Impact case study database
- Submitting institution
- King's College London
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
There are a number of invasive open surgeries associated with significant blood loss, excessive pain and a longer hospital stay, greatly affecting patients’ health outcomes. These issues can be minimised through robotic surgery. King’s College London researchers are regarded as pioneers in robotic surgery, particularly in urological cancers. Their work has transformed urology surgery in the UK through national uptake and training of robotic surgery through The Urology Foundation. They have developed the first international curriculum for safe training in robotic surgery and enabled Guy’s Hospital to carry out most of the robotic surgery in the country (400 cases a year). King’s research also showed better patient outcomes through robotic surgery and changed the programme of care for prostate cancer survivors to include support for the psychological effects of radical surgery. Additionally, King’s demonstrated the cost effectiveness of robotic surgery, informing national guidelines in the UK and Canada.
2. Underpinning research
Prostate cancer is the most common male cancer: around 40,000 men are diagnosed with it each year in the UK alone. A standard radical prostatectomy – having the prostate removed – is a complex operation that has a high risk of men experiencing incontinence and impotence afterwards. Despite advances in non-surgical treatments such as radiation, chemotherapy and immunotherapy, surgery remains the cornerstone in the treatment of most solid cancers, including prostate cancer. Traditional open surgery is associated with greater blood loss, more pain and longer hospital stay compared to laparoscopic (keyhole) surgery – a minimally invasive alternative with a better prognosis for patients. However, developing proficiency in keyhole surgery involves a steep learning curve for surgeons, which many find difficult to overcome. King’s has been at the forefront of a technology-aided alternative, robotic radical prostatectomy, that has evolved over the last 20 years to become the most effective and common form of surgery for prostate cancer in the UK. This work to refine robotic surgery in the context of urology has also led to progress in the application of robotic surgery in other clinical specialties.
King’s pioneers robotic urology in the UK: In 2004, the urology team at King’s established the use of the da Vinci Surgical System, powered by state-of-the art robotic technology. The da Vinci allows the surgeon to sit comfortably at a console that scales, filters and translates their skills into the precise movements of robotic micro-instruments within the operative site. It is equipped with a 3D vision camera rather than the 2D vision cameras of traditional keyhole surgery, with 10 times magnified vision, tremor filtration and wrist-like micro-instruments with 540-degree range of motion. Urologists led this multidisciplinary effort by mentoring colleagues from other areas in robotics sugery such as paediatrics surgery, thoracic surgery, transplantation and gynaecology.
King’s researchers create new robotic tools to advance this procedure and other applications of robotic surgery: During robotic surgery the surgeon is not in direct contact with the patient and instead performs the surgery through the computer’s console. In initial applications, there was a lack of a sense of “touch” throughout the process, affecting the accuracy of surgery and increasing the risk of side effects. In 2005, King’s academics, with colleagues at the engineering department, sought to change that by making use of haptic technology, which can create an experience of touch by applying forces, vibrations, or motions to the user and thus improving the practitioner’s experience and surgical effectiveness. Since then, based on this technology, King’s has contributed to the field of the robotic surgery through a number of ground-breaking developments:
- Image guidance technique: Displaying MRI images from the areas affected by cancer to be viewed through the console in the surgeon’s direct line of vision while in surgery (1).
- 3D model: Using 3D printing to create an exact replica of the patient’s prostate using images from an MRI scan and specialised software (1). This allows surgeons to pinpoint exactly where the cancer is situated within the prostate, meaning they can plan in advance how to remove the cancer while preventing damage to important nerves nearby.
- Octopus-inspired robotic arm: Creating controllable-stiffness tools which enable the surgeon to temporarily collapse the device(s) during surgical procedures to provide the surgeon with improved views inside the body, or to use the tool(s) as a retraction aid (2).
- King’s conducts the first-ever randomised trial of Telerobotics: In 2002, King’s conducted the first randomised controlled trial of robotic surgery with Johns Hopkins Hospital, USA. In this study they made use of Telerobotics, the area of robotics concerned with the control of semi-autonomous robots from a distance, chiefly using a Wireless network (Wi-Fi, Bluetooth, the Deep Space Network, and similar). They evaluated a robot’s ability to use a robotic arm to accurately position and insert a needle into a kidney model to remove stones and compared it to traditional access with a human hand. Analysis of 300 procedures showed the robot to be more accurate than the human hand (3).
- Ultra-low latency 5G networking: King’s then went on to collaborate on work to improve the connectivity between robotic devices in different geographical locations. The 5G network, developed in partnership with telecommunications company Ericsson, allows the advanced robotic technology to operate with minimal delays between action and reaction, enabling a fully immersive experience in real time for users across the world and eliminating the perception of distance (4).
Additionally, between 2012 and 2017, King’s researchers used a Delphi process (structured interview method using a panel of experts) to develop the first standardized curriculum for training in robotic surgery (5). Before this, there was no official structured learning for robotic surgery.
King’s collaborative research provides the highest quality of evidence in robotic surgery: King’s research led to the first ever randomized trial of open, laparoscopic (surgical diagnostic procedure to examine organs inside the abdomen) and robotic cystectomy (surgical removal of all or part of the urinary bladder). The trial was named CORAL (Clarification Open Robotic and Laparoscopic) after initial cohort studies comparing the three techniques (6). CORAL found no difference in 90-day complication rates between traditional and robotic surgery, but it did confirm there were shorter hospital stays and less blood loss when surgery was performed through the robotic arm (6).
3. References to the research
1. Sangpradit K, Liu H, Dasgupta P, Althoefer K, Seneviratne LD. Finite-element modeling of soft tissue rolling indentation. IEEE Trans Biomed Eng. 2011 Dec;58(12):3319-27. doi: 10.1109/TBME.2011.2106783.
2. Shafti A, Andorno F, Marchese N, Arolfo S, Aydin A, Elhage O, Noh Y, Wurdemann HA, Arezzo A, Dasgupta P, Althoefer K. Comfort and learnability assessment of a new soft robotic manipulator for minimally invasive surgery. Conf Proc IEEE Eng Med Biol Soc. 2015 Aug;2015:4861-4. doi: 10.1109/EMBC.2015.7319482.
3. Challacombe B, Patriciu A, Glass J, Aron M, Jarrett T, Kim F, Pinto P, Stoianovici D, Smeeton N, Tiptaft R, Kavoussi L, Dasgupta P. A randomized controlled trial of human versus robotic and telerobotic access to the kidney as the first step in percutaneous nephrolithotomy. Comput Aided Surg. 2005 May;10(3):165-71. DOI: 10.3109/109290805002295614.
4. Kim SSY, Dohler M, Dasgupta P. The Internet of Skills: use of fifth-generation telecommunications, haptics and artificial intelligence in robotic surgery. BJU Int. 2018 Sep;122(3):356-358. doi: 10.1111/bju.14388
5. Volpe A, Ahmed K, Dasgupta P, Ficarra V, Novara G, van der Poel H, Mottrie A. Pilot Validation Study of the European Association of Urology Robotic Training Curriculum. Eur Urol. 2015 Aug;68(2):292-9. doi: 10.1016/j.eururo.2014.10.025.
6. Khan MS, Gan C, Ahmed K, Ismail AF, Watkins J, Summers JA, Peacock JL, Rimington P, Dasgupta P. A Single-centre Early Phase Randomised Controlled Three-arm Trial of Open, Robotic, and Laparoscopic Radical Cystectomy (CORAL). Eur Urol. 2016 Apr;69(4):613-621. doi: 10.1016/j.eururo.2015.07.038
4. Details of the impact
Research by King’s academics has made significant contributions to the rise of robotic surgery, particularly in the field of urology. The first Da Vinci system was installed in the UK in 2001. Now they are distributed in more than 70 NHS hospitals across the country (A), with robotic assisted radical prostatectomy being its most common operation. Up to 5,000 radical prostatectomy operations are performed annually in the country, around 60% of which are executed with a robot (B).
King’s transformed urology surgery in the UK through national uptake and training of robotic surgery through The Urology Foundation (C). In the early 2000s, Professor Dasgupta was one of the only people in the UK to perform robotic surgery. Recognising his expertise, The Urology Foundation (TUF) – a charity created to provide more funding for urology research and training – funded Professor Dasgputa to travel around the UK to provide travel mentorship and training to urology surgeons.
Later in 2016, TUF made the decision to create a consortium of five TUF Centres of Robotic Training in the UK, of which King’s – under Prof Dasgputa – was one. As part of the TUF Centres of Training consortium, King’s trained 31 urologists in robotic surgery between 2016-2019, of which five completed ‘mini fellowships’ at Guy’s Hospital and many more benefiting from the cascade training effect, and transforming the urological surgery landscape (C). The CEO of TUF confirmed this work has been instrumental in transforming urological surgery in the UK: “In a relatively short space of time – and with relatively modest funding – the majority of urological patients on the NHS now have access to robotic surgery by skilled robotic surgeons. 92% of prostatectomies, 82% of partial nephrectomies and 52% of cystectomies are now done robotically, meaning that the public are benefiting from this form of minimally invasive surgery and the improved outcomes.”
“The benefit to the public of TUF’s robotic surgery training programme – and Prof Dasgupta’s and KCL’s role in this – is transformative and ground-breaking. In a relatively short space of time, we have opened access to the improved benefits of robotic urological surgery to the vast majority of NHS patients, and it is increasingly becoming the norm in many urological operations. The benefits to patients mean they recover faster and get back to their day-to-day lives quicker, and the economic benefit to the NHS of shorter bed stays in hospital are enormous.” (C)
King’s developed the first international curriculum for safe training in robotic surgery. Following publication in the British Journal of Urology International (6), King’s curriculum was validated in collaboration with the European Association of Urology Robotic Urology Section (ERUS) and has been adapted by a number of other surgical specialties as a gold standard training tool (D.1). The curriculum was also adopted as the official guideline for training by the British Association of Urological Surgeons (BAUS) and King’s researchers were invited to be part of its guideline panel members, essentially shaping the design of the document (D.2). BAUS states that the guideline is relevant to both experienced surgeons learning robotic skills and also to senior trainees learning robotic-assisted surgery anew. It reviews the skills required within robotics, discusses current training methods for robotic surgery and makes specific recommendations e.g. for modular training. The President of BAUS affirmed (D.2): “This paper is the first of its type and could be the model for training documents in other complex areas of urology." As of September 2019, there were a total of 1220 consultant urological surgeons and 337 trainees in the UK and Ireland (D.3). 87.5% of the substantive consultants in the UK are BAUS members (D.3).
King’s expertise enabled Guy’s Hospital (GSTT) to carry out most of the robotic surgery in the country, around 400 cases a year (B.3). The majority are prostate operations, but also include bladder and kidney surgery. The entire robotic programme carried out at GSTT was developed by Prof Dasgupta (B.1). It is now the largest programme in the UK, training two full-time surgical fellows and more than 50 visiting surgeons a year (B.4).
In July 2014, the success of Prof Dasgupta’s work was recognised and GSTT received an international award of GBP600,000 from the Vattikuti Foundation (VF) to set up the Institute of Robotic Surgery, the only of its kind in the UK (B.2). VF is a non-profit organisation committed to making robotic surgery cost effective and available to underprivileged communities. The CEO of VF said: “Guy’s and St Thomas’ is the epicentre for urology robotic surgery in the UK, and has strong research and teaching programmes thanks to its links with King’s College London and the Urology Foundation (B.3).”
Since then, the Institute has trained three international fellows a year, many of whom have gone on to become independent robotic surgeons. It has led to >700 publications, device development, and the evaluation of new technologies for use in surgery such as Google Glass, Hololens and 3D printing of organs to guide surgery (B.2).
King’s research showed better patient outcomes through robotic surgery. The CORAL trial demonstrated the benefits robotic surgery offers in comparison with traditional surgery, such as less blood loss, less pain and quicker recovery (5). This was further confirmed by the European Association of Urology (EAU) Robotic Urology Section Scientific Working Group in a consensus view document published in 2016 (E). These benefits were also recognised by patients, as corroborated by one who underwent a procedure performed by Prof Dasgupta: “It’s great that something like this can be used to give surgeons more detail and help them to carry out the surgery effectively, so it was very reassuring to know it would be part of my operation (B.2).” A 65-year-old patient who went through the same procedure (also carried out by Prof Dasgupta), was able to get out of bed and go for a walk just one day after his surgery (B.4).
King’s changed the programme of care for prostate cancer survivors to include support for the psychological effects of radical surgery (F). The procedure has a high risk of incontinence and impotence, so, GSTT implemented a pre- and post-operative counseling pathway in 2015 to help prepare patients for the psychological and physical effects of surgery ensuring they live a healthier and active life after treatment. Prof Dasgupta supported the pathway by reviewing and analysing patients’ feedback forms, which were key from a strategic point of view to improve patient care. He also assisted in the pathway design, streamlined and designed to be patient centered and efficient for both staff (the NHS) and patients.
Multiple seminars were conducted throughout the trial of the pathway with pre- and then post-operative counselling. All patients that attended seminar sessions were satisfied with the experience. Overall, 99% of patients felt more confident in coping with their recovery after they attended the different seminars and 100% of them felt more confident in coping and understanding the discharge process after they attend their discharge seminar.
The Project Manager of the pathway has said: “If this hadn’t been implemented, the situation would be ‘status-quo’, nothing would have changed for these patients and there would be long waiting lists to see multiple different members of the multidisciplinary team. Prokar’s help in implementing the pathway was extremely valuable and the work shows how important it is to address patients unmet needs to reduce ‘regret’, streamline services and overall improve patient experience (F).”
King’s demonstrated the cost effectiveness of robotic surgery, informing national guidelines in the UK and Canada. Despite improved clinical outcomes, the high cost of purchasing and maintaining the da Vinci system remained a concern for national health services. A systematic review by the King’s team demonstrated that shorter hospital stays alone were not enough to offset the cost of expensive disposables. This led to King’s researchers partnering with colleagues from the Henry Ford Institute in Detroit and Harvard Medical School to show that in order to be cost-effective, centres needed to perform at least 150 operations per year (G ). After proving the cost-effectiveness of robotic surgery, the concept of ‘minimum volume’ was featured in the NICE prostate cancer guidance in 2019, designating centres performing 150 procedures/year as cost-efficient ( H). This resulted in a spike in the use of the da Vinci system in high volume centres to 5-6 days per week ( G). In 2020, the Canadian Agency for Drugs and Technologies in Health (CADTH) also utilised the ‘minimum volume’ concept as a standard recommendation for Canadian health care decision-makers ( I).
5. Sources to corroborate the impact
(A) ‘New Versius robot surgery system coming to NHS’ BBC News Article, 3 September 2018
(B) Sources that corroborate King’s establishing Institute of Robotic Surgery at GSTT: B.1 Robotic-assisted surgery at Guy's Hospital website page; B.2 Annual and Progress Reports for the Vattikuti Foundation on the Institute of Robotic Surgery (2015-18) [patient quote page 16 | 60% of radical prostatectomy operations performed using a robot page 13]; B.3 Vattikuti Foundation website page; B.4 Guy’s Hospital Website News Article
(C) Testimonial from Chief Executive of The Urology Foundation (TUF)
(D) Sources that corroborate King’s developing the first international curriculum for safe training in robotic surgery and its uptake: D.1 Ahmed K, et al. Development of a standardised training curriculum for robotic surgery: a consensus statement from an international multidisciplinary group of experts. BJU Int. 2015 Jul;116(1):93-101; D.2 BAUS Robotic Surgery Curriculum Guidelines For Training, 17 August 2015; D.3 BAUS website showing its workforce numbers
(E) Academic article corroborating benefits of robotic surgery: Collins JW, Patel H, Adding C, Annerstedt M, Dasgupta P, et al. Enhanced Recovery After Robot-assisted Radical Cystectomy: EAU Robotic Urology Section Scientific Working Group Consensus View. Eur Urol. 2016 May 24. pii: S0302-2838(16)30184-1. ( http://dx.doi.org/10.1016/j.eururo.2016.05.020)
(F) Testimonial from Project Manager of The Prostate Cancer Survivorship Pathway
(G) Study showing that for robotic surgery to be cost-effective, centres need to perform at least 150 cases per year: Leow JJ, Chang SL, Meyer CP, Wang Y, Hanske J, Sammon JD, Cole AP, Preston MA, Dasgupta P, Menon M, Chung BI, Trinh QD. Robot-assisted Versus Open Radical Prostatectomy: A Contemporary Analysis of an All-payer Discharge Database. Eur Urol. 2016 Nov;70(5):837-845. doi: 10.1016/j.eururo.2016.01.044.
(H) NICE Guidance on Prostate Cancer (2019) [points 1.3.15 and 1.3.16]
(I) Canadian Guidelines (CADTH) Robotic Surgical Systems for Use in Gynecologic Oncologyor Urologic Surgery: Clinical Effectiveness, Cost Effectiveness, and Guidelines (2020) [page 11]
- Submitting institution
- King's College London
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
HIV-1 (human immunodeficiency virus type 1) attacks the body’s immune system and, untreated can lead to AIDS (acquired immunodeficiency syndrome). In 2017, nearly 40 million people globally were living with HIV-1 infection, and rates of new infection are declining too slowly to meet UNAIDS targets for reduction. Since 2014, King’s College London research has transformed clinical practice and national and international guidance on pre-exposure prophylaxis (PrEP), HIV testing in novel settings (to access hard to reach groups), and early antiretroviral therapy provision in HIV positive individuals to reduce their infectiousness to others. The demonstration that the virus can be fully suppressed by therapeutics, so that individuals are essentially unable to transmit the virus to a partner, led to the term ‘Undetectable Equals Uninfectious’ (U=U) and global campaigns to raise awareness and reduce the stigma around HIV. Our research has had a major impact on reducing HIV transmission and improving lives of those infected.
2. Underpinning research
In 2017, approximately 37 million people were living with HIV infection worldwide, with 1.8 million new infections that year. There is no effective vaccine to prevent infection, and no cure for those infected. HIV incidence is slowly declining worldwide but did not reach the Joint United Nations Program on HIV/AIDS (UNAIDS) target of fewer than 500,000 new infections per year by 2020. Steep reductions in incidence are still needed to curb the HIV epidemic, particularly in high risk populations including gay men and women. Until 2012, the two mainstays of preventing HIV transmission were use of condoms and regular HIV testing. Despite these interventions, the estimated HIV incidence among gay and bisexual men in the UK reached a peak of around 2,700 (95% CrI 2,200 to 3,200) in 2012. Therefore there was an unmet need for new interventions that both reduced viral acquisition risk for HIV-uninfected individuals and reduced onward transmission risk from those who are HIV infected; and which can also be targeted effectively at hard to reach groups. King’s researchers have collaborated on leading international clinical studies, and led important complementary research, across three of the most promising approaches: (i) Pre-exposure prophylaxis; (ii) HIV testing; (iii) Treatment as prevention.
Demonstrating that ‘Pre-exposure prophylaxis’ (PrEP) reduces HIV acquisition. Following the first trial to evaluate the potential of drugs taken prophylactically (PrEP) to prevent HIV acquisition, which in 2008 reported 48% efficacy of Truvada (TDF/FTC) in gay men, King’s in partnership with UCL and other UK-based institutions to form the PROUD consortium to evaluate Truvada in a real life setting. As part of the consortium, we evaluated the efficacy of daily Truvada PrEP treatment in a randomised control trial (n=544 individuals) or immediate versus deferred PrEP, within which King’s was one of the highest recruiting clinical centres. The study showed 88% efficacy for this drug: the highest efficacy found in any daily PrEP study globally to date (1).
Demonstrating that adopting PrEP is cost effective for national health services: Despite the compelling results of the PROUD study and other trials, many governments were reluctant to endorse PrEP because (i) of the cost of Truvada; (ii) of a focus on treating people living with HIV in resource-limited settings and (ii) initial PHE modelling suggested PrEP was not cost effective when considering total lifetime cost versus the cost of HIV treatment across a population (UK). Consequently, at the request of the WHO, King’s participated in a formal review of efficacy data on a cheaper PrEP drug (tenofovir [TDF] monotherapy), which had been studied widely in heterosexual populations but much less so in gay men. King’s provided detailed pharmacokinetic analysis (explaining how a drug behaves in the body) on the only 2 cases of TDF PrEP failure globally at the time (2). This study showed that TDF PrEP failure occurred in gay men despite good drug levels, raising concern about its use in gay men. Given concerns about the initial modelling on cost-effectiveness of PrEP at population level, King’s also led a re-evaluation of the cost of HIV infection to national health services. The data is now available to update the 15-year-old HIV lifetime cost data upon which the original cost effective modelling was based; and to populate more accurate PrEP cost effectiveness models (3).
