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- University of Newcastle upon Tyne
- 4 - Psychology, Psychiatry and Neuroscience
- Submitting institution
- University of Newcastle upon Tyne
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Over 10,500 children in the UK with cerebral palsy are affected by dysarthria, a group of speech disorders that result from poor control of muscles of the chest, throat, face and mouth. Newcastle research investigated the benefits of intensive speech therapy, based on motor learning theory, which focused on breath control. Significant increases were found in children’s intelligibility, increasing their confidence and improving participation in communicative interactions. This research informed UK NICE guidelines and has already started to change practice to focus on effective therapies. In addition, the research has underpinned international undergraduate teaching and a widely-used textbook.
2. Underpinning research
Background
Dysarthria refers to a group of speech disorders resulting from abnormalities in the strength, speed, range, steadiness, tone or accuracy of movements required for control of the respiratory, phonatory and articulatory aspects of speech productionFootnote:
Motor Speech Disorders - E-Book: Substrates, Differential Diagnosis, and Management. Duffy, 2013, page 4. . It is commonly seen in children with cerebral palsy (CP): of the 30,000 young people in the UK with CPFootnote:
https://thepacecentre.org/information-centre/stats-facts/ , around 35% (10,500) are affected by dysarthria arising from their motor disorders (R4). However, at the outset of research there was little evidence of the effectiveness of therapy for dysarthria and little guidance on therapies that were effective.
Newcastle research into breath control for improved intelligibility in children with dysarthria
Newcastle therefore investigated the effectiveness of therapy that focuses on improving breath control, since this is the foundation of speech. The research used a Speech Systems Approach underpinned by motor learning theory, where improvement in motor ability is due to repetition and experience. The therapy does not propose a cure or aim to change the underlying impairment: rather, it offers strategies to improve speech quality in children with dysarthria. The novelty of the research was to build on knowledge of a therapy designed for dysarthria acquired in adulthood to childhood dysarthria for the first time.
The initial paper (R1) studied the effect of intensive therapy to increase breath support in six young people with CP, and found improved intelligibility at the single word level. This success led to a later study (R2), which investigated a Systems Approach to controlling breath support, phonation (vibration of the vocal folds to create voice) and speech rate in 16 children aged 12-18 years. Children received 18 sessions of individual therapy, which focussed on 1) practising coordinating the onset of speech with the beginning of exhalation, 2) maintaining breath support to produce a clear voice, and 3) maintaining a steady rate whilst speaking to allow accurate articulation. The study found that intelligibility generally increased for most children, and that changes were maintained throughout the six-week follow-up. The increase in intelligibility was seen in both single words and across connected phrases, and for listeners both familiar and unfamiliar with each child’s speech. In addition, therapy was found to be acceptable to the children, and 14/16 rated therapy as “definitely helpful”. The next study (R3) investigated this therapy in 15 younger children aged 5-11 years following the same protocol and motor learning basis. Overall, intelligibility increased for both single words and connected speech, and this improvement was maintained for 12 weeks without further therapy. In this group, intelligibility increased in all children for familiar listeners, and in some children for unfamiliar listeners. Parents were asked to rate the effectiveness, and all 12 who responded rated the therapy as effective. A further finding was that, after therapy, children participated in more communicative interactions and required less help to do so.
Despite the clear benefit of therapy for dysarthria, a survey of current practice (R4) found that the assessment and management of dysarthria associated with childhood CP varied widely across the UK. In response, Newcastle researchers worked with a range of bodies to include this new knowledge in textbooks, guidelines and teaching syllabuses: the impact of this is described below.
3. References to the research
SciVal field-weighted citation impact (FWCI) as of December 2020. Newcastle researchers in bold.
Pennington L, Smallman C, Farrier F. (2006) Intensive dysarthria therapy for older children with cerebral palsy: Findings from six cases. Child Language Teaching and Therapy. 22(3):255–73. DOI: 10.1191/0265659006ct307xx. FWCI: 0.26.
Pennington L, Miller N, Robson S, Steen N. (2010) Intensive speech and language therapy for older children with cerebral palsy: a systems approach. Developmental Medicine and Child Neurology. 52(4):337-44. DOI: 10.1111/j.1469-8749.2009.03366.x. FWCI: 1.61.
Pennington L, Roelant E, Thomson V, Robson S, Steen N, Miller N. (2013) Intensive dysarthria therapy for younger children with cerebral palsy. Developmental Medicine and Child Neurology. 55(5):464-71. DOI: 10.1111/dmcn.12098. FWCI: 2.56.
Watson RM, Pennington L. (2015) Assessment and management of the communication difficulties of children with cerebral palsy: a UK survey of SLT practice. International Journal of Language and Communication Disorders. 50(2):241-59. DOI: 10.1111/1460-6984.12138. FWCI: 2.17.
4. Details of the impact
Newcastle research found a substantial benefit of breath control therapy on the intelligibility of young people with CP affected by dysarthria. Since breath control is fundamental to clear, intelligible speech, Newcastle recommended this as the first line of therapy before, for example, improving articulation.
