Impact case study database
Search and filter
Filter by
- Coventry University
- 14 - Geography and Environmental Studies
- Submitting institution
- Coventry University
- Unit of assessment
- 14 - Geography and Environmental Studies
- Summary impact type
- Environmental
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Flooding and pollution are increasing worldwide. Urbanisation and climate change are producing insecure, degraded ecosystems. Coventry University (CU) has pioneered research in Sustainable Drainage Systems (SuDS) that has revolutionised the way infrastructure and ecology can combine. Our work has discovered new ways to deactivate pollution, enhanced ecology and assisted world-famous sporting icons. Our research has guided sector expertise for practitioners draining catchments, resulting in landscape transformation. Informed by CU work, over 100 km2 of permeable paving (PP) has been installed in the UK alone, since conception. Marshalls paving, for example, have applied CU’s contribution to SuDS development globally, installing 5 million m2 of PP since 2014.
2. Underpinning research
SuDS research at CU has aimed to discover and improve measures that facilitate rainfall soaking into the ground, rather than running off and generating flooding. Once the water is below ground, work has investigated ways to remove pollutants, deactivating toxins in-situ by microbiological processes. The innovative nature of the research has led to numerous collaborations with partners including the EU, Highways England, charities and SMEs. In 2003, CU researchers were first to identify the importance of biology in engineered SuDS, which could improve pollution prevention properties in engineered permeable pavement (PP) (R1). Research in this area, focussed on microbiological remediation of pollution in stormwater, contaminated from urban and industrial runoff, continues to the present day (R5).
In a KTP beginning in 2004 (G1), Coupe was the first to investigate the impact of herbicides on PP and from 2012-15, work on herbicides in SuDS was advanced by Mbanaso, Charlesworth and Coupe, working with Interpave, a major UK paving and landscaping trade body. Research demonstrated that herbicides brought considerable environmental risk to SuDS; researchers documented methodologies for (and tested the feasibility of) deactivating the much-used herbicide Roundup, within these systems (R2).
CU research also established that pollution in water and gases can be remediated by SuDS. From 2011-2014, Newman, Coupe and Mbanaso investigated the potential application of SuDS for landfill gas remediation, working with the company SEL Environmental. Landfill produces methane, a greenhouse gas, from waste disposal. Research assessed how SuDS could be used to soak up harmful gases, to vent explosive gases away from nearby buildings. Coupe and Newman showed how this technology could combine with stormwater recovery to both reduce flood risk and provide treatment sites for removing urban contaminants (R3).
From 2014-16 Marshalls sponsored a £100,000 programme of research (G2), led by Coupe and Sañudo Fontaneda, to examine the benefits of new PP designs and new paradigms on water quality, whilst supporting risk analysis on disposal of SuDS after use (R4). Pollution receptors inside SuDS are not inert, but strongly biologically active, with microbial communities that remove biodegradable material and toxic non-biodegradable metals by biological interaction. This work is being continued in the CU contribution to a 30 partner, 15 university, €3.8m Marie Curie ITN project led by Coupe, named SAFERUP! (R5).
Since 2017, field-scale green infrastructure devices were tested onsite at CU by Sañudo Fontaneda, Lashford and Coupe (2020), with research on swales (R6) and green roofs. Green roof work was led by Coupe and Trenchard in a Knowledge Transfer Partnership (G3), proving the potential for green roofs to enhance insect and plant biodiversity (2017-2019). 68 plant species were established on a retrofitted green roof incorporating the SEL/Permavoid blue green roof design beneath, replicating a wildflower meadow. Beneficial ecological function is shown in SuDS microbiological action, including bioremediation and in our new blue and green roof designs that demonstrably facilitate biodiversity. Discovery and elucidation of beneficial biological action in engineered stormwater infrastructure, is unique to CU SuDS, explaining the novelty of our work and enthusiasm of funders to collaborate.
3. References to the research
R1. Coupe, S.J., Smith, H.G., Newman, A.P., and Puehmeier, T. (2003). Biodegradation and microbial diversity within permeable pavements. European Journal of Protistology. 39: 495-498. https://doi.org/10.1078/0932-4739-00027
R2. Mbanaso, F.U., Coupe, S.J., Charlesworth, S.M., Nnadi, E.O. and Ifelebuego, A.O. (2013). Potential microbial toxicity and non-target impact of different concentrations of glyphosate-containing herbicide (GCH) in a model pervious paving system. Chemosphere. 100: 34-41. https://doi.org/10.1016/j.chemosphere.2012.09.058
R3. Coupe, S.J., Nnadi, E.O., Newman, A.P. and Mbanaso, F.U. (2017). An Assessment of the Potential Use of Compost Filled Plastic Void Forming Units to Serve as Vents on Historic Landfills and Related Sites. Environmental Science and Pollution Research. 19238–19246. https://doi.org/10.1007/s11356-017-0208-7
R4. Mbanaso, F.U., Charlesworth, S.M., Coupe, S.J., Newman, A.P., and Nnadi, E.O. (2019). Reuse of materials from a Sustainable Drainage System device: Health, Safety and Environment assessment for an end-of-life Pervious Pavement Structure. Science of the Total Environment. Volume 650, (2), 1759-1770. https://doi.org/10.1016/j.scitotenv.2018.09.224
R5. Fathollahi, A., Coupe, S.J., El-Sheikh, A. and Sañudo-Fontaneda, L.A. (2020). The biosorption of mercury by permeable pavement biofilms in stormwater attenuation. Science of the Total Environment. 741 (2020) 140411. https://doi.org/10.1016/j.scitotenv.2020.140411
R6. Sañudo-Fontaneda, L.A., Coupe, S.J., Barrios-Crespo, E., Rey-Mahía, C., Álvarez-Rabanal, F.P. and Lashford, C. (2020). Descriptive Analysis of the Performance of a Vegetated Swale through Long-Term Hydrological Monitoring: A Case Study from Coventry, UK. Water. 12 (10), 2781. https://doi.org/10.3390/w12102781
G1. Newman, A., (PI) ‘Formpave Limited and Coventry University’ (2004-6). KTP. Innovate UK, European Social Fund. Total grant £67,524.
G2. Coupe, S. (PI), Sañudo Fontaneda, L. (2014-16). ‘Pervious Pavement Designs to Control Urban Flooding and Pollution’. Marshalls Mono Ltd. Total grant £100,000
G3.Coupe, S. (PI), Trenchard, L. (2016-19). ‘SEL Environmental and Coventry University. KTP, Innovate UK. Total grant, £130,247.
4. Details of the impact
CU researchers have worked extensively with industry to bring new knowledge to SuDS, enabling the effective integration of these techniques into drainage designs. Introducing paving surface permeability and plants to SuDs, has resulted in tangible impacts on companies working with CU; this has been both in terms of product development and compliance, benefiting the downstream environments (please see the chart below for a summary of impact flow).
A major project has been the development of permeable pavement, an innovative drainage solution, which CU was involved in from the earliest stages. The journey began through the creation of a joint patent with the company Formpave in 2000, the first move to establish PP in a way that replaced traditional, often inadequate pipe and gully drainage. The UK Committee on Climate Change stated that during 2009-13, “an estimated 5,100,000m2 (510 ha) of permeable paving was installed in England” - 8% of the total area of block paving (S1, p.1). The market has grown since then, led by Marshalls, the UK’s largest SuDs installer; since 2014 they have generated a profit of £14 million based on turnover of £2.5 billion, of which £500 million is in permeable paving (S3). They alone were responsible for installation of 5,000,000 m2 of PP during 2014-2020, which has led to around 1,500,000 m3 of stormwater being diverted from the UK’s overloaded and flood prone sewer network. Marshalls observed the success of improving water quality in their offer, changing their design to include filtering geotextiles, after research at CU (S2). Explaining the impact of CU research in 2020, Marshalls head of SuDS said: “we lead the market because of this relationship with Coventry University…the collaboration with CU helps us in staying at the front of the sector. Coventry University is the only institution that we have active research with” (S3, S10).