Analysing the potential of opt-out HIV testing to reduce the undiagnosed fraction of HIV infections and access hard to reach groups. An important part of reducing onward transmission risk from those who are HIV infected is to test and diagnose as many individuals as possible (particularly those from high risk populations). This has been limited by accessing hard to reach groups, who are affected by stigma and people being unaware of their high risk. In 2011, King’s led a study analysing the impact of missed opportunities for HIV diagnosis at Guys & St Thomas’ NHS Trust (GSTT), reviewing all HIV related hospital admissions in a 12 month period: the results showed there were multiple missed opportunities for early HIV diagnosis, resulting in high financial cost to the Trust and high morbidity to the individuals (4). 41% of new HIV hospital inpatient diagnoses had presented to local healthcare services at least once within the previous 12 months and not been tested for HIV, and 37% of these had an HIV indicator condition (for example lymphoma or forms of pneumonia [PCP]). We found that the mean cost of admission for those diagnosed as an inpatient was £36,625 (range £331-223,000). The total cost for the 12 inpatients, who had presented to services in the preceding year but had not been tested was £439,500.
The concerning number of missed opportunities to test for HIV within London’s high-prevalence HIV population was concerning, and King’s and GSTT subsequently led urgent engagement of primary, secondary and tertiary healthcare systems (across London and at national UK HIV meetings) to increase hospital-based HIV testing and prevent late-stage diagnoses. The results reached national news and prompted NHS Trusts across the UK to encourage staff to report missed opportunities for HIV tests as clinical incidents (the official system for taking action on clinical issues): this meant that Trusts were, for the first time, collecting data on missed opportunities for HIV testing around the UK. In 2011, King’s collaborated with 6 A&E departments across the UK to evaluate opt-out HIV testing. We found 1.4% HIV and 2.4% HCV (hepatitis C) prevalence in people attending A&E departments (5). These high levels of infection in a general A&E population provided data to support cost effectiveness of opt-out testing, since adopted by A&E centres in areas of high HIV prevalence across the UK (see section 4).
Demonstrating that ‘Treatment as prevention’ (TASP) in HIV infected people dramatically reduces onward transmission. Treating those who are HIV infected could have an additional protective effect for sexual partners, if the treatment also reduced onward transmission risk. King’s collaborated with UCL and other UK and EU institutions to run the largest prospective trial to establish whether HIV treatment prevents transmission, and ran one of the clinical sites. The PARTNER trial prospectively followed up HIV serodiscordant gay male couples where the HIV positive partner was receiving anti-retroviral treatment (ART), to see whether HIV was transmitted to their uninfected partner. The results showed zero transmissions after enrolling almost 800 gay couples who had sex more than 77,000 times without condoms (6). This headline result has been termed ‘undetectable equals uninfectious’ and adopted globally by WHO and all HIV stakeholders.
Demonstrating that concurrent STIs do not compromise the protective effect of TASP. King’s (in parallel) led a study to evaluate whether this protective effect of ART is compromised by concurrent bacterial sexually transmitted infections (STIs) in HIV positive men. The study included 42 individuals and carried out rectal HIV viral load swabs on HIV positive gay men with and without rectal bacterial STI. King’s showed conclusively that concurrent bacterial STIs do not increase HIV infectiousness in an HIV positive person who is receiving ARV (p=0.4) (7) This was an important result because the rates of bacterial STIs are very high among HIV positive men who have sex with men (MSM) - for example in 2009 over three quarters of MSM diagnosed with LGV (caused by Chlamydia species) were co-infected with HIV. Thus this result was crucial for assuring the results of the PARTNER trial for implementation in a real-world context. Taken together, this research has been highly influential, leading to widespread public health campaigns and helping to reduce stigma towards people with HIV.
3. References to the research
McCormack S, Dunn DT, Desai M, Dolling DI, Gafos M, Gilson R, Sullivan AK, Clarke A, Reeves I, Schembri G, Mackie N, Bowman C, Lacey CJ, Apea V, Brady M, Fox J et al. (2015). Pre-exposure prophylaxis to prevent the acquisition of HIV-1 infection (PROUD): effectiveness results from the pilot phase of a pragmatic open-label randomised trial. Lancet 2016 Jan 2;387(10013):53-60.
Fox J, Brady M, Alexander H et al. (2016). Tenofovir Disoproxil Fumarate Fails to Prevent HIV Acquisition or the Establishment of a Viral Reservoir: Two Case Reports. Infect Dis Ther 5(1):65-71.
Fox J, Tiraboschi JM, Herrera C et al. (2016). Pharmacokinetic/Pharmacodynamic Investigation of Single-Dose Oral Maraviroc in the Context of HIV-1 Pre-exposure Prophylaxis. J Acquir Immune Defic Syndr. 73(3):252-257.
Read PJ, Armstrong-Jones D, Tong CY, Fox J. (2011). Missed opportunities for HIV testing - a costly oversight. QJM 104(5):421-4
Naylor E, Axten D, Makia F, Tong W, White J, Fox J. (2011). Fourth generation point of care testing for HIV: validation in an HIV-positive population. Sex Transm Infect; 87(4):311
Rodger AJ, Cambiano V, Bruun T et al. PARTNER Study Group. (2016). Sexual Activity Without Condoms and Risk of HIV Transmission in Serodifferent Couples When the HIV-Positive Partner Is Using Suppressive Antiretroviral Therapy. JAMA12;316(2):171-81. Erratum in: JAMA. 2016 Aug 9;316(6):667. Erratum in: JAMA 2016 Nov 15;316(19):2048.
Davies O, Costelloe S, Cross G, Dew T, O'Shea S, White J, Fox J. (2017). Impact of rectal gonorrhoea and chlamydia on HIV viral load in the rectum: potential significance for onward transmission. Int J STD AIDS 28(10):1034-1037.
4. Details of the impact
Fewer people have acquired HIV as a result of introducing these new approaches to reduce transmission. There has been a striking overall reduction in new HIV cases in the UK [A1], with Public Health England (PHE) reporting in 2017 that new diagnoses decreased from 5,280 new cases in 2016 to 4,363 [A2]. Between October 2015 and September 2016, HIV diagnoses fell by 32% compared with the previous year, among MSM attending selected London sexual health clinics (from 880 to 595; p = 0.014 for test of linear trend in diagnoses by quarter) [A1, A3]. This decline has been attributed to a combination of introducing treatment as prevention (TASP) for HIV positive individuals, increased HIV testing and a rapid increase in PrEP uptake: King’s has made an important contribution to impactful research in all three areas, collaborating on two of the most globally important large-scale clinical trials and leading clinical studies on complementary questions relevant to implementation of these approaches.
Changing national and international guidelines to give more people access to PrEP in the UK and internationally. The PROUD study (1) is widely viewed as the most important real-life PrEP study globally; the clear results were a key piece of evidence leading to changes in official guidelines on reducing HIV transmission. In the UK, the British HIV Association (BHIVA) – responsible for national clinical guidance on HIV – produced a statement in 2016 endorsing the use of PrEP and subsequently developed NICE-approved guidelines published in 2018, which are now followed by all clinicians working in the UK [B1]. The European AIDS Clinical Society (EACS) 2018 treatment guidelines include updated guidance on PrEP [B2]. The World Health Organisation (WHO) early release (2015) and subsequent consolidated guidelines (2016) included recommendation for use of PrEP in a wider population, citing PROUD results amongst the body of evidence reviewed to formulate these recommendations [B3].
Contributing evidence that led to the UK Government PrEP implementation trial and investment in provision of PrEP through the NHS. So compelling were the results of the PROUD study (1) that, in 2016, the UK Government allocated £10 million to the large-scale PrEP Implementation Trial (citing PROUD), which ran from 2016-2019 and opened availability of PrEP through the NHS to 10,000 gay men [C1]. In January 2019, the Government announced their commitment to achieving zero HIV transmission by 2030 – setting out that reaching this goal would depend on continuing prevention efforts including making PrEP available to everyone who needs it [C2]. In March 2020 following the reporting of the PrEP Implementation Trial, the Government announced provision of a further £16 million to make PrEP available on the NHS [C3].
Influencing licensing decisions and recommendations on specific ARV drugs for PrEP. King’s research has influenced decisions on whether or not specific anti-retroviral (ARV) drugs were made available. The PROUD study was included in the 2016 NICE Evidence Review of Truvada [D1], and part of the evidence submitted leading to Truvada being licensed by the EMA in 2016 for use as PrEP [D2]. King’s research on Maraviroc (3) – another class of HIV prevention drug – demonstrated that this drug was not as effective as on demand PrEP. This prevented Maraviroc being investigated in a costly large phase 4 trial and prevented its recommendation for PrEP usage by regulators or national health services [D3].
Informing development of guidelines for use of PrEP drugs for Post-Exposure Prophylaxis (PEP). King’s research on HIV prevention (2,3) led to Dr Fox’s involvement in developing clinical guidance for the newer use of PrEP drugs for Post Exposure Prophylaxis (PEP), which involves treating someone recently exposed to HIV with a combination of ARV drugs that may prevent an infection developing. King’s co-authored the first clinical UK BHIVA PEP guidelines (2015, 2019) [E1,2] and led a PEP review for the BMJ (2017) [E3]. The BHIVA guidelines are now used by all sexual health institutions across the UK and recommended by the British Association for Sexual Health & HIV to healthcare professionals [E2].
Changing clinical practice to ensure that more people are getting tested for HIV, with focus on hard to reach populations. The estimated number of people with undiagnosed HIV infection in the UK reduced from 13,300 (CrI 10,600 to 18,200) in 2015 to 10,400 (CrI 8,400 to 15,700) in 2016, with most of the decline in London apparent in gay and bisexual men, and black African heterosexual women [F1]. King’s work contributed to the following efforts with continuing impact:
National reporting of missed diagnoses introduced: Following presentation of King’s findings on missed opportunities for diagnosing HIV in hospitals (4) at the 2010 British HIV conference, reporting in the Guardian newspaper raised the public profile of this issue. BHIVA subsequently carried out a national audit and produced guidance on recording later HIV diagnoses. Collectively this triggered NHS Trusts to start ensuring missed HIV diagnoses were formally reported as serious untoward incidents (SUIs) – serious clinical events that put lives at risk: these go to Trust leadership and must be acted on within 24 hours, meaning that root cause analysis is now carried out on each case [F2]. As well as introducing systematic data collection, this has reduced stigma by normalising HIV testing and helped increase testing in all healthcare settings as evidenced by the large number of hospitals adopting opt out HIV testing in A&E departments [F3].
Going Viral campaign: In 2017 King’s collaborated on the Going Viral campaign across 9 NHS Trusts across the UK to encourage opt-out HIV testing in A&E: Uptake of opt out testing services in A&E was >90% in these 9 NHS Trusts (GSTT, Royal London, Whipps Cross, Newham General, Homerton, King George, Queens Hospital, St James’ University Hospital and Gartnaval University Hospital [G]. King’s-GSTT was the first centre in the UK to adopt this approach as routine care. Local site information for GSTT shows that this represents a 95% increase in HIV tests carried out by A&E in a 12-month period [G].
Opt-out testing in A&E adopted by NHS Trusts around the UK: King’s research on the high levels of HIV infection in a general A&E population also provided data to support cost effectiveness of opt-out testing [4,5]. Guys and St Thomas’ NHS Trust was the first Trust in the UK to introduce opt-out HIV testing in A&E; this has since been introduced by Trusts throughout the UK in high HIV prevalence areas [F3]. As a result of the research on this subject, opt-out HIV testing in A&E is now recommended in high risk populations (all areas where the local rate of HIV infection is above a certain threshold) in the national BHIVA guidelines and thus been implemented UK wide [H1]. King’s A&E testing research [4,5] also led National British Association for Sexual Health (BASH) and the Royal Society of Emergency Medicine in 2020 to recommend that HIV testing be offered to millions of people living in areas of the UK with a high prevalence of HIV [H2, H3].
Supporting increased community testing: Community point of care (POCT) HIV testing has also increased, and King’s has supported this implementation process locally, evaluating POCT tests for their ability to detect early infection, providing guidance on which tests to use, and what to say or explain when using them in the community. For example, King’s worked with community healthcare providers to determine the social factors influencing uptake of HIV testing – whether people were willing to be tested, how they would feel most comfortable accessing tests; a recent survey in BAME London communities revealed interest in vending machine tests, particularly in specific places within the community such as hairdressers or barbers [I].
Service provision guidance on HIV testing: As a result of the work in this area, reviews of late HIV diagnosis were included in the 2018 BHIVA Standards of Care for People Living with HIV (which provides guidance of running HIV services) [J1] and in 2019, a King’s-led UK-wide audit of late HIV diagnoses was carried out by BHIVA [J2].
Providing expert advice to policy discussions and development. On the basis of her leadership in this area – combining expertise of lab-based drug trials with real-world implementation – King’s researcher Dr Fox has been asked to contribute to a number of policy and clinical discussions, including national committees for UK PEP and PrEP guidelines. Dr Fox is an advisor on WHO technical groups for HIV testing, PrEP (implementation, monitoring), HIV vaccine development and STI treatment; and on WHO guidelines for HIV testing in the presence of PrEP, the role of tenofovir monotherapy in PrEP and STI management in the era of PrEP [K].
Stigma surrounding HIV has reduced as a result of the term undetectable = uninfectious. King’s research on TASP, particularly collaboration on the PARTNER study showing that undetectable means uninfectious to transmit, has been especially influential in tackling stigma around HIV. This finding changed UK, EU and WHO HIV treatment guidelines so that TASP was an indication for starting ART, meaning HIV treatment is now offered to everyone irrespective of CD4 count, with accompanying mass public health campaigns [L]. The work also led to the coining of the U=U slogan (from undetectable= uninfectious), and the associated global campaign to raise public awareness; these efforts are reducing HIV stigma across all populations by reducing anxiety about transmission from HIV positive people, and the phrase U=U is now used globally by stakeholders to promote HIV awareness [L]. King’s researchers have been directly involved in shaping evidence-based public facing communication and advocacy to those living with HIV, advising the HIV treatment information base (i-base.info) and engaging research patient groups and HIV community organisations [L].
5. Sources to corroborate the impact
[A] Evidence on the decline in rates of HIV transmission in the UK: A1. Brown AE, et al. Euro Surveill. 2017;22(25):30553 [PDF]; A2. PHE report on HIV in the UK (2017) [PDF]; A3. Nwokolo N et al. (2018). Rapidly declining HIV infection in MSM in central London [PDF]
[B] Recommendation of PrEP in national and international guidelines: B1. British HIV Association (BHIVA) PrEP statement (2016) and guideline (2018) [PDF]; B2. (EU) EACS 2018 HIV treatment guidelines; B3. WHO PrEP guidelines (2015, 2016) and policy briefing [PDF].
[C] UK Government investment in PrEP implementation and provision through the NHS: C1. UK PrEP implementation trial, 2016-19; C2. UK Government commit to zero HIV transmissions by 2030 (2019); C3. UK Govt. commits £16million funding for PrEP (2020) [PDF].
[D] Influencing recommendations on specific PrEP drugs: D1. NICE evidence review of Truvada (2016). D2. Example of regulatory approval for PrEP drugs; D3. Guidance on PrEP drugs. [PDF]
[E] Developing PEP guidelines: E1. BHIVA guidelines 2015, 2019. E2. BMJ review (2017) [PDF]
[F] Changing clinical practice to increase HIV testing: F1. PHE data on undiagnosed HIV infections (2016); F2. Example of SUI reporting; F3. Example of Trusts adopting opt-out testing. [PDF]
[G] The “Going Viral” Campaign: Orkin C, et al. HIV Med. 2016 Mar;17(3):222-30; Awards recognising effectiveness of the campaign [PDF.]
[H] National and international HIV testing guidelines: H1. BHIVA HIV Testing guidelines (2020) [PDF]; H2. BASH HIV Testing guidelines (2020) [PDF]; H3. RSEM recommendation (2020) [PDF].
[I] Supporting community testing: Lee MJ, et al. Int J STD AIDS. 2020 31(2):158-165. [PDF]
[J] Informing service provision for HIV services: J1. BHIVA Standards of Care for People Living with HIV 2018. J2. BHIVA UK wide audit of late HIV diagnoses, Ming et al. 2019 [PDF]
[K] WHO Meeting report (2016) corroborating King’s researcher as an expert advisors [PDF]
[L] Tackling stigma and raising public awareness: L1. U=U campaign information; L2. Lancet editorial on U=U campaign. L3. Example of U=U endorsement, CDC (US). [PDF]
- Submitting institution
- King's College London
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Lymphoma is the fifth most common cancer. More than 100,000 people are diagnosed annually with lymphomas in the UK and US alone, and many more globally. Research by King's on the application of positron emission tomography (PET) to lymphoma diagnosis and management has led to the following impacts:
a new primary test for staging and for assessing patient response in lymphomas using a 5-point PET-CT scanning reporting scale developed at King’s, now included in international guidelines ;
patients experiencing fewer side-effects and improved cure rates for patients with advanced disease globally;
bone marrow biopsy is now an unnecessary test in patients with Hodgkin lymphoma (HL) changing practice in the UK, Europe, Australia and US;
substantial change in practice for the treatment of Hodgkin Lymphoma internationally, using an early PET-CT scan to stratify and guide treatment.
2. Underpinning research
Lymphomas are a major cause of morbidity and mortality worldwide. Hodgkin lymphoma (HL) is the most common cancer in teenagers and young adults but also affects older patients with 2,000 new diagnoses in the UK annually. Non-Hodgkin lymphomas mainly affects patients over 60 with 14,000 patients diagnosed annually in the UK.
There are several different treatments that are used, with varying levels of intensity and risk/side effects. Treatment can include different combinations of chemotherapy and/or radiotherapy. Some chemotherapy programmes are more intensive and more effective than others but have more side-effects e.g. those that include the drug bleomycin can cause significant lung damage in some patients. Radiotherapy may also have long term side-effects such as heart and lung disease and increased chance of developing second cancers.
Until King’s work in this area, doctors have struggled to select the right treatment for each patient. This is because assessment using Computerised Tomography (CT) provides only structural information making it hard to tell whether treatment is working until it is too late and which fails to identify patients with a high risk of relapse and treatment failure.
Since 2000, academics at King’s College London pioneered the use of Positron Emission Tomography (PET) imaging to solve these issues. PET gives information on tumour metabolic properties (i.e. tumour activity). In particular, a reduction in metabolic rate is a very early indicator of therapy working.
King’s led this practice-changing research in two randomised controlled trials (1,2) which established that an early PET read-out could guide and improve treatment in HL. The ‘RAPID’ trial, funded by Blood Cancer UK, recruited patients from 2003 to 2010, and involved 602 patients from the UK; the ‘RATHL’ trial, funded by Cancer Research UK, which recruited from 2008 to 2012 involved 1,204 international patients. These trials demonstrated that it was possible to reduce treatment while maintaining a successful treatment outcome after two or three months of a planned 4-6 months course of treatment, for those patients with a complete metabolic response (no evidence of the disease) on PET. We developed a new 5-point staging scale to assess initial disease, as well as a rapid readout for response to treatment (1-4).
Additionally, the RATHL trial demonstrated that PET scans were superior to CT scans and bone marrow biopsies to stage and map the extent of disease before treatment (3). This meant that patients with Hodgkin lymphoma no longer need biopsies which are invasive and painful if they have a PET scan instead. The research found a high level of agreement between PET experts, indicating that our 5-point reporting criteria was robust (3) and this has subsequently become the international standard (5,6). A recent King’s analysis further refined the use of the scale and helps with stratifying treatment, by suggesting modifications to the point on the scale used by clinicans to define an inadequate response (based upon disease stage and measured effectiveness of treatment) (7).
King’s have also shown that PET research-based end of treatment approaches can be applied to non-Hodgkin lymphoma. They collaborated on a third international study in non-Hodgkin lymphoma (‘GALLIUM’, funded by Hofman la Roche Pharmaceuticals) involving 533 patients. King’s and colleagues in Europe and Australia showed that PET is superior to CT, in terms of overall patient response to treatment, when using the 5-point scale in another more indolent lymphoma type, Follicular Lymphoma (FL). Our results suggest that PET is a better imaging modality than contrast-enhanced CT for response assessment after first-line immunochemotherapy in patients with follicular lymphoma (8).
Taken together, this research means that we can now personalise lymphoma therapy: clinicians can assess assess very rapidly which patients are responding well to therapy, and which are not (and therefore need to be switched immediately to an intensive regime). This ultimately means that more lymphoma patients survive, and fewer patients experience long-term damage from treatment. King’s method has transformed the approach to lymphoma treatment worldwide, as evidenced in various guidelines.
