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- Queen Margaret University, Edinburgh
- 2 - Public Health, Health Services and Primary Care
- Submitting institution
- Queen Margaret University, Edinburgh
- Unit of assessment
- 2 - Public Health, Health Services and Primary Care
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Understandings of the integration of migrants have been heavily contested leading to lack of coherence in provision for refugees. Our initial work developing the ‘Indicators of Integration’ framework (over 500 citations) shaped debate on refugee integration, bringing increased focus on social connection and its impact on access to rights and services. Our continuing policy, practice, and community focused research work now underpins UK and Scottish Government refugee integration policy, has influenced the design of major refugee support programmes and policy globally (including in the UK, Australia and USA), and informs mapping of connectedness and trust in diverse migration settings.
2. Underpinning research
In 2001, UK Home Office commissioned a Queen Margaret University (QMU) team led by Ager to identify indicators of effective integration for refugees. The research included reviews of academic, policy and practice literature and quantitative and qualitative data collection involving refugees and host communities. Strang led the literature review, field research and analysis. Data from primary and secondary sources were distilled to identify ten core domains of refugee integration. The Indicators of Integration (IoI) framework specified these as: ‘Markers and means’ (employment, housing, education, health); ‘Social connections’ (bridges, bonds, links); ‘Facilitators’ (language and cultural knowledge, safety and security); and the ‘Foundations’ (of rights and citizenship). UK Home Office Working Papers were published in 2004, and academic papers in 2008 and 2010. The research broke new ground in providing a holistic model of refugee integration drawing on multiple perspectives and emphasising the interdependence of the domains, and elaborating the distinct types of social connection and their contribution to integration.
From 2009-2013 Strang served on the steering group for a Scottish Refugee Council (SRC) longitudinal study of new refugees’ integration experiences, based on the Ager & Strang IoI framework. On the basis of this evidence, the Holistic Integration Service, (funded by the Big Lottery) was launched in 2013, and continues (funded by the EU/Home Office). The programme used the ‘IoI’ framework to shape service provision for new refugees. Strang led a QMU/SRC research team to examine refugee integration pathways using the client database (recording experiences in each IoI domain); focus group discussions and interviews with beneficiaries; engagement with a front-line practitioner Community of Practice; and policy stakeholder interviews. Key findings demonstrated: significant delays in welfare benefits payments; the detrimental effects of housing policy on language acquisition, education and the development of social networks. Clear evidence emerged of the importance of beginner level language support across all domains of integration, and challenges in finding employment – especially commensurate with refugees’ pre-migration educational/skill levels (Strang et al. 2014; 2015; 2016; 2017)
Identifying a gap in research tools, Strang designed a participatory approach to mapping social connections and tested this in refugee resettlement and humanitarian contexts. The tool measures connectedness (the mobilisation of networks), trust and reciprocity across contrasting cultural contexts. The approach has been used to research patterns of social connection and access to services in resettlement contexts (Strang & Quinn, 2019). A study amongst displaced Iraqis revealed disparities between resources available to different members of the population affected by the conflict (men/women, displaced/left behind) for meeting basic needs, resolving community disputes and addressing domestic violence (Strang et al., 2020).
The social connections tool is currently being deployed in studies addressing health in contexts of fragility (through the NIHR RUHF Global Health Research Unit); refugee family reunion and integration (EU Asylum and Migration Integration Fund - AMIF); access to health in protracted displacement (GCRF in collaboration with University of Edinburgh), social networks and integration of refugees in Scotland (AMIF); and impacts of COVID restrictions on refugees and asylum seekers (Scottish Government & Scottish Funding Council).
3. References to the research
Ager, A., and Strang, A. 2008 . Understanding integration: A conceptual framework. Journal of Refugee Studies, 21(2), 166-191. https://academic.oup.com/jrs/article/21/2/166/1621262.
Based upon triangulation of policy analysis, survey data and participatory fieldwork in diverse settings of refugee settlement, this paper (501 WoS citations; 1700+ Google scholar citations) - has been key point of reference for conceptual analysis and practice and policy development in the field of refugee integration over the last decade.
