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- Anglia Ruskin University Higher Education Corporation
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Submitting institution
- Anglia Ruskin University Higher Education Corporation
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Prolonged delivery of compassionate care may, over time, result in carers’ compassion fatigue and subsequent risk to care quality and to their well-being. Research at Anglia Ruskin University by Pettit and McVicar contributed to and supported new national frameworks of compassionate resilience for Health Visitors and Midwives by leading to a unique mandatory education/training for health visitors, and changes in the practice of practitioners. It has been adopted by NHS managers for staff development.
In an intervention study, Wilson and Mental Health NHS Trust colleagues raised the level of compassionate care for patients by sustainably reducing the physical restraint of patients by up to 81% in some specialist units. It raised patient satisfaction levels to 88%. The intervention has also been adopted by the Czech Republic Ministry for Health as guidance for their mental health strategy.
2. Underpinning research
The research was initiated in response to the Francis Report (2013) that identified poor standards of care provided by an NHS Trust and subsequent risks to patients. The Report prompted calls for more compassion in healthcare generally, and in mental health care notably by reduction in the physical restraint of patients (Mind, 2013; Department of Health, 2014). Compassionate care enhances the quality of patient experience and increases practitioners’ resilience to emotional and physical exhaustion (compassion fatigue) as a consequence of long-term caring so supporting their personal well-being. Promoting compassion in carers is now mandated (Department of Health, 2015; Health Education England, 2019) but how this is done remains debatable. This case study reports research at Anglia Ruskin University that developed and successfully applied a unique educational model, and research in collaboration with a Mental Health NHS Trust that engaged all levels of care staff, and managers and service users, in an initiative that produced pronounced decline in the use of physical restraint.
This case study presents two strands of work. The studies contributed to an evolving focus of the School within the ‘Sustainable Health Care’ priority area of ARU’s Research and Innovation Strategy 2018-2022. Each body of work translated the principles of self-compassion into a change in practice.
In 2013-2014 Pettit (Senior Lecturer in Health Visiting, ARU) led a national consultation with health visitors, funded by the Department of Health, Health Education England (HEE) and Institute of Health Visiting (IHV), considering the development of a framework for compassionate resilience in practitioners, and compassionate leadership by managers [R1]. It informed subsequent research by Pettit and McVicar (Professor of Stress and Health Sciences, ARU) exploring how the Compassionate Mind Model (CMM) developed by Gilbert (2011, 2013), an established model for therapists, could be applied for the first time to a mandatory post-registration educational setting for Health Visitors. Applying a unique post-registration curriculum, Pettit, McVicar and colleagues studied the promotion of self-compassion as a vehicle for better compassionate working and for boosting students’ compassionate resilience, a phenomenon considered instrumental in reducing compassion fatigue and burnout [R2], that was contributing to documented decline of compassion in practice. The research identified that application of a CMM-focused curriculum actualised practitioners’ suppressed personal compassion attribute, reduced the risk of them having compassion fatigue [R2, 3] and demonstrated its capability to improve practice and practitioner health.
Wilson was a key contributor to a collaborative, co-production project between ARU and the Cambridgeshire and Peterborough NHS Foundation Trust (CPFT), funded by CLAHRC, East of England, (NIHR), in which academics, mental health patients, psychiatrists, nurses, support workers and managers worked together to co-create a service change, notably reduction in physical restraint of patients with mental health problems or learning difficulties [R4]. This was in response to reports (MIND 2013; Department of Health, 2014) that set out the expectations for mental health services to extend compassionate care by reducing levels of physical intervention in mental health care.
Individual interviews and focus groups documented staff and patient experiences of physical restraint to identify what proactive care should entail on the front line, leading to an innovative intervention strategy for a more compassionate service. The study [R5] showed it was possible to effectively reduce physical restraint by a. improving the practice and learning environment making it conducive to improved compassion, b. improving communication and relationships between staff and patients, and c. managing staffing by recruiting more front-line staff and freeing up more patient-facing time. A governance framework was established to ensure quality standards of delivery [R6]. The intervention formed the basis of an initiative, “PROactive Management of Integrated Services and Environment” (PROMISE), which was applied across the Mental Health Trust and made a positive change to its ethos and culture.
3. References to the research
The body of research represented below meet the two-star threshold for underpinning research since they have been published in peer reviewed journals, received 42 citations, attracted peer reviewed funding from NIHR and won an award from Patient Experience Network:
Pettit, A., Stephen, R., Nettleton, R. (2015) Developing Resilience in the Workforce: A Health Visiting Framework Guide for Employers, Managers and Team Leaders. A report for the Institute for Health Visiting, Health Education England and the Department of Health. Documented by Workforce Information Network at http://www.ewin.nhs.uk/tools_and_resources/developing-resilience-workforce-health-visiting-framework-guide
Pettit, A., McVicar, A., Knight-Davidson, P., Shaw-Flach, A. (2019) Releasing latent compassion through an innovative compassion curriculum for Specialist Community Public Health Nurses. Journal of Advanced Nursing 75 (5):1053-1062. https://doi.org/10.1111/jan.13928 Submitted in REF2.
McVicar, A., Pettit, A., Knight-Davidson, P., Shaw-Flach, A. (2020) Promotion of professional quality of life through reducing fears of compassion and compassion fatigue: Application of the Compassionate Mind Model to Specialist Community Public Health Nurses (Health visiting) training. Journal of Clinical Nursing (published online October 2020) https://doi.org/10.1111/jocn.15517
Wilson, C., Rouse, L., Rae, S., Kar-Ray, M. (2017) Is restraint a ‘necessary evil’ in mental health care? Mental health inpatients’ and staff members’ experience of physical restraint. International Journal of Mental Health Nursing 26 (5), 500–512. https://doi.org/10.1111/inm.12382
Wilson, C., Rouse, L., Rae, S., Kar Ray, M. (2018) Mental health inpatients’ and staff members’ suggestions for reducing physical restraint: A qualitative study. Journal of Psychiatric and Mental Health Nursing. 25,188–200. https://doi.org/10.1111/jpm.12453
Note: this paper was awarded the JPMHN paper of the year.
- Lombardo, C., Van Bortel, T., Wagner, A.P., Kaminsky, E., Wilson, C., Rae, S., Krishnamoorthy, T., Rouse, L,, Jones, P.B., & Kar-Ray, M. (2018) PROGRESS: The PROMISE governance framework to decrease coercion in mental healthcare. BMJ Open Quality 7 (3): e000332. http://dx.doi.org/10.1136/bmjoq-2018-000332
4. Details of the impact
The beneficiaries of the research findings include NHS Trusts, the Care Quality Comission, health visitors, midwives, nurses and managers , private providers, voluntary sector organisations, and patients. The findings also informed developments in the Czech Republic.
The impact can be summarized under two headings: ‘Professional guidance for managers and practitioners’, and ‘Increased compassionate practice and emotional resilience’.
Professional guidance for managers and practitioners
Through her work (2013-2014) with NHS Trusts across England supported by the Department of Health, Health Education England (HEE) and the Institute of Health Visiting (IHV), Pettit promoted compassion and compassion resilience for health visitors and midwives as a vehicle for better compassionate working, leading to a novel model of compassionate resilience [R1] and publication of key national guidelines for England by the Institute of Health Visiting (IHV) for practitioners and for managers (2015) [E1]. This work also contributed to new guidance from NHS England (2017) relating to better midwifery supervision and practice and commended by the Chief Nursing Officer for England [E2]. These activities were instrumental in subsequent research by Pettit and McVicar [R2, R3] which translated into workshops on Compassion Focused Therapy to train managers, clinicians and health and social care practitioners to promote compassion and increase compassion resilience. The training is being adopted by unit managers for their staff CPD training, for instance into Perinatal and Child Units at Mid-Essex Hospital Trusts [E3].
From Wilson’s work with colleagues at Cambridgeshire and Peterborough NHS Foundation Trust (CPFT), endorsed by the NIHR, the Care Quality Commission (CQC) highlighted how PROMISE has created a positive and therapeutic culture across mental health wards at Cambridgeshire and Peterborough NHS Foundation Trust (CPFT). PROMISE was cited in recommendations in guidance to the Mental Health Act, and features as a CQC example of good practice to help mental healthcare providers improve support for patients [E4] and has provided a significant contribution to a blueprint for compassion and dignity for mental health patients. The report also identified that the success of PROMISE underpinned a Trust-wide mapping exercise in 2015-2016 that identified 200 ideas and new initiatives that were disseminated across the Trust by managers to ensure that they were owned by frontline staff. The report noted that changes to practice resulted in high overall satisfaction scores across the adult inpatient wards.
In 2016 PROMISE was integral to the global launch of PROMISE Global at the World Psychiatric Association conference in Cape Town and established in South Africa, Australia, Czech Republic, and USA [E5]. In 2019 it informed the main source of evidence regarding restraint in Acute Mental Health Care in the Czech Republic’s national mental health care plan [E6].