3. References to the research
1. Radford J, Illidge T, Counsell N, Hancock B, Pettengell R, Johnson P, Wimperis J, Culligan D, Popova B, Smith P, McMillan A, Brownell A, Kruger A, Lister A, Hoskin P, O'Doherty M, Barrington S. Results of a trial of PET-directed therapy for early-stage Hodgkin's lymphoma. N Engl J Med. 2015 Apr 23;372(17):1598-607. doi: 10.1056/NEJMoa1408648 (RAPID trial)
2. Johnson PWM, Federico M, Kirkwood AA, Fossa A, Berkahn L, Carella AM, D'Amore F, Enblad G, Franceschetto A, Fulham M, Luminari S , O'Doherty M, Patrick P, Roberts T, Sidra G, Stevens L, Smith P, Trotman J, Viney Z, Radford JA, Barrington SF. Adapted treatment guided by interim PET-CT scan in advanced Hodgkin lymphoma. N Engl J Med 2016; 374:2419-2429 DOI: 10.1056/NEJMoa1510093 (RATHL trial)
3. Barrington SF, Kirkwood AA, Franceschetto A, Fulham MJ, Roberts TH, Almquist H, Brun E, Hjorthaug K, Viney ZN, Pike LC, Federico M , Luminari S, Radford J, Trotman J, Fosså A, Berkahn L, Molin D, D’Amore F Sinclair DA, Smith P, O’Doherty MJ, Stevens L Johnson PW. PET-CT for Staging & Early Response: Results from ‘Response Adapted Therapy in Advanced Hodgkin Lymphoma’ (RATHL) (CRUK/07/033) Blood 2016 Mar 24;127(12):1531-8
4. Gallamini A, Barrington SF, Biggi A, Chauvie S, Kostakoglu L, Gregianin M, Meignan M, Mikhaeel GN, Loft A, Zaucha JM, Seymour JF, Hofman MS, Rigacci L, Pulsoni A, Coleman M, Dann EJ, Trentin L, Casasnovas O, Rusconi C, Brice P, Bolis S, Viviani S, Salvi F, Luminari S, Hutchings M. The predictive role of Positron Emission Tomography on Hodgkin Lymphoma Treatment outcome is confirmed using the 5-point scale interpretation criteria. Haematologica 2014 Jun;99(6):1107-13.
5. SF Barrington, NG Mikhaeel, L Kostakoglu, M Meignan, M Hutchings, S Müeller, LH Schwartz, E Zucca, RI Fisher, J Trotman, OS Hoekstra, RJ Hicks, MJ O’Doherty, R Hustinx, A Biggi and BD Cheson. The role of imaging in the staging and response assessment of lymphoma: consensus of the ICML Imaging Working Group Journal Clinical Oncology 2014 32:3048-3058.
6. BD Cheson, RI Fisher, SF Barrington, F Cavalli, LH Schwartz, E Zucca, TA Lister. Recommendations for Initial Evaluation, Staging, and Response Assessment of Hodgkin and Non-Hodgkin Lymphoma: The Lugano Classification. Journal Clinical Oncology 2014:32: 3059-3067
7. Barrington SF, Phillips EH, Counsell N, Hancock B, Pettengell R, Johnson P, Townsend W, Culligan D, Popova B, Clifton-Hadley L, McMillan A, Hoskin P, O'Doherty MJ, Illidge T, Radford J. PET score has greater prognostic significance than pre-treatment risk stratification in early-stage Hodgkin lymphoma in the UK NCRI RAPID study . J Clin Oncol 2019 37(20): 1732-41.
8. Trotman J, Barrington SF, Belada D, et al. Prognostic value of end-of-induction PET response after first-line immunochemotherapy for follicular lymphoma (GALLIUM): Secondary analysis of a randomised, phase 3 trial. Lancet Oncol. 2018;19:1530-1542.
4. Details of the impact
Research at King’s on the approach to management of lymphoma using PET scanning has led to the development of new international guidelines and shaped professional practice and treatment around the world. This work has ultimately improved patient diagnosis, management and outcomes nationally and internationally for those diagnosed with lymphomas.
King’s research has changed international guidelines. The methods developed in the King’s-led RATHL and RAPID trials (1-3) have contributed to the harmonisation of practices across PET imaging centres worldwide, stratification of patients and management of the disease. Specifically, King's research led to changes to international guidelines for management of lymphoma from the European Society of Medical Oncology (ESMO) and the US National Comprehensive Cancer Network (A, B); and contributed to European guidelines for performing quality-assured PET imaging from the European Association of Nuclear Medicine (EANM) (C). The 5-point scale developed at King’s (5) has become the international standard also known as the ‘Deauville criteria’ and has been adopted in multiple countries since 2014. Previously, there was no agreed common method to perform and report PET scans in lymphoma.
King’s research has influenced clinical practice and health services internationally. The approaches tested in these trials using PET have become the new standards-of-care amongst the haematology and oncology community and are widely used in the UK, USA, and parts of Europe and Australia. This is evidenced by professional material (H), and patient booklets (I). This is also confirmed by the Head of Department of Haematology at Concord Hospital, the University of Sydney ( Australia) and past Lymphoma Chair of the Australian Lymphoma and Leukaemia Group: *"*The PET guided approaches tested in RATHL and RAPID have shaped the management of patients treated in Australia, which is reflected in guidelines that will be published in Feb 2021 ” (J).
The continuous influence King’s researchers have had in professional practice can also be evidenced by (1) Prof Barrington’s Research Professorship flagship award from the National Institute for Health Research (NIHR) in 2017 and (2) her four-year membership of the European Lymphoma Institute’s scientific committee for international clinical workshops on PET and lymphoma (2010-2018) (D). The Scientific Advisor at Lymphoma Research Foundation ( USA) attested to the clinical significance of her work: “Dr. Barrington’s practice changing research now allows physicians to alter treatment in high risk patients resulting in improved outcomes, and reduce the amount of therapy for those at low risk, with a reduction in toxicities ” (E).
King’s research has improved outcomes for lymphoma patients. The adoption of international best-practice guidelines resulting from King's research has ensured that PET-CT is now the standard imaging test at diagnosis of HL worldwide (A, B), allowing patients to avoid painful and invasive bone marrow biopsies, as documented by patient-advocates in the UK charity Lymphoma Action Booklet (F).
Moreover, the quality assured PET reporting led to improved outcomes for HL patients treated with ABVD chemotherapy with inadequate early response to initial treatment in the RATHL trial. These patients received more intensive treatment following this PET assessment and as a result 67% of them were alive and free of lymphoma 3 years after treatment (2,3). This is in contrast to previous reports where only 20% of patients with adverse early PET scan findings survived using the then standard-of-care. More than 85% of patients in the RAPID and RATHL trials (1-3) who received less toxic treatment as a consequence of the quality-assured PET reporting were alive without lymphoma three years after treatment.
The Chair of the UK National Cancer Research Institute’s Hodgkin Lymphoma Research Group has said: “Professor Barrington has led the core PET laboratory at King’s which has resulted in practice changing research that has directly improved the care for patients with lymphoma. PET adapted therapy is [now] routinely practised worldwide for Hodgkin lymphoma and Professor Barrington pioneered this approach by leading the PET component of the RAPID and RATHL international studies. The resulting practice change has limited acute and late toxicities of treatments for patients and improved the cure rate for advanced stage disease ” (G).
Research by King’s has informed the work of cancer charities in the UK. Lymphoma Action is the UK's only charity dedicated to lymphoma and has provided in-depth, evidence-based information for over 30 years, helping thousands of people affected by lymphoma. In 2016, their website, which had over 1,000,000 unique website users, reported on the RATHL trial conducted on HL at King’s (K). In 2018, at their National Patient and Carer conference, they highlighted the benefits of using PET to guide treatment demonstrated in RAPID and RATHL (L, p.17-23).
Blood Cancer UK, a charity dedicated to beating blood cancer since 1960, reported how findings from the RAPID trial conducted on HL at King’s were changing practice worldwide “making Hodgkin lymphoma treatment kinder ” by offering less intensive treatment to patients with fewer side-effects which can include secondary cancer and heart disease (M).
5. Sources to corroborate the impact
A. Eichenauer DA et al. (on behalf of the ESMO Guidelines Committee), (2018). European Society of Medical Oncology Guidelines for Hodgkin lymphoma. Hodgkin Lymphoma: ESMO Clinical Practice Guidelines. Ann Oncol., 29 (Suppl 4): iv19–iv29. DOI: 10.1093/annonc/mdy080 [PDF]
B. Hoppe RT et al., (2017). US National Comprehensive Cancer Network Guidelines for Hodgkin Lymphoma, Hodgkin Lymphoma Version 1, NCCN Clinical Practice Guidelines in Oncology. J Natl Compr Canc Netw., 15(5):608–38 DOI: 10.6004/jnccn.2017.0064 [PDF]
C. Boellaard R et al., (2015). European Association of Nuclear Medicine guidelines for performing PET-CT tumour imaging, FDG PET/CT: EANM procedure guidelines for tumour imaging: version 2.0., Eur J Nucl Med Mol Imaging, 42(2):328–54, DOI: 10.1007/s00259-014-2961-x [PDF]
D. European Lymphoma Institute’s scientific committee for international clinical workshops on PET and lymphoma Website [PDF]
E. Testimonial email from the Scientific Advisor at Lymphoma Research Foundation (USA), 17th June 2020 [PDF]
F. Lymphoma Action - A Young person’s guide to Hodgkin Lymphoma Booklet. 6th edition: January 2017 ISBN: 978-0-9929362-9-7
G. Testimonial email from the Chair of the National Cancer Research Institute’s Hodgkin Lymphoma Research Group, 17th June 2020 [PDF]
H. You tube video from New England Journal of Medicine describing outcomes from the RATHL trial with 27,401 views last accessed 18/01/2021 [PDF]
I. Hodgkin Lymphoma: - Pages 50,53 refer to treatment approach tested in RAPID trial and pages 53,55; page 52 refers to RATHL trial now in routine clinical practice. Last accessed 18/01/2021. [PDF]
J. Testimonial from the Head of Department of Haematology at Concord Hospital, University of Sydney 27th January 2021 [PDF]
K. Sources corroborating King’s influence on Lymphoma Action’s work: L.1 Lymphoma Action website - comments on RATHL trial ‘Reducing serious side effects and improving outcomes’; L.2 Lymphoma Action 2016 Annual report and accounts (p.7) [PDF]
L. Lymphoma Action Patient Conference presentation by Dr MacKay from University of Glasgow discussing RAPID and RATHL and how they are used in clinical practice slides, 15-23 September 2018. Last accessed 18/01/2021 [PDF]
M. Blood Cancer UK website (charity and community dedicated to beating blood cancer) comments on RAPID trial ‘Making Hodgkin lymphoma treatment kinder’ [PDF]
- Submitting institution
- King's College London
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Overactive bladder (OAB) affects 8,000,000 people in the UK alone. King’s College London conducted the first clinical trials involving a new surgical technique for micro-injecting Botulinum Toxin-A (BTX-A) directly into the bladder to suppress C fibres and improve bladder control. Compared to other treatments for overactive bladder, BTX-A therapy is more cost-effective and less invasive. The beneficial effect to the patient is maintained for over 20 years. This therapy has been recommended in NICE guidelines and international clinical guidelines. Through the guidelines and King’s-based teaching and mentorship programmes, BTX-A therapies developed at King’s have improved the quality of life of millions of people around the world.
2. Underpinning research
The issues of overactive bladder syndrome: Overactive bladder (OAB) syndrome is the name for a group of urinary symptoms in which the main one is a frequent feeling of needing to urinate to a degree that it negatively affects a person's life. It is a major health problem affecting approximately 1 in 6 people including around 8,000,000 affected individuals in the UK alone, making OAB more prevalent than asthma and diabetes combined. It is driven by nerves called C-fibres, which King’s researchers found to be exquisitely sensitive to toxins including Botulinum Toxin-A (BTX-A).
King’s researchers contribute to identification of the molecular mechanisms responsible for overactive bladder syndrome: The King’s team along with colleagues at Queen Square Institute of Neurology, identified that certain protein receptors within C nerve fibres in the bladder, such as P2X3 and TRPV1, were overexpressed in OAB syndrome. These nerve receptors are responsible for sending signals that activate the detrusor muscle, which is a smooth muscle found in the wall of the bladder. It remains relaxed to allow the bladder to store urine, and contracts during urination to release urine. The bladder of people with OAB contracts suddenly and repeatedly without the person having control and when it’s not full, giving the sensation that they must go to the bathroom urgently and too much. King’s researchers found that these proteins could be targeted and suppressed using BTX-A. An injection of BTX-A in the detrusor muscle has an important direct effect on the motor function of the urinary bladder, and an indirect effect on the sensory regulation of bladder function. BTX-A inhibits the most important excitatory neurotransmitter in the bladder. This helps the muscle relax and allows an individual more time to get to the bathroom when they feel the need to urinate. This mechanism was proposed in the journal European Urology (1), where it remains one of the top five cited papers in this field.
King’s clinicians pioneer a new surgical technique to improve BTX-A injections: King’s researchers pioneered the use of a minimally invasive surgical technique to introduce BTX-A into the bladder under local anesthetic, removing the need for an overnight hospital stay. The technique has become known as the “ Dasgupta technique” and it takes about 15 minutes to complete. Researchers at King’s demonstrated that using a dose of 100-200 units of BTX-A could effectively treat all symptoms of OAB (1, 2).
Clinical trials in OAB patients: In collaboration with pharmaceutical partners Allergan Inc, the team at King’s conducted the first randomised double-blind clinical trial of BTX-A therapy for OAB due to idiopathic detrusor overactivity, treating 34 patients with BTX-A injections. These studies demonstrated a substantial benefit of treatment – reducing both incontinence and how often and urgently patients had to urinate (2). King’s subsequent research demonstrated that such BTX-A therapies acted quickly, improving symptoms within four days, in OAB patients who had previously failed to respond to conventional treatments. Following this, the King’s team led an extended clinical trial, recruiting over 300 patients across multiple countries – including the USA, Canada, Germany and the UK. Similar significant improvements in bladder control were observed following BTX-A therapy in these patients. King’s researchers then reported the medium to long-term effectiveness and safety of BTX-A injections in OAB (3) using Patient Reported Experience Measures (PREMs). These are psychometrically validated tools (e.g. questionnaires) used to capture patients' interactions and the degree to which their needs are being met. They showed consistent high quality of life scores and satisfaction rates, up to 90%, across treatment cycles (3).
Overall patient satisfaction with the dedicated BTX-A service offered was high and showed that it can result in a more positive patient experience (4). The use of PREMs are advocated in order to fully capture the patient's views of the quality of services and treatments they receive. As a result, BTX-A has had widespread clinical uptake and is an important treatment option in many OAB patients.
3. References to the research
Apostolidis A, Dasgupta P, Fowler CJ. Proposed mechanism for the efficacy of injected botulinum toxin in the treatment of human detrusor overactivity. Eur Urol. 2006;49:644-50. doi: 10.1016/j.eururo.2005.12.010.
Sahai A, Khan MS, Dasgupta P. Efficacy of botulinum toxin-A for treating idiopathic detrusor overactivity: results from a single center, randomized, double-blind, placebo controlled trial. J Urol . 2007;177:2231-6. doi: 10.1016/j.juro.2007.01.130.
Eldred-Evans D, Sahai A. Medium- to long-term outcomes of botulinum toxin A for idiopathic overactive bladder. Ther Adv Urol . 2017 Jan;9(1):3-10. doi: 10.1177/1756287216672180.
Malde S, Dowson C, Fraser O, Watkins J, Khan MS, Dasgupta P, Sahai A. Patient experience and satisfaction with Onabotulinumtoxin A for refractory overactive bladder. BJU Int . 2015 Sep;116(3):443-9. doi: 10.1111/bju.13025.
4. Details of the impact
OAB is not a normal part of ageing. It is a health problem that can persist for many years if it is not treated, and can negatively affect people’s lives. King’s research has enabled the treatment for OAB to progress substantially and, as a consequence, positively impact the lives of people who suffer from this condition.
King’s improved patient outcomes and quality of life through BTX-A administration using the Dasgupta technique: King’s research has involved 3000 patients over 20 years and has changed the way that OAB syndrome is managed. By using a less invasive BTX-A bladder-injection technique, that rapidly reduces overactive bladder symptoms and removes the need for major reconstructive surgery to increase bladder capacity, King’s work has provided measurable improvements to the lives of thousands of patients. Using validated patient reported experience measures (PREMs) such as Client Satisfaction Questionnaire-8, patients undergoing BTX-A treatment show significant improvements in their quality of life, such as overcoming negative emotions and social limitations and experiencing fewer physical symptoms associated with urinary incontinence (A). The beneficial effect can be maintained over 20 years without adversely affecting the bladder due to repeated injections. Evidenced by the PREMS, the BTX-A treatment received an overall patient satisfaction score of 28.3 out of 32 (A). In 2019, The Urology Foundation reported that the method developed by King’s researchers transformed the lives of patients through the UK’s first dedicated Botox clinic at Guy’s Hospital (B). The clinic currently injects close to 200 patients each year (B).
Enhanced cost effectiveness using BTX-A injections as a treatment for OAB syndrome:
A 2018 US study comparing different methods for treating OAB syndrome over a 10-year period demonstrated BTX-A to be the treatment that produced the largest gain in Quality Adjusted Life Years – QALYs (7.179) and lowest estimated incremental cost–effectiveness ratio (ICER) (USD32,680/QALY) of all assessed treatments compared with Best Supportive Care (BSC) (C). The Markov model used in the comparison study confirmed that the treatment with BTX-A 100 Units was the most cost-effective compared to BSC and all other methods (C). Given the minimally invasive nature of BTX-A therapy, these lower costs are often directly related to the decreased incidence of surgical complications (C).
# Treatment | # ICER (USD per QALY) |
---|---|
BTX-A | USD32,680 |
Sacral Nerve Stimulation Devices | USD288,096 |
Percutaneous Tibial Nerve Stimulation | USD71,126 |
Mirabegron (25 mg) | USD794,395 |
Incorporation of King’s-developed BTX-A therapies into national and international clinical guidelines: King’s research has had a significant impact on informing the clinical management of OAB patients around the world. It has informed the treatment of lower urinary-tract disorders in NICE guidelines 2019 (D)**. This research has been further incorporated into international guidelines established by the European Association of Urology (EAU) 2019 (E) and the American Urological Association (AUA) 2019 (F).
International uptake of the Dasgupta surgical technique through King’s-based teaching & mentorship programmes: The King’s pioneered minimally invasive BTX-A injection technique has been taught by the King’s team to colleagues from around the world (2014-2015), including the UK, Italy, India, South Africa, the USA, Switzerland, the Netherlands and Belgium. A Consultant Neurologist at the National Hospital for Neurology and Neurosurgery, London (G) stated that Dasgupta has been “leading pioneering research into the overactive bladder for well over 25 years. His seminal contributions to the field include developing the technique of injecting botulinum toxin into the bladder wall under local anaesthesia. This minimally invasive "Dasgupta technique" has become an internationally accepted standard, and Prokar has personally trained 62 colleagues in the United Kingdom and overseas across the specialties of Urology and Urogynaecology […] The impact of his research has been substantial and has influenced the practice of Urology both nationally and world-wide .”
5. Sources to corroborate the impact
(A) PREMS (PDF): Malde S, Dowson C, Fraser O, Watkins J, Khan MS, Dasgupta P, Sahai A. Patient experience and satisfaction with Onabotulinumtoxin A for refractory overactive bladder. BJU Int. 2015 Sep;116(3):443-9. doi: 10.1111/bju.13025.
(B) TUF Matters (PDF): News and Views from The Urology Foundation. Issue 09, 2019 [pages 10-11]
(C) 2018 Comparative study showing BTA-X injections to have largest QALYs over ten-year period: Murray B, Hessami SH, Gultyaev D, Lister J, Dmochowski R, Gillard KK, Stanisic S, Tung A, Boer R, and Kaplan S. Cost–effectiveness of overactive bladder treatments: from the US payer perspective. Journal of Comparative Effectiveness Research 2019 8:1, 61-71( https://www.futuremedicine.com/doi/full/10.2217/cer-2018-0079)
(D) NICE Guidance: Urinary incontinence and pelvic organ prolapse in women: management, 2019 [page 21] ( https://www.nice.org.uk/guidance/ng123/resources/urinary-incontinence-and-pelvic-organ-prolapse-in-women-management-pdf-66141657205189)
(E) EAU Guidelines: Urinary incontinence, 2019 [reference 61] ( https://uroweb.org/guideline/urinary-incontinence/)
(F) Diagnosis and Treatment of Non-Neurogenic Overactive Bladder (OAB) in Adults: an AUA/SUFU Guideline (2019) [references 171, 190 and 191] ( https://www.auanet.org/guidelines/overactive-bladder-(oab)-guideline)
(G) Testimonial (PDF): Consultant Neurologist at the National Hospital for Neurology and Neurosurgery, London.
