Regulating (from) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions
- Submitting institution
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University College London
- Unit of assessment
- 18 - Law
- Output identifier
- 10441
- Type
- A - Authored book
- DOI
-
-
- Publisher
- Hart Publishing
- ISBN
- 978-1849465250
- Open access status
- -
- Month of publication
- October
- Year of publication
- 2015
- URL
-
-
- Supplementary information
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- Request cross-referral to
- -
- Output has been delayed by COVID-19
- No
- COVID-19 affected output statement
- -
- Forensic science
- No
- Criminology
- No
- Interdisciplinary
- No
- Number of additional authors
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0
- Research group(s)
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-
- Proposed double-weighted
- Yes
- Double-weighted statement
- This 299-page book critically analyses a new approach in financial regulation – targeting the control capacities of firms to ‘internally regulate’ firm behaviour to be consistent with public regulatory objectives. The analysis is theoretically-anchored, and engages with wide-ranging disciplinary perspectives. It unpacks salient insights from professionalism and organisational behaviour/culture, offering inter-disciplinary arguments and insights connecting the fields of financial regulation to regulation theory, and the latter to studies in organisational behaviour and professionalism. This complex research constructs bridges across a number of fields to yield novel and nuanced insights for regulating internal control and governance in financial sector firms.
- Reserve for an output with double weighting
- No
- Additional information
- -
- Author contribution statement
- -
- Non-English
- No
- English abstract
- -