Strang, A., and Ager, A. 2010. Refugee integration: Emerging trends and remaining agendas. Journal of Refugee Studies, 23(4), 589-607. https://academic.oup.com/jrs/article-abstract/23/4/589/1532136 A rigorous analytic review concluding a special issue on critical reflections on refugee integration which identifies key priority research questions on the basis of a synthesis of existing knowledge. (142 Web of Science citations).
Strang, A., Baillot, H. and Mignard. E, 2016. Rights, Resilience and Refugee Integration In Scotland. Scottish Refugee Council. https://www.scottishrefugeecouncil.org.uk/wp-content/uploads/2019/10/Full_Integration_Report_June_2016.pdf A comprehensive report of findings from collaborative research led by Strang 2013-2016 documenting refugees’ integration experiences, which informed SRC and partners’ service delivery design and that of a broad range of others through New Scots policy networks and SRC dissemination activities.
Strang, A., Baillot, A H., and Mignard, E., 2017. “I don’t want to depend on others… I want to participate.” Transition experiences of new refugees in Glasgow, Journal of Ethnic and Migration Studies. https://dx.doi.org/10.1080/1369183X.2017.1341717 Analysis based on rigorous survey of over 1800 households, complemented by interview and focus group discussions with refugees and service providers across Scotland. Submitted as [0H/02/02]
Strang, A. and Quinn, N. 2019. Integration or Isolation? Refugees’ Social Connections and Wellbeing, Journal of Refugee Studies, fez040, https://doi.org/10.1093/jrs/fez040 Deployed innovative participatory social mapping methodology with Iranian and Afghani refugee communities to identify relevance of different forms of social capital to supporting mental health and wellbeing, informing both practice and theory.
Strang, A., O’Brien, O., Sandilands, M. and Horn, R., 2020. Help-seeking, trust and intimate partner violence: social connections amongst displaced and non-displaced Yezidi women and men in the Kurdistan region of northern Iraq. Conflict and Health, 14(1), pp.1-12. https://conflictandhealth.biomedcentral.com/articles/10.1186/s13031-020-00305-w Deployed further iteration of social connections mapping with Yezedi populations in northern Iraq to identify pathways of help-seeking and trust, with findings informing humanitarian assistance strategies regarding intimate-partner violence and more broadly. Submitted as [0H/02/02]
4. Details of the impact
National policy
The IoI framework shapes current UK integration and social cohesion policy. In 2019 the Home Office (HO) and Department for Housing, Communities and Local Government launched a refreshed IoI framework (and toolkit) [1 & 2] with respect to which HO-funded refugee integration projects are expected to demonstrate their impact. Strang co-authored this framework, incorporating new research insights. The International Organisation for Migration (IOM UK) delivered HO-funded training on the toolkit (2019-2020) for Local Authorities and key stakeholders nationwide [3]. Specifications for the evaluation of the HO resettlement scheme and for a new ‘Refugee Transitions’ fund both reflect IoI domains. The latter responds to research by Strang (2016; 2017) and others demonstrating the need for long-term support for refugee ‘transition’ to effective participation.
The ‘New Scots’ Refugee Integration Strategy [4] uses IoI as its underpinning framework and embeds IoI principles. Strang chaired strategy development and implementation 2012 to 2018 [4], drawing on her research. Phase 2, 2018 – 2021 continues the IoI holistic approach, support from arrival and the involvement of communities. IGHD research briefings (Strang et al., 2014, 2015, 2016; 2017) regularly informed the strategy.
During the All Party Parliamentary Group on Social Integration Inquiry into Integration the Consortium of Scottish Local Authorities (COSLA) noted the effectiveness of the New Scots IoI-based structure for multi sector response (APPG Interim Report 2017). Integration policy in Wales and N. Ireland also reflects this. Strang represented ‘New Scots’ in the Scottish ‘Refugee Taskforce’ convened in 2015/6 which led to new cross-sector partnerships for resettling refugees.