- Submitting institution
- King's College London
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
In March 2020 the coronavirus outbreak was declared a pandemic by the World Health Organization (WHO). That same month, King’s researchers together with ZOE Global (a King’s spinout) rapidly adapted a successful King’s digital health App into the COVID Symptom Study App. This was used to capture real-time data on known and potential symptoms of COVID-19 from residents of the UK, USA and Sweden. Endorsed by the Welsh, English and Scottish Governments, over 4,000,000 people signed up to the App in the UK, with 2,000,000 of those registering in the first two weeks it was available. Analysis of the data generated led to:
The World Health Organisation, Public Health England and the UK Office for National Statistics updating their guidance on anosmia and delirium as key symptoms of COVID-19. 2. Identification of rate and location of new infections in real time, which informed the UK Government’s national strategy for containing infection.
Identification of the symptoms and duration of Long COVID for the first time in a non-clinical population, informing UK government policy and NICE guidelines.
2. Underpinning research
Background: Since 2018, King’s researchers leading the Wellcome funded Longitudinal Population Study with a large set of volunteers from the well-established King’s adult twins registry (TwinsUK), which have pioneered the use of “digital cohort” App-based approaches to collect detailed longitudinal datasets on diet and health from large numbers of participants, in real time, and at low cost. We applied artificial intelligence to analyse profiles of the twins and identify and predict biological responses to food. When the COVID-19 pandemic emerged in 2020, little was known about the symptoms of the virus: King’s researchers saw an opportunity to rapidly redirect their existing technology and scientific expertise, by shifting from logging information on diet and health, to collecting daily data about potential symptoms, risk factors and consequences of COVID-19 in real-time.
King’s researchers combined AI technology with cohort data to look at ways to improve human health through precision personalised nutrition. Following the success of King’s work in relating health to gut microbiome differences (2, 3), in 2018 King’s spun out Health technology company ZOE Global and set up the largest in-depth nutrition study in the world: PREDICT.In collaboration with the Biomedical engineering department at King’s, we used AI tools to show that people respond differently to food and that these differences could be predicted using several unique physiological and metabolic variables such as microbiome diversity and glucose levels (1). Most importantly, this breakthrough enabled us to develop App based tools to engage with the study participants in a new way, feeding back personalised insights on which foods may help that individual reduce dietary inflammation, improve gut health, and help users reach a healthy weight.
Based on this underpinning research, King’s researchers responded to the COVID-19 pandemic: with insight into how App technology could reach the wider UK population and gather daily reports on symptoms, they used AI methods on time-series and geographical data to map the spread of disease. In early 2020, King’s researchers designed the COVID Symptom Study App, collaborating with ZOE to put the content into a smart-phone based platform enabling rapid dissemination. Combining information/observations drawn from the clinical experience of treating COVID-19 patients of the team and their international network, King’s researchers designed the App to accurately target key symptoms. The App was launched on 23rd March, and between 24th March and 21st April 2020 alone, 2,450,569 UK and 168,293 US individuals began reporting symptoms through the smartphone App (4, 5). Deepening the existing collaboration with King’s School of Engineering enabled intensive, rapid development of software to use this huge dataset to understand and map COVID-19, and estimate national and local COVID-19 cases based on algorithmic prediction. The App was free and widely available for any UK resident to use and by December 2020, more than 4,000,000 people were using it. Participants were asked to log daily health updates and record a wide range of risk factors, symptoms (temperature, tiredness, coughing, breathing problems, headaches etc), whether or not they had tested positive for the virus and if so, the treatment they received. To encourage their ongoing participation, users had access to local data, latest research, information on risk factors, local and national trends, advice and the ability to keep track of self-isolation. King’s researchers existing skills allowed them to continue to optimise the App in real time based on feedback from participants.
The COVID Symptom Study App allowed King’s researchers to identify a number of symptoms of COVID-19. In total, by the end of 2020 King’s researchers had contributed to 18 papers published in peer reviewed scientific journals on symptoms of COVID-19, and their relationship to clinical outcomes, with 511 citations in less than a year. The research uncovered:
Evidence that anosmia is a key symptom of COVID-19 (4). Over 2,000,000 participants had reported their potential symptoms of COVID-19 on our App since March 2020. Among the 18,401 who had undergone a SARS-CoV-2 test, the proportion of participants who reported a loss of smell and taste (also known as anosmia) was higher in those with a positive test result (4,668 of 7,178 individuals; 65.03%) than in those with a negative test result (2,436 of 11,223 participants; 21.71%). This formed the basis of our symptom-based predictive algorithm, which has been widely used throughout the world.
Evidence that Delirium can be the only presenting sign of infection in older adults (6). King’s academics conducted research on COVID-19 by analysing the symptoms of a cohort of 322 hospitalised and 535 community-based older adults in the UK admitted to hospital between 1 March 2020 and 5 May 2020. The sample data came from the App, logged in by the participants themselves. The study found that delirium is a presenting symptom of COVID-19 in frail, older adults.
Evidence for Long-COVID (7). King’s researchers analysed data from 4182 people with COVID-19 who logged their symptoms prospectively. 558 (13.3%) had symptoms lasting >28 days, 189 (4.5%) for >8 weeks and 95 (2.3%) for >12 weeks, which was significantly longer than controls who had viral symptoms but tested negative for COVID-19. Long-COVID was characterised by symptoms of fatigue, headache, dyspnoea, anosmia; and was more likely with increasing age, BMI and female sex, and was associated with experiencing more than five symptoms during the first week of illness. We generated a predictive model which enables identification of Long-COVID risk groups in the first week of illness.
King’s monitored the spread of infection in the UK and identified COVID-19 hotspots (8). We analysed data from 2,873,726 App users living in England and showed that this triangulated closely with later national studies by the Office for National Statistics (ONS) and REACT (Real-time Assessment of Community Transmission Study). We used incidence rates to estimate the effective reproduction number, R(t), modelling the system as a Poisson process and using Markov Chain Monte-Carlo. This enabled us to highlight regions with rapidly increasing case numbers – ‘hotspots’ – with geographically granular estimates. We detected 15 of the 20 geographic regions with highest incidence, according to subsequent government test data. This therefore demonstrated that using real-time data offered a route to rapidly identify emerging hotspots.
3. References to the research
1. Berry, S.E., et al. Human postprandial responses to food and potential for precision nutrition. Nat Med 26 , 964–973 (2020). doi.org/10.1038/s41591-020-0934-0
2. Goodrich JK, et al. Human genetics shape the gut microbiome. Cell. 2014 Nov 6;159(4):789-99. doi: 10.1016/j.cell.2014.09.053.
3. Jackson MA, et al. Gut microbiota associations with common diseases and prescription medications in a population-based cohort. Nat Commun. 2018 Jul 9;9(1):2655. doi: 10.1038/s41467-018-05184-7.
4. Menni C et al. Real-time tracking of self-reported symptoms to predict potential COVID-19. Nat Med . 2020 Jul;26(7):1037-1040. doi: 10.1038/s41591-020-0916-2.
5. Drew DA, et al. Rapid implementation of mobile technology for real-time epidemiology of COVID-19. Science. 2020 Jun 19;368(6497):1362-1367. doi: 10.1126/science.abc0473.
6. Zazzara MB, et al. Probable delirium is a presenting symptom of COVID-19 in frail, older adults: a cohort study of 322 hospitalised and 535 community-based older adults. Age Ageing. 2020 Sep 28:afaa223. doi: 10.1093/ageing/afaa223.
7. Sudre CH, et al. Attributes and predictors of Long-COVID: analysis of COVID cases and their symptoms collected by the Covid Symptoms Study App. medRxiv 2020.10.19.20214494; doi: doi.org/10.1101/2020.10.19.20214494
8. Varsavsky T, et al. Detecting COVID-19 infection hotspots in England using large-scale self-reported data from a mobile application: a prospective, observational study. Lancet Public Health. Published online Dec 2020; subsequently published Jan 2021;6(1):e21-e29. doi: 10.1016/S2468-2667(20)30269-3.
4. Details of the impact
King’s COVID Symptom Study App-based research generated key evidence which widened the core symptoms for COVID-19 testing, enabling contact tracing of infectious individuals world-wide, and thus limiting spread and ultimately global deaths from the disease. Moreover, through providing critically early geographical data on predicted cases in the UK, the App enabled localised policies to reduce the spread of the virus, preventing health services from being overwhelmed.
King’s App data led the WHO and the UK Government to include anosmia in official COVID-19 symptoms lists. Data from our COVID-19 Symptom Tracking App confirmed, for the first time in non-clinical patients’, the loss of taste and smell as the most predictive symptom of COVID-19 - 10 times more so than the initial officially listed symptoms, fever or cough (2). As a result, the World Health Organisation (WHO) (E) and UK Government (F) added anosmia to the official list of COVID-19 symptoms. This increased the medical community’s diagnostic capability, and ensured the public recognised this symptom as a sign that they may have COVID and took appropriate action to protect themselves and their community. Professor Peter Byass, advisor to WHO, said (E.2): “Your [King’s] work, particularly in relation to anosmia, was really important in informing the discussions behind this and is much appreciated *.*” Sir Patrick Vallance, UK Government Chief Scientific Adviser (GCSA), confirmed that data from the App was one of the pieces of evidence reviewed which led to anosmia being added to the official case definition symptoms list for COVID-19 in May 2020. He added (F.2): “As estimated by NERVTAG at the time, this will have helped pick up 93% of symptomatic cases, up from 91% previously, which may have led to significant benefit over time.”
King’s App data led the UK Government to include delirium in the official COVID-19 symptoms list for the elderly. The COVID Symptom Study showed that delirium - a state of sudden confusion - is a key symptom of COVID-19 in older people (3). Public Health England’s (PHE) Chief Medical Officer, as a result, updated its guidance, outlining the addition of delirium to the UK’s official list of COVID-19 symptoms in the elderly, and advising doctors to test elderly people presenting with acute confusion for COVID-19 (F.2). This helped healthcare professionals in diagnosis, and increased awareness amongst the public and in care homes to recognise this symptom and take appropriate action to test and avoid spread.
Research by King’s allowed the UK government to identify hot spots across the nation. Thanks to the 4,200,000 people logging their symptoms and location in the App daily, the machine learning model algorithm provided information that was used by the different government bodies in England (F.2), Wales (A.3) and Scotland (B.1), to inform policies intended to slow rates of infection and allow health services to cope. The UK Government Chief Scientific Adviser stated (F.2): “(…) the App has been very useful in tracking the progress of the disease. Since March 2020, the data provided by the App has been informing SAGE advice to the UK government on COVID-19. Research by King’s helped the UK government to identify hot spots across the nation showing the rates of infection in real time all over the UK, allowing identification of areas where rates of infection were growing rapidly. These data have also contributed to increased public awareness and facilitated better management of the disease, which has had an impact on the UK population, the NHS and COVID-19 patients.”
King’s App data uncovered key information about Long COVID-19 informing the approaches of NICE and the UK government. Data from our COVID Symptom Study suggests that while most people recover from COVID-19 within two weeks, one in ten people will suffer symptoms after three weeks, and some may suffer for months (6). In December 2020, The National Institute for Health and Care Excellence (NICE) published guidelines on the management of long-term COVID (G.1) heavily informed by King’s research. The Programme Director for NICE’s Centre for Guidelines said: “COVID Symptom Study data was made available to NICE at a critical moment in the development of the guideline, allowing the advisory panel to consider it when making recommendations on the identification and management of post COVID-19 syndrome (G.2).”
Furthermore, the Secretary of State for Health and Social Care Matt Hancock confirmed: "The findings of the Covid Symptom Study are stark and this should be a sharp reminder to the public, including to young people, that COVID-19 is indiscriminate and can have long-term and potentially devastating effects (H)." The UK GCSA added that data from the App will continue to help track the symptoms of those suffering from Long COVID, to help understand more about its course and the long-term impact of this disease on people’s lives (F.2).
Data collected by the King’s App has continued to support the UK Government’s decision-making on the pandemic (D, F). The research conducted by King’s supported by the data from the App remains one of only ten studies that support the Government’s population surveillance programmes. These are essential to understand the rate of COVID-19 infection, and how the virus has spread across the country. They have helped the Government assess the impact of measures taken to contain the virus, to inform current and future actions, and to develop new tests and treatments. The insight generated from the App along with data from other studies made a significant contribution in helping strengthen the government’s scientific understanding of COVID-19, inform their policy decisions and work across the testing programme. In August 2020, the UK government further recognised the importance of the App by awarding ZOE Global a GBP2,000,000 grant (I). They said the App is “the largest public science project of its kind anywhere in the world” and that it “will help control the spread of the virus by providing vital new intelligence on the scale of local outbreaks, inform our understanding of the virus and how it affects different demographics. ”
The Scottish and Welsh Governments and prominent health charities have endorsed the COVID Symptoms Study App. The Welsh Government and NHS Wales (A) were the first to make an appeal for the public to download the App and log their data to help them understand and predict the developing situation of the disease in Wales. In April 2020, they released a press release where Welsh First Minister, Mark Drakeford, stated: “Having a range of evidence and data is crucial in helping us build a clear picture of how the virus is behaving and affecting everyone’s lives. Crucially this app can help us anticipate potential COVID hot spots and get our NHS services ready. I’m asking everyone in Wales to download the new COVID Symptom Tracker app, so you can help protect our workers and save lives (A.1) *.*” The Scottish Government also encouraged people to use the App in their official social media channels which in combination reach over 543,000 people. They stated: “The COVID Symptom Tracker is an app, approved by Scotland’s top clinicians, designed to study the symptoms of #coronavirus and track how it spreads. We need as many people as possible to take part including people who are feeling well (B) .” Several key health charities in the UK also urged members and the general public to use the King’s App such as the British Heart Foundation, British Lung Foundation, National Rheumatoid Arthritis Society, and Stand Up to Cancer (C).
Members of the public have also benefitted from using the App. The App is free of charge and has been available since March 2020. It doesn’t just collect data, it also provides freely-available, up to date information about COVID cases. It’s rated 4.7 out of 5 stars based on over 276,500 user ratings in the Apple (J.1) and Google Play App Store (J.2). Anonymous reviews illustrate how well the App has been received by the public and what difference it has made in their lives while living through a pandemic. An anonymous review from April 2020 revealed (J.2): “In our isolation feels like we are helping to stop the spread of COVID-19 and the research into its spread with this app.” Another from December 2020 stated: “I have used this app from the start and it's comforting to know that my entries are being recorded and used to advance the fight against COVID. It is continually developing as new information is recorded and I gain more insight from the app rather than the usual media sources (J.2).”
Reviews have also shown the difference the App has made in people with Long COVID symptoms (J.1): “This app is very welcome both for its potential to enable better understanding of the illness, and for the fact that it makes those of us isolating with long term symptoms feel less alone. ” (May 2020) “(…) for us the symptom tracker is very useful because it reveals the extent of the long-term suffering that even a mild case of COVID-19 can cause. Moreover in the absence of a proper response by the U.K. government this is much better than nothing.” (April 2020) “My youngest daughter is showing signs of long COVID like myself, so this app is great for me to keep track of my symptoms and hers. ” (November 2020).
5. Sources to corroborate the impact
A. Sources corroborating Welsh Government and NHS Wales endorsing King’s App: A.1 Welsh Government Press Release A.2 Tweet from Mark Drakeford’s verified profile A.3 Testimonial from Welsh Government Representative [ PDF]
B. Sources that corroborate Scottish Government endorsing King’s App (April 2020): B.1 Testimonial from Scottish Government; B.2 Twitter post; B.3 Facebook post [ PDF]
C. Sources that corroborate various health charities endorsing King’s App: C.1 British Heart Foundation; C.2 British Lung Foundation; C.3 National Rheumatoid Arthritis Society; C.4 StanduptoCancer [ PDF]
D. Guidance COVID-19 surveillance Government UK Website Page [ PDF]
E. Sources that corroborate claim of King’s research influencing WHO adding anosmia to list of COVID symptoms: E.1 WHO website COVID symptom list E.2 Email from Prof Byass, WHO Advisor [PDF]; E.3 WHO Technical Package [ PDF]
F. Sources that corroborate claim of King’s research influencing UK Government policy: F.1 UK Government website COVID symptom list (items 2 and 3); F.2 Testimonial from Professor Patrick Valance, UK Government Chief Scientific Adviser [PDF]
G. Sources to corroborate G.1 NICE COVID-19 rapid guideline: managing the longterm effects of COVID-19 (NG188) (pages 4, 6, 8, 15, 43-45) G.2 Testimonial from NICE [ PDF]
H. BBC News Article ‘Long Covid: Who is more likely to get it?’ October 2020 [ PDF]
I. Press release from the Department of Health and Social Care about £2M funding [ PDF]
J. Sources that corroborate members of the public benefitting from the App: J.1 Apple App Store reviews; J.2 Google Play App Store reviews [ PDF]
- Submitting institution
- King's College London
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Acute myeloid leukaemia (AML) is a common, aggressive and frequently fatal blood cancer. King’s College London has led a programme to develop and implement highly sensitive molecular tests in patients. These allow precise measurement of treatment response and thus allow therapy to be more appropriately tailored to individual patients (“molecularly guided therapy”). Our work has (a) led to changes in national clinical practice and international treatment guidelines (b) reduced the number of patients requiring bone marrow transplant (a highly toxic and expensive procedure) (c) allowed earlier detection and treatment of relapse, resulting in improved survival and quality of life for patients with this blood cancer and (d) paved the way for innovative clinical trials which are likely to further improve survival and quality of life in the future.
2. Underpinning research
AML is an aggressive form of blood cancer diagnosed in ~3000 individuals each year in the UK and ~18,000 across Europe. Currently, fewer than half of AML patients survive for more than two years after diagnosis: the leading causes of death are disease relapse and side effects of chemotherapy or bone marrow transplantation. King’s ground-breaking programme of research is focussed on harnessing advanced molecular technologies to develop new diagnostic tools which can provide powerful prognostic information and permit a more personalised treatment approach. Treatment can be intensified in patients identified as being at high risk of relapse, whereas those patients who are likely to be cured can be spared from the risks of undergoing unnecessary treatment (1). These tests can also rapidly evaluate responses to experimental or novel drugs both on an individual and clinical trial population level.
King’s research accurately identifies patients at risk of relapse and shows that fewer patients require risky bone marrow transplant procedures. In a large clinical trial performed between 2009-2014, King’s analysed 2569 samples obtained from 346 patients with AML who had undergone intensive treatment in the UK National Cancer Research Institute (NCRI) AML17 trial (2). King’s research showed that molecular assessment provided extremely powerful prognostic information: molecular measurable residual disease (MRD) status could split patients into two groups with dramatic differences in survival rates. Survival at 3 years was 24% for patients with, and 75% without MRD. The MRD test also significantly outperformed traditional ways of assessing relapse risk and therefore provided a much more accurate way of deciding which patients should undergo bone marrow transplantation (BMT), a procedure carrying significant risks of long-term morbidity and a 10-20% chance of treatment-related death. Importantly, the findings showed that significantly fewer patients require BMT when the MRD tests are incorporated into treatment decision making.
King’s identifies a group of patients at high risk of relapse after bone marrow transplantation. Following on from this study, King’s focussed on patients with a positive MRD test and therefore a high risk of relapse and studied whether having extra treatment or changes in the transplant procedure could help overcome the risk of disease relapse. This analysis defined a threshold MRD level associated with very poor outcome, identifying patients that may benefit from further treatment prior to transplantation. Moreover, King’s researchers showed that a particular type of transplant (called T-replete) was associated with improved survival in this group (3).
King’s demonstrates that sequential molecular testing accurately identifies patients destined to relapse, allowing pre-emptive interventions to be deployed. King’s showed that regularly repeating MRD tests after completion of treatment can reliably detect relapse in a subset of AML patients with Acute Promyelocytic Leukaemia (APL, accounting for 10% of AML). By incorporating molecular monitoring coupled with pre-emptive molecularly guided salvage treatment, the rate of disease relapse was reduced from 12% to 5%. Further data generated by King’s in the NCRI AML17 study revealed that sequential monitoring also reliably predicts relapse in patients with non-APL AML (2). In this study, all patients with either rising MRD levels or conversion from negative to positive MRD status, went on to experience clinical disease relapse. Molecular indicators of relapse occurred in patients at a median of 3 months in advance of clinical manifestations, providing a window of time that can be exploited for the delivery of pre-emptive interventions to prevent relapse.
King’s develops a novel treatment that can eliminate molecular evidence of disease and prevent relapse. To exploit the window for pre-emptive intervention provided by sequential molecular testing, King’s went on to test the effectiveness of a novel, non-intensive treatment (venetoclax + cytarabine) as molecularly guided salvage treatment. The data revealed a complete clearance of disease at the molecular level in 92% of patients treated with this combination, and 83% of these patients had prolonged disease-free survival (4).