CU and SEL Environmental have collaborated since 2000. CU research rigorously tested the properties of the Permavoid module, a key water storage element, found in all SEL designs since its initial development. SEL’s managing director, stated that Permavoid-related products, drawing on this research, make up 60% of total sales for the company, who in 2019 had a turnover of £2 million (S5).
He noted that much of the SEL collaboration with CU, “related to Permavoid systems and the many ways that they can be deployed, to attenuate water, gases and pollution (and) has been fundamental to our technical and commercial development as a company. As described in the case study, we have won many drainage and gas migration installations due to our collaboration with Coventry University” (S5,S10).
As acknowledged above, CU research revealing new SuDS properties has been invested in product development, generating new designs, new products and impact in the environmental sector. Testing of Permavoid at CU has inspired a range of new patented SEL drainage products, brought to market from 2004-2020. Of these, SEL have sold kilometres of novel linear drainage and water treatment products including Permaceptors, Permachannels and virtual curtain explosive gas migration barriers, with 50 UK schemes (S5).
Permavoid drainage is now used at Tottenham football stadium (2019) and the refurbished Anfield Stadium, Liverpool (2017, pictured above), where it prevents match postponement for a combined 2.2m supporters per annum – a significant cultural impact (S9). The Chief Executive Office of the Institute of Groundmanship attributes Liverpool’s 2019-20 Premier League title win in part to the “revitalised pitch benefits” delivered through the CU-informed Permavoid design, which contributed to their achievement of “100 points from their last 102 available on offer at home” (S9). Permavoid systems drain 161,860 m2 of sports pitches in the UK alone representing 5 sports (S5, S8).
SEL used CU research on gas migration prevention technology to develop gas protection schemes, protecting human life from explosions arising from landfill gases leaking into buildings, and enabling regeneration of difficult environments. Using CU-trialled Permavoid design criteria to separate methane and water, in 2017, SEL vented gases from a site in Warrington, allowing safe construction of an £11,850,000 development: 104 low-rise dwellings, roads and parking. (S4). This achievement also built on our original publication (R3). SEL have installed Permavoid in 9 countries: UK, Ireland, USA, Bahrain, Netherlands, Germany, New Zealand, Belgium, Poland (S5).
The KTP project with SEL from 2017 – 2019, demonstrated ecological impact, placing retrofit green roofs onto existing infrastructure (pictured above). Research has enabled better water management alongside habitat enhancement (S6,). An independently conducted ecological survey revealed 5 insect species with national and local rarity value, from a total of 120 insect species on the green roofs at Coventry University (S7). The innovation in green roofs improved and increased the total constructed habitat for rare insects (S6). This research has been incorporated into SEL’s product range, where green roofs are now used across four sites in Coventry, London, Aylesford and Blackburn.
5. Sources to corroborate the impact
S1 –Final Report, Adaptation Sub-Committee, UK Committee on Climate Change. < https://www.theccc.org.uk/wp-content/uploads/2014/07/7-ASC-paving-survey-report_for-publication.pdf> [Accessed 31.12.20].
S2 –‘Water Quality Research’, Marshalls PLC. < https://media.marshalls.co.uk/image/upload/v1581417666/Marshalls_Water_Quality_Research_with_Coventry_University.pdf> [Accessed 31.12.20].
S3 – Transcript. Interview, Marshalls PLC.
S4 – ‘Virtual Curtain Gas Migration Barrier - Housing, Marsden Avenue, Warrington ‘, Virtual Curtain Webpage, SEL Environmental. < https://virtual-curtain.com/Case-Studies.php> [Accessed 31.12.20].
S5 – Transcript. Interview, SEL Environmental.
S6– Webpage. ‘Case Studies: SEL Environmental, Green Roofs Project’. Coventry University Website. < https://www.coventry.ac.uk/business/our-services/projects/sel-environmental/> [Accessed 31.12.20].
S7 – Report. Steve Falk, ‘Insect Samples from the CAWR 2018 Green Roof Survey, identified by Steven Falk’. October 2019.
S8 – ‘Permavoid System technical Manual Permavoid: Planning, Design, Specification and Installation Guide, SEL Environmental (recently acquired by Polypipe), January 2016. < https://www.polypipe.com/sites/default/files/WEB_PCL_14_234_Permavoid_Technical_Manual_2015_4.pdf> Page 7, [Accessed 31.12.20].
S9 – Collated articles on the use of ‘Permavoid’ SuDS by Liverpool Football Club, 03.02.20.
S10 – Collated testimonials. Marshalls PLC, and SEL Environmental.
- Submitting institution
- Coventry University
- Unit of assessment
- 14 - Geography and Environmental Studies
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Although rehabilitation is a key aim of all UK prisons, roughly 30% of those incarcerated reoffend. Rehabilitative interventions are of variable effectiveness and do not always enhance the lives of incarcerated men and women.
Through a collaborative approach working with Third Sector Organisations (TSOs), prison management and staff, incarcerated men and women and relevant statutory agencies, CU researchers have established the efficacy of building relationships and humanizing environments in prisons. The work has created pathways to more effective land-based, community and faith-based rehabilitative interventions. This has improved the commissioning, design and delivery of interventions, influenced public policy and contributed to better welfare of criminalised men and women.
2. Underpinning research
A central goal of CU’s rehabilitative research has been to utilise a collaborative methodological approach to identify how design, delivery and support for key stakeholders can facilitate effective rehabilitative interventions.
CU’s approach to rehabilitative research began with an evaluation of the Master Gardener programme, developed by charity ‘Garden Organic’ (‘GO’) and delivered at HMP Rye Hill (Geraldine Brown, 2013-15). This pilot programme based on the development and delivery of a gardening intervention with substance misusing prisoners was instrumental in setting a framework for further studies. Findings provided evidence of the health and wellbeing benefits to participants when they had access to an environment where they could engage in purposeful activities, create therapeutic alliances, and be in touch with nature (R1). Working in the garden was an important part of participants’ journey to reduce substance misuse.
Research highlighted the significance of proactively involving stakeholders in decision-making associated with the design and delivery of the garden. It demonstrated the importance of encouraging shared learning and fostering a sense of community; this effectively engages participants and our research shows how it directly impacts their personal development, acquisition of learning and employability skills (R1, R2, R3).
In 2015 Elizabeth Bos led a mixed method study to examine community land-based interventions such as food growing and construction projects, particularly in supporting transition from prison ‘through the gate’ to the outside world (R4). This study highlighted the importance of creating links between prison and community land-based rehabilitative programmes that valued building relationships and creating humanizing spaces. Findings indicated that diversity in the design and delivery of community land-based interventions offers access to a range of employment-related skills and builds individual’s resilience, which is beneficial for the rehabilitative process.
From 2015-16 Brown evaluated an intervention delivered by Bringing Hope, a faith-based organisation, at HMP Birmingham. The programme targeted black men identified as ‘gang-involved’, using small group work and one-to-one support, whilst working in the community with families. Findings showed that targeted rehabilitative programmes – in this case, both black-led, and faith-based – delivered a range of health and wellbeing benefits (R5). A subsequent study evaluated a prison and community service delivered by Kairos, a Coventry-based women’s charity, targeted at sex-working women within HMP Peterborough (2017). Findings showed the benefits of an intervention designed to have continued contact with women in prison and on release; it illuminated key areas of support and the organisational systems and processes needed to holistically meet the complex needs of this vulnerable group.