Increased compassionate practice and emotional resilience
Based on the work leading to the NHS guidance [E1, E2], and subsequent research [R2,3], Pettit has delivered training workshops in the NHS Eastern region including, since 2015, Homerton University Hospital NHS Foundation Trust, Mid Essex Hospital Services NHS Trust (now Mid and South Essex NHS Foundation Trust), Essex Partnership University Trust (EPUT), NE London NHS Foundation Trust, and Essex Clinical Commissioning Groups, and also through private training providers Virgin Healthcare and Karitane. Attendance, booked through the University, identifies 50+ attendees per year [E7(i)] and has included psychiatrists, psychologists, nurses, social workers, and practice managers. The workshops apply the reflective approach utilised in the research by focusing on mindfulness and self-compassion, underpinned by the Compassionate Mind Model (CMM). Outcomes have been adopted by practioners [E7(ii)] and by staff development managers in NHS Trusts. For example in the Perinatal and Child Unit of Mid- and South Essex Partnership Trust the Unit Manager has promoted a compassion-focused strategy for her staff [E3].
The significance to educationalists of Pettit’s work on promoting compassion has also been recognised by leading figures in the field, in the UK (Associate Professor, Learning & Teaching, University of Hertfordshire) and in the USA (Professor of Postsecondary Educational Leadership, Faculty of Administration, Rehabilitation, & Postsecondary Education, San Diego University) who have promoted the work through an International Compassion network of over 60 universities worldwide [E8] leading to collaboration in curriculum developments and delivery.
Wilson’s research findings [R4-R6] underpinned the delivery of the Proactive Management of Integrated Services and Environments (PROMISE) programme at the CPFT which resulted in improved compassionate mental health management of patients with mental health problems or learning disability, an impact referred to by the CQC as “huge” [E4; p15]. In 2018, data presented from 4,500 patients [E9] identified that physical intervention across the entire Cambridge & Peterborough NHSTrust was reduced by 35%, and reduced further in specialist mental health care units. The 48 interventions in the Learning Disability Unit for 2015/16 reduced by 81% to 9 in 2016/17 Similarly, in the Psychiatric Intensive Care Unit (PICU) another 81% reduction took the numbers from 44 to 8 over the same time period.
Reductions for prone restraints were proportionately greater [E9]. In the Learning Disability Unit, 16 prone restraints in 2015/16 decreased to zero in 2016/17, while in the PICU, the change was from 13 in 2015/16 to 2 in 2016/17. In 2016 and 2017, the Specialist Personality Unit and Low Secure Unit of the Cambridge & Peterborough NHS Trust were prone restraint-free for 23 and 20 (of 24) months, respectively. The initiative was central to the Trust changing its practice of physical interventions with in-patients who have mental health disorder or learning disability, from a baseline (2014-2015) of 328 incidents of prone/physical restraint to 124 in 2016-2017, so reducing risk to patient wellbeing [R6].
Patient satisfaction measured at 85-88% between 2014 and 2017 with related respect and dignity arising mainly from changes in physical restraint identified by 96% of patients. The change has been sustained [E9]. In 2015, PROMISE won the Strengthening the Foundation award from the Patient Experience Network [E10].
5. Sources to corroborate the impact
Evidence 1: Stephen & Pettit: Developing resilience in the Workforce. A Health Visiting Framework Guide for Employers, Managers and Team Leaders.
Evidence 2: NHS England (2017). A-EQUIP – a new model of supervision (for midwives): See Clinical Supervision (restorative), Box 1 (page 7)and narrative, in https://www.england.nhs.uk/wp-content/uploads/2017/04/a-equip-midwifery-supervision-model.pdf
Evidence 3: Supporting impact statement by Unit Manager, for translation into perinatal and child units, Mid-Essex Hospital Trust.
Evidence 4: Care Quality Commission 2017: Mental Health Act: A focus on restrictive intervention reduction programmes in inpatient mental health services. pp13-15. Example 4: Providing person-centred care.
Evidence 5: PROMISE Global website http://www.promise.global/
Evidence 6: Email from Director, Centre for Mental Health Care Development , Prague.
Evidence 7: Supporting statements for recruitment to, and practitioner outcomes from, Pettit’s workshops: (i) CPD Co-ordinator Anglia Ruskin University; (ii) Therapist, Homerton NHS Trust.
Evidence 8: Email from Associate Professor, Learning & Teaching, University of Hertfordshire, confirming Pettit’s national/international contribution to compassion education.
Evidence 9: Email from Consultant Psychiatrist, with details of Cambridge & Peterborough NHS Trust impact of the PROMISE initiative.
Evidence 10: CPFT newspage promoting the Patient Experience Network award for PROMISE.
- Submitting institution
- Anglia Ruskin University Higher Education Corporation
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Societal
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Research carried out at Anglia Ruskin University (ARU) into methods for detecting and investigating drug-facilitated sexual assault (DFSA) has led to wide-ranging impacts on forensic capacity, policy, education and public awareness in Nepal. Both of the country’s main forensic science laboratories have acquired the capacity to investigate DFSA using different sample types, including hair, blood and drinks. Additionally, the Government of Nepal introduced a policy to provide specialist nurses for schools to deal with sex education and reproductive health as a result of this research, and sex education was incorporated into the new national school curriculum. Well over 2,000 students and 163 teachers demonstrated raised awareness and understanding of DFSA-related issues following briefings by Dr Lata Gautam, the lead researcher. Gautam’s research and training also resulted in changes in legal practice and better understanding of the issues surrounding DFSA among senior policymakers, police officers, legal professionals, and medical and public health practitioners. Gautam’s outreach also led to media interest, which resulted in wider public awareness of DFSA in Nepal.
2. Underpinning research
Drug-facilitated sexual assault (DFSA) is a sexual act in which the victim is unable to give or withhold meaningful consent due to intoxication with alcohol and/or drugs, which can be either self-administered (opportunistic DFSA) or covertly administered through spiked drinks by the perpetrator (pro-active DFSA). Sexual assaults have become a serious problem in Nepal, as police records illustrate: between 2009 and 2019, reported annual rape cases rose by 471%, from 391 cases to 2,233. Most cases do not come to light because victims are often ignored or not taken seriously by law enforcement agencies, the judicial system, society and even their own families [3.1]. In particular, awareness on DFSA cases was very low prior to the research, as the media in Nepal have often reported DFSA as generic “rape cases”.
In order to address this issue, Dr Lata Gautam, Associate Professor at ARU, began research in 2006 on drug analysis and identification from different sample types [3.1–3.3 and 3.5]. Gautam’s research focused on drug analysis from beverages and human hair (both key DFSA samples) as well as other sample types that may play a part in DFSA investigations. Hair provides information for a long time (months or years) whereas other sample types (e.g. blood, urine) retain drugs for just hours or days. Gautam’s ARU staff collaborators included Michael Cole (Professor of Forensic Science, at ARU since 2001), Sarah Hall (Senior Lecturer of Forensic Analytical Chemistry, at ARU between 2000 and January 2020), and Research Assistant Agatha Grela (at ARU between March 2017 and July 2018).
The initial research focused on the development and validation of a novel and more effective method [3.1] for the simultaneous detection of piperazines (compounds which mimic the effects of Ecstasy) and congeners (biologically active chemicals often associated with drink spiking) in street samples. Similarly, Gautam and colleagues developed and validated a new method [3.2] for the simultaneous detection of 20 drugs of abuse and pharmaceuticals in drinking water, based on the use of solid-phase extraction followed by liquid chromatography-mass spectrometry. A further project investigated the stability and storage conditions for benzodiazepines (sedatives) found in spiked drinks [3.3]. Drug persistence was found to be longer in drinks, indicating their suitability for forensic analysis. Therefore, beverages suspected of being involved in DFSA cases should be routinely collected and analysed. The research also identified issues around the stability of flunitrazepam and temazepam (which are most often associated with DFSA cases), highlighting the importance of analysis immediately after sample collection.
Another research project [3.4] critically evaluated DFSA drug trends from cohort studies, reporting on the differences in drugs detected in opportunistic and pro-active DFSA cases. The paper included pharmacological data for each of the drug groups and showed why these compounds are used by perpetrators of DFSA. Furthermore, the pharmacology and mechanisms of action were analysed to explain how the drugs cause their effects, providing research insights which are useful for medical professionals and forensic practitioners.
A further project [3.5] focused on hair analysis, which is capable of determining both an individual’s long-term drug history and a single exposure to a drug. The latter can be particularly important for corroborating incidents of drug-facilitated crimes. Gautam and colleagues undertook a hypothesis review on drug hair analysis and results interpretation, categorising variables such as an individual’s pharmacokinetic and metabolic responses, hair growth rates, drug incorporation routes and others. The outcome was a three-stage analytical approach to assist forensic toxicologists, hair analysis experts, the judiciary, etc. in the interpretation of hair analysis results.