3. References to the research
1. Grimwade D, Hills RK. Independent prognostic factors for AML outcome. Hematology 2009. DOI: 10.1182/asheducation-2009.1.385
2. Ivey A, Hills RK, Simpson MA, et al. Assessment of Minimal Residual Disease in Standard-Risk AML. N Engl J Med 2016. DOI: 10.1056/NEJMoa1507471
3. Dillon R, Hills RK, Freeman SD, et al. Molecular MRD status and outcome after transplantation in NPM1 mutated AML: results from the UK NCRI AML17 study. Blood 2020. https://doi.org/10.1182/blood.2019002959
4. Tiong IS, Dillon R, Ivey A, et al. Venetoclax induces rapid elimination of NPM1 mutant measurable residual disease in combination with low‐intensity chemotherapy in acute myeloid leukaemia. Brit J Haem 2020. doi: 10.1111/bjh.16722.
4. Details of the impact
King’s work has led to the development and widespread implementation of highly accurate prognostic tools for AML patients, allowing them to receive personalised molecularly guided treatment. This has translated into changes in clinical practice, improvement in quality of life and survival and NHS cost savings. It has also paved the way for new clinical trial designs that will evaluate the effectiveness of new treatments more quickly and more accurately.
King’s research changed national clinical practice and incorporated molecular MRD assessment into international AML treatment guidelines. Following publication of King’s landmark study in 2016 (2), molecular assessment of MRD status has now been adopted as standard of care for therapeutic decision making in patients with AML including those treated outside clinical trials. In collaboration with Guy’s and St Thomas’ NHS Trust, these tests have been made available for routine use in the NHS and in the past year, 5799 samples have been analysed from 1440 patients (A). This represents a paradigm shift in the treatment of AML away from a single treatment pathway towards a personalised approach in which therapy is tailored based on each individual’s response to initial therapy.
Beyond the UK this change in practice has been reflected in international guidelines, for example those produced by the European Leukaemia Network (B) and the US National Comprehensive Cancer Network (C). These guidelines are used by the majority of physicians treating leukaemia worldwide and NICE takes them into account as part of their decision-making process.
King’s molecularly guided therapy advances patient survival, quality of life and long-term side effects of treatment. Improvement in patient outcome stems from (a) the ability to rationally select patients for bone marrow transplantation (BMT) and therefore to reduce the number of patients exposed to the toxicity of this procedure and (b) the ability to pre-emptively diagnose and treat relapse.
BMT has powerful anti-leukaemia activity but is associated with significant mortality and morbidity. Transplant-related mortality occurs in >10% of patients and many survivors experience serious long-term health issues particularly as a result of graft-versus-host disease (GvHD) which affects ~30% of transplant recipients. Whether to perform BMT as part of primary treatment has been controversial for many years and the decision has been based principally on risk-factors present at the time of diagnosis and clinician preference. The molecular MRD tests developed at King’s have substantially refined outcome prediction and therefore allowed much more rational selection of patients for upfront BMT. Precise numbers on uptake have not yet been obtained since they are only published a few years after the treatment is finalised. However, the Chair of the National Cancer Research Institute (NCRI) Acute Myeloid Leukaemia (AML) working group estimated that ~100 patients per year can safely avoid upfront BMT in the UK alone based on King’s approach (D.1). Additionally, at least 5 patients per year would avoid transplant-related death and ~20 avoid the long-term morbidity associated with GvHD (D.1).
Using King’s serial MRD assessment approach after completion of treatment, patients destined to relapse can be reliably identified. Treating patients at “molecular relapse” rather than full-blown haematological relapse has major advantages (D.1):
Rather than requiring salvage therapy, which is conducted after the patient does not respond to standard therapy, in molecular relapse this can be timed carefully or in some cases avoided altogether. An increasing proportion of patients can receive treatment for molecular relapse as an outpatient using novel therapies such as venetoclax + cytarabine or gilteritinib, resulting in major improvements in patient experience and quality of life.
For those patients who are treated with salvage chemotherapy in hospital, those treated at molecular relapse require fewer cycles of treatment than those treated in frank haematological relapse. It is estimated that ~25 patients per year can avoid at least one cycle of salvage chemotherapy.
The early detection of relapse provides extra time for the identification of optimal donors for BMT and allows patients to enter salvage treatment and BMT in much better physical condition.
King’s approach presents ongoing cost savings for the NHS. As well as being highly toxic, BMT is also a highly expensive procedure with NHS costs of approximately GBP100,000 per patient (D.1). A reduction of 100 procedures per year therefore results in cost savings to the NHS of ~GBP10,000,000 annually. Treatment at the time of molecular relapse also results in a substantial reduction in healthcare resource use compared to treatment at frank haematological relapse. It has been estimated that 25 cycles of salvage chemotherapy are avoided each year by exploiting molecular monitoring which results in a saving of 800 bed-days as well as the associated antibiotic and blood product usage (D.1).
King’s led the development of emergency national guidelines and temporary new drug commissioning during the COVID-19 pandemic. During the peak of the COVID-19 pandemic it was unsafe to treat AML patients with intensive chemotherapy due to the high rates of fatality following infection, and it was desirable to reduce pressure on NHS bed occupancy. Based on their knowledge of molecular responses to novel therapies in different patient subgroups, King’s researchers led the rapid development of national treatment guidelines based on the use of new drugs. This guideline was first published in late March 2020 and was updated every few weeks (E).
Some of the recommended new treatments relied on the use of drugs which had not yet been approved for use in the NHS. Therefore in parallel to developing the treatment guideline, King’s played a pivotal role in urgent discussions with both pharmaceutical industry partners and NHS England which led to a rapid and major change in policy to supply two novel agents (gilteritinib and venetoclax) across the NHS from April 2020 for defined patient groups for the duration of the pandemic (D).
National guidelines and drug availability developed by King’s were highly valued by clinicians and patients throughout the UK. An example of this is confirmed by a Consultant Haematologist at Blackpool Victoria Hospital NHS Foundation Trust in charge of a patient with AML who had an early relapse three months after the end of treatment (F): “As we identified that he had low level disease, we did not feel the need to step in with intensive chemotherapy like Flag-Ida. He therefore was able to be started on molecularly targeted treatment in the form of gilteritinib, a novel FLT3 inhibitor that has recently been approved for use. (…) This is worlds apart from Flag-Ida chemotherapy which would have required intensive inpatient treatment, with significant immunosuppression and significant risk of developing COVID. This all occurred during the height of the pandemic. I am delighted to say that he went into a second molecular remission following treatment with gilteritinib. He therefore was entirely well going into an allogeneic transplant as result of this targeted therapy. All of this could not have been achieved without the help and dedication from yourself, your laboratory and your colleges. I feel this represents truly cutting-edge treatment for acute leukaemia that is unrivalled anywhere else in Europe or indeed the world. I feel myself very fortunate to have your support and expertise on the laboratory side to help and inform my clinical decision making .”
Another example of this is verified by a Consultant Haematologist at Leeds Teaching Hospital NHS Trust Foundation St James’s Institute of Oncology (G) who expressed how the guidelines during the COVID-19 pandemic have been extremely helpful to him and his colleagues: “Just writing to thank you for your help recently with the management of AML and MDS patients, specifically regarding the advised changes to management during the COVID-19 pandemic to try reduce the amount of time patients are both in hospital and neutropenic but at the same time balancing that with therapies that still provide excellent responses. (...) This has been very helpful in terms of treating patients who have molecular relapses before they get full blown relapses and for those with molecular persistence of disease markers and has also impacted in an extremely positive way the treatment pathways we are now able to offer patients.”
As of October 2020, over 350 patients have been treated using these drugs and King’s is leading the collection of real-world outcome data which will inform practice in the future, including in the event of further COVID-19 waves (H).
King’s research paved the way for the development of novel trial designs which evaluate new drugs more quickly and accurately. Incorporation of molecular MRD measurement has provided substantial added value to the UK national AML clinical trials, allowing better understanding of effects of new treatments (I). Molecular MRD status is now increasingly used as an endpoint for clinical trials because it provides a rapid read-out of treatment efficacy, while being highly correlated with traditional outcome measures such as relapse and death. King’s research on MRD assessments during and following therapy have become a key element of risk stratification in many other types of AML and have been integrated into the trials to guide therapy, predict outcome and monitor for relapse. The Chief Investigator of the NCRI AML17, AML18 and AML19 trials confirms that King’s “has been pivotal in pioneering this programme, its integration into the clinical trials and establishing MRD monitoring as a national standard of care. It is the only lab performing this work for the trials and provides a national clinical advisory service on the interpretation of the results (I).”
This has led to the development of new trial designs where patients with molecular evidence of treatment failure are pre-emptively switched to alternative therapy but still counted as a failure event for the trial endpoint. An example of this design is the VICTOR trial (Venetoclax or Intensive Chemotherapy for the Treatment Of favourable Risk AML, EudraCT 2020-000273-24) (D.1). This trial, which is being led by King’s, is testing an original outpatient-based non-intensive treatment against standard intensive chemotherapy. Molecular MRD status is used as the primary endpoint to assess efficacy of the new combination but is also used to switch patients failing this less intensive treatment back onto standard therapy thus allowing treatment de-escalation to be safely tested without putting patients at risk of relapse. This has substantial potential benefits to patients and the NHS in terms of quality of life and resource use.
A participant from the AML17 clinical trial and patient ambassador for Blood Cancer UK said: “I am particularly excited to be involved in the VICTOR trial which I think could offer real hope for older, less fit AML patients who might otherwise be only eligible for palliative care. Venetoclax really does seem to be offering hope for kinder, less damaging treatment. Although I remain in remission almost five years on from my transplant, I am still living with the side effects of my treatment. New drugs like Venetoclax offer real hope for successful treatment without resulting in long lasting side effects. I am very proud to be involved and support the work of Dr Dillon and his team and the AML working group (J). ”
5. Sources to corroborate the impact
(A) Testimonial: Operations Director, NHS London South Genomics Laboratory Hub (PDF)
(B) European LeukemiaNet Guidelines: B.1 Diagnosis and management of AML in adults: 2017 ELN recommendations from an international expert panel. Blood. 2017;129:424-47. [page 442, item 60]; B.2 Minimal/measurable residual disease in AML: a consensus document from the European LeukemiaNet MRD Working Party. Blood 2018;131:1275-91. [page 1290, item 106]
(C) NCCN Clinical Practice Guidelines in Oncology (NCCN Guidelines®) for Acute Myeloid Leukemia. Version 1.2021 - October 14, 2020 [page 11, 49, 50 and 139]
(D) Sources illustrating the development of emergency national guidelines and temporary new drug commissioning during the COVID-19 pandemic: D.1 Testimonial from Chair of UK NCRI AML Working Group; D.2 NICE - Single Technology Appraisal Gilteritinib for treating relapsed or refractory acute myeloid leukaemia [ID1484] Committee Papers [page 16, item 10]; D.3 NICE GUIDANCE - Gilteritinib for treating relapsed or refractory acute myeloid leukaemia Technology appraisal guidance; D.4 NHS England interim treatment options during the COVID-19 pandemic [page 2, venetoclax / page 6, gilteritinib]
(E) Recommendations for the management of patients with AML during the COVID19 outbreak: A statement from the NCRI AML Working Party [Updated 16.6.2020]: ( http://www.cureleukaemia.co.uk/page/news/523/aml-working-party-covid-19-recommendations)
(F) Testimonial: Consultant Haematologist, Blackpool (PDF)
(G) Testimonial: Consultant Haematologist, Leeds (PDF)
(H) Email from Deputy CDF Operational Lead, NHS England and NHS Improvement: Confirms >350 patients having been treated using new drugs during pandemic (JPG)
(I) Testimonial: Chief Investigator of UK NCRI AML18 and AML19 trials (PDF)
(J) Testimonial: Patient diagnosed with AML (PDF)
- Submitting institution
- King's College London
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
The NHS Cervical Screening Programme in England tests 3,500,000 women per year, to prevent cervical cancer. When the UK National Screening Committee decided to implement HPV primary screening – to replace the cytological ‘smear test’ – for women aged 25-64, they first recommended a pilot to confirm the benefits of a national rollout. King’s researchers were commissioned to monitor and evaluate the epidemiological data from this pilot. The findings of their work heavily influenced and informed the implementation of this new approach to screening. King’s work helped the UK National Screening Committee, Public Health England and the NHS choose which labs were the most appropriate to carry out the screening tests and gave expert advice to commissioners and providers of cervical screening services. They informed major service redesign of the operational delivery of the screening programme, specifically leading to the change in the screening interval from 3 to 5 years and the decision that screening labs would not be required to carry out genotyping tests in HPV-positive women. Their work was also used by European professional organisations to inform the internationally preferred approaches to cervical screening and subsequent diagnostic testing of women.
2. Underpinning research
Around 3200 women in the UK are diagnosed with cervical cancer each year, of whom 850 will die. Cervical screening helps prevent cervical cancer from developing and saves thousands of lives every year in the UK. The primary goal of screening is to identify precancerous lesions caused by human papillomavirus so they can be removed to prevent invasive cancers from developing. A secondary goal is to find cervical cancers at an early stage, when they can usually be treated successfully. Cervical screening needs to be repeated throughout most of a woman’s adult life, as protection from a single test wanes over time. The UK has used cytology for cervical screening since the 1960’s, and around 3,500,000 women aged 25-64 are tested per year; of these, more than 100,000 are referred for diagnostic procedures. For many years, cytology-based screening (known as the smear test) was the only method of screening.
Human papillomavirus (HPV) testing is a cervical cancer screening test that performs better than cytology. Virtually all cases of cervical cancer are caused by infection with sexually transmitted oncogenic, or high-risk, types of HPV. Numerous epidemiological studies, including several randomised controlled trials, have shown that HPV testing finds more preinvasive lesions than cytology. Like cytology, HPV testing is based on the material sampled from cervical mucus, but once it arrives in a laboratory, it is analysed by a machine rather than by visual inspection of a slide. The HPV test checks whether a woman has an HPV infection which may lead to cervical cancer. Cytology checks for whether cells in the cervix are abnormal (precancerous). For England, it was estimated that this alternative method of testing could prevent more than 500 additional cases of cervical cancer per year.
However, before it was possible to implement a national roll-out of HPV testing, the UK National Screening Committee (UKNSC), Public Health England (PHE), and NHS England (NHSE) required contemporary data on the practicability of HPV testing from the screening laboratories, general practitioners and colposcopy clinics in England. Between 2013 and 2016, PHE commissioned an HPV testing pilot in six routine NHS screening laboratories, which included ~1,300,000 women screened by either HPV testing or cytology. To date, the pilot represents the largest and most comprehensive observational evidence of HPV testing from a routine national screening programme. It was designed and has been overseen by a multidisciplinary steering committee comprised of representatives of PHE and NHS, the participating laboratories, clinicians, and academic institutions. The initial epidemiological evaluation and data monitoring of the pilot was led by Professor Sue Moss and colleagues at Queen Mary University of London until her retirement. From 2018, this work has been led and further developed by King’s researchers Dr Matejka Rebolj (principal investigator) and Mr Christopher Mathews (senior data manager).
King’s epidemiological evaluation addressed two priority issues for the implementation of England’s national roll-out of HPV testing. Based on the encouraging preliminary results from the pilot, in 2016 the UKNSC made an initial recommendation that HPV testing should replace cytology, however, it was not possible to implement this change without further research on the safety, effectiveness and essential components of such a programme. King’s researchers undertook a substantial epidemiological evaluation of the pilot data, from 2018 onwards, and provided crucial answers to the questions necessary to inform the nature and implementation of the national roll-out of HPV testing as recommended by the UKNSC.
1. King’s research confirmed the safety profile of human papillomavirus testing (1). Before implementing HPV testing, the encouraging findings from the randomised trials carried out in other countries needed to be replicated within the routine setting of the English screening programme. All previous randomised trials utilised two types of HPV tests which were no longer in use, and the challenge for the English screening programme was to demonstrate that it could achieve the same impressive results by using alternative tests that were becoming commercially available. King’s researchers’ analysis of pilot data collected using such alternative tests confirmed a substantially increased detection of high-grade preinvasive lesions at any age (>50%) compared to smear tests. Furthermore, data from ~33,000 women aged <50 years with negative HPV tests, who were rescreened after 3 years in line with the national guidelines at the time, showed no new cases of cervical cancer and very few new preinvasive lesions. By contrast, data from ~77,000 women with negative cytology at first testing showed 15 new cervical cancer cases at the subsequent screen 3 years later, and a substantially higher number of new preinvasive lesions. Collection of data for women aged ³50, who were recommended to have a 5-year screening interval, is still on-going.
2. King’s research demonstrated negligible clinical benefit of using human papillomavirus typing to prioritise cytology-negative women with (persistent) infections for colposcopy (2). Owing to the very high prevalence of HPV infections, most of which are harmless, screening based on HPV testing requires triage testing, which involves several stages of testing to identify specific sub-groups of women with a higher risk of lesions. Virtually all HPV screening programmes globally are using cytology for triage, however, for fear of missing progressive preinvasive lesions in women with negative triage cytology, some programmes additionally use HPV genotyping to identify whether the highest risk type infections (16 and 18) are present. Some commercial HPV tests offer a genotyping function automatically but others do not, and so some English screening labs were set up to run HPV testing with genotyping, while others were not. Consequently, a decision on whether or not this extra test was a necessary component of the English screening programme would determine how the HPV testing was implemented (or ‘which tests or labs were suitable’). This HPV-16/18 typing was used in three pilot laboratories for women with persistent infections and negative cytology results at the 12-month re-test (representing about 4% of the screened population). King’s researchers showed that the benefit of typing to the programme is minimal at most, and could safely be replaced by a re-test at 24 months for HPV-16/18 positive women, which was already proposed to be in place for women with non-16/18 HPV infections anyway (as piloted in the remaining three laboratories). In other words, this provided categorical evidence that a further, more specialised round of triage testing to identify the HPV infection type after initial cytological triage had no meaningful impact on the detection of preinvasive lesions. Importantly, this also gave clear evidence that the capacity to run HPV testing with 16/18 genotyping should not be a criterion for laboratories to carry out the screening since it had no effect on the number of cancers that could be prevented.
3. References to the research
1. Rebolj M, Rimmer J, Denton K, Tidy J, Mathews C, Ellis K, Smith J, Evans C, Giles T, Frew V, Tyler X, Sargent A, Parker J, Holbrook M, Hunt K, Tidbury P, Levine L, Smith D, Patnick J, Stubbs R, Moss S, Kitchener H. Primary Cervical Screening With High Risk Human Papillomavirus Testing: Observational Study. BMJ 2019;364:l240. doi: 10.1136/bmj.l240.
2. Rebolj M, Brentnall AR, Mathews C, Denton K, Holbrook M, Levine T, Sargent S, Smith J, Tidy J, Tyler X, Kitchener H. 16/18 Genotyping in Triage of Persistent Human Papillomavirus Infections With Negative Cytology in the English Cervical Screening Pilot. Br J Cancer 2019;121:455-463. doi: 10.1038/s41416-019-0547-x.
4. Details of the impact
Given the nature of this work, the research and impact described for this case study happened largely in parallel from 2018 onwards, with the evaluation of pilot data (1,2) happening hand in glove with the decision-making process around the implementation of HPV testing in England, the rollout itself, and the dissemination of results to healthcare professionals. Once King’s academics had completed the analysis and evaluation of the HPV testing pilot data (1, 2), they presented the findings of this PHE-commissioned project to UKNSC, PHE and NHSE in early 2018 (before publication of the academic papers describing the results). These heavily influenced and informed the English NHS Cervical Screening Programme, and in 2019, the national roll-out of HPV primary screening for women aged 25-64 was completed. King’s research was showcased by PHE as one of its flagship studies and King’s academics were invited to present the findings to hundreds of healthcare professionals at various scientific and educational events (A). King’s researchers were also invited to present the findings from the pilot to those involved in changing the cervical screening programme in Ireland (A.3). On behalf of the pilot group, King’s has communicated the benefits of these changes to the screening programme through various mass media outlets including BBC Radio 4, The Sun, and The Daily Mail to raise public awareness (B).
King’s researchers provided evidence that allowed the national roll-out of human papillomavirus (HPV) primary screening to go ahead (C). King’s analyses of the English pilot data (commissioned by PHE) contributed to the evidence which reassured decision makers of the effectiveness of HPV testing in preventing cervical cancer. On the back of this King’s-led research, the English Cervical Screening Programme proceeded with the planned national roll-out of HPV primary screening. The National Programme Manager for the National Cervical Screening Programme for England has said: “The evaluation [led by King’s] has proved to be pivotal in providing the data and evidence to inform the decision from the UKNSC to recommend to Ministers the implementation of HPV Primary screening in the wider screening programme (…) A subsequent Independent Cancer Taskforce Report, ‘Achieving world class outcomes’ stated that full national coverage for HPV primary testing would be achieved by 2020. This target was achieved, and HPV Primary screening was fully implemented across the nation in December 2019 (D).”