Drawing on R1 which established good practice for land-based prison programmes, from 2017-18 Brown was commissioned by the Conservation Foundation (a leading environmental charity) to undertake a study of their ‘Unlocking Nature’ programme, delivered at HMP Wandsworth (2017-18). This aimed to increase skills, employability and wellbeing through horticulture and improve the prison environment. CU research demonstrated the importance of collaborative and inclusive working, and planning for long-term sustainability in order to improve engagement and delivery of land-based programmes, and maximise their rehabilitative benefits (R6).
Behind all of this research is a theoretically underpinned evaluative model, developed to generate independent evidence, build the capacity of organisations, and support partnership-working (R3, R6). Ultimately, researchers have set out to create more humanising environments, to improve rehabilitation strategies and participant engagement.
3. References to the research
R1. Brown, G., Bos, E., Brady, G., Kneafsey, M., Glynn, M (2015) A summary report of an Evaluation of the Master Gardener Programme at HMP Rye Hill: An Horticultural Intervention with Substance Misusing Offenders, Centre for Sustainable Regeneration: Coventry University. https://www.gardenorganic.org.uk/sites/www.gardenorganic.org.uk/files/Final%20summary%20report%20HMP%20Rye%20Hill%201.pdf
R2. Brown. G., Bos. E. and Brady, G. (2020). ‘Building Health and Well–being in Prison: Learning from the Master Gardener Programme in a Midlands Prison’. In Issues and Innovations in Prison Health Research: Methods, Issues and Innovations, 139-165. Edited by Matthew Maycock, Rosie Meek, James Woodall. London: Palgrave Macmillan. E-book ISBN 978-3-030-46401-1.
R3. Brown, G. and Bos, E. (2017) ‘We were there too’: There is much to learn from embedding auto/biography in the knowing and doing of prison research. Methodological Innovations 10: 2, 1-8. https://doi.org/10.1177/2059799117724039
R4. Bos, E., Brown, G., Parsons, J., Brady, G. and Halliday, J. (2016). Supporting Rehabilitation: A pilot study supporting the role of community and land-based models. Key Findings Report. Coventry University. http://www.coventry.ac.uk/Global/08%20New%20Research%20Section/CBiS/Supporting%20Rehabilitation%20report.pdf
R5. Brown, G. and Grant, P. (2018) Hear Our Voices: We're More than the Hyper-Masculine Label: Reasonings of Black Men Participating in a Faith-Based Programme, in New Perspectives on Prison Masculinities. Maycock, M. & Hunt, K. (eds.). Cham: Palgrave, p. 145-169 24 p. Palgrave Studies in Prison and Penology). Print ISBN: 978-3-319-65653-3. Online ISBN: 978-3-319-65654-0. https://doi.org/10.1007/978-3-319-65654-0_7
R6. Brown, G. and Brady, G. (2020) Collaborative research: Working together to deliver land-based prison initiatives, Methodological Innovations, May-August 2020, 1–12. https://doi.org/10.1177/2059799120927333
4. Details of the impact
The collaborative and applied nature of this rehabilitative research has informed policymakers and charities on commissioning, practice and programme delivery. Importantly, it has improved participants’ engagement and experience of the interventions examined.
Impact on Policymakers
At a UK parliamentary debate on ‘Mental Health in Prisons’ in January 2018, MP Rebecca Pow used R1 as evidence to advocate for ‘using gardening as a therapeutic intervention’ within the justice system, noting that the research had ‘discovered…the [beneficial] long-term effects’ they had on prisoners’ lives (S1). Likewise R1 has become a valuable resource for horticultural organisations advocating social-prescribing of gardening: ‘The Food Tank’, an international body for food advocates, uses it as key evidence to advise affiliated bodies on the use of land-based programmes in prisons and other secure settings (S8).
Based on her ‘community-involved approaches’ to interventions research (R5), in 2016 Brown was invited to contribute to the West Midlands Youth Violence Action Plan (YVAP) for the Office of the Police and Crime Commissioner, a regional approach to creating safer environments for young people (S9). Work led by Brown to gather insights from key community organisations, individuals, and ‘a core group of prisoners’ was used to produce a final commission report in 2017, subsequently ‘used as a model of good practice by the Home Office and other local authorities’(S9). Data collected for the report was used to underpin a successful application to establish ‘the first West Midlands Violence Reduction Unit (RU)’, launched October 2019 (S9).
Impact on Organisations Delivering Rehabilitative Interventions
CU research on rehabilitative interventions generated evidence of what works, how and why, providing a new evidence base around rehabilitation commissioning. The former Deputy Director of HM Prison and Probation Service states that Coventry’s work at HMP Wandsworth (R6) not only ‘broadened’ their level of expertise on rehabilitative environments, but also enabled an evidence-assured approach to ‘commissioning decisions’, making it far easier to ‘validate the use of taxpayers’ money’ (S6).
Charities delivering rehabilitation interventions have utilised CU research to demonstrate the effectiveness of their work to commissioners, and guide implementation. The former Operational Director for ‘GO’ stated R1 provided a ‘validation of what we do’, and improved understanding of what made interventions successful, ‘helping shape and design the delivery of projects’ going forward, and justify the value of interventions to funders (S2). GO ‘use this research every day’ to adapt programmes to a ‘difficult environment’ in ‘any circumstances’ S2). GO’s former Head of Sustainable Communities noted that CU’s research ‘provided an external validation of the intervention’s success….it builds confidence in commissioners that these projects are demonstrably effective’ (S2).
For the former Director of Kairos, the research ‘helped us to show just what impact our work has, and why it is cost-effective’ within a highly competitive funding landscape (S4). Similarly, the Director of Bringing Hope notes how useful this ‘objective evidence’ of their intervention’s effectiveness was (R5), particularly to the foundation who fund them: he praised the way ‘collaboration with CU…allowed us to develop further’, informing future work (S4).
The Conservation Foundation have used CU’s research (R6) to further promote uptake of the ‘Unlocking Nature’ programme within prisons (S5). Through this, in 2019 Brown presented the research on effectiveness at the Lambeth Palace ‘Green Health Live’ conference, feeding into strategic work of Church of England’s Environmental Group Work to encourage the use of the spaces around church buildings for therapeutic gardening (S5).
The research (R1, 4 and 5) has helped improve delivery by highlighting the importance of effective relations between staff, intervention practitioners and participants. The CU team delivered training events on best practice interventions in October 2017 and April 2019, in partnership with TSOs, practitioners and prison service representatives. These were delivered to over 70 frontline workers operating in fields including housing, criminal justice, domestic and ‘gang’ violence, to develop strategies for collaborative working and programme delivery (S7). After her work with researchers, a Kairos practitioner better understood that knowledge she had ‘previously just taken for granted’, could be used to improve future interventions (S4). Findings have been used by former Deputy Director of HM Prisons and Probation Service internationally in training material for the US ‘Warden’s Exchange Programme’, who have shared the research ‘more widely across the prisons service there’ (S6).
Impact on Participants
Ultimately research has helped charities and prisons reflect on their rehabilitation interventions, and find ways to better support participants. Work with Kairos and Bringing Hope (R5) led to changes including more targeted support on release; the development of further opportunities for peer support; and inclusion of training to access employment (S3, S4). Although too soon to gauge the broader impact of the work, CU researchers have engaged directly with 80 men and women in prison interventions, and feedback makes clear that this benefitted their rehabilitative process (S10). Participants have reported improvements to personal wellbeing, self-esteem, and self-control (‘helping keep busy and focus my mind to other areas of my life’) and shared hopes that interventions could ‘spread out across the prison estate’ and help rehabilitate ‘16-21 year olds…before it’s all too late’ (S10).