National practice
Following the 2004 publication, Scottish Refugee Council (SRC), shifted focus to prioritise establishing ‘Integration Networks’ building ‘bridges’ between refugees and local people. ‘New Scots’ continues to provide impetus for cross-sectoral investment in community cohesion (Scottish Community Development Centre, 2018). Research on the Holistic Integration Service (HIS: 2013-16), led to improvements in statutory agencies’ practice: e.g. ‘Client Journey’ to process refugee benefit claims; shared understanding between partners (British Red Cross, Workers’ Educational Association, Glasgow Clyde College), and the development of new interventions e.g. the Family Keywork Service. SRC consistently uses the IoI framework and HIS research as a basis for securing funds, service provision, training, policy engagement and public awareness raising [5]. As a result, refugees and local communities benefit from increased access to health services, employment, welfare and education; and improved social connections and social cohesion.
NHS Greater Glasgow & Clyde commissioned Strang to employ social connections mapping to investigate social isolation and mental health amongst refugee men. Dissemination with policymakers and practitioners led to a pilot intervention, ‘Peer Education for Health’, later extended across Glasgow and shared in practitioner forums in UK, Europe and Australia. Scottish Government and AMIF have implemented the research implications by funding the Sharing lives, Sharing Languages’ programme to build social bridges through shared activity. [5].
In 2018, British Red Cross received funding to support the integration of approximately 800 reuniting refugee families. The service provides casework based on IoI, and interventions using the IoI lenses of ‘bonds’ and ‘bridges’. BRC and SRC are currently embedding the IGHD social connections mapping tool in case work to enhance caseworker practice and inform project planning [5 & 6].
Practice internationally
Large-scale examples of refugee support programmes informed by IoI include: Foundation House, Victoria; STARTTS, New South Wales, Australia; RISE, Colorado, USA [8], and the ‘Finland-My Home’ programme. UNHCR and World Bank [10] reference the research in examining approaches to refugee integration support.
Research using the social connections tool (Strang et al. 2020) enabled practice partners in Iraq to develop more locally sensitive humanitarian programming harnessing locally trusted resources and shaped the practice of organizations supporting refugees and other vulnerable populations [7].
International policy
The research has had particular influence on policy in Australia, as evidenced by the National Youth Settlement Framework 2020, where the IoI framework was a catalyst to bring together diverse principles of good practice into a rights based policy [8]. The IoI framework and research on social connections also helped shape the UN’s IOM DISC (Diversity, Inclusion & Social Cohesion) global strategy [3]. Research (based on IoI) in the USA has led to enhanced rights for refugee integration support in the state of Colorado [9].
Broader influence is evidenced by international research papers reporting research on refugee integration using the work, invitations to present the research at international forums, (Finland, Russia, Australia & New Zealand, Japan, South Korea), and to contribute to policy consultations (EC, ECRE, NATO) along with direct enquiries from researchers and policymakers.
5. Sources to corroborate the impact
Home Office Indicators of Integration Framework 2019. https://www.gov.uk/government/publications/home-office-indicators-of-integration-framework-2019
TESTIMONIAL: Director for Migration and Border Analysis, Home Office Analysis and Insight.
TESTIMONIAL: Chief of Mission IOM UK
SCOTTISH GOVERNMENT, 2017. New Scots. Integrating Refugees in Scotland’s Communities. Final Report. Available from: http://www.gov.scot/Resource/0051/00515713.pdf
TESTIMONIAL: CEO, Scottish Refugee Council.
TESTIMONIAL: Head of Refugee Support (West), Scotland, Northern Ireland & Isle of Man, British Red Cross.
TESTIMONIAL: (Former) Head of the Incubation Hub, Tearfund.