Key findings of this body of work are, in summary: (i) drugs can be detected from spiked drinks; (ii) drinks should be analysed immediately after seizure to avoid stability issues; (iii) novel methods reported here can be used to detect drugs from different sample types; and (iv) when hair sample is analysed, variables categorised in this work should be considered for arriving at fair and just conclusions in forensic investigations of DFSA cases.
3. References to the research
The body of research represented below meet the two-star threshold for underpinning research since they have been published in peer reviewed journals and received 42 citations.
[3.1] Kuleya, C., Hall, S., Gautam, L., Cole, M.D. (2014) An optimised gas chromatographic-mass spectrometric method for the chemical characterisation of benzylpiperazine and 1-arylpiperazine based drugs. Analytical Methods 6 (1): 156-163 . Submitted in REF2.
[3.2] Peng, Y., Gautam, L., Hall, S. (2019) The detection of drugs of abuse and pharmaceuticals in drinking water using solid-phase extraction and liquid chromatography-mass spectrometry. Chemosphere, 223: 438-447. Submitted in REF2
https://doi.org/10.1016/j.chemosphere.2019.02.040
[3.3] Gautam, L., Sharratt, S.D., Cole, M.D. (2014) Drug Facilitated Sexual Assault: Detection and stability of benzodiazepines in spiked drinks. PLoS ONE 9 (2): e89031. Submitted in REF2.
[3.4] Grela, A., Gautam, L., Cole, M.D. (2018) A multifactorial critical appraisal of substances found in drug facilitated sexual assault cases. Forensic Science International 292: 50-60.
[3.5] Davies, C., Gautam, L., Grela, A., Morrissey, J. (2020) Variability associated with interpreting drugs within forensic hair analysis: A three stage interpretation. Journal of Applied Toxicology 40 (7): 868-888. https://doi.org/10.1002/jat.3959
4. Details of the impact
Summary
Gautam’s purposeful engagement on DFSA with stakeholders at all levels of Nepali society has led to wide-reaching impacts. Key beneficiaries of the research include Nepal’s two main forensic science laboratories, who have acquired the capacity to investigate DFSA more effectively (demonstrating impacts on practitioners and delivery of professional services); students and teachers at schools, where the national curriculum has been reformed and specialist nurses have been provided to advise on sex education and reproductive health; government ministers and other senior policymakers; community leaders; police officers; legal professionals; medical and public health practitioners; and the general public.
Influencing professional standards and training: Enhanced forensic services in Nepal
In 2018, Gautam delivered training based on her research at Nepal’s two main state-owned forensic science laboratories, the Central Police Forensic Laboratory and the National Forensic Science Laboratory, both located in Bagmati Province [5.1–5.2]. Through this training, 48% (N=25) of chemistry and toxicology scientists at both labs acquired the ability, for the first time, to analyse beverages suspected of involvement in DFSA cases and quantify drugs from beverages and hair samples. As feedback received from the Nepal Police Forensic Lab states: “This training has certainly enhanced the competency of our staff in the area of qualitative and quantitative analysis of drugs and toxicological samples, which has been a big challenge for us since long [sic] ’’ [5.2]. One trainee commented: “Now I can better analyse the sample and generate results, both qualitatively and quantitatively. I can help in result accountability of my organisation’’ [5.3a]. During the training, laboratory protocols were developed building on Gautam’s underpinning research [3.1 and 3.3], which enabled the forensic science laboratories to detect and quantify drugs more effectively from different sample matrices (blood, drinks, hair and street drugs) [5.1]. Those trained also acquired the ability to “train new staff, adopt standard operating procedures and contribute in upgrading the lab facilities’’ [5.3b] in six other provinces (sub-national level) [5.4]. In particular, the capacity-building training resulted in changes in the storage and processing of samples received and updating of standard operating procedures and training manuals [5.4].
Impact on health and wellbeing through policy change and outreach in schools
Gautam’s research and resulting engagement with the Head of the National Examinations Board in Kathmandu, resulted in the introduction of the **“one school one nurse” policy in Bagmati Province in 2018 [5.5]. By the end of December 2020, this new policy had been successfully implemented at 19 state-run schools, with plans for it to be rolled out to a total of 119 schools in the province. The nurses provide counselling on sex education and reproductive health to female students.
In 2018/19, Gautam carried out school and college-level outreach activities on DFSA, with support from Nepal’s National Examination Board [5.5], civil society organisations and professional bodies. By June 2020, these had reached 13 schools (990 students) and 11 college/university-level institutions (1,102 students) as well as more than 163 teachers/academics. These activities influenced attitudes, awareness and understanding of DFSA among schoolteachers and students, as student feedback demonstrates: “The teachers themselves feel awkward while talking about the subject matter. In my personal experience as well, I was not able to understand much about sex education during my school days’’ [5.6a]. Another participant said: “There is not enough coverage, people should not have guilt, and shame to say if they have been sexually assaulted” [5.6b]. Feedback from a workshop with students and teachers in 2018 highlighted the need for effective implementation of “sex and relationship education” as well as drug-related issues in schools and colleges, with ideas such as offering extra-curricular education on sex and relationships and on drugs receiving a positive response from teachers. Consequently, in 2020, the revised curriculum included topics on sex education and drugs [5.5]. Some schools have addressed this issue by hiring female staff and though performing drama, essay competitions and invited speakers [5.7].
Gautam’s initiatives also led to ‘‘hospital staffs considering these new dimensions and issues in the assessment of the cases handled”, according to the Ministry of Health [5.8]. Following one of Gautam’s events, one student victim came forward and reported that she had been sexually assaulted; as a result, she received the necessary support and was referred to a specialist NGO.
Influencing public policy on DFSA: Raising awareness among policymakers and professionals and changing legal practice
Gautam’s research and subsequent engagement with the then Joint Secretary of the Office of the Prime Minister of Nepal in 2018 led to three national-level workshops with active participation from a variety of relevant stakeholders. 39 non-governmental and 25 governmental organisations (1,471 people including teachers) took part, including representatives from different government departments, school education and curriculum officials, students, police officers, forensic scientists, lawyers, medical professionals, public health experts, human rights activists and media. The Joint Secretary described the sessions as “particularly valuable” [5.9]. As the workshops were also attended by top-level officials (e.g. Nepal’s Minister of Education in 2019), they provided opportunities for advocacy efforts on incorporating DFSA issues in education policies and the school curriculum [5.5 and 5.9].
The workshops highlighted how much of a social taboo still surrounds DFSA in Nepal. Feedback received after the first workshop from a district court judge stated that “... the cases that come to court are only symbolic; there are still many cases that are unreported or made compromise by police” [5.6c]. To address this, in the third workshop (2019) Gautam introduced the use of alternative tools (such as drama, poems and mind-mapping) to communicate and facilitate learning on this sensitive topic. These ideas have already been applied in schools [5.7].
Feedback also indicates that the workshops led to changes in legal practice: a district judge from Pokhara reported enhanced understanding of sample types and the memory loss associated with DFSA, which often leads to victims reporting the crime late. The judge commented: “I and my legal cohort have considered these new dimensions and issues in the assessment of the cases handled since then… the information disseminated from the DFSA workshop were helpful in making decision which comprised 40% out of 800 criminal cases settled in my bench.” [5.6e]
As a direct response to Gautam’s work, Nepal’s Minister of Education, Science and Technology (who was the chief guest in one workshop) stated that there was a need to put correct policy measures and effective teaching methods in place [5.10a]. The Minister also highlighted the need for proper scientific investigation of sexual assaults and the rising number of DFSA cases. To that end, he invited Gautam for a follow-up meeting in the Ministry in which she shared her research findings and assessment of media coverage on DFSA cases with the minister, providing a list of recommendations based on her research and feedback from the workshop.
Increasing public awareness of DFSA and changing attitudes
The workshops also led to wider media coverage [5.10a-i] of DFSA. In 2018/19, Gautam actively promoted her message through invited TV interviews and panel discussions in the local language [5.10e, h, i], an interview with BBC Nepali Radio [5.10g], and an article co-authored with a local medical doctor and published in a medical professionals’ outlet in Nepal [5.10k]. Previously, in 2014, she had written an article on DFSA in a Nepalese newspaper [5.10j]. Several of the interviews and articles were viewed, shared and liked on YouTube and Facebook, totalling 19,838 engagements. Collectively, these media engagements reached an online audience (followers) of more than 5 million people, equalling 19% of Nepal’s total population. Audience feedback demonstrated active discussion of the subject, as this sample response on a TV programme highlights: “… It was a wonderful discussion, informative, scientific and valuable in our society. Congratulations for disseminating this knowledge in Nepalese scientists and public” [5.10l].