5. Sources to corroborate the impact
S1. MP, Speech. ‘Mental Health in Prisons’ Westminster Hall Debate, 9:30am, 10. 01.18. (PDF document, Hansard, pp.9-11.)
S2. Collated testimonials, Garden Organic. (Testimonial, Former Director of Operations; Testimonial, Former Head, Department of Sustainable Communities.)
S3. Testimonial, Executive Director, Bringing Hope.
S4. Collated testimonials, Kairos WWT. (Testimonial, Former Director; Testimonial, Senior Practitioner (Prisons, Women in Community.)
S5. Collated materials, Conservation Foundation. (Testimonial, Executive Director; Article, ‘Green Health Live’, Church Times.)
S6. Testimonial, Former Deputy Director in Her Majesties Prison and Probation Services.
S7. Materials and Feedback from Training Events for Criminal Justice Sector.
S8. Web page. ‘Prison Organic Gardening Program Reduces Drug and Alcohol Use’. Food Tank Website (2019). https://foodtank.com/news/2019/06/organic\-gardening\-program\-in\-prison/
S9. Collated materials, West Midlands Commission on Youth Violence. (Testimonial, Board Member, Gangs and Violence Commission; Report, ‘Commission on Gangs and Violence’, 2017.)
S10. Feedback from Intervention Participants
- Submitting institution
- Coventry University
- Unit of assessment
- 14 - Geography and Environmental Studies
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
The UN Committee on World Food Security (CFS) is the world’s leading platform addressing issues of hunger and food insecurity. CFS policy recommendations are elaborated through a participatory process involving 300 million small-scale food producers through the Civil Society and Indigenous People’s Mechanism (CSM). Yet the CSM is facing challenges to ensure the participation of marginalized groups in global governance. Dr. Claeys and Dr. Brem-Wilson have enabled the CSM to address these challenges by increasing the engagement of rural youth, the capacity of CSM Coordinators, the involvement of under-represented sub-regions and the CSM’s ability to monitor, leading to greater inclusion and diversity. Their research contributed to political change through the development of new norms that incorporate small-scale farmers’ concerns, enhancing the legitimacy, buy-in and implementation of CFS policy outputs.
2. Underpinning research
The most recent estimates for 2019 show that prior to the COVID-19 pandemic, almost 690 million people were undernourished. Despite global efforts to address food insecurity, little progress has been reported, because food system governance is marked by exclusionary processes favouring the values and interests of powerful corporations, investors, and big farmers (R1, R5). To tackle this challenge, the UN Committee on World Food Security (CFS) was reformed in the aftermath of the 2008 Global Food Crisis to become a participatory multi-stakeholder platform that places civil society engagement at its core.
Over the last 12 years, Claeys and Brem-Wilson have analyzed how groups representing small-scale food producers have organized in transnational networks to speak with their own voice at the UN (R1, R2, R4). They have documented how rural and urban constituencies have established the Civil Society and Indigenous Peoples’ Mechanism (CSM) to participate in CFS debates (R4). They have insisted on the importance of involving food producers at every stage of the policy-making process, leading to greater legitimacy, buy-in and implementation of CFS policy outputs (R5).
Brem-Wilson and Claeys’ research on the Civil Society and Indigenous People’s Mechanism (CSM), has focused on identifying obstacles to the effective participation of small-scale food producers (R1, R2, R3) and on increasing inclusion and diversity (R4, R5, R6). Funded by the CSM (and internally by Coventry University), Claeys (G1) and Brem-Wilson have conducted online surveys, semi-directed interviews and participation observation, while positioning themselves as scholar-activists working alongside affected constituencies. Their main research findings have identified four key areas requiring action within the CSM for it to become a more efficient and inclusive platform:
Foster the participation of rural youth in the CSM: the independent evaluation of the CSM conducted by Claeys in 2018 showed that very few rural youth were actively involved in the CSM, leading to serious gaps in how global food security policies address the specific challenges facing small-scale food producers under the age of 35, often lacking access to land and rural employment opportunities (R6).
Build the capacity of the CSM coordinators so they can effectively involve small-scale producers from around the world in global policy processes: Brem-Wilson’s participatory research on facilitation within the CSM pointed to a lack of clarity on how the 40 CSM coordinators are supposed to act as “facilitators” to engage with grassroots communities worldwide, resulting in inconsistencies and ineffectiveness, as well as a lack of motivation on their part (R3, R6).
Address gaps in representation from three sub-regions: the independent evaluation of the CSM conducted by Claeys in 2018 identified imbalances in how the 17 sub-regions participate in the CSM, putting the legitimacy and functioning of the CSM at risk. It recommended taking measures to include missing sub-regions (Central Asia, South Asia and Southern Africa) in the governance bodies of the CSM (R6).
Develop new data collection practices for a more inclusive CSM: the independent evaluation of the CSM conducted by Claeys in 2018 pointed to the lack of an efficient strategy for data collection and monitoring. The lack of process in place to collect data on participation in the CSM, disaggregated by gender, age, constituency or sub-region, prevented the CSM from addressing imbalances in participation (R6).
3. References to the research
R1. Brem-Wilson, J. (2017). ‘La Vía Campesina and the UN Committee on World Food Security: Affected Publics and Institutional Dynamics in the Nascent Transnational Public Sphere’, Review of International Studies, 43(2): 302-329. https://doi.org/10.1017/S0260210516000309
R2. Brem-Wilson, J. (2019). ‘Legitimating global governance: Publicisation, Affectedness, and the Committee on World Food Security’, Third World Thematics: A TWQ Journal, 3(5-6), 1–21. https://doi.org/10.1080/23802014.2018.1552536
R3. Brem-Wilson, J. (2018) ‘Bridging the Gap? Facilitation in the Civil Society Mechanism for Relations to the UN Committee on World Food Security: A discussion paper for the CSM, 21st September 2018’. Available at: http://www.csm4cfs.org/wp-content/uploads/2018/02/CSM__FacilationDiscussionPaper_English_11.2.19.pdf
R4. Claeys, P. & J. Duncan (2018). ‘Do we need to categorize it? Reflections on constituencies and quotas as tools for negotiating difference in the global food sovereignty convergence space’, The Journal of Peasant Studies, 46, 7, 1477-1498.
DOI: 10.1080/03066150.2018.1512489 https://doi.org/10.1080/03066150.2018.1512489
R5. Duncan, J, & P. Claeys (2018). Politicizing food security governance through participation: opportunities and opposition. Food Security, 10, 6, 1411–1424.
DOI: 10.1007/s12571-018-0852-x https://doi.org/10.1007/s12571-018-0852-x
R6. Priscilla Claeys & Jessica Duncan (2018): Evaluation of the Civil Society Mechanism (CSM) for relations with the UN Committee on World Food Security (CFS), Full Report, August 2018. Available at: http://www.csm4cfs.org/wp-content/uploads/2018/02/CSM-Evaluation-Report-2018-ilovepdf-compressed.pdf
G1. Claeys, P. (PI) (2017-18). ‘Independent Evaluation of the Civil Society Mechanism (CSM)’. UN International Fund for Agricultural Development (IFAD). Total grant: €12,000. (£10,217.)
4. Details of the impact
In 2018, Claeys released an independent evaluation of the CSM (R6), while Brem-Wilson produced a report on facilitation practices within the CSM (R3). These documents contained recommendations for improving internal functioning (see four key areas above), many of which were adopted by the Coordination Committee of the CSM. This contributed to political change through the development of new legal norms that incorporate small-scale farmers’ concerns and priorities, leading to greater legitimacy, buy-in and implementation of CFS policy outputs. Substantial impacts can be identified in the following four areas:
Enhanced participation of rural youth.