TESTIMONIAL: National Manager, Multicultural Youth Advocacy Network Australia (MYAN)
TESTIMONIAL: (Former) Colorado State Refugee Coordinator. iNOW Founder and Strategic Partnerships Developer
UN High Commissioner for Refugees (UNHCR). 2013, A New Beginning: Refugee Integration in Europe. Available from: http://www.refworld.org/docid/522980604.html [accessed 25 September 2017].
- Submitting institution
- Queen Margaret University, Edinburgh
- Unit of assessment
- 2 - Public Health, Health Services and Primary Care
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Research by Professor Witter and team at the Institute for Global Health and Development (IGHD) drove global debates on innovative health financing mechanisms for low-income and fragile settings. Work on performance-based financing reframed this strategy as a health systems intervention and prompted multidisciplinary evaluation of its impacts, alongside redesign. Research findings have influenced policies and practices of the World Bank, World Health Organisation (WHO), Global Fund and Department for International Development, and directly shaped policy in at least three countries to ensure more effective health financing. By shaping policies and practices, this work has had significant impact on population health, particularly in fragile and conflict-affected states.
2. Underpinning research
Largely driven by donor interest in innovative financing models, the implementation of performance based financing (PBF) has grown rapidly from 3 schemes in 2006 to over 31 in 2016. It is now one of the main channels for financing front-line providers in many low income settings. However, there remained a dearth of evidence on PBF’s impact on health service delivery or population health outcomes.
In 2012, Witter and colleagues produced the first systematic review of PBF in low and middle-income countries for the Cochrane Collaboration (1). This paper marked a turning-point in the understanding and practice of PBF, highlighting the limited and weak evidence on the effectiveness of PBF and the need to examine PBF as a health system intervention. Consequently, Witter developed a theoretical framework which proposed reframing and assessing PBF as a systemic intervention (2), arguing for more careful analysis of when and how to use PBF as a health system reform. This study was carried out in collaboration with global PBF experts, including from the leading PBF funder: the World Bank.
This work (1,2) prompted further research from the global research community into the effectiveness of PBF, the design of PBF schemes and their impacts on health systems, health workers and health financing. In an update of the Cochrane review (3), Diaconu notes that 28 of 59 included quantitative impact evaluations cite the work of Witter (1, 2) as a reason for carrying out impact evaluations.
Based on this initial seminal work, the group has become a source of expertise for research on innovative health financing and PBF in low-income and fragile settings, for researchers, funders and policy-makes alike. Witter has produced evidence syntheses on effectiveness of PBF for reproductive, maternal and child health and on sustainability of PBF programmes (both commissioned by the World Bank) and on PBF and family planning (commissioned by the WHO).
Since 2016, under the DfID-funded ReBUILD consortium, the group focused studies on fragile and conflict-affected settings. Witter and Bertone developed a body of work exploring adoption and adaptation of PBF in fragile contexts (4), PBF implementation in humanitarian settings including DR Congo, Central African Republic and Nigeria (5), the political economy of PBF in Zimbabwe and Sierra Leone, and PBF as a strategic purchasing mechanism in Uganda, DR Congo and Zimbabwe, In response to global demands for evidence by the WHO, Bertone and Witter further produced a review of health financing in fragile settings (6). Supported by funding from the UK’s Joint Health Systems Research Initiative, Witter and Diaconu have contributed to the design and implementation of a PBF policy in Georgia and are adding to the limited RCT evidence base of PBF on health outcomes by conducting a cluster-RCT examining PBF impacts on tuberculosis treatment success. In 2020, Diaconu and Witter further completed an update of the Cochrane review of PBF (3), which will provide the go-to resource for funders/implementers seeking guidance on the current evidence base and highlights the importance of different scheme designs, as well as context.
3. References to the research
Witter S, Fretheim A, Kessy F, Lindahl A. (2012) Paying for performance to improve the delivery of health interventions in low- and middle-income countries (Review). Cochrane Collaboration, 3. This rigorous, systematic review was commissioned and published by the internationally-recognised Cochrane collaboration. It is a seminal paper that started the debate on the evidence of PBF interventions in low and middle-income countries. It has been widely cited with 397 citations to December 2020.