Gautam also shared her research findings at community level, e.g. at an event in 2019 organised by a community development police–public partnership project in Baneshwore, Kathmandu.100 participants (including a number of mother groups and local parents) attended this event, representing six different grassroots organisations. Similarly, Gautam was invited to take up the role of advisor in a 3-day programme organised by BSN, a youth group in Nepal on the “Impact of Science in the Federal Democratic Republic of Nepal”, 23–25 April 2019, with forensic science and Drug Facilitated Sexual Assault topics introduced for the first time. Gautam contributed to this event attended by more than 1,000 participants through an exhibition (posters, pamphlets, one-to-one conversation) and an oral presentation on DFSA. In June 2020, during the Covid-19 lockdown, Gautam was invited to a Zoom webinar organised by Janata Multiple Campus and Ladies Jaycees, Itahari (Province 1). The event was attended by 77 participants and broadcast live on Facebook, resulting in 3,300 views and 14 shares. Participants found the presentation “really relevant, situational, informative and dynamic’’ [5.6d]. These events have allowed Gautam to reach a wider public, addressing the need to make more people aware of DFSA.
Most recently, Gautam has begun to transfer the insights from her work in Nepal to other countries. In Botswana she is co-supervising an MSc research student as an impact of her webinar. Public events have been offered in the UK, e.g. at the Cambridge Science Festival 2020. Gautam delivered an invited webinar on DFSA to an audience in India (hosted by Amity University, India).
5. Sources to corroborate the impact
[5.1] Letter from Acting Executive Director of National Forensic Sciences Laboratory, Nepal.
[5.2] Letter from Superintendent of Police, Central Police Forensic Science Laboratory, Government of Nepal.
[5.3 a and b] Feedback from training participants.
[5.4] Response to list of questions sent from National Forensic Science lab about impact of our training.
[5.5] Letter of support from Director, Province Examination Management Office, National Examinations Board, Bagmati Province, Government of Nepal, May 2020.
[5.6] Workshop feedback: (a and b) – students; (c) judge; (d) webchat – evidence from Janta Multiple Campus webinar on DFSA (province 1); (e) letter of support from Judge, Kaski District Court, Pokhara, Nepal.
[5.7] Response from a teacher to measure impact of workshop offered, Gurukul School, Chitwan.
[5.8] Email from Director, Naradevi Ayurveda Hospital, Ministry of Health and Population.
[5.9] Letter of support from Joint Secretary, formerly Office of Prime Minister, now at Ministry of Agriculture and Livestock Development.
[5.10] Collated examples of media coverage, engagement and feedback including: (a) Science, Technology and Education Minister’s speech as a chief guest of the DFSA workshop. Janata Samachar TV; (b) Nepal Live article; (c) News 24 Nepal coverage; (d) Imagekhabar article; (e) Imagekhabar TV channel; (f) Kantipur Saptahik interview; (g) BBC Nepali FM (transmitted live and on Facebook); (h) ABC TV: Our health; (i) Sambhash – TV panel discussion (Imagekhabar); (j) Republica news article, 2014; (k) an article written with a medical doctor from Nepal in local language; (l) feedback on TV discussion shared on Facebook, ex-Vice Chancellor, Agriculture and Forestry University, Nepal.
- Submitting institution
- Anglia Ruskin University Higher Education Corporation
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Professor Rupert Bourne of Anglia Ruskin University (ARU) leads the research for the Vision Loss Expert Group (VLEG) as part of the Global Burden of Disease study. The research underpins the ‘Vision Atlas’ hosted by the International Agency for Prevention of Blindness. It has become the authoritative source of global data on vision impairment and blindness. Accessed by 243,000 unique visitors and with 314,000 page views, the Atlas has raised awareness of the prevalence of eye diseases globally. The WHO, UN and the governments of Australia, Sierra Leone, Nigeria, the UK, and international charities have made eye-health policies and/or investment decisions based on the research findings. The Australian National Eye Health Survey used the data to plan their national eye survey. In all, the research has positively impacted millions of individuals at risk of preventable eye diseases.
2. Underpinning research
The World Health Organization (WHO) has estimated that globally at least 2.2 billion people have vision impairment or blindness, of whom at least 1 billion have vision impairment that could have been prevented or has yet to be addressed. Sight loss is associated with a drop in quality of life and the WHO has identified it as a major issue to be tackled. Historically, a lack of comprehensive data made it impossible to make comparisons between countries, impeding effective planning and resource allocation, and resulting in unnecessary suffering. The data prepared by the Vision Loss Expert Group (VLEG) are considered as the most comprehensive on global blindness and vision impairment by the International Agency for the Prevention of Blindness and the WHO, having been published in over 28 papers including 18 papers in The Lancet since 2013.
The Vision Loss Expert Group, led by Professor Rupert Bourne, is a global network of over 102 ophthalmic epidemiologists including ophthalmologists, optometrists and the WHO. The group, which was set up in 2007, delivers on strategic objectives Professor Bourne initiates and co-develops. This advises and supports the Global Burden of Disease Study with the goal of providing global technical leadership in the development and improvement of epidemiological estimates for blindness and vision impairment. In the UK, VLEG’s members, aside from Prof. Bourne are: Drs Tasanee Braithwaite (University College London), Seth Flaxman (Imperial College London), Aditi Das (St James’s University Hospital, Leeds), Alexander Silvester (Royal Liverpool University Hospital) and Professors Usha Chakravathy (Queen’s University, Belfast), Tunde Peto (Queen’s University Belfast) and Richard Wormald (University College London).
The VLEG research provided, for the first time, a temporal analysis of change in the burden of blindness and vision impairment by cause [R1–6]. The study also captured important risk factors such as gender inequality in vision impairment.
Initially, the VLEG prepared global estimates for 2010 and 2015 [R1, 3, 4] by performing a meta-analysis of 288 studies, covering 4 million participants from 98 countries. The systematic review was extended to 2019 with multiple sources of microdata added into the open-source Global Vision Database. The new research included a wider range of causes, severities and conditions such as impairments to near and distance vision, and milder grades of vision impairment that affect quality of life and employment potential. Region-specific data showed temporal trends of decreased prevalence of age-standardised blindness [R4, 5, 6]. Analysis of the data produced comparable metrics for eye diseases that incorporated disability weights to provide years lived with disability (YLDs) and disability-adjusted life years (DALYs) [R2].
The key research finding was that the age-standardised prevalence of vision loss had fallen over the 25 years covered by the study. However, due to the global rise in ageing populations, the actual number of people living with blindness and vision impairment had increased, with future projections for the next 30 years indicating a dramatic rise in the number of people affected by vision loss. New data for near vision impairment (presbyopia) showed that a billion people are affected worldwide [R3]. The majority of vision loss was found to be in females. The researchers identified the causal distribution: vision loss is principally due to cataract [R2] but there is also significant impact from other eye conditions such as glaucoma, age-related macular degeneration and diabetic retinopathy. Over 80% of the burden of vision impairment was found to be avoidable or treatable. The research highlighted the magnitude, temporal trends and future projections for vision loss in different parts of the world, including Europe [R4], Asia [R5] and Africa [R6].
3. References to the research
The body of research represented below meet the two-star threshold for underpinning research since they have been published in peer reviewed journals, received 2,294 citations, attracted peer reviewed funding from the EU, Brian Holden Institute, THEA Foundation, Fred Hollows, Sightsavers (totalling together £556,079) and an award from The International Agency for the Prevention for Blindness:
- Flaxman SR, Bourne RRA, Resnikoff S, et al. Global causes of blindness and distance vision impairment 1990–2020: a systematic review and meta-analysis. Lancet Global Health. 2017;5(12):e1221-e1234.
doi: 10.1016/S2214-109X(17)30393-5. Submitted in REF2.
GBD 2016 DALYs and HALE Collaborators. Global, regional, and national disability-adjusted life-years (DALYs) for 333 diseases and injuries and healthy life expectancy (HALE) for 195 countries and territories, 1990–2016: a systematic analysis for the Global Burden of Disease Study 2016. Lancet. 2017;390(10100):1260-1344. doi: 10.1016/S0140-6736(17)32130-X
Bourne RRA, Flaxman SR, Braithwaite T, et al. Magnitude, temporal trends, and projections of the global prevalence of blindness and distance and near vision impairment: a systematic review and meta-analysis. Lancet Global Health. 2017;5(9):e888-e897. doi: 10.1016/S2214-109X(17)30293-0. Submitted in REF2.
Bourne RRA, Jonas JB, Bron AM, Cicinelli MV, Das A, Flaxman SR, Friedman DS, Keeffe JE, Kempen JH, Leasher J, Limburg H, Naidoo K, Pesudovs K, Peto T, Saadine J, Silvester AJ, Tahhan N, Taylor HR, Varma R, Wong TY, Resnikoff S. Prevalence and causes of vision loss in high-income countries and in Eastern and Central Europe in 2015: magnitude, temporal trends and projections. British Journal of Ophthalmology. 2018 May;102(5):575-585.
doi: 10.1136/bjophthalmol-2017-311258. Submitted in REF2.