Kings helped NHSE choose which labs were the most appropriate to carry out the screening tests (and which tests were required) for the English programme. After King’s demonstrated 16/18 genotyping wasn’t sufficiently beneficial (2), the 2018 national tender to select the laboratories to provide HPV testing for the screening programme did not require them to be able to carry out genotyping tests. King’s work (2) was one of the crucial pieces of evidence that led UKNSC to recommend only cytology-based triage of women with HPV infections regardless of the infecting type (E), thus shaping the criteria of the tender process. This was confirmed by the Manager of the Screening Programme: “King’s analysis informed the UKNSC decision and showed that women with positive screening test results can be managed just as effectively without information on viral genotyping. This simplified the national guidelines on triage of human papillomavirus positive women. The simplification of the pathway provides a uniform approach that is clear for providers to adhere to and reduces risk in the programme (…) Every aspect of the planning and delivery of HPV primary screening has been informed by the evidence from Dr Rebolj and Mr Mathews (D).”
Furthermore, the decision not to require HPV typing as part of the triage testing of HPV-positive women, has beneficially impacted the potential cost savings for the NHS. Had typing been recommended for triage, all screening laboratories would have had to procure one of the HPV tests with typing; however, one of the few clinically validated HPV tests, associated with fewer false-positive tests and unnecessary colposcopy referrals, does not incorporate genotyping. As this was not required, several laboratories – processing more than half of all screening tests in the English programme collectively – have proceeded with procurement of this HPV test. A recent study estimated that, if all screening in the English Cervical Screening Programme were done with this HPV test, there is an additional cost saving to the NHS of several million GBP per year (F). These savings would not be achievable had typing tests been made a requirement in the tender for screening laboratories.
King’s researchers gave expert advice to commissioners and providers of cervical screening services that shaped operational delivery. Compared to a screening programme that is based on cytology, a programme based on HPV testing needs far fewer cytology workforce (lab professionals) but substantially more colposcopy capacity (specialised obstetrician-gynaecologists). King’s analyses estimated a reduction of cytology readers of about 85% and an increase of more than 50% in the colposcopy capacity in the first few years of the roll-out (1). These findings were presented to various professional groups within PHE, the UKNSC, and NHSE. These groups used King’s research as input for advance planning of the screening capacities needed across the NHS. As the Manager of the Screening programme explained: “The evidence from the epidemiological evaluation [provided by King’s] informed major service redesign of the operational delivery of the screening programme. An options appraisal to determine the best option for a reduced laboratory provision taking account of the wider footprint of the programme and quality aspects was informed by the data. These findings lead to rationalisation of the 49 cytology laboratories. The final outcome was that NHS England (NHSE) commissioned services for 9 laboratory lots, and 8 laboratories were successful in winning the contracts (D).”
King’s research led to the change in the screening interval from 3 to 5 years. After the first results of King’s research were communicated in February 2018 (G), UKNSC opened a public consultation which reported no objections to extending the screening interval (E). The improved safety of HPV testing – reassured by King’s research (1,2) – requires fewer screens during a woman’s lifetime while maintaining the same level of protection from cervical cancer. In the UK, the extension of the screening interval from 3 to 5 years for women younger than 50 will reduce the lifetime number of screening invitations from 12 to 8. In the coming years, this will have a substantial effect on both the women and the NHS. Some women report feelings associated with cervical screening tests of embarrassment, inconvenience, pain, or discomfort during the screening procedure, which may last a few days; this is also known to prevent or delay some women from going for screening. With millions of women undergoing screening every year, tens of thousands will be able to avoid these short-term consequences of screening participation. Furthermore, a longer screening interval is expected to decrease NHSE healthcare costs and free up valuable time for primary care services. The Manager of the Screening Programme stated that “the implementation of the change to the screening intervals is currently in progress, so we cannot provide the exact extent of these savings but a 2019 study (H) predicted that £23 million per year would be saved under the new interval compared to keeping the 3-year interval **(D).**”
King’s research was used by European professional organisations to inform the internationally preferred approaches to screening and subsequent diagnostics of women (I). A joint position paper on the future of cervical screening was published by The European Society of Gynaecologic Oncology, Europe’s leading society for guidelines for treatment of gynaecological cancers with more than 3400 professional members, and the European Federation of Colposcopy, which includes 34 national colposcopy societies. Their aim is to set minimum standards for colposcopy and treatment of preinvasive cervical lesions in Europe. In this position paper, pilot data published by King’s researchers (2) was used to discuss the role of HPV typing and highlighted that, in contrast to what was previously thought, the use of typing should be dependent on the setting. These are two major international organisations in the field using King’s research to shed light on the use of genotyping and screening.
Public Health England invited King’s researchers to design a new national study and participate in advisory groups (D). Building on the evidence PHE has gained from the pilot and the data acquired, the UK screening programmes are now considering further opportunities that HPV primary screening provides, for example, self-sampling, where instead of going in for an appointment, the woman can take the sample herself, in the privacy of her own home and have it sent to the lab. In February 2020, they invited Dr Rebolj to help them design a new national clinical study to evaluate the impact self-sampling will have on the national screening programme in England. She has been a member of the Project Board, the highest level of governance for the study, and is also an active member of the Operational Steering Group. Dr Rebolj has also been asked to be one of only three authors to draft the first ever English guidelines on how to validate HPV self-sampling tests for future use in the English Cervical Screening Programme. The protocol and the ultimate list of approved technologies will be published by PHE and on the UK Government website – the first clinical validation study using these guidelines received ethics approval in Winter 2020 and is expected to be launched before end of April 2021.
5. Sources to corroborate the impact
(A) Sources that corroborate dissemination by King’s researchers at various scientific and educational events (PDF): A.1 Public Health England Research and Science Conference (20 March 2018, Coventry); A.2 NHS Cervical Screening Programme Celebrating Successes: Past, Present, Future (16 March 2020, London); A.3 CERVIVA National Human Papillomavirus Awareness Symposium (22 November 2019, Dublin, Ireland)
(B) Sources that corroborate dissemination of screening programme changes by King’s researchers to the general public: B.1 BBC Radio 4 Woman’s Hour, 8 February 2019; B.2 New Scientist, 6 February 2019; B.3 The Sun, 6 February 2019; B.4 The Daily Mail, 6 February 2019
(C) Sources that corroborate national roll-out of primary HPV screening in England: C.1 Public Health England Screening blog, 23 January 2020 - Significant landmark as primary HPV screening is offered across England; C.2 Public Health England Screening blog, 12 January 2019 - HPV primary cervical screening pilot report published in BMJ
(D) Testimonial: National Programme Manager for the National Cervical Screening Programme for England, Public Health England (PDF)
(E) Cervical Screening Programme modifications looking at; interval/ surveillance, women over 64 and self-sampling: UK National Screening Committee (UKNSC), 27 February 2019
(F) Study estimating NHS cost savings if all screening were done with the non-typing HPV test chosen at the laboratory tender: Weston G, et al. Use of the Aptima mRNA high-risk human papillomavirus (HR-HPV) assay compared to a DNA HR-HPV assay in the English cervical screening programme: a decision tree model based economic evaluation. BMJ Open 2020;10(3):e031303. doi: 10.1136/bmjopen-2019-031303
(G) Meeting Minutes: UK National Screening Committee meeting, 28 February 2018
(H) Study predicting £23 million per year cost saving to NHS with new 5-year interval: Bains I, Choi YH, Soldan K, Jit M. Clinical impact and cost-effectiveness of primary cytology versus human papillomavirus testing for cervical cancer screening in England. Int J Gynecol Cancer 2019;29:669–675. doi:10.1136/ijgc-2018-000161
(I) Joint position paper on the future of cervical screening: Kyrgiou M, et al. Cervical screening: ESGO-EFC position paper of the European Society of Gynaecologic Oncology (ESGO) and the European Federation of Colposcopy (EFC). British Journal of Cancer (2020) 123:510–517; [page 516, item 30]
- Submitting institution
- King's College London
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
In the mid 2000’s, an outbreak of Clostridioides (previously known as Clostridium) difficile infection caused hundreds of infections and deaths in the UK. King’s research provided strategies to help combat this disease in Guy’s and St Thomas’ NHS Foundation Trust (GSTT) by improving active case finding and laboratory diagnosis. King’s also evaluated and introduced unique infection control interventions which led to the development and adoption of novel therapeutic approaches referenced in NHS guidance. This has resulted in a significant reduction in all-cause mortality, infection rates and disease recurrence locally at GSTT and nationally across England.
2. Underpinning research
Emergence of Clostridioides difficile Infection (CDI) as a major healthcare associated pathogen. C difficile produces toxins that damage the colon lining, causing symptoms ranging from mild, self-limiting diarrhoea to colitis, perforation, sepsis and death. It primarily affects older patients with co-morbidities, particularly those who have been exposed to antibiotics or those who are immunosuppressed. In the mid 2000’s CDI grew to become one of the most important healthcare associated infections. In 2006 - 2007 rates of a North American hypervirulent strain were introduced in the UK, with cases increasing to over 55,000 per year and with a case fatality rate of 20-30% (14,000 deaths/year).
King’s research shows C. difficile infections are unrecognised and under-reported across the NHS [1]. In 2011, we focused on improving diagnosis / case detection and found that there was significant under-recognition of cases reported nationally, as a result of poorly performing diagnostic assays. Our research identified the diagnostic methods being used, finding that 70% were using insensitive methods leading to under diagnosis. Our research demonstrated the superiority of a multistep algorithmic approach incorporating PCR (Polymerase Chain Reaction) testing. We showed that earlier, more accurate case finding was key to effective infection control interventions.
King’s demonstrate that disease prevention measures have been highly effective in reducing hospital infections. In 2015, we evaluated a number of infection control interventions [2]. We observed that these interventions (along with improvements in hand hygiene and antimicrobial stewardship) have resulted in significant reductions in the rate of infection over the last decade. Our collaborative research with five other NHS Trusts also demonstrated the effectiveness of the control measures that we have adopted, showing only 7% of cases could plausibly result from in hospital transmission (compared with an average of 20% across all hospitals) [3].
King’s show that new treatment approaches using the antibiotic fidaxomicin dramatically improve patient outcomes in CDI. Our work involving seven NHS Trusts and 1168 patients [4] has shown how the widespread adoption of a new antibiotic (fidaxomicin) to treat CDI has numerous advantages including significantly reduced recurrence rates (from 16.3 to 3.1%) and lower all-cause mortality (from 17.3 to 6.3%). It demonstrated that the approach of using fidaxomicin as a first line agent resulted in greater benefit than those Trusts where it was introduced on a more restrictive basis. A further study has also shown that fidaxomicin use is associated with reduced contamination of the hospital environment (reduction of 20.8%) [2].
We participated in a randomized controlled trial of a novel dosing (extended-pulsed) regimen of this drug, which results in improved clinical cure and recurrence rates compared with standard therapies (reduction of 11%) [5]. We also looked at the effect of fidaxomicin in special groups where information on the use this drug is lacking, since these patients were excluded from phase 3 trials. This study [5] demonstrated the effectiveness of the drug in these poorly studied groups. We have shown the cost effectiveness of this drug in both UK and EU settings using modelling techniques [7]. In terms of quality-adjusted life year gain, the higher cost of first line use fidaxomicin compared to vancomycin (another antibiotic used to treat CDI) is offset by lower total hospitalisation costs as a result of lower recurrence rates [7].
Research by King’s establishes Faecal Microbiota Transplant as an effective therapy for the treatment of recurrent CDI. Faecal Microbiota Transplant (FMT) is a therapeutic strategy to correct the underlying intestinal dysbiosis that is associated with CDI. This involves transferring a consortium of diverse microorganisms from a healthy donor to the gastrointestinal tract of affected patients. It has a success rate of ~90% in patients with multiply recurrent CDI. King’s has shown that this novel treatment is effective therapy for the treatment of CDI [6] and in 2016, we opened a Medicines and Healthcare products Regulatory Agency (MHRA) licenced FMT research facility in CIDR laboratory, one of only two in the UK, which provides material for an increasing number of research studies and patients with recurrent CDI. This facility has enabled us to obtain NIHR grants for randomised controlled trials in novel therapeutic areas (cirrhosis and antimicrobial resistance).
King’s research demonstrates the cost effectiveness of treating CDI for the NHS [8]. Our research has also examined the financial cost and overall healthcare burden of both initial CDI and recurrent disease to the local healthcare economy. This used micro-costing methods to estimate fine detail parameters which are often not considered during health economics studies. In partnership with Public Health England and London School of Hygiene and Tropical Medicine, we used multi-state modelling to determine the excess length of stay of patients with severe and non-severe CDI, as well as those with recurrent disease.
3. References to the research
1. Goldenberg SD, French GL. Diagnostic testing for Clostridium difficile: a comprehensive survey of laboratories in England. J Hosp Infect. 2011 Sep;79(1):4-7. doi.org/10.1016/j.jhin.2011.03.030
2. Biswas JS, Patel A, Otter JA, Wade P, Newsholme W, van Kleef E, Goldenberg SD. Reduction in Clostridium difficile environmental contamination by hospitalized patients treated with fidaxomicin. J Hosp Infect. 2015 Jul;90(3):267-70. doi.org/10.1016/j.jhin.2015.01.015
3. Eyre DW, Fawley WN, Rajgopal A, Settle C, Mortimer K, Goldenberg SD, Dawson S, Crook DW, Peto TEA, Walker AS, Wilcox MH. Comparison of Control of Clostridium difficile Infection in Six English Hospitals Using Whole-Genome Sequencing. Clin Infect Dis. 2017 Aug 1;65(3):433-441. DOI: 10.1093/cid/cix338
4. Goldenberg SD, Brown S, Edwards L, Gnanarajah D, Howard P, Jenkins D, Nayar D, Pasztor M, Oliver S, Planche T, Sandoe JA, Wade P, Whitney L. The impact of the introduction of fidaxomicin on the management of Clostridium difficile infection in seven NHS secondary care hospitals in England: a series of local service evaluations. Eur J Clin Microbiol Infect Dis. 2016 Feb;35(2):251-9. DOI: 10.1007/s10096-015-2538-z. Winner of the 2016 UK Prix Galien award for research (Real World Evidence category).
5. Guery B, Menichetti F, Anttila VJ, Adomakoh N, Aguado JM, Bisnauthsing K, Georgopali A, Goldenberg SD, Karas A, Kazeem G, Longshaw C, Palacios-Fabrega JA, Cornely OA, Vehreschild MJGT; EXTEND Clinical Study Group. Extended-pulsed fidaxomicin versus vancomycin for Clostridium difficile infection in patients 60 years and older (EXTEND): a randomised, controlled, open-label, phase 3b/4 trial. Lancet Infect Dis. 2018 Mar;18(3):296-307. DOI: 10.1016/S1473-3099(17)30751-X
6. Goldenberg SD, Batra R, Beales I, Digby-Bell JL, Irving PM, Kellingray L,Narbad A, Franslem-Elumogo N. Comparison of Different Strategies for Providing Fecal Microbiota Transplantation to Treat Patients with Recurrent Clostridium difficile Infection in Two English Hospitals: A Review. Infect Dis Ther. 2018 Mar;7(1):71-86. doi: 10.1007/s40121-018-0189-y.
7. Cornely OA, Watt M, McCrea C, Goldenberg SD, De Nigris E. Extended-pulsed fidaxomicin versus vancomycin for Clostridium difficile infection in patients aged ≥60 years (EXTEND): analysis of cost-effectiveness. J Antimicrob Chemother. 2018 Sep 1;73(9):2529-2539. DOI: 10.1093/jac/dky184
8. van Kleef E, Green N, Goldenberg SD, Robotham JV, Cookson B, Jit M, Edmunds WJ, Deeny SR. Excess length of stay and mortality due to Clostridium difficile infection: a multi-state modelling approach. J Hosp Infect. 2014 Dec;88(4):213-7. doi: 10.1016/j.jhin.2014.08.008.
4. Details of the impact
The improvements that were made in the clinical management of suspected or confirmed cases of CDI in Guy’s and St Thomas’ NHS Trust (GSTT) resulted from research conducted by King’s academics. This work has been adopted by GSTT and cited in national CDI guidance. This has led to a dramatic and sustained improvement in care for patients with CDI on a local and national level.
King’s algorithm led to improvement in diagnosis and detection of cases locally and nationally. Accurate and timely laboratory diagnosis is critical to allowing any infection control interventions to be implemented. In 2010, GSTT introduced a new testing algorithm developed by King’s [1] that was able to more accurately (increased sensitivity and specificity) identify cases [A.1]. The Trust also implemented better infection control interventions based on King’s research [2, 3] including rapid isolation, adherence to personal protective equipment and improving hand hygiene; enhanced methods of environmental decontamination (including novel technologies such as sporicidal cleaning agents and automated cleaning technologies using vaporised hydrogen peroxide and UV light) [A]. This led to dramatic reduction in cases, hospital spread, rate of infection, in-hospital transmission and environmental contamination of the hospital environment. The Site General Manager at GSTT confirmed that the system has steadily helped to reduce the spread of infections, particularly CDI at GSTT [A.2].
Since 2007, PHE has carried out mandatory enhanced surveillance of CDI for NHS acute trusts, which includes GSTT. When the annual report was first introduced, GSTT had a hospital-onset CDI rate of 40.5 cases/100,000 Occupied Bed Days (OBDs). By the beginning of the impact assessment period this had already decreased to 13.5/100,000 OBDs and in 2019/2020 the rate decreased even further to 7.0 [B.1].
# 2013/14 | # 2014/15 | # 2015/16 | # 2016/17 | # 2017/18 | # 2018/19 | # 2019/20 |
---|---|---|---|---|---|---|
13.5 | 15.8 | 15.4 | 11.2 | 7.8 | 6.3 | 7.0 |
Source [B.1]
This has resulted in GSTT achieving the lowest CDI rate in the Shelford Group (of 10 leading academic NHS organisations), a position which it has held for the past three financial years. This rate is almost half that of the next best performing Shelford Group Trust (Sheffield Teaching Hospitals NHS Trust, with a rate of 15.2 cases/100,000 OBDs) [B.1]. This is further confirmed by GSTT’s Joint Director of Infection Prevention and Control [A.1]: “King’s research has significantly influenced hospital policy on control of this infection in the Trust. The introduction of many of the strategies outlined in King’s research has enabled rates of infection to be reduced to one of the lowest of any comparable NHS Trust *.*”
In March 2012, the Department of Health published updated guidance on the diagnosis and reporting of CDI [B.2] referencing King’s research [1]. When this national guidance was published, the hospital-onset CDI rate in England was 17.3/100,000 OBDs, by 2019/20 this had reduced to 13.6 [B.1]. The current protocol for testing and diagnosing remains unchanged and it’s based on the peer-reviewed, published research which includes King’s work [1] as outlined on an NHS Improvement 2019/20 document on CDI objectives for NHS organisations [B.3].
King’s research on fidaxomicin contributed to the growing evidence that it reduces recurrence rates and lowers mortality and provides cost savings for the treatment of potentially fatal CDI. Fidaxomicin (FDX) was approved for use in the UK in 2012. It is one of the only four drugs approved for CDI treatment. That same year, GSTT became one of the first hospitals in the country to routinely use this new drug for the treatment of adults. King’s research [4] showed that within the 1168 patients treated, there was a significant reduction in recurrence rates (from 16.3 to 3.1%) and lower all-cause mortality (from 17.3 to 6.3%). This was the first and only real-world evaluation of available antibiotics for CDI in the UK, that confirmed that first-line use of fidaxomicin could improve clinical outcomes in the treatment and management of CDI and its associated recurrences, resulting in an overall cost saving [4].
This work was awarded the Prix Galien award for Real World Evidence in 2016 [C]. Worldwide, the Prix Galien is regarded as the equivalent of the Nobel Prize in biopharmaceutical and medical technology research. Sir Michael Rawlins, chair of the UK Prix Galien judging panel, said: “A unique series of local service evaluations were conducted in 2013-2014 to evaluate the impact of Dificlir [trade name for fidaxomicin] introduction on the NHS. The evaluation, studied in real-world settings, included investigating its effects on service delivery, the management of CDI and its costs, primarily to inform local decision-making. Results indicated the very significant contribution that Dificlir’s use can make to tackling the major public health problems of antimicrobial resistance through targeted antibiotic therapy and infection control [C.2].”
Additionally, our work demonstrating the clinical benefits of using FDX [4] as well as its cost effectiveness [5,7,8], has enabled its inclusion in the list of NHS England high-cost drugs [D]. Drugs on this list are centrally funded by NHS England, which means it doesn’t come as a cost to individual NHS Trusts, thus making it more accessible for them to use.