‘The CSM evaluation generated awareness and created momentum around the importance of increasing youth participation’ (S1). This led to the following impacts: a) the Coordination Committee of the CSM issued a call to all participating organizations asking them to appoint youth leaders (S1); b) as a result, the dormant Youth Working Group was reinforced (gaining over 100 active participants), and new facilitators and coordinators were appointed (S1); c) this led to ‘remarkable strides in increased youth participation in the CSM ‘ (S10, p. 16), with an increase from 3% in 2014 to 25% at the annual CSM Forums of 2018 and 2019 (S10, p.6); d) the Youth Working Group drafted a statement highlighting their vision and key policy demands, including around the COVID crisis (S1); e) the Youth Working Group influenced a number of CFS policy outputs at the 46th session of the CFS. A new and prioritized thematic workstream on “promoting youth engagement and employment in agriculture and food system” was added to the CFS workplan 2020-2023 (S2, p.6, X, 28, c), and the ‘urgency of involving youth and women in the urbanization and rural transformation debate’ was recognized in 2019 at the 46th Session of the CFS, in the workstream on Urbanization, Rural Transformation and Implications for FSN (S3, p.2, 4). As a direct result of Claeys’ recommendations, the inclusion and participation of the rural youth in the CFS were greatly enhanced and new legal norms were developed that protect the rights of the rural youth. The evaluation ‘was instrumental to these changes’ (S1).
Increased capacity of CSM sub-regional and constituency coordinators.
The CSM does not represent or speak on behalf of affected constituencies but facilitates their participation. Facilitation is therefore key to its identity and purpose. Yet, Brem-Wilson’s research ‘was the first attempt in its 8-year existence to systematically assess the practice of facilitation in the CSM’ (S4). Brem-Wilson’s research had the following impacts: a) ‘responding to recommendations’ in Brem-Wilson’s report, the Coordination Committee of the CSM ‘decided to constitute a specific Facilitation Working Group’ (S4); b) ‘the first task taken on by the Facilitation Working Group in June 2019, again addressing Brem-Wilson’s recommendations, was to launch an inclusive process of co-producing a (…) ‘ common understanding’ of facilitation. This resulted in a framework document, adopted in January 2020, that is now established as the CSM’s definition of facilitation’ (S4, S6); c) the Facilitation Working Group developed a new facilitation guide, leading to improved practices within the CSM (S4, S5); d) CSM Coordinators developed a better understanding of their roles as facilitators, leading to their increased engagement and motivation (S4, S5 ). The research led to enhanced practitioner capacity and substantial changes in professional standards and behaviours.
Increased representation of small-scale producers from 3 of the 17 CSM sub-regions.
The CSM evaluation identified the ‘important weakness’ that ‘some sub-regions participate more than others’ within the mechanism (S7), and recommended reaching out to missing sub-regions. ‘After that recommendation was discussed at the meeting of the Coordination Committee of the CSM in June 2018’, the Secretariat ‘took several steps to proactively foster the participation of underrepresented sub-regions, focusing on Central Asia, South Asia and Southern Africa’ (S7). This led to the following impacts: a) the CSM appointed representatives from these 3 sub-regions to its Coordination Committee (S7); b) the CSM organized a grassroots consultation for the Southern African region, ‘which received dedicated funding after the evaluation identified this as a priority’ (S7). The objective of this meeting was to ‘reactivate civil society engagement’ from 8 countries in the sub-region and identify joint policy priorities for CFS work (S8, p.18). The independent evaluation ‘proved to be an essential learning tool for our organization, as it… offered concrete and pragmatic ways forward’ (S7). It ‘contributed to significant improvements’ (S7), by strengthening inclusion within the CSM, and influencing the rights and participation opportunities of small-scale food producers from 3 important sub-regions.
Development of new practices and creation of new spaces for a more inclusive CSM.
‘The CSM evaluation identified a key weakness around (…) data collection practices (…), which were assessed as ‘insufficient to fully assess inclusivity’ (S9). The CSM Secretariat ‘took on board the recommendation of drastically reviewing the participant registration sheet in order to gather more personal data to be able to better track and monitor who participates’ (S9). This new registration sheet was implemented at the CSM Forum in 2018 and 2019. As a result, the CSM Secretariat is now able to ‘have a clear view on which constituencies and sub-regions participate and which groups are over or under-represented’ (S9). ‘This step marks an absolute breakthrough… as such information gathering is essential to monitoring the CSM’s level of inclusivity and to being able to identify and address weak areas’ (S10, p.17).
5. Sources to corroborate the impact
S1. Testimonial, Program and Communication Officer, CSM Secretariat.
S2. Final Report, CFS 46 (Outlining the CFS Multi-Year Plan of Work MYPOW 2020-2023.)
S3. Minutes, Session VI, Urbanization, Rural Transformation and Implications for FSN at CFS 46.
S4. Testimonial, CSM Facilitation Working Group Coordinator, ACTUAR Programme Officer.
S5. Testimonial, Senior Policy Advisor, Oxfam Belgium.
S6. Guidance. Civil Society and Indigenous Peoples Mechanism for Relations with the United Nations Committee on World Food Security (CSM). (2020). ‘Common Understanding of Facilitation in Principle and Practice’.
S7. Testimonial, CSM Secretariat Coordinator.
S8. Report, Sub-regional Meeting of CSM Southern Africa (March 2019)
S9. Testimonial, CSM Secretariat Finance and Logistics Officer.
S10. Report, ‘Assessment of Data Collection by the Civil Society and Indigenous Peoples’ Mechanism CSM, 2018–2019’. (Independent assessment the uptake of recommendations of the CSM evaluation undertaken by Priscilla Claeys and Jessica Duncan.)
- Submitting institution
- Coventry University
- Unit of assessment
- 14 - Geography and Environmental Studies
- Summary impact type
- Environmental
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Biodiversity decline requires action from governments and citizens alike. Research at Coventry University (CU) has focused on two important aspects of UK biodiversity: the plight of bumblebees which have undergone drastic declines over the past eighty years; and the risk posed to native biodiversity by invasive garden plants. Through an innovative combination of digital technology and citizen science, CU’s research resulted in three key impacts. First, it led to increased awareness and people changing their gardening behaviour to improve habitats for bumblebees and to better manage the spread of invasive garden plants; second, it enabled wildlife and gardening charities to improve their advice to people and organisations concerning behaviours to support biodiversity; third, it contributed to the Government’s Non-native Invasive Species Strategy and provided data to support management of invasive plants by non-governmental organisations.
2. Underpinning research
Two key strands of research have identified ways to support the UK’s native biodiversity:
Planting for Bumblebees
Bumblebees are important insects, contributing to agricultural pollination worth c.£650m annually in the UK. Unfortunately, bumblebee populations continue to decline, due to the loss of 97% of the UK’s wildflower meadowland since 1930. Allotments and gardens are increasingly important habitats for bumblebees and cover over one million acres of land in the UK, but little is known about which species use these spaces, or which flowering plants are the most important sources of nectar and pollen.
Research led by Foster [R1, internal funding, 2013-14] was the first to provide evidence on bumblebee foraging preferences in UK allotments and gardens cultivated for food, establishing the importance of including floral resources within these spaces. The approach was expanded in the following ‘Blooms for Bees’ project (G1), a collaboration with the Royal Horticultural Society, Bumblebee Conservation Trust and Garden Organic. This was the first to use an app to engage UK gardeners in timed-count surveys specifically to explore bumblebee floral preferences. Over 7,000 members of the public downloaded the app, submitting over 2,500 plant surveys and 5,000 bumblebee records, verified by one of the UK’s leading bee experts, Steven Falk. This verification process guaranteed the high quality of the data and generated recommendations to improve the accuracy of future citizen science and pollinator monitoring projects [R2].