Cheng CY, Wang N, Wong TY, Congdon N, He M, Wang YX, Braithwaite T, Casson RJ, Cicinelli MV, Das A, Flaxman SR, Jonas JB, Keeffe JE, Kempen JH, Leasher J, Limburg H, Naidoo K, Pesudovs K, Resnikoff S, Silvester AJ, Tahhan N, Taylor HR, Bourne RRA; Vision Loss Expert Group of the Global Burden of Disease Study. Prevalence and causes of vision loss in East Asia in 2015: magnitude, temporal trends and projections. British Journal of Ophthalmology. 2020 May;104(5):616-622. doi: 10.1136/bjophthalmol-2018-313308 (doi.org)
Kahloun R, Khairallah M, Resnikoff S, Cicinelli MV, Flaxman SR, Das A, Jonas JB, Keeffe JE, Kempen JH, Leasher J, Limburg H, Naidoo K, Pesudovs K, Silvester AJ, Tahhan N, Taylor HR, Wong TY, Bourne RRA; Vision Loss Expert Group of the Global Burden of Disease Study. Prevalence and causes of vision loss in North Africa and Middle East in 2015: magnitude, temporal trends and projections. British Journal of Ophthalmology. 2019 Jul;103(7):863-870. doi: 10.1136/bjophthalmol-2018-312068
4. Details of the impact
The impact of the research findings has been global in reach and has shaped the strategies and practices of international organisations, as well as practices at country level and of large charities. The WHO, UN and the governments of Australia, Sierra Leone, Nigeria and the UK have made eye-health policies and/or investment decisions based on the research findings. Charities in the UK, US and Australia, working in over 25 countries, have used the data to underpin their lobbying activities and to inform their strategies and investment decisions.
Professor Bourne disseminated key findings from his research through meetings, keynote invited speeches and research collaborations with various government and non-government agencies, charities and other international policymakers. This approach was taken specifically to inform policy and decision making such as the development of pathways for improved eyecare informed by the research findings.
The impacts can be summarised under three headings:
Influencing eye-health policy at the global level
VLEG data was used to create the ‘Vision Atlas’ in 2016, an open-access, online tool developed by Professor Bourne with the International Agency for the Prevention of Blindness (IAPB), which is the principal global lobby group for eye health. The Vision Atlas reports 243,000 unique visitors and 314,000 page views since 2016 (30/12/2020). IAPB has representatives of governments and NGOs on its boards, and the consolidated information on global eye diseases held in the Atlas has underpinned its efforts to influence policymakers. The CEO of IAPB stated: “ The VLEG data have been critical to IAPB and our members to define advocacy strategies and plans, and to achieve advocacy successes at the global level. These have included gaining a commitment to ‘eye health for all’ in the Commonwealth Heads of Government Meeting communique, getting governments engaged in shaping the work of the UN Friends in Vision, and gaining attention to eye health within the Global Strategy for Human Resources for Health” [E1].
Aside from the Vision Atlas, the IAPB have used VLEG data [R2] to develop advice and strategies on managing and eradicating reversible causes of global vision impairment such as myopia and cataract. This includes IAPB’s and WHO’s strategy to quantify the need for cataract operations worldwide and per country (2017), mapping this need onto actual operations carried out in identified countries where there is an unmet need [E2].
In collaboration with the World Health Organization, the IAPB used the VLEG data to gauge how effectively the WHO’s Global Action Plan (2014–19) for Universal Eye Health has met its target. The WHO stated: “The results of the VLEG provided much of the evidence base for … ‘Global magnitude: eye conditions and vision impairment’ of the first WHO World report on vision that was launched globally ... in 2019.” It continued: “The data were also extensively cited in the ‘Report by the Director-General’ [of the WHO] and the proposed resolution on ‘integrated people centred eye care’ that was subsequently approved by the WHO Executive Board in February 2020”. [E3]
The Fred Hollows Foundation (a non-profit aid organisation for the prevention of blindness and other vision problems, operating across 25 countries) is a stakeholder in setting global eye-health policy at the UN. Their Director of Global Partnerships stated that they had “ utilised VLEG data in advocating for the inclusion of eye health… within the global policy at the United Nations, such as [the] UN Third High Level Meeting on Non-Communicable Diseases (2017) and during negotiations for the UN First High Level Meeting on Universal Health Coverage”. They added: *“This is a testament to the utmost importance of credible and consistent evidence in shaping political agendas and sound policy responses.*” [E4]
The Pan American Health Organization in collaboration with WHO used the VLEG data at their meeting of the 72nd session of the Regional Committee of WHO for the Americas (September 2020) to generate the plan for ‘Action for the prevention of blindness and visual impairment’ that offers concrete actions to address priorities for the prevention of blindness and improved eye care for different countries of America [E5].
Shaping strategies and practice at country level
VLEG data have been used to plan large population-based studies. The Australian government recognised the need to update its population-based data and then committed to funding a second countrywide survey. The Chief Investigator said “ the VLEG data… meant that we had the estimates of vision loss we needed to help plan a sample size for the Australian National Eye Health Survey (NEHS)… The study has had very significant impact in Australia, with the follow-up survey to commence in 2020, and this has gained the support of the Australian Government” [E6]. The implementation of this has been delayed due to COVID-19.
VLEG research identified a need to have up-to-date comprehensive data of eye health in the UK, leading to the development of the protocol for the UK National Eye and Hearing Survey (UKNEHS; Prof Bourne is Chief Investigator). The Survey will examine 25,000 participants drawn from across the UK. The programme has been finalised and was costed and importance noted by the Four Nations Committee for Public Health committee at its January 2020 meeting [E7]. The protocol has received support of multiple public sector stakeholders in the UK, evidenced by events held at the House of Lords (February 2019) chaired by Lord Low and Professor Sir Michael Rawlins, at the Conservative Party Conference (October 2019) and the Houses of Parliament (October 2019).
Shaping the strategies and practice of charities and NGOs
Vision Aid Overseas (VAO), a UK charity operating in Africa, has used VLEG data to advocate the need for universal eye care. At an event at the House of Commons (2018) designed to mobilise political will towards improved access to affordable eye care in developing countries, Bourne was an invited keynote speaker. The CEO of Vision Aid Overseas stated: “Since [..] the House of Commons, VAO has been developing its [..] School Based Eye Health and Primary Eye Care” and “ When producing programme proposals and presentations to donors and partners (including for UNICEF in Sierra Leone and Ethiopia and in our successful applications to USAID), IAPB, VLEG and the Atlas have been the go-to organisations for such data and analysis” [E8].
VLEG data and the Vision Atlas have been used by other major charities to further their agenda for improving eye health globally. For instance, the CEO of Sightsavers, referring to the VLEG research stated: “ For the first time, the eye health community has a clear and objective evidence” and confirmed that the data had informed government policies in : (i) “ in Sierra Leone, the Vision Atlas was the prime source of data in the development of the National Health policy in 2018”’ (ii) “ In Nigeria, the Vision Atlas was used to convince the Minister of Health… and the first National Eye health policy was approved by government in 2019”. Further, VLEG data has informed Sightsavers’ own organisational policies for improvements, especially with regards to gender inequality in eye care. The CEO stated: “Sightsavers has ensured that all our data is now gender disaggregated...to make sure more women are reached with eye health services than men”’ [E9].
The SEVA Foundation (an international NGO working in more than 20 countries), referred to VLEG’s data [R3], when they stated in their strategy document (2018) that there were “clear and specific actions needed to redress this unmet need for cataract operations”. As a result, it has planned “to add another million sight-saving surgeries in developing countries per year”, through its Global Sight Initiative (GSI) [E10].
5. Sources to corroborate the impact
E1. Evidence 1: Letter from CEO of International Agency for the Prevention of Blindness.
E2. Evidence 2: Links to IAPB web pages for e.g. Vision Atlas and findings, Cataract Surgery indicators, WHO strategies.
E3. Evidence 3: Testimony from WHO, provided by Unit Head, Vision, Hearing, Rehabilitation, Disability, Department of Noncommunicable Diseases.
E4. Evidence 4: Letter from Fred Hollows Foundation provided by Director of Global Partnerships and Advocacy.
E5. Evidence 5: Report: Plan of action for the prevention of blindness and visual impairment: Final Report. 72 Session of the regional committee of WHO for the Americas. Virtual Session, 28–29 September 2020. Pan American Health Organization and the WHO (also downloadable at https://www.paho.org/en/documents/cd58-inf-2-e-prevention-blindness)
E6. Evidence 6: Letter from PLANO (Save Sight Empower Lives) outlining how the research was used to plan Australian Eye Health National Survey.
E7. Evidence 7: Four Nations Committee for Public Health with UKNEHS as agenda item 5 (17 February 2020).
E8. Evidence 8: Letter provided by CEO of Vision Aid Overseas.
E9. Evidence 9: Letter from CEO Sightsavers International.
E10. Evidence 10: The Ophthalmologist report (April 2018) on SEVA Foundation’s plans for sight-saving surgery in developing countries. https://theophthalmologist.com/subspecialties/a-question-of-capacity.