Witter S, Toonen J, Meessen B, Kagubare J, Fritsche G, Vaughan K. (2013) Performance-based financing as a health system reform: mapping the key dimensions for monitoring and evaluation. BMC Health Service Research, 13: 367. Building on the previous paper, this theoretical piece is the outcome of a collaboration with researchers, international organisations and practitioners proposing a new systematic understanding of PBF and a conceptual framework. It has been highly influential of subsequent work on this topic and often cited as reason for carrying out further research.
Diaconu K., Falconer J., Verbel-Facuseh A., Fretheim A., Witter S (2020) Paying for performance to improve the delivery of health interventions in low- and middle-income countries (Review Update). Cochrane Collaboration. https://eresearch.qmu.ac.uk/handle/20.500.12289/10903 . This review has been again commissioned by the Cochrane Collaboration to our team, meeting the high standards for publication by Cochrane. It updates the earlier systematic review, now bringing in a more substantial body of evidence, and permitting examination of results by scheme design as well as different comparators and targeted/untargeted indicators.
Bertone MP, Benoit J-B., Russo G., Witter S. (2018) Context matters (but how and why?) A hypothesis-led literature review of performance based financing in fragile and conflict-affected health systems. PLoS One, 13(4): e0195301. This hypotheses-led review of the literature builds the base for the body of work on PBF in fragile settings carried out by our team, by reviewing the literature and discussing key hypotheses. 0B/01/02
Bertone MP, Jacobs E, Toonen J, Akwataghibe N, Witter S (2018) Performance-based financing in three humanitarian settings: principles and pragmatism. Conflict and Health, 12: 28. This is one of the empirical papers the IGHD team has prepared, reflecting on the implementation of PBF specifically in humanitarian settings affected by acute crises, with reference to the case of Nigeria, DRCongo and Central African Republic. Health systems research in such contexts is often overlooked because of the difficulties entailed in research processes in those settings. Despite this, and building on a network of close collaborations in the countries, our research group produced a high-quality output that analyses PBF in complex situations and provides practical as well as theoretical guidance.
Bertone M, Jowell M, Dale E, Witter S (2019), Health financing in fragile and conflict-affected settings: What do we know, seven years on? Social Science & Medicine, 232: 209-219. Based on a collaboration with WHO which included the preparation of high-level reports and official WHO guidelines, this rigorous review advances the understanding of health financing in fragile contexts, revewing the literature seven years after a previous review by our team.
4. Details of the impact
Impact on the PBF community of practice: driving the debate
The 2012 Cochrane review was widely debated, including by the PBF Community of Practice, a group of 3,000 global PBF experts. Findings of our subsequent studies reached practitioners, policy-makers and donors through the “Health Financing” blog, HSG webinar (52 attendees) and satellite session (c. 100 attendees). This body of work improved the understanding of PBF, shaped the debate around the advantages and risks of PBF and established Witter and team as leading experts and advisers on innovative health financing and PBF (a).
Impact on policy and practice of key international actors and organisations
The research informed changes in the funding priorities, operational strategies and practices of major global organizations by identifying health financing areas with innovation potential and recommending an integrated and contextualized approach to PBF design and implementation.
Based on their expertise on innovative health financing, Witter and Bertone have been invited to expert meetings and worked in close collaboration with the World Health Organisation, the global health normative leader, to develop resource documents and guidelines on health financing in fragile settings and strategic purchasing (b, c). These documents are part of the WHO e-Learning Course on Health Financing Policy for universal health coverage which has trained teams from more than 40 countries. Training and guidance enable WHO to provide guidance on health financing reforms; e.g. 20 countries were supported with technical advice in 2018 (d).