Data collected revealed the importance of gardens for supporting a wide range of bumblebee populations, including rarer species marked as conservation priorities under the UK Biodiversity Action Plan. The results generated recommendations for bee-friendly planting, including alternative bedding plant options. This is especially important as most commercial bedding plants are bred for appearance, holding limited value for insects.
Gardeners Preventing Plant Invasions
In 2010 it was estimated that problems caused by invasive species cost the British economy £1.7 billion annually, and the 2020 assessment of UK biodiversity indicators found that the pressure from invasive species continues to increase. Of the total number of species in the British flora, 2500 non-native plants now outnumber native species and almost half (1195) are horticultural introductions escaped from gardens. In 2014 Dehnen-Schmutz participated in a national horizon-scanning exercise to identify and rank alien invasive species, and this recommended that plants grown in gardens should be included in future assessments (R3). A key challenge is that whilst the invasion process of these plants starts in gardens, it is unfeasible to perform assessments on all 70,000 plant taxa cultivated in UK gardens. To address this problem, Dehnen-Schmutz pilot-tested the globally first citizen science study demonstrating that gardeners could be involved directly and given the skills to identify and report potentially invasive ornamental plants [R4, internal funding, 2015]. She also organised an expert workshop within the programme of the COST Action Framework ‘ALIEN Challenge: European Information System for Alien Species’. The research evaluated the effectiveness of policies to prevent future plant invasions from ornamental horticulture, the main source of harmful invasive plants in the UK and globally [R5, R6].
Based on her research, Dehnen-Schmutz recommended the implementation of a permanently available tool Plant Alert (www.plantalert.org\), allowing gardeners to submit records of invasive plants. This was adopted and is now maintained by the Botanical Society of Britain and Ireland, enabling gardeners to monitor new and emerging invasive ornamentals efficiently and helping respond to the expectation that climate change will heighten the naturalisation potential of many widely-planted ornamental plants in the future [R5]. Launched in 2019, Plant Alert received 480 records by the end of 2020, in addition to the 201 received in the pilot study.
3. References to the research
R1. Foster, G., Bennett, J., & Sparks, T. (2017) An assessment of bumblebee (Bombus spp) land use and floral preference in UK gardens and allotments cultivated for food. Urban Ecosystems 20:425–434. DOI: https://doi.org/10.1007/s11252-016-0604-7
R2. Falk, S., Foster, G., Comont, R., Conroy, J., Bostock, H., Salisbury, A., Kilbey, D., Bennett, J. and Smith, B. (2019) Evaluating the ability of citizen scientists to identify bumblebee (Bombus) species. PloS One, 14(6). DOI: https://doi.org/10.1371/journal.pone.0218614
R3. Roy, H.E., Peyton, J., Aldridge, D.C., Bantock, T., Blackburn, T.M., Britton, R., Clark, P.,
Cook, E., Dehnen‐Schmutz, K., et al. (2014) Horizon scanning for invasive alien species with the potential to threaten biodiversity in Great Britain. Global Change Biology, 20(12): 3859-3871. DOI: https://doi.org/10.1111/gcb.12603
R4. Dehnen-Schmutz K. & Conroy, J. (2018) Working with gardeners to identify potential invasive ornamental garden plants - testing a citizen science approach. Biological Invasions 20: 3069–3077. DOI: https://doi.org/10.1007/s10530-018-1759-3
R5. Hulme, P., Brundu, G., Carboni, M., Dehnen-Schmutz, K. et al (2017): Integrating invasive species policies across ornamental horticulture supply-chains to prevent plant invasions. Journal of Applied Ecology 55: 92-98. DOI: https://doi.org/10.1111/1365-2664.12953
R6. van Kleunen M., Essl F., Pergl J., et al…., Dehnen-Schmutz K. (2018): The changing role of ornamental horticulture in alien plant invasions. Biological Reviews 93: 1421-1437, DOI: https://doi.org/10.1111/brv.12402
G1: Foster, G. (PI), Conroy, J., Bennett, J., Smith, B., (2016-18). Blooms for Bees – a citizen science project to promote and improve gardening for bumblebees. Heritage Lottery Fund. Total grant: £99,700.
4. Details of the impact
CU’s research has led to 1) increased awareness and people changing their gardening behaviour to support biodiversity; 2) wildlife and gardening charities improving the advice they give to people; 3) non-governmental organisations and UK Government integrating the results and tools developed into national strategies for biodiversity protection.
1. Supporting Biodiverse Gardening
Blooms for Bees (BfB) trained several thousand members of the public, particularly through the project’s monitoring app. The innovative nature of the technology was key to its impact. Noted by the Principal Scientist of the Royal Horticultural Society (RHS), “[P]artnering on the Blooms for Bees project has demonstrated the potential of smartphone technology in combination with citizen science to deliver useful data on pollinator and plant relationships” (S1). Recorders’ bumblebee identification accuracy improved from 24% for their first identification, to 44% by the tenth submission upwards (S2).
Over 2,600 households from across the UK requested bee-friendly plants and seeds, providing additional forage for bumblebees in 2017. 141 participants responded to the end of project questionnaire; the majority stated they had taken new actions to support bumblebees, either growing more bee-friendly flowers, improving nesting habitats, or eliminating use of chemicals (S2).
The Department for Environment, Food and Rural Affairs (Defra) recognised the contribution that BfB made to raising public awareness, awarding the project a ‘Bees’ Needs Champions Award’ for exemplary initiatives which support pollinators (S3). Findings were reported widely in the press (S4) and gardening presenter/journalist Kate Bradbury dedicated several pages to BfB in a gardening manual she authored, drawing on CU evidence to give guidance on pollinator-friendly planting (S5).
Similarly, Plant Alert raised awareness about invasive ornamental plants through national press, TV and radio (S4). The approach also received international interest: in the European and Mediterranean Plant Protection Organisation Newsletter, in a newsletter for Dutch professional gardeners/landscape planners, and as a best practice example in a Spanish guide on citizen science (S6). The head of Defra’s Protected and Invasive Non-Native Species Team acknowledged that “Plant Alert provides a key role in raising awareness amongst gardeners of the potential harm associated with some non-native plants, and the need to garden, contain and dispose of them responsibly” (S7).
2. Advice and Advocacy
The RHS (500,000 members) and Bumblebee Conservation Trust (BBCT, 7,000 members) used results of BfB to strengthen their advice on planting to encourage biodiversity (S1, S8). The RHS used the results in their annual (2019) review of their Plants for Pollinators list, accessed online by 70,000 people each year and confirmed that “a number of recommendations and decisions were taken as a result of the Blooms for Bees trials” (S1). The BBCT used the results to ‘reinforce’ their planting advice: “we are now able to say that in nationwide research we’ve been involved with, species ‘x’ came out as good, rather than having to rely on second-hand information from others. One thing that has come entirely from the Blooms work is that we now mention dahlias as a good bedding-plant option” (S8). The BBCT is also updating its Bee Kind tool which recommends bee-friendly plants to gardeners, schools, businesses and local authorities by “updating the scoring algorithm to incorporate some of the findings from the Blooms analysis” (S8).
Through BBCT, the project’s bumblebee records are shared with the National Biodiversity Network, the UK’s largest partnership for nature, meaning that data is accessible for the long-term. Due to the data’s high-quality, which is “of known provenance and verified reliably” (S8), it is also accepted by the Bees, Wasps and Ant Reporting Society, contributing to the mapping and monitoring of changes in bumblebee populations.
3. Supporting National Biodiversity Strategies
Plant Alert directly supports the prevention and management of invasive ornamental plant species, as recommended by R3. Defra’s 2019 non-native species Horizon Scanning exercise, which Dehnen-Schmutz contributed to, included horticultural plants present in gardens for the first time. Defra recognise this as “an area for concern” where there are “significant gaps in our knowledge of those plants in gardens which may be becoming invasive” (S7). For example, new species have been recommended for risk assessments such as chocolate vine (Akebia quinata), shortlisted in the Horizon Scanning 2019 and commissioned in November 2020.