- Submitting institution
- Anglia Ruskin University Higher Education Corporation
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Research into the flammability of fabrics impregnated with emollient skin care products has led to changes in regulatory safety warnings, new advice for medical professionals and patients, and raising awareness of the hazards among Fire and Rescue Services (FRSs). The research prompted the MHRA to issue regulatory and license updates for product labels as well as new safety advice. It led to changes in NHS prescription software and improved awareness amongst health care professionals and better advice to patients. The professional body of UK FRSs used the research to raise awareness and change their training programmes among its members.
2. Underpinning research
Over the last 20 years, more than 50 deaths in the UK have been linked with the victims’ use of an emollient; this is a considerable proportion of fatalities due to clothing/bedding fires. When emollients dry and build up on clothing, dressings, or bedding, they can accelerate the flammability properties of the material. However, prior to the research, the influence of emollients on material flammability had not been tested, with little awareness of the risk among healthcare and fire service practitioners. This meant that unsuitable safety advice was given on such products, and links with their use in fatal fires were underreported. This is notable when considering GPs in England prescribed emollients over 10.5 million times in 2018.
Sarah Hall (at ARU until January 2020, most recently as Senior Lecturer) began leading fire-related research in 2010. Her research on the recovery of accelerants at fire scenes demonstrated a novel adsorbent offers substantial advantages over other methods [1]. This led to collaboration with Essex FRSs on the flammability of emollients, after a fatality in 2013. The initial research, using basic tests, showed increases in flame height with fabrics impregnated with emollients [2]. This in turn led to further tests using a more established standard method, revealing large reductions in ignition time with fabrics impregnated with dried-on paraffin-based products [3]. Also, indicating the likelihood of severe skin burns, it was shown impregnated fabrics burn longer next to the skin. It demonstrated that someone’s chance to react quickly enough if clothing or bedding accidentally catches fire is reduced when emollients are present, especially for the elderly or immobile [3]. Elderly people are particularly prone to skin problems, with 76% of the over 70s having at least one skin condition; there is a high use of emollients among this age group.
Collaboration with the Medicine and Healthcare products Regulation Agency (MHRA) led to regulatory and license updates which were underpinned by the research findings. In 2018, Joanne Morrissey (at ARU since 2017) joined the team, and Hall and Morrissey started running consultations on emollient safety with stakeholders including the MHRA, West Yorkshire FRS and London Fire Brigade. Further research investigating paraffin-free skincare products [4] showed similar burn behaviour as with the paraffin-based variety. These findings are important, as previous MHRA advice related to products that contain more than 50% paraffin. The research also showed that fabrics with flame-retardant properties also ignited quicker when impregnated. Demonstrating the serious fire risk caused by emollient-impregnated bed sheets, gowns or nightwear, often used in care homes and hospitals.
Research carried out with West Yorkshire FRS, investigated how successfully the MHRA’s new safety advice on emollients, had been communicated internally and publicly [5]. The study (including a Freedom of Information request) showed that 63% of FRSs and 72% of local health boards had no safety advice within their website or formularies. The same was true of 32% of Clinical Commissioning Groups (CCGs). Of those that did have such advice, very few were up to date. Further exploration of fatalities in dwellings revealed that clothing and bedding are a contributory factor in the UK [6] and further suggests underreporting and revealed international awareness is limited.
3. References to the research
The body of research represented below meet the two-star threshold for underpinning research since they have been published in peer reviewed journals, received 5 citations, and won the Collaboration of the Year award at the Excellence in Fire and Emergency Awards in December 2019:
[1] Hall, S., Gautam, L. and White, G. (2016) The development of a novel adsorbent for collecting ignitable liquid residues from a fire scene. Journal of Analytical and Applied Pyrolysis, 122, 304–314. https://doi.org/10.1016/j.jaap.2016.09.012
[2] Leal, C., Hall, S. and Hadjicostas, D. (2013) Investigation of burns from cigarettes and naked flames on different substrates impregnated with white soft paraffin. Oral presentation at 9th National FORREST (FORensic RESearch & Teaching) Conference, UK, June 2013.
[3] Hall, S., Franklin, L., Bull, J., Beard, A., Phillips, G. and Morrissey, J. (2019) The flammability of textiles when contaminated with paraffin base products. Fire Safety Journal, 104, 109-116. https://doi.org/10.1016/j.firesaf.2019.01.003
[4] Hall, S. and Morrissey, J. (2019) The fire hazard associated with fabrics contaminated with skin care products. Oral presentation at 16th Annual Training Conference of UK Association of Fire Investigators, Leeds, UK, January 2019. Available on demand from ARU.
[5] Hall, S., Morrissey, J and Blackburn, K. (2020) The awareness of emollient flammability and current research Fire Protection (The Journal of the Institution of Fire Engineers), 32, 21-24. Available on demand from ARU.
[6] Hall, S., Morrisey, J. and Blackburn, K. (2020) Exploring the flammability of emollients and skincare products. Fire Magazine (November) 57-59. Available on demand from ARU.
4. Details of the impact
Summary: The research primarily benefited the following groups/organisations: Medicines and Healthcare products Regulatory Agency (MHRA); the NHS and healthcare professionals; patients using emollient products; Fire and Rescue Service professionals; and fire fatality investigators. Specifically, impact was on licensing and regulatory decisions by the MHRA; awareness of healthcare professionals, leading to improved safety advice to the public; awareness within Fire and Rescue Services; improvements fire investigation processes and advice in fatalities linked with emollients.
Impact on licensing and regulatory decisions by the MHRA
Hall and Morrissey and FRSs partners advised the MHRA on the risks demonstrated by the research and the need for regulatory action. In response, the MHRA issued a drug safety update in December 2018 ( evidence 5.1 and 5.3), highlighting the risks presented by low-paraffin and paraffin-free products and dried-on residues on clothing. In this document, the MHRA advised healthcare professionals to warn patients using emollients not to smoke, not to go near naked flames and to be aware of the risk of easy ignition.
As a result of this update, ScriptSwitch (the prescribing software used widely by the NHS) was updated by 17 NHS CCGs (as of May 2019) to include a flammability warning on all skincare products ( evidence 5.2).
The MHRA also used the research for regulatory and licence updates for manufacturers. These include flammability warnings on products ( evidence 5.3). By the end of December 2020, 159 licenses had been updated, with 19 pending. The MHRA used the research for updates in the British National Formulary (BNF), in December 2018 ( evidence 5.4), warning against the risk of severe burns with paraffin-based and paraffin-free emollients. In July 2020, the MHRA used research findings in its new communication strategy for professional bodies.
Impact on healthcare professionals
Hall and Morrissey are members of a regional stakeholder group with Cambridgeshire and Peterborough CCG and Cambridgeshire FRSs. A partnership campaign on safer use of emollients, was launched in October 2019. The campaign material was sent to local pharmacies (160), dispensing practices (50), GP practices (100), acute trusts (10), hospices (4) and care homes (180). This included 20,000 public information leaflets for NHS ‘stay well’ packs; 18,000 patient/public information leaflets ( evidence 5.5); 840 posters; 5,000 carers leaflets; and 15,000 pharmacy bags. Feedback demonstrates the effectiveness of the campaign ( evidence 5.5); one pharmacist commented: “ The bags were an excellent prompt. Nearly all patients asked why they had a special bag, which facilitated the conversation”. Another practitioner commented: “ It allowed us to effectively target those patients for whom this campaign was intended”.
Hall and Morrissey gave three presentations to West Essex CCG in 2018/19. Members of the audience (approx. 120 from within the NHS) have changed their advice to emollient users on the basis of these presentations ( evidence 5.5).
Hall and Morrissey gave two talks (2018) to NHS Home Oxygen Services (HOS) and patient safety groups on the fire risk posed by emollients, receiving strong pledges to communicate updated emollient advice ( evidence 5.6). As a result, the HOS changed its advice to practitioners and patients, warning against touching oxygen systems with hands contaminated with creams, and the risks of wearing of clothes impregnated with dried residues of emollients ( evidence 5.6).
Impact on Fire and Rescue Services
In 2019, the National Fire Chiefs’ Council (NFCC), the professional voice and a major resource of all 53 of the UK’s FRSs, was represented at a presentation of the research at the UK Association of Fire Investigators conference in Leeds. The NFCC released a statement on the importance of being aware of the hazards posed by paraffin-free emollients. The NFCC Emollients Lead, said: “ We are asking people who prescribe, dispense or apply these products to be aware that switching to a lower or paraffin-free emollient will not reduce the fire risk. Washing fabrics will reduce the risk but may not totally remove it” ( evidence 5.7).