Via the Health Results Innovation Trust Fund, the World Bank has spent more than $380 million on PBF schemes, affecting health service delivery, access and utilization, and health outcomes of communities and people in 29 countries. In response to the 2012 Cochrane review, the World Bank funded a large set of impact evaluations on PBF, under the Health Results Innovation Trust Fund (e). Findings of our work on PBF in humanitarian settings were discussed at a World Bank meeting (November 2018) on health financing in fragile settings. In line with our research recommendations, the World Bank’s Global Financing Facility (investing $602 million in 26 countries’ health systems) has recognized that applying the conditionality of funding to implementation of PBF in a blanket fashion is inappropriate (f).
In recognition of our leading work on innovative health financing in fragile settings, in 2015 Witter was asked to join a consultation to review the Global Fund to fight HIV/AIDS, TB and Malaria’s strategies in Complex Operating Environments (COEs). This resulted in adoption of improved global strategies for tailored investments by the Board of the Global Fund (g). In 2016, Witter was asked to lead a consultation on health system strengthening in COEs. This led to new guidelines, which are now used by the Technical Review Panels for assessing proposals from COEs. The guidelines have been used to provide more flexible funding for COEs, where the Global Fund is the major investor in communicable disease control (h). In 2020, Witter and team also provided a tailored review for the Global Fund into how to support PBF and direct facility financing across its portfolio.
Our research on health financing and PBF has been incorporated into document reviews for the UK’s Department for International Development (DFID – now FCDO), for example on payment and performance of health workers. We have developed trusted relations with DfID’s health systems team, which can be confirmed by Jo Keatinge, Health System Strengthening advisor (corroborators list). The team consults us informally on what further research they should be commissioning on PBF and we have regularly presented our work at internal seminars and workshops and provided summary briefs and guidance.
Impact on policy and practice at national level
Our research is designed and carried out in ways that ensure relevance for national policy-makers. In 2016, Witter supported the Government of Zimbabwe in collaboration with European Union and World Bank to reshape the PBF model in Zimbabwe (i). Key recommendations made by the team were adopted by the PBF steering committee (corroborator: Chenjerai Sismayi). In 2017, in Sierra Leone, Witter and Bertone’s research was cited in the updated Human Resources for Health (HRH) Profile and Strategy in the aftermath of the Ebola epidemic. Our findings on financial and non-financial incentives for health workers (including PBF) provided evidence for decision-making, in a context where data are extremely scarce (corroborator: Noemi Schramm). Witter and Diaconu have worked with a local research institution and the Ministry of Health in Georgia to provide evidence and guidance to policy-makers in developing, piloting and evaluating a PBF model for integrated tuberculosis care (j).
5. Sources to corroborate the impact
Statement by Dr Bruno Meessen, Lead Facilitator of the PBF CoP and of Collectivity
Kutzin J, Witter S, Jowett M, Bayarsaikhan D (2017) Developing a national health financing strategy: a reference guide. Geneva: World Health Organization. http://apps.who.int/iris/bitstream/10665/254757/1/9789241512107-eng.pdf. Downloaded more than 18,000 times up to November 2020 (available in English, Russian, French and Arabic).
Jowett M, Dale E, Griekspoor A, Kabaniha G, Mataria A, Bertone MP, Witter S (2019), Health financing policy and implementation in fragile & conflict-affected settings: a synthesis of evidence and policy recommendations. Geneva: World Health Organization. Available at: https://www.who.int/health_financing/topics/fragility-and-conflict/Health-Finance-FCAS.pdf?ua=1 Downloaded 1,520 times up to November 2020
Statement by Dr Matthew Jowett, Senior Health Financing Specialist, World Health Organization
NORAD (2012) Evaluation of the Health Results Innovation Trust Fund. Report 4/2012 Evaluation. Available at: https://www.norad.no/globalassets/import-2162015-80434-am/www.norad.no-ny/filarkiv/vedlegg-til-publikasjoner/hritf_lr3.pdf
Statement by Ellen Van de Poel, Health Financing Lead - Global Financing Facility, World Bank
GFATM (2015) 35th Board Meeting: The Challenging Operating Environments Policy. Available from: https://www.theglobalfund.org/media/4220/bm35_03-challengingoperatingenvironments_policy_en.pdf