The permanent addition of Plant Alert to recording efforts in Britain and Ireland is key to its impact: the Botanical Society of Britain and Ireland’s (BSBI) Head of Science, commented that many citizen science projects are “time-limited due to project funding and the data collected are often only available to the researchers involved in the projects” (S9). In contrast, records received through Plant Alert are integrated into BSBI’s database and accessible to other researchers and specialist users, whilst the maps are publicly available. Moreover, “Plant Alert is our first specifically designed recording scheme to include records of ornamental plants in gardens. This is important evidence as most non-natives in Britain and Ireland start as ornamentals in gardens and subsequently spread into surrounding habitats, with some having serious impacts on native biodiversity” (S9).
Because Plant Alert is integrated into the BSBI database, the data is available to the GB Non-native Species Information Portal, “which is a key tool within the GB Non-native Invasive Species mechanism and essential to our understanding of trends and spread in NNS [Non-native Species] and our reporting under the EU Invasive Alien Species Regulation” (S7). BSBI confirmed that “reports received through Plant Alert have already informed the decision process” (S9). Plant Alert contributes to key actions of the GB Non-native Invasive Species Strategy (Defra 2015), including Action 3.6 (adopt and implement a clear process for regular horizon scanning of emerging threats, involving a broad range of stakeholders) and Action 4.3 (continue to work with existing recording networks and citizen science initiatives to improve surveillance for non-native species). Plant Alert is web-linked to the national “Be Plant Wise” campaign, recommended by the RHS as one of ‘7 Actions by Gardeners’ and included in Aberdeenshire Council’s ‘North East Non-Native Species’ advice on invasive plant management (S10).
5. Sources to corroborate the impact
S1. Testimonial. Principal Scientist (Entomology), RHS.
S2. Foster, G. and Conroy, J. (2019) Blooms for Bees – Evaluation Report. Coventry: Centre for Agroecology, Water and Resilience, Coventry University. Available online at http://www.bloomsforbees.co.uk/wp-content/uploads/BloomsForBees_EvaluationReport_FinalJuly2019.pdf [Accessed 19.03.21].
S3. ‘Bees Needs Champions Award, 2017’, Department for Environment, Food and Rural Affairs; letter, Parliamentary Under Secretary of State for Rural Affairs and Biosecurity.
S4. Combined PDF. Illustrative examples of press coverage list for Blooms for Bees and Plant Alert.
S5. Extract, Kate Bradbury. Wildlife Gardening: For Everyone and Everything. Bloomsbury, 2019. Pp. 37-38. (Scanned pages)
S6. Combined PDF. International coverage of Plant Alert.
S7. Testimonial. Head of Protected and Invasive Non-Native Species Team, Department for Environment, Food and Rural Affairs.
S8. Testimonial. Science Manager, Bumblebee Conservation Trust.
S9. Testimonial. Botanical Society of Britain and Ireland, Head of Science.
S10. Examples of webpages and advice linking to Plant Alert
- Submitting institution
- Coventry University
- Unit of assessment
- 14 - Geography and Environmental Studies
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
It is increasingly recognized that industrial farming and long-distance food chains pose threats to the environment, climate and rural livelihoods. Research at Coventry University has helped to raise the profile of short food supply chains (SFSCs) and local food systems (LFS) which are more sustainable and deliver benefits for farmers, consumers and rural economies. This case study reports on the impact of a European-wide study, which contributed to the evidence base for EU policy discussions, informed H2020 research projects, and influenced policies and practices to enable the growth of SFSCs and LFS in Austria, Croatia, Hungary, Poland and Scotland.
2. Underpinning research
Since 2001, several high quality externally-funded research projects from Coventry University have helped to establish the efficacy of short food supply chains (SFSCs) and local food systems (LFS) as a means of improving the livelihoods of small-scale farmers, contributing to rural development and delivering socio-economic benefits for consumers and communities.
From 2001-4, SUPPLIERS (G1), highlighted the role of short food supply chains linking Small and Medium Enterprises in Lagging Rural Regions. During 2003-7, Reconnecting Consumers, Producers and Food (G2) analysed the motives and behaviours of consumers and producers involved in ‘alternative’ food networks in England, Scotland and Italy [R1, R2] and developed concepts and methodologies for analysing these new socio-economic practices [R3, R4]. Following on (2008-9), Mapping Local Foodwebs (G3) developed a toolkit for mapping the socio-economic and environmental impacts of local food systems.
Building on the expertise and insights generated through this research, Kneafsey led a team from Coventry University, Garden Organic and Innovative Futures Research which was awarded funding by the Institute for Prospective Technological Studies (IPTS) to undertake a study of the State of Play of Short Food Supply Chains and Local Food Systems in the EU (G4) [R5]. The aim of the research was to describe the different SFSC and LFS and gather evidence concerning the pros and cons of introducing an EU labelling scheme for local products and direct sales. The study conducted the first systematic literature review of SFSCs and LFS in the EU and presented a consolidated definition of SFSCs as those where a limited number of intermediaries (ideally one or less) are present between the producer and final consumer of the food. Drawing on the review, it critically evaluated the socio-economic and environmental impacts of the main types of SFSC/LFS. It presented an updated and comprehensive typology of SFSCs and LFS and developed a new database of over eighty examples of SFSC/LFS, which were analysed using the capital assets framework. It also produced three original case studies in western, central and eastern Europe, drawing on semi-structured interviews, consumer surveys and focus groups. It provided an appraisal of the advantages and disadvantages of a labelling scheme, and recommended strategies that could be used to support SFSC/LFS, especially when businesses are in the start-up phase. For example, it recommended greater training and knowledge exchange for producers, especially in marketing, promotion and communication skills. The study was widely disseminated (hosted on the webpages of the EU Publications Office and UN Food and Agriculture Organisation, for example).
On the basis of the research conducted for IPTS, Kneafsey was in 2014 invited to co-ordinate an expert focus group on Innovative Short Food Chain Management for the European Innovation Partnership-AGRI. The group published a widely-read report [R6] translated into Spanish and Polish, which included detailed case studies of the steps involved in setting up and scaling up SFSC, identified barriers to success, and made extensive recommendations for policy and future research.
3. References to the research
R1. Kneafsey, M., Holloway, L., Venn, L., Dowler, E., Cox, R., Tuomainen, H. (2008) Reconnecting consumers, producers and food: exploring alternatives. Oxford: Berg. ISBN: 978-1-84520-252-1 http://dx.doi.org/10.5040/9781350047631
R2. Holloway, L. Cox, R., Venn, L., Kneafsey, M., Dowler, E., Tuomainen, H. (2006) Managing sustainable farmed landscape through ‘alternative’ food networks: a case study from Italy, Geographical Journal, 172 (3), 219-229. https://doi.org/10.1111/j.1475-4959.2006.00205.x
R3. Venn, L., Kneafsey, M., Holloway, L., (…) Dowler, E., Tuomainen, H. (2006) Researching European ‘alternative’ food networks: some methodological considerations, Area 38 (3): 248-258. https://doi.org/10.1111/j.1475-4762.2006.00694.x
R4. Holloway, L., Kneafsey, M., Venn, L. (…) Dowler, E. (2007) Possible food economies: A methodological framework for exploring food production-consumption relationships, Sociologia Ruralis 47 (1): 1 – 19. https://doi.org/10.1111/j.1467-9523.2007.00427.x
R5. Kneafsey, M., Venn, L., Schmutz, U., Balázs, B., Trenchard, E. (….) Gemma Sutton, Matthew Blackett (2013) Short Food Chains and Local Food Systems in the EU: A State of Play, European Commission, Joint Research Centre: Institute for Prospective Technological Studies, Seville. ISBN 978-92-79-29288- 0 (pdf); ISSN 1831-9424 (online); DOI: https://doi.org/10.2791/88784
R6. EIP-AGRI Focus Group on Innovative Short Food Supply Chain Management (2015) Final Report (available in English, Spanish and Polish) https://ec.europa.eu/eip/agriculture/en/publications/eip-agri-focus-group-innovative-short-food-supply
G1. Ilbery, B. (PI) and Kneafsey, M. (Co-I) (2001-4). ‘Supply Chains Linking Food SMEs in Europe's Lagging Rural Regions’. European Union, 5th Framework. Co-ordinated by Scottish Agricultural College. Total Grant: € 2,120,548 (£1,351,001); grant to CU: £128,000.