Impact on forensic investigations
As well as the research results being incorporated into training packages in the FRSs ( evidence 5.7), the research has benefitted forensic investigators. In Spring 2020, Prometheus Forensic Services, an independent fire investigation company and training provider, asked police forces that have fire-related work to note the use of emollients in any of the cases ( evidence 5.8). A fire investigator working with North Wales Fire and Rescue Service approached Hall for advice in February 2020, which led to the researchers analysing fabrics from a victim to identify any traces of emollients. The information provided by Hall was used in the investigator’s report to the coroner ( evidence 5.9).
Awards
The collaboration with West Yorkshire and Essex FRSs and the London Fire Brigade won the Collaboration of the Year award at the Excellence in Fire and Emergency Awards in December 2019 ( evidence 5.10).
5. Sources to corroborate the impact
5.1) Screenshots of old MHRA and new MHRA warning including low paraffin content and paraffin-free products and advice on washing underpinned by ARU research (18/04/2016; 18/12/2018).
5.2) Screen shot of Script Switch prescribing software used by the NHS (UK) with the additional flammability warning.
5.3) A letter from the Director of Vigilance and Risk Management of Medicines, MHRA to highlight the contribution and impact of the research on the regulatory and license change. Plus, stakeholders consortium and Commission on Human Medicines (CHM) recommendations for risk minimisation and picture of the change in labelling of skin care products after MHRA regulatory and licensing changes.
5.4) Update to British National Formulary, December 2018
https://bnf.nice.org.uk/treatment-summary/emollient-and-barrier-preparations.html
5.5) Electronic copies of patient’s leaflets (proof versions) and scanned pharmacy bag with advice on the safer use of emollients and warning of the risk of fire. Part of a joint campaign with Cambridgeshire and Peterborough Clinical Commissioning Group (NHS), Cambridgeshire Fire and Rescue Service and ARU (ARU logo on leaflets). Slides of impact and quotes in relation to local campaign.
5.6) Letter of support from Home Oxygen Regional Lead and recognition of research and importance to home oxygen prescribing and Power point slides sent from HOS on the feedback and outcomes/actions from the talk.
5.7) NFCC stating the importance of the research on their website ( https://www.nationalfirechiefs.org.uk/News/latest-research-shows-hidden-fire-risk-of-emollients); and Letter from the lead of the NFCC emollient safety group including a statement of developing training packages to include awareness of emollient flammability.
5.8) Letter of support from the Director (a Forensic Fire Investigator), Prometheus Forensic Services.
5.9) Email trail of conversation with a Fire Investigator, North Wales Fire and Rescue Service.
5.10) Scanned copy of photographs of Collaboration of the Year Award 2019 and partners, plus award ceremony’s website with winners of award.
- Submitting institution
- Anglia Ruskin University Higher Education Corporation
- Unit of assessment
- 3 - Allied Health Professions, Dentistry, Nursing and Pharmacy
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
People from Asian backgrounds have a significantly higher risk of diabetes compared to Caucasians. Research led by Professor Shahina Pardhan of Anglia Ruskin University showed higher levels of sight-threatening diabetic retinopathy in Asians linked to poor health literacy, language barriers and lower uptake of retinal screening. The research has led to: (i) the development and dissemination of evidence-led, culturally and linguistically appropriate awareness and lifestyle interventions by policy makers and community organisations; (ii) change in patient care practices by healthcare professionals. These have led to behaviour change and improved outcomes in more than 110,417 people in the UK, India, Nepal, China and Thailand, evidenced by an 87–98% uptake of retinopathy screening from a baseline of 20–36%, and a reduced risk of blindness by 60–90%.
2. Underpinning research
Diabetes affects 463 million people globally. Diabetic retinopathy, a serious complication of diabetes, is a leading cause of blindness, especially amongst people of Asian origin. The risk of diabetic retinopathy increases significantly when diabetes is poorly controlled and/or when it is not detected early. Timely detection and treatment of diabetic retinopathy reduces the risk of blindness by 60–90%.
The underpinning research was led by Prof. Shahina Pardhan and her team listed above at Anglia Ruskin University (ARU), with Prof. Jim Gilchrist (University of Bradford, collaborating on R1), plus international collaborators at large hospitals in Nepal, India and China, on extensive clinical, lifestyle and health literacy data. The research provided evidence that patients most at risk of sight-threatening diabetic retinopathy showed lower health awareness around diabetic complications, the importance of good diabetic control and regular retinal screening. The research also showed that patients experienced cultural and language barriers to accessing health information and making lifestyle changes.
Pardhan’s research on 500 patients conducted in Bradford and published in 2004 [R1] showed a higher incidence of sight-threatening retinopathy (STR) in South Asian compared to Caucasian diabetic patients. South Asian patients had higher levels of STR at a much younger age or a shorter duration of diabetes. Further research [R2, 3] found that people of South Asian origin showed lower health literacy around diabetes and diabetic retinopathy, lower awareness around diet and physical activity, and experienced barriers to accessing healthcare, poor self-help skills and language barriers.
Research [R3] using focus groups in the UK showed that different South Asian demographic groups (defined by age, literacy, and gender) exhibit different barriers to improving the control of diabetes. The illiterate older group reported lack of awareness around the nutritional content of food, language barriers, lack of awareness of the importance of retinal screening, and of the need to rebook missed hospital appointments. Most participants were not aware of any national diabetes education programmes, suggesting that the UK’s current ‘one size fits all’ educational programmes were not culturally appropriate for different ethnicities and hence less effective.
In Nepal, Pardhan and collaborators [R4] used a questionnaire to gather data on awareness about diabetes control, self-help and lifestyle in 200 patients. This showed that patients who were at a higher risk of uncontrolled diabetes (and therefore increased risk of blindness) also showed reduced health literacy and poor treatment compliance. In addition, although patients self-reported that their diabetes was adequately controlled, clinical tests showed high blood sugar levels in these patients.
Research conducted in India [R5] on 190 adults with diabetes showed that, while patients were generally aware of the need for regular exercise, only 55% undertook it regularly. The majority of patients did not know what physical activity to undertake and for how long; also, more men than women with diabetes took part in regular physical activity.
Pardhan’s research in China [R6] on patients with diabetes attending an eye clinic showed that a majority (67%) were presenting for the first time with very late stages of retinopathy; as a result, treatment for this group was difficult. A significant proportion of patients showed a lack of awareness that poorly controlled diabetes and poor lifestyles could lead to blindness, and that regular retinal screening was important. In addition, 51% reported that they thought that their diabetes was well controlled when clinical tests found that it was not, and 65% did not undertake the recommended level of exercise.
3. References to the research
The body of research represented below meets the two-star threshold for underpinning research as they have been published in peer reviewed journals, received 39 citations and attracted funding from the College of Optometrists, British Council (Newton Fund) and Lions Club International:
Pardhan, S., Gilchrist, J., & Mahomed, I. (2004). Impact of age and duration on sight-threatening retinopathy in south Asians and Caucasians attending a diabetic clinic. Eye (London, England), 18(3), 233–240. doi: 10.1038/sj.eye.6700629
Pardhan, S., & Mahomed, I. (2004). Knowledge, self-help and socioeconomic factors in South Asian and Caucasian diabetic patients. Eye (London, England), 18(5), 509–513. URL: https://www.nature.com/articles/6700680
Pardhan, S., Nakafero, G., Raman, R., & Sapkota, R. (2018). Barriers to diabetes awareness and self-help are influenced by people's demographics: perspectives of South Asians with type 2 diabetes. Ethnicity & Health, doi: 10.1080/13557858.2018.1455809
Sapkota, R. P., Upadhyaya, T., Gurung, G., Parker, M., Raman, R., & Pardhan, S. (2018). Need to improve awareness and treatment compliance in high-risk patients for diabetic complications in Nepal. BMJ Open Diabetes Research & Care, 6(1), e000525. doi: 10.1136/bmjdrc-2018-000525
López Sánchez, G. F., Smith, L., Raman, R., Jaysankar, D., Singh, S., Sapkota, R., Díaz Suárez, A., & Pardhan, S. (2019). Physical activity behaviour in people with diabetes residing in India: A cross-sectional analysis. Science & Sports, 34(1), e59–e66. doi: 10.1016/j.scispo.2018.08.005
Sapkota, R., Chen, Z., Zheng, D., & Pardhan, S. (2019). The profile of sight-threatening diabetic retinopathy in patients attending a specialist eye clinic in Hangzhou, China. BMJ Open Ophthalmology, 4(1), e000236-000236. doi: 10.1136/bmjophth-2018-000236 Submitted in REF2.
4. Details of the impact
The research impacted two main groups: patients with diabetes, and healthcare professionals in UK, Nepal, China, India, and Thailand. The key findings from Pardhan’s research led to extensive and ongoing engagement with various stakeholders, including clinicians, hospitals, community leaders, and professional bodies within the UK and in Nepal, India, Thailand and China. This in turn led to the development of culturally, geographically and linguistically appropriate strategies to improve health literacy and retinal screening uptake and to promote healthier lifestyles. At least 110,417 individuals with diabetes directly benefited from the research, acquiring a better understanding of diabetes and how to reduce the risk of diabetic retinopathy.