Methods to combat CDI were further validated by King’s research. After GSTT introduced King’s algorithm and FDX, an analysis [3] was conducted to verify the effectiveness of these measures in comparison with other NHS Trusts (Leeds Teaching Hospitals, Calderdale and Huddersfield, City Hospitals Sunderland, St. Helens and Knowsley Teaching Hospitals and Great Western Hospitals). The data ranging from June 2013 to August 2014, revealed a low rate of in-hospital transmission at GSTT; only 7% of isolates could be potentially linked to a previous case at GSTT, compared with an average of 20% at the other NHS hospitals (range 7-24%) [3].
King’s research enabled expansion of FMT services with a regulated and licensed manufacturing facility. Although the initial treatment with anti-C. difficile antibiotics is generally effective, a significant proportion of patients (20-30%) suffer recurrent infection, which is associated with a disrupted/less diverse gut microbiota. Newer methods of manipulating the gut microbiota such Faecal Microbiota Transplant (FMT) are key to improving clinical outcomes. King’s research provided the evidence base [6] [E] for FMT to be introduced at GSTT in 2014.
In 2016, the success of FMT led to the creation of an MHRA licensed stool bank which has been used to treat over 250 patients from Guys and St Thomas. Owing to the current complexity of establishing an MHRA-accredited service for FMT, GSTT has become a centre of referral for other NHS providers in South East England with CDI and Ulcerative Colitis. This is one of only two licensed facilities in England and has facilitated two successful NIHR grant applications for randomised controlled trials of FMT in cirrhosis [F.1] and antibiotic resistant organisms [F.2]. Clinical success rates for patients treated with FMT have been over 95% and have improved quality of life as outlined in a patient’s testimonial [F.3]: “I have a Primary Immunodeficiency and get virtually continuous urinary infections and frequent chest infections, all requiring a large number of antibiotics. Several times I have ended up with CDI, a difficult and dangerous gut infection as a side effect of the antibiotics. These have been treated with vancomycin and metronidazole sadly without effect on both occasions. I was left wondering if I was going to die of this. I spent a considerable effort trying to locate someone doing faecal transplants and fortunately eventually found Dr Goldenberg at Guys and St Thomas’ NHS trust in 2018. He was a real lifesaver and arranged transplants promptly and on both occasions the CDI was cleared within a few days and my symptoms resolved. I remain eternally grateful to him and hope I don’t need to do this again but if I do, I know where great treatment can be found.”
King’s provide expert advice on treatment of CDI and guidelines for FMT. As a result of this research the case study author has been invited to participate on a number of national working groups/advisory committees. Goldenberg was invited to the Joint British Society of Gastroenterology/Healthcare Infection Society working group on the on the use of FMT to treat CDI. In 2018, the group published a set of UK guidelines for which Goldenberg was joint Chair and joint senior author [E.1]. The guidelines are used by both charities’ members which combined amounts to over 4,000 professionals in the UK [E.2].
In 2020, he joined the United European Gastroenterology (UEG) working group on FMT Banks and contributed to their European guidelines for processes involved with stool banking, such as handling of donor material, storage and donor screening and reviewed all of the evidence that the guidelines were based on [G.1]. UEG is a professional non-profit organisation recognised as the leading authority for digestive health.
5. Sources to corroborate the impact
[A] Sources that corroborate King’s research leading to local improvement in diagnosis and detection of cases (GSTT): A.1 Testimonial from Joint Director of Infection Prevention and Control at GSTT [PDF]; A.2 Testimonial from Site General Manager at GSTT [PDF]
[B] Sources that corroborate King’s research leading to national improvement in diagnosis and detection of cases (NHS): B.1 Public Health England National Statistics on Clostridioides difficile infection: annual data (2007-2020); B.2 Updated guidance on the diagnosis and reporting of Clostridium Difficile, NHS, 2012 (page 24, reference 1) [PDF]; B.3 Clostridium difficile infection objectives for NHS organisations in 2019/20 and guidance on the intention to review financial sanctions and sampling rates from 2020/21(page 3, last paragraph) [PDF]
[C] Sources that corroborate claim of King’s research (funded by Astellas) winning Prix Galien award for Real World Evidence in 2016: C.1 Open Health Group news article; C.2 The Pharmaceutical Journal news article
[D] NHS High Cost Drug List : 2019/20 National Tariff Payment System: national prices and prices for emergency care services (Tab 13b, line 200) [EXCEL]
[E] Sources that corroborate Goldenberg’s contribution to Joint British Society of Gastroenterology/Healthcare Infection Society working group: E.1 The use of faecal microbiota transplant as treatment for recurrent or refractory Clostridium difficile infection and other potential indications: joint British Society of Gastroenterology (BSG) and Healthcare Infection Society (HIS) guidelines. 2018; [PDF] E.2 BSG Website and HIS Website
[F] Sources that corroborate Goldenberg’s work on FMT: F.1 PROFIT Clinical Trial Data; F.2 FERARO Clinical Trial Data; F.3 Patient that underwent FMT in 2018 testimonial [PDF]
[G] Sources that corroborate Goldenberg’s contribution to UEG Guidelines: G.1 A standardised model for stool banking for faecal microbiota transplantation: a consensus report from a multidisciplinary UEG working group (2020); [PDF] G.2 UEG Website
- Submitting institution
- King's College London
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
King’s College London researchers have conclusively shown (i) that childhood peanut allergy is a largely preventable disease, and (ii) that early introduction of peanut in the diets of high-risk infants can prevent tens of thousands of children from developing peanut allergy every year. This breakthrough research has reversed global public health strategy and led to new international guidelines on infant weaning advocating early introduction of peanut products into infants’ diets for the prevention of peanut allergy. This research provides a compelling rationale for exploring similar approaches to preventing other food allergies and autoimmune diseases. The impact of this work will also have a lasting effect on generations to come.
2. Underpinning research
Peanut allergy is common and can be fatal. The incidence of childhood food allergy has risen in recent decades, and peanut allergy (PA) has more than doubled in the last 10 years in the UK and North America; PA now affects 1 in 50 schoolchildren in the UK and is a global public health concern. PA develops early in life and there is currently no cure. It is a major cause of paediatric anaphylaxis and living with PA impacts negatively on the quality of life of patients and their families. Three King’s led RCTs have conclusively demonstrated that early consumption of peanuts in infancy prevents the majority of peanut allergy developing in the population. This research has shown that the previous advice of peanut avoidance during infancy was not only incorrect but was a major cause of the rise in peanut allergy witnessed over previous decades.
King’s research found that consumption of peanuts in infancy is associated with low rates of peanut allergy. The possibility of inducing tolerance to peanuts by eating them (oral tolerance) was explored in a King’s study that compared the prevalence of PA in more than 10,000 Jewish children in the UK and Israel (1). Both groups shared a common ancestral background, which meant that any differences found were likely to be due to nurture, not nature. PA was 10-fold more prevalent in UK children than in Israeli children. Paradoxically, Israeli infants consume large quantities of peanuts in the first year of life, whereas UK health guidance (until 2014) advised parents that children should avoid peanuts.
King’s researchers showed that environmental exposure is linked to developing peanut allergy, but also that early dietary exposure has a protective effect. Evidence suggested that skin exposure to peanuts increased allergy risk: both eczema in the first 6 months of life (especially severe eczema), and the application to skin of creams containing peanut oil were known to be important independent risk factors in the development of PA. King’s research showed, in a large case-controlled study of more than 12,000 infants, that high household exposure to peanut in the environment is associated with PA (2); this supports the hypothesis that sensitisation to peanut occurs by exposure via the skin (especially via inflamed or broken skin). Although children exposed to high levels of environmental peanut had a high risk of developing PA, conversely, they appeared to be protected against developing PA if they had also eaten peanuts in the first year of life. These findings strongly suggested that guidelines to avoid giving peanuts to babies in the UK and the US were not only incorrect but also potentially harmful.
King’s research demonstrates that more than 80% of peanut allergy can be prevented. The LEAP (Learning Early About Peanut allergy) study was a randomised controlled study where 640 highly atopic children with eczema and/or egg allergy were randomised at 4-11 months to consumption of peanut (6g protein per week) or complete avoidance. They were followed until 5 years of age, when they were determined to have either peanut allergy or peanut tolerance (3). The rate of peanut allergy in the children who avoided peanut was 17.2%, and in the children consuming peanut it was 3.2% - an 81% reduction in the prevalence of peanut allergy. This finding conclusively demonstrated for the first time that early exposure to peanuts is an effective strategy in preventing allergy from developing in children.
In 2019 this paper (3) was chosen by the Editor-in-Chief of NEJM as one of the most influential articles published in the journal out of 4000 articles in the last 19 years. The LEAP study received the prestigious international David Sackett Clinical Trial of the Year Award for 2015, from the Society for Clinical Trials, for “the randomized clinical trial published in the previous year that best fulfils the following standards: improves the lot of humankind; provides the basis for a substantial, beneficial change in health care; reflects expertise in subject matter, excellence in methodology, and concern for study participants; overcomes obstacles in implementation; presentation of its design, execution, and results is a model of clarity and intellectual soundness.”
King’s show that protection against peanut allergy is stable and long term despite cessation of peanut. The question remained whether children in the LEAP study consuming peanuts had been transiently desensitised through ongoing peanut exposure, or whether they had acquired long-term tolerance independent of continuing peanut consumption. The LEAP-On study asked all participants in LEAP to completely cease peanut consumption for 12 months (4). At the end of this year the six-year-old children were assessed, and the same differences in tolerance vs. allergy were found between groups: the original peanut consuming group remained tolerant of peanuts despite complete avoidance of peanut for a year – in other words, as a result of consuming peanuts in their first year of life, these children had acquired long-term stable protection against peanut allergy.
King’s further demonstrate that early introduction of other allergenic foods reduces the prevalence of a range of food allergies in children. In the subsequent EAT (Enquiring About Tolerance) randomised controlled study of 1306 infants, the group demonstrated that early infant weaning on to six allergenic solids (egg, peanut, fish, milk, wheat, sesame) at three months compared with six months of age was associated with (i) reduced prevalence of all food allergies at three years of age and (ii) a 66% reduction in the overall burden of food allergy in the population who were able to adhere to the study intervention (5).
3. References to the research
Du Toit G, Katz Y, Sasieni P, Mesher D, Maleki SJ, Fisher H, Fox AT, Turcanu V,Amir T, Zadik-Menuhin G, Cohen A, Livne I, Lack G, Early consumption of peanuts in infancy is associated with a low prevalence of peanut allergy. J Allergy Clin Immunol. 2008 Nov;122(5):984-91.
Fox AT, Sasieni P, du Toit G, Syed H, Lack G. Household peanut consumption as a risk factor for the development of peanut allergy. J Allergy Clin Immunol. 2009 Feb:123(2):417-423.
Du Toit G, Roberts G, Sayre PH, Bahnson HT, Radulovic S, Santos AF, Brough HA, Phippard D, Basting M, Feeney M, Turcanu V, Sever ML, Gomez Lorenzo M, Plaut M, Lack G; LEAP Study Team. Randomized trial of peanut consumption in infants at risk for peanut allergy. N Engl J Med. 2015 Feb 26;372(9):803-13.
Du Toit G, Sayre PH, Roberts G, Sever ML, Lawson K, Bahnson HT, Brough HA, Santos AF, Harris KM, Radulovic S, Basting M, Turcanu V, Plaut M, Lack G; Immune Tolerance Network LEAP-On Study Team. Effect of Avoidance on Peanut Allergy after Early Peanut Consumption. N Engl J Med. 2016 Apr 14;374(15):1435-43.
Perkin MR, Logan K, Tseng A, Raji B, Ayis S, Peacock J, Brough H, Marrs T, Radulovic S, Craven J, Flohr C, Lack G; EAT Study Team. Randomized Trial of Introduction of Allergenic Foods in Breast-Fed Infants. N Engl J Med. 2016 May 5;374(18):1733-43.
4. Details of the impact
Every year more than 15,000 babies in the UK will develop peanut allergy; King’s research has shown that at least 12,000 of these cases can be prevented. This fundamental shift in our understanding of childhood allergy has reversed infant weaning policy worldwide, and has directly led to new national and international guidelines recommending early peanut consumption for the prevention of peanut allergy. This impact case follows on from a REF2014 case covering the early impact of this research that led to a shift in the guidelines to withdraw the recommendation to actively avoid food allergens in the infants’ diet. Since 2014, King’s research has subsequently led international guidelines to be rewritten to recommend active introduction of allergenic foods, namely peanut and egg, in infants’ diet during weaning; a fundamental shift in the understanding of food allergy, and associated change in clinical practice; and direct benefit to children and families around the world
King’s trial results immediately reversed the global consensus on allergenic foods in infant diets. The LEAP findings were deemed so convincing that a statement was immediately published simultaneously (from August 2015) in eight journals recommending that the LEAP strategy should be put into practice, based on consensus among the 10 major international allergy specialist organisations: American Academy of Allergy, Asthma & Immunology (AAAAI), American Academy of Pediatrics (AAP), American College of Allergy, Asthma & Immunology (ACAAI), Australasian Society of Clinical Immunology and Allergy (ASCIA), Canadian Society of Allergy and Clinical Immunology (CSACI), European Academy of Allergy and Clinical Immunology (EAACI), Israel Association of Allergy and Clinical Immunology (ISACI), Japanese Society for Allergology (JSA), Society for Pediatric Dermatology (SPD), and World Allergy Organization (WAO). This was considered interim guidance whilst national and international guidelines were formalised [A].
New national clinical guidelines for the prevention of childhood peanut allergy are being developed around the world. In January 2017, the National Institute of Allergy and Infectious Diseases (USA) published new clinical practice guidelines for the prevention of peanut allergy which were endorsed by 26 federal agencies, professional societies, foundations, and advocacy groups [B]. In March 2019, the American Academy of Paediatrics updated its guidelines on how to prevent food allergies in children, saying there was not enough evidence to prove that delaying the exposure of children as young as four to six months old to allergenic foods helps keep them from developing food allergies. On the contrary, based on strong evidence from the LEAP study they endorsed the evidence showing that purposeful early introduction of peanuts may prevent peanut allergies in high-risk infants, resulting in the recommendation to introduce peanut protein as early as between four and six months [B]. Independently, scientific societies such as the Australasian Society of Clinical Immunology and Allergy have also produced their own guidelines [B]. As a result of these findings, the European Guidelines (from the European Academy of Allergy and Clinical Immunology, EAACI) have been re-written and are under submission for publication; these are followed by clinicians in the UK [B].
New clinical guidelines are already leading to a significant change in clinical practice. Implementation of the ASCIA guidelines in Australia has resulted in a dramatic shift in infant feeding, documented very rigorously: prior to 2011 fewer than 30% of 12-month-old infants were eating peanuts, whereas after the guidelines were introduced in 2017, almost 90% of infants were eating peanuts (of more than 6000 infants surveyed) [C].
Clinical programs are now being set up nationally and internationally to implement the findings of the LEAP study:
The first NHS food allergy prevention clinic has been established. The research findings resulted in the first NHS food allergy prevention clinics being established at Guy’s & St. Thomas’ NHS Trust in 2018, with community liaison using Skype video consultations to promote early intervention in the first 12 months of life. In the last two years, more than 500 infants at risk of peanut allergy have been seen in this clinic and peanut has been introduced successfully in their diet in the vast majority, either at home or in hospital [D].
Harvard clinicians Wayne Shreffler and colleagues at Massachussets General Hospital have instituted a similar programme in the Boston area. This focuses on identifying infants at risk of developing food allergies and facilitating early introduction of peanut and other allergenic foods, under medical supervision if needed. Since the establishment of the prevention programme in 2017, 862 new patient visits for evaluation of eczema or egg allergy in infants under one year of life have taken place. Over 616 food challenges have been conducted to a variety of foods, including 100 peanut challenges on patients under 18 months of life, where the allergenic food is introduced under medical supervision to assess for possible allergic reaction. 68 children did not react, allowing the incorporation of peanut in the diet [E].
King’s research has improved the lives of children at risk of food allergy, and their families. This patient-focused research has improved the lives of children worldwide by providing clear guidance on the age of dietary introduction of peanut to reduce allergies via simple, low-cost, safe, and practical means. Looking locally within our prevention clinic at who has been assessed and established on peanut consumption, this will have prevented more than 80 new cases in our community in the last couple of years [D]. This practice is now expanding to our Institutions in the four UK nations. The testimonials from parents of children identified as being at risk of peanut allergy who had the opportunity to attend our clinic and have medically supervised introduction of peanut into the diet have expressed how much difference it has made to their lives. For instance: “I am and will be forever grateful for the care you bestowed on baby (child’s name) when she was driven to madness by her eczema and the subsequent improvement in her health once she was found to be allergic to breast milk, eggs and wheat by your excellent team. Knowing now how lucky she is to hopefully be peanut tolerant for the rest of her life (she loved her Bamba) I feel so very grateful *.*” [F.1]. King’s has also improved the lives of children with allergies and their families through charities. The Anaphylaxis Campaign, for example, widely disseminated King’s papers on the LEAP and EAT studies. After that, they received feedback, via their helpline, from “parents who have changed their strategy for introducing solid food in order to ensure early introduction of allergenic foods that they would otherwise have avoided based on outdated advice” [F.2]. Additionally, the Head of Clinical Services at another organisation - Allergy UK - has said: “This is such important research and I have no doubt has given much more structure to our advice as a charity and helping parents make informed decisions.” [F.3]
The paradigm shift resulting from King’s RCTs is being transmitted to the medical community and trainees through teaching and professional development, transforming clinical practice and approach to treating and preventing childhood food allergy [G]:
Medical students: Textbooks have been rewritten to include the new evidence and recommendations. Locally, at Kings the Paediatric Allergy Service has two medical students allocated per year who often focus their case study reports on early food introduction; and other groups of medical students covering paediatric specialties in their rotations (approximately eight students per week) who learn about food allergy prevention during their clinic placements.
Paediatricians: There have been articles in general paediatrics journals about early introduction of allergenic foods in infants, which target a large and broad readership within the medical community. As part of the training in Paediatrics, the UK national curriculum now includes illustrations such that general paediatric trainees need to provide evidence of understanding of the principles of allergy prevention.
GPs and other health professionals: In the UK this work is being communicated to the medical community beyond the Allergy specialty through courses about prevention of food allergy run by the KCL Allergy Academy. This was set up by King’s researchers and is directed at GPs, general paediatricians, nurses and dietitians. The Children’s Allergy Service at the Evelina London also hosts international courses and two visiting professionals per year from around the world who come to learn about food allergy prevention, among other aspects of Paediatric Allergy. An allergy trainee from Portugal said: “I have had a wonderful experience at St Thomas’. I have learnt so much that I can take back into my own practice back home *.*” A visiting paediatrician commented: “I have gained so much from my year here and was exposed to so much, from so many different areas of allergy. I now feel confident to develop a service when I return to Greece” and a Clinical fellow from the Children's Hospital of Fudan University, China said: “The learning experience in St Thomas Hospital was very helpful for my professional career. I plan to do the skin prick test, food challenge and sublingual immunotherapy in our hospital in the future, which we do not do now. I think this work will benefit patients. ”
King’s raised public awareness on how to prevent childhood peanut allergy [H]. This work has been widely disseminated to the public through multiple national and international media outlets such as BBC, ITV, Sky, Channel 4, CNN, NHK, Al Jazeera, Canadian Broadcasting Corportation, ABC News, CBS, The Wall Street Journal, The New York Times, The Guardian, Daily Mail, The Times, and many more.