G2. Kneafsey, M. (PI) M., Holloway, L., Cox, R., Dowler, E., (2003-7). ‘Reconnecting Producers, Consumers and Food: Alternative Food Networks’. ESRC-AHRC. Total Grant £205,890.
G3. G3. Kneafsey, M. (PI), E.Dowler, H.Lambie (2008-9). ‘Mapping Local Foodwebs’. Campaign to Protect Rural England. Total Grant: £54,778.
G4. Kneafsey, M. (PI), L.Venn et al (2011-13). ‘Short Food Supply Chains and Local Food Systems in the EU - A State of Play. European Commission, JRC Institute for Prospective Technological Studies. Total Grant: £47,000.
4. Details of the impact
As a result of widespread dissemination of R5 and R6 and supported by outreach and engagement activities, impact was generated in two key areas:
- Contributing Evidence to EU Policy Decisions:
Findings from R5 were ‘essential input’ (p.5) in a report submitted by the European Commission to the European Parliament and Council (06.12.13), which cited specific results from the study (pp. 6, 8, 9 and 10) in discussing the case for local farming and a new short food chain labelling scheme [S1]. R5 thus contributed to the evidence base that informed the European Parliament’s decision to adopt new policy measures to support SFSC in Article 2 of EU Regulation No 1305/2013 on support for rural development. As a result of the measures, 300,000 farmers have been supported to develop SFSC, local markets, enter quality schemes and producer groups during 2014 – 2020 [S2].
Additionally, the 2016 European Parliamentary Briefing on Short Food Chains drew on R5 extensively, and was widely distributed [S3]. Outcomes of both R5 and R6 ‘contributed to the development of the European Commission’s Horizon 2020 Work Programme’, which ‘resulted in many ongoing EU-funded R&I projects, such as SMARTCHAIN, FAIRCHAIN [and] FOX’ [S4]. The reports became important reference points for several of these projects; the Co-ordinator of the EU-funded Short Supply Chain and Knowledge Innovation Network (SKIN) stated that ‘definitions, concepts and case studies’ from R6 helped practitioners ‘to better define models and find alternative solutions to real cases encountered during the activities deployment” [S5].
- Influencing Policies and Practices in EU Member States and Scotland:
In Scotland, R5 and R6 informed advocacy and policy development around SFSC and LFS, providing an evidence base for organisations. The Executive Director of Nourish Scotland confirmed that ‘core findings’ of the outputs ‘have been integral to our efforts to persuade Scottish Government and national agencies to invest more in SFSC and local food economies.’ As a result, ‘…this year's Programme for Government…includes a commitment to a national strategy for local food’, and the new post-COVID strategic plan for ‘Scotland Food and Drink… prioritises serving the local market.’ Both reports are considered ‘invaluable because they provide evidence… about the actual economic, environmental and social impacts’ of SFSCs, ‘rather than simply declaring that they are nice to have’ [S6].
In Croatia, insights from R5 and R6 were used to inform the AgriShort project (2017-18) which led to four new SFSC initiatives in the Croatian – Hungarian cross-border region [S7]. In 2017 Kneafsey contributed to the first training on SFSC delivered in the country, for farmers and institutional representatives; training materials she provided were subsequently used to inform the ‘Guidelines for Institutions’ to support SFSC in Croatia. Following this, the Croatian Ministry of Agriculture included SFSCs ‘in the new legislation on public procurement and organization of family farms’, establishing the definition of SFSC in legislation for the first time, amongst a ‘growing interest from a wider public’ [S7]. The former Head of Rural Development for the Međimurje region confirmed that the research helped them ‘choose the direction of local food system development in practice’, and develop practical guidance on SFSC. Whereas before there was no collaboration, now farmers were ‘willing to cooperate under the values of SFSC for the first time… thanks to the research, projects and trainings’ [S7].
In Poland R6 was used to shape the agenda of the 2016 ‘Food and Cities’ workshop, hosted by EIP-AGRI in Krakow. The President of the Polish Environmental Partnership noted it was unlikely that any other documents were ‘more influential in relation to promoting SFSCs in Poland’ [S8]. Describing it as ‘an important milestone and point of reference for policy, programming and planning’, the barriers and opportunities to ‘scaling’ SFSCs discussed in R6 provided evidence used to lobby for legislation to support ‘local food for local markets’. This contributed to regulatory changes in 2017-18 that enabled farmers to sell directly to consumers. R6 is directly referenced in guidance prepared in 2019 by the Ministry of Agriculture and Rural Development for the Agency for Restructuring and Modernisation of Agriculture, which is responsible for providing financial support for SFSC development.
In Hungary, policy picked up concepts from R5 and 66 million Euros were allocated to short food supply chains as a sub-programme of rural development policy. In 2015 a year of local products was initiated, and in 2016 the handbook of the rural development programme and handbook of local food products were published by Hungary’s Agricultural Chamber, drawing on materials from the study [S9]. In Austria, a senior representative of the Chamber of Agriculture confirmed that both R5 and R6 ‘made clear some characteristics of SFSCs, which are still used (e.g. the typology of SFSCs or that 1 intermediary is possible)’. The research helped raise awareness and drive ‘a clear political position’ in Austria ‘that SFSCs are important in many ways: economically, ecologically, socially’ [S10].
5. Sources to corroborate the impact
S1. Report. ‘Report from the Commission to the European Parliament and the Council on the case for a local farming and direct sales labelling scheme’, European Commission (December 2013).
< https://ec.europa.eu/transparency/regdoc/rep/1/2013/EN/1-2013-866-EN-F1-1.Pdf> [Accessed 07.1.21]
S2. Factsheet. ‘The Common Agricultural Policy: Investing in Rural Europe’, EU AGRI, European Commission, 2014. < https://ec.europa.eu/info/sites/info/files/food-farming-fisheries/key_policies/documents/rdp-2014-20-factsheet_en.pdf> [Accessed 07.1.21]
S3. Briefing Document. ‘Briefing: Short food supply chains and local food systems in the EU’, European Parliamentary Research Service (EPRS), European Parliament, September 2016. < http://www.europarl.europa.eu/RegData/etudes/BRIE/2016/586650/EPRS_BRI(2016)586650_EN.pdf> [Accessed 07.1.21]
S4. Testimonial. Communications Officer, EIP-AGRI.
S5. Testimonial. Scientific Co-ordinator, SKIN project.
S6. Testimonial. Executive Director, Nourish Scotland.
S7. Testimonial. Head of Rural Development Department, Međimurje, Croatia (Regionalna razvojna agencija Međimurje REDEA.)
S8. Testimonial. President, Polish Environmental Partnership Foundation.
S9. Testimonial. Managing Director, ESSRG, Hungary.
S10. Testimonial. Head of Unit, Agricultural Marketing and Special Crops, Austrian Chamber of Agriculture.