Behaviour change through improved awareness of diabetic retinopathy screening in patients
In the UK, Pardhan and her team, based on the findings of the UK research [R1–3] disseminated key information on diet, lifestyle and the importance of retinal screening via interviews on radio and television including ITV News Anglia, British Forces Broadcasting Service, Gurkha Radio (May 2018), Salaam Radio (a Muslim community station), and Online Services (OS) Nepal [E1 (i-iii)]. These, in turn, led to invitations by South Asian community groups and clinicians and the co-production of three short diabetic awareness programmes appropriate for the UK in Nepali, Hindi and Urdu languages, addressing the need for culturally and linguistically appropriate training programmes. The programmes, delivered in the form of video clips in the three languages covering the four themes of good diabetes control, dietary advice on Asian food, physical activity and the importance of retinal screening [R1–3] – all directly addressing the lack of knowledge around diet and exercise and language barriers that was identified by the research. The videos were disseminated jointly by the ARU Diabetic Retinopathy Awareness and Prevention Programme (ARUDRAPP) led by Pardhan, and community teams at the grassroots level at community centres, mosques, religious festivals and community gatherings across the country, including Aldershot, Peterborough, Hays and Harlington, Birmingham, Bexley and Welling, Cambridge, and Luton (2018–2020). Altogether the programme reached 11 South Asian communities across the UK with a joint membership of over 15,150. Following one event, the chairman of the Pakistan Community Association of Peterborough stated that 90% of attendees found the workshop very useful. Participants commented: “We will share this knowledge and awareness about diabetes and importance of attending retinal screening to our family members and friends who have diabetes” [E2 (i)]. Participants attending workshops organised by the Non-Resident Nepali Association stated: “We were ignoring letters by doctors…. but we will not ignore them now - we have now had our eyes photographed and we will continue to do so on a regular basis” [E2 (ii)]. This work has the potential for a large nation-wide study to examine how the behaviour change leads to improved patient outcomes.
In Nepal, [informed by R4] the Diabetes and Endocrinology Association of Nepal (DEAN) invited Pardhan and her team to a brainstorming meeting with 25 people in 2018 to develop training for diabetic patients. Participants included representatives of DEAN and the Nepal Health Research Council, diabetic patients, and healthcare providers including a diabetes doctor, a dietician, an ophthalmologist, a physical activity instructor, and a behaviour change worker. Diabetes-awareness training, culturally appropriate to the Nepali context, was developed in the local language, to address the barriers identified by the research. DEAN stated: “ This (research) has led to improved strategies *[and]*… an intervention to improve diabetic control” [E3]. The Nepalese Association of Optometrists has been rolling out the training programme via outreach activities to 50 villages in all 7 provinces of Nepal [E4]. Since 2018, the Diabetes, Thyroid and Endocrine Care Centre, one of the two major diabetic centres in Pokhara, Nepal’s second largest city, has used the training programme to improve awareness for all their diabetic patients attending clinics [E5]. By the end of 2020, the training had benefited 28,356 patients, of whom 89% requested retinal screening compared to 28% prior to the training. A randomised clinical trial (ISRCTN10990062) has also been set up in collaboration with Pardhan’s team. Preliminary data shows that 98% of patients in the intervention group requested a diabetic retinal check within three months, compared to 36% in the control group [E5].
In India (Darjeeling), the training programme, developed in Hindi and Nepali, has also been delivered to all patients with diabetes attending Kurseong subdivisional hospital, a tertiary care hospital, since 2018. The uptake of retinal screening was historically as low as 20%. Between January 2018 and May 2020, the training was delivered to 26,556 patients, 88% (n=23,369) of whom then requested retinal screening [E6]. The programme has demonstrably improved knowledge and awareness of diabetic treatment and uptake of retinal screening. Patients reported: “ We thought our own herbal medicines are enough - now we know that we need to take the medicine given by our doctors.” “We will go and have a diabetic eye check today - we don’t want to go blind by delaying it.’’ [E6].
Changes in patient care by healthcare professionals
In Nepal, following ARU’s input into an evidence-based approach [R3, 4], doctors at the Himalaya Eye Hospital in Pokhara initiated improved patient care for those needing surgery. The hospital is the largest tertiary eye hospital in the western region of Nepal, providing comprehensive eye care services to a population of 3 million people, with a catchment area covering 25% of the total land area of Nepal. Doctors at the hospital now actively follow up on patients with diabetes. The hospital states that “Pardhan’s research …. has highlighted the need for more support” and this has “led us to target those patients who are more at risk of blindness”. It points out that this has “already improved health of a majority (87%, n=9755) of our patients who are most at risk of going blind” [E7].
In India, the research collaboration between the ARU team and Sankara Nethralaya Hospital in Chennai (2016–2020 [R3, 5]), led to innovative approaches to improving patient attendance. The hospital, rated among the top four ophthalmic institutions worldwide (2020, Newsweek) and treating 17,000 patients annually with sight-threatening retinopathy, states: “ [The] research has directly led to a system by which we now send text messages to all our patients to attend the clinics. We have developed a bespoke one-to-one counselling service for patients with sight-threatening retinopathy to explain the importance of regular attendance and treatment” and “ this has already improved attendance…and reduced risk of blindness in 90% (n=30,600) of all the patients with sight-threatening retinopathy” [E8].
In China, ARU’s research collaboration [R6] with healthcare professionals at the Second Affiliated Hospital of Zhejiang University, which is the second largest hospital in Hangzhou (serving 600,000 outpatients in the country’s eastern region) led to strategies to address the high level of diabetic blindness in patients attending the eye clinics. Pardhan gave a series of invited talks in October 2016, and also organized a three-day seminar at Southern University of Science and Technology in Shenzhen that brought together 41 researchers from the UK and China, funded by British Council’s Newton fund (2016-RLWK7-10178), to brainstorm community-based solutions for vision and hearing problems (December 2017). These led to the co-development of leaflets in Chinese for the hospital. The hospital states “[These] leaflets are the first to be written in Chinese and distributed to every patient attending the diabetic clinic. We have also developed a programme of retinal screening at the point of diagnosis… and we also send regular reminders to our diabetic patients. This has already reduced the risk of diabetic blindness in our patients” [E9]. A further update on data has not been possible because of COVID-19.
In Thailand, the ARU research on barriers to retinal screening [R3, 4] informed Rajavithi Hospital in Bangkok (2018) to address the low uptake of retinal screening (38%) delivered by Thailand’s national retinal screening programme. Meetings with Pardhan led to the development of various strategies to address this situation, which were approved by the Ministry of Health. The Chief of the Department of Medical Policy Development and Strategic Planning at the hospital states: “The Ministry [of Health] has commissioned a national programme in five regional centres, that is informed by Professor Pardhan’s research to improve compliance of retinal screening and also treatment”. As a result, eyecare staff from five screening centres in Thailand attended diabetic retinopathy courses in India to upgrade their skills in order to address the barriers that have led to the low levels of retinal screening among patients in Thailand [E10]. Further data collection has not been possible due to COVID-19.
5. Sources to corroborate the impact
E1: Media reports (i): ITV News Anglia, November 2018; (ii) Salaam Radio (Peterborough), a Muslim community station, February 2020; (iii). OSNepal, July 2017.
E2: UK Testimonials (i) Testimony from Pakistani Community Association of Peterborough provided by its Chairman. 19/06/2019. E2 (ii): Testimony from Non-resident Nepalese Association UK, provided by Non-resident Nepalese Association UK Health Coordinator, 21/07/2019.
E3: Testimony from Diabetes and Endocrinology Association of Nepal (DEAN), provided by Vice President, DEAN, 27/12/2018.
E4: Nepalese Optometrists’ website showing the rollout of the community-based programme in 50 villages in all the seven provinces of Nepal, 2020. http://www.optometrynepal.org/?news&id=50
E5: Website from Diabetes, Thyroid and Endocrine Care Centre in Pokhara, one of the two major diabetic centres in the second largest city in Nepal (Pokhara) https://www.dteccpokhara.com.np/research/
E6: Testimony from Kurseong Sub-Division Hospital, Darjeeling, West Bengal, India, provided by Chief Medical Superintendent, Kurseong sub-divisional hospital, 05/06/2020.
E7: Testimony from Himalaya Eye Hospital Pokhara, Nepal, provided by Senior Ophthalmologist, 23/12/2018.
E8: Testimony provided by Vice President and Medical Director/Administration, Sankara Nethralaya Medical Research Foundation (Chennai, India), 13/01/2020.
E9: Testimony from 2nd Affiliated Medical Hospital, Zhejiang University, Hangzhou, China, provided by Professor of Endocrinology,10/06/2019.
E10: Testimony from Rajavithi Hospital in Bangkok, Thailand, confirming Pardhan’s research has influenced support from the Ministry of Public Health in Thailand,13/12/2018.