5. Sources to corroborate the impact
[A]. Interim consensus guidance (published simultaneously in 8 different journals) - Fleischer DM et al. Consensus Communication on Early Peanut Introduction and Prevention of Peanut Allergy in High-Risk Infants: Annals of Allergy, Asthma & Immunology, World Allergy Organization Journal, Allergy, Asthma & Clinical Immunology, European Journal of Allergy and clinical immunology, The Journal of Allergy and Clinical Immunology, Official Journal of the American Academy of Pediatrics, Pediatric Dermatology [PDF]
[B]. New national and international clinical guidelines: B.1 The National Institute of Allergy and Infectious Diseases Addendum Guidelines for the Prevention of Peanut Allergy in the United States (2017); B.2. Australasian Society of Clinical Immunology and Allergy guidelines (2017); B.3 Joint guidelines from American Academy of Allergy, Asthma, and Immunology; American College of Allergy, Asthma, and Immunology; and the Canadian Society for Allergy and Clinical Immunology; B.4 Recommendations from the British Society of Allergy and Clinical Immunology; B.5 New guidelines for the prevention of food allergy by the European Academy of Allergy and Clinical Immunology [PDF]
[C]. Evidence of change in clinical practice: data from Australia on shift in infant peanut consumption 2011 vs 2017: Soriano VX, Peters RL, Ponsonby AL, Dharmage SC, Perrett KP, Field MJ, Knox A, Tey D, Odoi S, Gell G, Camesella Perez B, Allen KJ, Gurrin LC, Koplin JJ. Earlier ingestion of peanut after changes to infant feeding guidelines: The EarlyNuts study. J Allergy Clin Immunol. 2019 Nov;144(5):1327-1335.e5. doi: 10.1016/j.jaci.2019.07.032. [PDF]
[D]. Testimonial from the Director of the Allergy Academy at at Guy’s & St. Thomas’ NHS Trust
[E]. Testimonial from the Director of Food Allergy Advocacy and the Chief of Pediatric Allergy and Immunology at Massachusetts General Hospital and Harvard Medical School [PDF]
[F]. Testimonials from patient organisations in the UK and abroad: F.1 LEAP Study Parent Feedback Quotes; F.2 CEO, Anaphylaxis Campaign, UK; F.3 Head of Clinical Services, Allergy UK; F.4 Professor of Pediatrics and Medicine, Northwestern University, USA [PDF]
[G]. Evidence of training and professional development work (books, curricula, courses) influenced by King’s research: G.1 Lack G. An Innovative Treatment for Food Allergy.Landmark Papers in Allergy: Seminal Papers in Allergy with Expert Commentaries. 28 Feb 2013. Edited by Aziz Sheikh, Thomas Platts-Mills, and Allison Worth; G.2 Du Toit G, Fleischer DM, Lack G. (2014) Prevention of Food Allergy in Food Allergy - Adverse Reaction to Foods and Food Additives 5e. pp237-267. Edited by Dean D. Metcalfe, Hugh A. Sampson, Ronald A. Simon, Gideon Lack; G.3 Lack G, Santos A, Penagos M, Allen K (2015). Antiallergic Strategies: Induction of Tolerance to Food in Allergy, Immunity and Tolerance in Early Childhood: The First Steps of the Atopic March. Edited by: Ulrich Wahn and Hugh A. Sampson; G.4 Lack G. Food Allergy Management. Middleton’s Allergy, 8th (2012) and 9th Edition (2018) edited by A Wesley Burks, Stephen T Holgate, Robyn O’Hehir, David H Broide, Leonard B Bacharier, Gurjit (Neeru) K Khurana Hershey, Ray Stokes Peebles; G.5 Quotes from health professionals who received training from the Allergy Academy [PDF]
[H]. Evidence of impact on public awareness and dissemination of knowledge – diverse examples of media engagement (TV, online, radio) [PDF]
- Submitting institution
- King's College London
- Unit of assessment
- 1 - Clinical Medicine
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Sepsis is one of the most common but least treatable causes of death in hospitals worldwide. Part of this situation stemmed from the lack of an agreed international definition of sepsis and septic shock, which would allow robust diagnosis and patient management. King’s has led on the redefinition of sepsis, initiated the UK’s first epidemiological study on long-term outcomes, and characterised the associated immune response. This work led to a new internationally adopted clinical definition (within the ICD-11 classification), championed by the WHO to recognise sepsis as a global health priority. It has informed healthcare policies and clinical management of sepsis patients and survivors globally. Most recently, King’s expertise has been applied to support the UK’s clinical response to COVID-19.
2. Underpinning research
Sepsis is a severe response of the human immune system to bacterial and viral infections. We commonly consider bacterial infection when thinking about sepsis, but severe COVID-19 is a typical example of viral sepsis. In the 2017 Global Burden of Diseases report, there were nearly 50 million cases of sepsis and 11 million resultant deaths worldwide (85% of which occured in low- or middle-income countries). The fundamental challenge to clinicians is how to diagnose and treat this condition. This impact case focuses on work addressing three related clinical problems, based on the premise that robustly defining (‘benchmarking’) the diagnosis of sepsis and its clinical management is a highly effective way to improve patient survival. This was previously lacking because: (i) there was no universally accepted clinical definition of sepsis; (ii) there were no agreed clinical diagnostic measures of sepsis; (iii) there were no drugs of proven value to treat the immune response to sepsis. Consequently, this made sepsis one of the most common but least treatable causes of death in hospitals.
Before 2016 diagnosis of sepsis was inconsistent globally. There was no international agreement on clinical diagnosis of sepsis based on patient examination, as symptoms differ between patients, leaving diagnosis up to individual clinician’s judgement. Without a definition, it was impossible to standardise the World Health Organisation (WHO) International Classification of Disease (ICD) coding of sepsis in hospitals to allow international benchmarking, comparison of global incidence and treatment, and, ultimately, improve patient outcomes. Consequently, there was also no national data from England on what happens to sepsis survivors once discharged from hospital, and how the longer-term prognosis for sepsis survivors compares to other high-income countries. King’s researchers and others internationally recognised the need to re-define sepsis and septic shock (referred to as Sepsis-3 definitions hereon).
In 2016, King’s work re-defined sepsis as ‘life-threatening organ dysfunction due to the body’s response to infection’. Kings researcher Shankar-Hari led the redefinition of Septic Shock as part of a 16-member international expert panel (Task Force) – convened by the European Society of Intensive Care Medicine and the (US) Society of Critical Care Medicine – and for the first time, generated explicit clinical criteria for septic shock diagnosis (1, 2). Shankar-Hari went on to help write the Task Force Sepsis Definitions document, for use by clinicians globally. This work used an innovative mix of scientific methods to systematically analyse global epidemiological and clinical records to arrive at the new definition and clinical criteria. A combination of analysis of systematic reviews, a Delphi process to generate expert consensus, and data analyses of nearly 4.5 million sepsis incidents worldwide – none of which had previously been applied to septic shock – gave powerful and robust results (1, 2).
Kings researchers used this new definition to analyse patterns in sepsis survival in England. They led the first UK epidemiological study to examine the long-term outcome for sepsis survivors. Using data from the ICNARC database on nearly 700,000 critical care admissions (between 2009 and 2014) in England, King’s identified 94,748 sepsis survivors. They showed that amongst this group, when followed up over a 5-year period, 15% of sepsis survivors die in the first year following hospital discharge, with 6-8% dying yearly over the next 5 years. Furthermore, nearly a third of these sepsis survivors are hospitalised again within 90-days of being discharged (3). These results led the researchers to design and clinically validate a sepsis survivor score, which estimates prognosis for the first year based on follow-up care (4).
Identifying diagnostic biomarkers for early detection of the immune response associated with sepsis. While there are known differences between the signatures of the immune response to sepsis and to non-infectious severe conditions such as major trauma, there was previously no consensus on which measurable indicators of clinical illness (referred to as biomarkers) are useful as diagnostic tests for sepsis. King’s researchers recognised the need for biomarkers that reliably differentiate which patients with infection will go on to develop sepsis, and also to identify which of these biomarkers are specific for sepsis to differentiate it from other inflammatory conditions. To do this first required a standardised assessment of the immune system across many patients and so in 2018, King’s led the first UK study to profile immune cells in this cohort, using flow-cytometry. King’s identified three potential biomarkers that could predict which of those patients requiring emergency care and with an infection, would go on to develop sepsis (5). Importantly, it also laid foundations for large scale immunological profiling for the assessment of sepsis and, more recently, COVID-19 at King’s.
Synthesising evidence for clinical practice on the use of corticosteroids to treat the immune response to sepsis. There were no drugs proven to favourably change the severe immune responses in sepsis to benefit patients. Corticosteroids are cheap, globally available, and early evidence suggested they were a potential treatment; however, the largest RCTs had given mixed outcomes, so there was an urgent need to assess all evidence systematically in order to make clinical recommendations. Based on his expertise in clinical sepsis research, Shankar-Hari was recruited to an international expert panel; having commissioned a systematic review of latest evidence, the panel co-authored a BMJ rapid recommendation clinical practice guideline on corticosteroid therapy for adult sepsis patients. It recommended that corticosteroid therapy in sepsis may reduce duration of septic shock (6).
Responding rapidly to assess the immune response of COVID-19. When the pandemic arrived in the UK, King’s researchers worked closely with emergency care and infection diseases clinicians at Guy's & St Thomas' NHS Foundation Trust (GSTT) to assess the immune system changes associated with COVID-19 infection using their earlier sepsis studies as the foundation (COVID-IP, a collaboration between King’s, GSTT and The Francis Crick Institute led by Prof Hayday). This provided the largest (at that time) comprehensive assessment of immune biomarkers of severe COVID-19 (based on 63 adult patients admitted to GSTT), identifying those biomarkers associated with poor prognosis, those that are similar to sepsis, and those that help predict the immune response (7). Kings were also the first to report immunological changes observed in the rare COVID-related illness, Multisystem Inflammatory Syndrome in Children (MIS-C), revealing it was a serious immunopathological condition distinct from Kawasaki’s disease despite superficial resemblance (8).
3. References to the research
1. Shankar-Hari M, Phillips GS, Levy ML, Seymour CW, Liu VX, Deutschman CS, et al. Developing a New Definition and Assessing New Clinical Criteria for Septic Shock: For the Third International Consensus Definitions for Sepsis and Septic Shock (Sepsis-3). JAMA 2016;315:775-87.
2. Singer M, Deutschman CS, Seymour CW, Shankar-Hari M, et al. The Third International Consensus Definitions for Sepsis and Septic Shock (Sepsis-3). JAMA 2016;315:801-10.
3. Shankar-Hari M, Harrison DA, Ferrando-Vivas P, Rubenfeld GD, Rowan K. Risk Factors at Index Hospitalization Associated With Longer-term Mortality in Adult Sepsis Survivors. JAMA Netw Open 2019;2:e194900. doi.org/10.1001/jamanetworkopen.2019.4900
4. Shankar-Hari, M., Rubenfeld, G.D., Ferrando-Vivas, P., et al. Development, Validation, and Clinical Utility Assessment of a Prognostic Score for 1-Year Unplanned Rehospitalization or Death of Adult Sepsis Survivors. JAMA Netw Open 3, e2013580 (2020).
5. Shankar-Hari M, Datta D, Wilson J, et al. Early PREdiction of sepsis using leukocyte surface biomarkers: the ExPRES-sepsis cohort study. Intensive Care Med 2018; 44(11): 1836-48;
6. Lamontagne F, Rochwerg B, Lytvyn L, et al. Corticosteroid therapy for sepsis: a clinical practice guideline. BMJ (2018)
7. Laing, A.G. , et al. A dynamic COVID-19 immune signature includes associations with poor prognosis. Nat. Med. 26, 1623-1635 (2020).
8. Carter, M.J. , et al. Peripheral immunophenotypes in children with multisystem inflammatory syndrome associated with SARS-CoV-2 infection. Nat. Med. 26, 1701-1707 (2020).
4. Details of the impact
Following the publication of the Third International Consensus Definitions for Sepsis and Septic Shock (Sepsis-3) in 2016 (1, 2), the major elements of international classification, policy and clinical guidance for sepsis which affect clinical care worldwide, have been changed. This has impacted national and international levels of healthcare policy and clinical management of sepsis.
Impact on international health policy and clinical management of sepsis
The revised sepsis definitions were adopted as the new International Classification of Diseases standard (ICD-11) [A]. The ICD coding system is used for classifying all diseases globally, overseen by the WHO, who describe the ICD as ‘the foundation for the identification of health trends and statistics globally, and the international standard for reporting diseases and health conditions. It is the diagnostic classification standard for all clinical and research purposes.’ In May 2019, the WHO’s World Health Assembly officially adopted ICD-11, directly drawn from King’s research (1,2). The ICD is used to underpin comparisons of health data (local, regional, national, international), in analysis that informs evidence-based decision making and policy development, and to monitor the incidence, prevalence and causes of disease. The ICD is also used to determine the Global Burden of Disease estimates of sepsis (a tool widely used by policymakers). WHO regulations ensure Member States use the most current ICD revision to record and report mortality and morbidity statistics, nationally and internationally: since the previous 1990 endorsed version, the system has been used by more than 150 countries and translated in over 40 languages.
The new definitions both support and help deliver on the WHO commitment to make sepsis a global health priority [B]. In 2017, the WHO highlighted the updated sepsis definitions as the diagnostic gold standard and recognised sepsis as a global health priority - a year after publication of pivotal research led by King’s researchers. Later that year the WHO Assembly adopted resolution WHA70.7 on ‘Improving the prevention, diagnosis and clinical management of sepsis’; this urged member states to ‘apply and improve the use of the International Classification of Diseases system to establish the prevalence and profile of sepsis’ [B.2]. In 2020, the progress report on this resolution specifically notes that the ‘WHO published the International Classification of Diseases, 11th Revision, allowing reporting of sepsis, in conjunction with the underlying infection’, as a milestone towards estimating the global burden of sepsis more accurately [B.3]. The WHO factsheet on sepsis also explicitly references King’s research (1, 2) [B.1].
The new definitions underpin the WHO’s first global epidemiological report on sepsis. In September 2020, the WHO published its first ‘Global report on the epidemiology and burden of sepsis’. When the report was launched the WHO Director-General said: “The world must urgently step up efforts to improve data about sepsis so all countries can detect and treat this terrible condition in time” [C.1]. This report enabled for the first time the gathering of global epidemiological data in sepsis incidence and outcome – and it noted that data was still incomplete and patchy, highlighting the need for more action. To address this, the WHO proposed using the ICD-11 going forwards to standardise diagnosis, treatment and reporting across regions in order to ‘Improve surveillance systems, starting at the primary care level, including the use of standardized and feasible definitions in accordance with the International Classification of Diseases (ICD-11), and leveraging existing programmes and disease networks ’ [C.2].
Impact of new ICD-11 definition for healthcare systems and professionals. The establishment of the ICD-11 definition of sepsis benefits national organisations that influence health policy to improve patient care. These definitions were endorsed by the UK’s Academy of Medical Royal Colleges and 30 equivalent national or regional societies from all WHO health regions (including the USA, Europe, Japan, China, Caribbean, Pan Arabic Critical Care Society, India) [D.1]. Following these endorsements, these Professional bodies and patient advocacy groups (for example the UK Sepsis Trust) have used the new sepsis definitions to lobby governments for improved management of sepsis patients [D.2]. These definitions are now used for diagnosing and treating sepsis patients in all these countries such that they have contributed to the quantitation of worldwide sepsis incidence and outcome statistics in the widely used WHO Global Burden of Disease [D.3]. The new definitions were also adopted by the International Surviving Sepsis Campaign (SSC) guidelines in 2016 [D.4]. The SSC is a global initiative of the Society of Critical Care Medicine (SCCM) and the European Society of Intensive Care Medicine (ESICM) at 200 sites internationally, to measure and compare changes in adherence to sepsis quality of care indicators, aiming to reduce mortality and morbidity from sepsis.
Impact on Sepsis patient management in the UK
The Intensive Care National Audit and Research Centre database ICNARC is the national audit for all 235 UK NHS Trusts (98% coverage of adult general critical care units in England, Wales and Northern Ireland), that assesses the outcome and care quality of adult critical care units in the UK every year. Shankar-Hari is a Senior Clinical Scientist at ICNARC and led the study that is currently used to benchmark sepsis between different intensive care units in England, Wales and Northern Ireland [E.1]. This King’s-led work described how to operationalise the international benchmarking of sepsis incidence and outcomes [E.2]. Since 2019, these methods are used for the national patient-centred safety and quality of care policy, funded by the UK Government (Getting It Right First Time) which expects hospitals to adapt their sepsis management procedures in line with the CQUIN report (NHS Commissioning for Quality and Innovation) [E.3, E.7]. This exemplifies a change of the implementation of national level benchmarking of critical care units to improve clinical care of sepsis patients (data on the effect of implementing this change in the UK is not yet available and will be highly skewed by COVID-19). In 2019, Shankar-Hari also collaborated with NHS Digital to extract all known sepsis events in the UK (2011-2017), in order to generate a measure of sepsis disease burden in the UK used to inform health policy [E.4-E.6].
Impact of King’s-led research on patient care and outcomes of sepsis
King’s expertise leads to the development of patient-centred clinical resources. The BMJ rapid practice recommendations provide guidance for clinicians on how best to treat patients with corticosteroids, based on critical appraisal of all available evidence (6). This coproduced research involved sepsis survivors and caregivers as well as healthcare professionals, and explicitly developed recommendations taking into account patient outcomes and patient preferences – for example, giving options which make a distinction between reducing the chance of death and quality of life. The resulting guidelines on corticosteroid therapy for sepsis patients are intended for use by clinicians, explicitly involving patients and carers in the decision-making process. BMJ guidelines – patient and practice-changing focused – are widely adopted, influencing patient care internationally [F.1]. Based on the findings on sepsis survivor care and prognosis (4), King’s developed a prognostic tool. This clinically-validated sepsis survivor score provides estimates of prognosis for the first year post-sepsis based on follow-up care, and can be used by clinicians/patients to anticipate risk and manage the follow-up care of sepsis survivors based on risk, for the first time. This open-access score has been endorsed by the UK Intensive Care Society for use by UK clinicians [F.2].
Raising awareness amongst clinicians, sepsis survivors and the public of health risks. In the UK, few patients who survive sepsis-related critical illness are given follow-up care, and King’s research highlighted that one in six sepsis survivors die in the first subsequent year (3,4). To increase public awareness and lobbying to address this at a national level, King’s have engaged extensively with the media on this important patient centred issue, with this specific study being covered by 86 National and International Newspapers and numerous blogs in 2019 [G.1]. Furthermore, focus groups of clinicians, sepsis survivors and their families revealed much greater awareness of the risk of future morbidity and mortality, and the need for close monitoring [G.2].
Using sepsis expertise to inform the clinical response to COVID-19. King’s research on the immunophenotyping of Sepsis and COVID-19 (5,7,8) has had several early impacts in 2020, with Professor Shankar-Hari taking leadership roles in the national response due to his expertise in the field of sepsis. Given his role in identifying long-term risk factors in sepsis survivors, his expertise was sought as part of the WHO international Long COVID Committee, which was tasked with the clinical characterisation of Long COVID and the ICD11 coding also directly informed WHO COVID information (2020) [H.1]. As a result of the COVID-IP and MIS-C studies, Professors Shankar-Hari and Hayday were invited to give evidence to the House of Lords Science & Technology Select Committee on the immunology of COVID-19 in June 2020 [H.2]. Furthermore, King’s work led to strategic investment of USD20 million by NIH to understand the pathology of MIS-C and pilot treatments [H.3].
5. Sources to corroborate the impact
[A] Details of the International Classification of Diseases (ICD-11) [PDF]
[B] Evidence of World Health Organisation policy changes on sepsis: B.1 WHO Sepsis Factsheet; B.2 WHO Assembly resolution WHA70.7 ‘Improving the prevention, diagnosis and clinical management of sepsis’) May 2017 (p3, point 8); B.3 Progress Report 2020 [PDF]
[C] Evidence on global epidemiology of sepsis: C.1 WHO Press release ‘ WHO calls for global action on sepsis - cause of 1 in 5 deaths worldwide’ (2020); C.2 WHO Global Report on the Epidemiology and Burden of Sepsis (2020) (reference 3, p. 14, 42) [PDF]
[D] Evidence of impact of new ICD-11 definition for healthcare systems and professionals: D.1 National and international Society endorsements associated with reference (1); D.2 NHS Blog Post on sepsis by the Medical Director for Clinical Effectiveness at NHS England; D.3 Details on the Global Burden of Disease; D.4 International Surviving Sepsis Campaign (SSC) guidelines: Rhodes A, et al. Intensive Care Med (2017), 43(3): 304-77 [PDF]
[E] Evidence of impact on sepsis patient management: E.1 Shankar-Hari, M et al., (2017) Br J Anaesth. 1;119(4):626-636; E.2 Ranzani et al., (2019) Crit Care Med. 47(1):76-84; E.3 Details of the national Getting It Right First Time programme; E.4 NHS Digital collaboration on UK sepsis disease burden ; E.5 Secretary of State for Health & Social Care tweet on introduction of new sepsis guidance (2019); E.6 Guardian Article on NHS sepsis guidance (2019); E.7 NHS Commissioning for Quality and Innovation (CQUIN) reports (2016-2020) [PDF]
[F] Evidence of impact on patient-centred resources: F.1 Details on the patient and practice focuse BMJ rapid reccomendations; F.2 The sepsis prognosis tool website and ICS endorsement [PDF]
[G] Increasing patient and public awareness: G.1 Examples of press coverage on calls for better sepsis survivor follow up care; G.2 Sepsis survivors and clinicians focus group reports [PDF]
[H] Evidence of impact during COVID-19 response: H.1 King’s contribution to WHO Long-Covid committee (WHO Report: Expanding our understanding of post COVID-19 condition – Annex 2; H.2 Overview and transcript of expert evidence to House of Lords Science & Technology Select Committee ‘Science of COVID-19 inquiry’, 15th June 2020; H.3 NIH Director’s blog announcing investment of £20m treatment-focussed funding [PDF]