurological and Translational Science, and the Public Health Palliative Care Unit, School of Psychology and Public Health, La Trobe University, Australia.
Sources to corroborate impact of the CAT-S (stroke).
Jack, B. O’Brien, M. Knighting, K. Malewezi, E. Poole, C. & Kirton, JA. (2020) Pilot and evaluation of the Carers’ Alert Thermometer adapted for carers of stroke survivors (CAT-S) and development of a bid to conduct a trial of CAT across long-term and progressive conditions. A commissioned report for Liverpool Clinical Commissioning Group. https://www.edgehill.ac.uk/carers/ (Accessed 03.02.21)
Testimonial statement from Director of Stroke support services for the North of England Stroke Association.
Sources to corroborate impact of the CAT-YC (young carers)
Testimonial statement from Development Worker for Barnardo’s Action with Young Carers Liverpool Service.
Sources to corroborate impact of CAT for end of life care.
https://www.goldstandardsframework.org.uk/training-programmes (accessed 02.02.21)
Testimonial statement from Hospice UK/GSF training lead.
Sources to corroborate impact of CAT for use in toolkits.
Farquhar, M (2017) Assessing carer needs in chronic obstructive pulmonary disease. Chronic Respiratory Disease 15(1): 26–35 DOI: https://doi.org/10.1177/1479972317719086
The CARESEARCH palliative care knowledge network website in Australia as a resource for palliative care nurses. https://www.caresearch.com.au/Caresearch/tabid/1447/Default.aspx (Accessed 04.02.21)
Hardy B (2018) Meeting the needs of carers of people at the end of life. Nursing Standard. doi: 10.7748/ns.2018.e11128
Grande G., Ewing G. (2019) Informal/Family Caregivers. In: MacLeod R., Van den Block L. (eds) Textbook of Palliative Care. Springer, Cham. https://doi.org/10.1007/978-3-319-31738-0_52-1