Impact on NICE guidance
At the outset of research, there was little guidance on effective therapies. Newcastle research underpinned the chapter on improving speech intelligibility in the January 2017 full NICE guideline NG62 (EV1). For example, R2 and R3 are cited on pages 232-5 as the only studies that investigated improvement of speech production and intelligibility for both single words and connected speech when rated by both familiar and unfamiliar listeners. The guideline also highlighted the finding of R3 that treatment improved children’s communicative participation in interactions at home and school. This evidence led to the following recommendation in the accompanying concise guideline on assessment and management (EV2, page 20):
1.9.6: “Offer interventions to improve speech intelligibility, for example targeting posture, breath control, voice production and rate of speech, to children and young people with cerebral palsy…”
Impact on practice
In 2019, a survey was distributed via the Royal College of Speech and Language Therapists with the same question set as the initial survey (R4, carried out in 2012) to assess change in practice (EV3). Overall, the results suggest a reduction in provision of two types of therapy that Newcastle found to be ineffective or inappropriate (R1-3). The first type is non-speech oromotor interventions (e.g. blowing, moving the tongue in different directions on command); since neural control is specific, this therapy should not improve speech production. The second is articulation therapy, which can only be provided once breath control is sufficient to support speech. Specifically, there was a significant reduction in the proportion of therapists providing these interventions compared to 2012: from 70% to 43% for non-speech oromotor interventions and from 87% to 77% for articulation interventions, indicating a reduction in the use of interventions with limited effectiveness. The proportion of therapists stating that they targeted the speech functions specified by NICE was over 90% in both 2012 and 2019, indicating that therapists now focus their limited time on more effective methods.
In addition, the therapy has been found to improve children’s confidence, allowing them to have more successful conversations, with a wider range of partners in more environments, thereby increasing their social participation (EV4).
Impact on Australian online guidance
In June 2016, the Australian Cerebral Palsy Alliance included R1-3 as evidence on their webpage “Speech therapy for children with dysarthria” (EV5), which has around 250 hits/month, with the recommendation:
“Intensive dysarthria therapy appears to be effective for children with cerebral palsy… the studies concluded that these children’s speech was easier to understand after the therapy.”
Impact on textbook resources
Newcastle research (R1-3) extensively informed the widely-used 2016 textbook “Children’s Speech: An Evidence-Based Approach to Assessment and Intervention” by McLeod and Baker. As of July 2020, this had Amazon sales rankings in the top 5% across Anatomy, Pre-clinical Medicine and Family, and Lifestyle Paediatrics; and sales of over 800 in Europe and over 3,500 in the US (EV6). Citations of Newcastle work include:
Page 379 “[R2] found that intensive intervention… using the systems approach… was associated with improvements in speech intelligibility for older children with cerebral palsy and dysarthria.”
Page 514 “Across the evidence on a systems approach to intervention, procedures involving practice of a particular motor skill are usually based on principles of motor learning e.g.… [R2, R3].
Page 515: “[R2] reported that… intervention sessions 3 times per week for 6 weeks resulted in improvements in both word level and conversational speech intelligibility in children aged 12 to 18 years. A similar finding was reported for younger children aged 5 to 11 years [R3].
Impact on undergraduate teaching
The research (particularly R1-4) has informed national and international university speech therapy courses. For example, at Manchester Metropolitan University the research was crucial in developing their courses and has been adopted on publication into undergraduate teaching to 50 students per year since 2015 (EV7). The University of Strathclyde has included the research into undergraduate teaching since 2017, and R4 is compulsory reading for all 35 students as preparation for class-based discussion (EV8).
Internationally, the University of Sydney confirmed (EV9) that undergraduate teaching has included R1-4 as they have been published since 2014, including specific reference to the systems approach. The course is undertaken by around 90 students per year. At the University of Melbourne, R1-4 were crucial to developing the course, which is undertaken by up to 90 students per year (EV10). The papers also informed a two-year Masters of Speech Pathology degree. Finally, Radboud University Medical Center (Netherlands) confirmed that R1-4 have been included into their undergraduate teaching to 50 students a year since 2013 (EV11).
In summary, Newcastle research found a substantial effect of breath control therapy on the intelligibility of children with CP who are affected by dysarthria. The results informed UK guidance, worldwide use in textbooks and international teaching practice.
5. Sources to corroborate the impact
EV1. NICE January 2017 full guideline NG62: Cerebral palsy in under 25s: assessment and management. https://www.nice.org.uk/guidance/ng62/resources/cerebral-palsy-in-under-25s-assessment-and-management-pdf-1837570402501
EV2. NICE January 2017 concise guideline NG62. https://www.nice.org.uk/guidance/ng62
EV3. Results in press in Bulletin as of March 2021 . Available on request.
EV4. Pennington et al. 2020: Views of children with cerebral palsy and their parents on the effectiveness and acceptability of intensive speech therapy. https://doi.org/10.1080/09638288.2019.1577504
EV5. Webpage from the Cerebral Palsy Alliance. https://cerebralpalsy.org.au/our-research/about-cerebral-palsy/interventions-and-therapies/speech-therapy-for-children-with-dysarthria/#1465876304355-1a006462-4442
EV6. Figures provided by publisher, letter to confirm available on request.
EV7. Letter from Manchester Metropolitan University.
EV8. Letter from the University of Strathclyde.
EV9. Letter from the University of Sydney.
EV10. Letter from the University of Melbourne.
EV11. Letter from Radboud University Medical Center.
- Submitting institution
- University of Newcastle upon Tyne
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Neurodevelopmental conditions account for the majority of disability in children, and a common symptom is severe and chronic drooling. Drooling is associated with social embarrassment, increased carer burden and a risk of pneumonia. Newcastle research identified that one type of medication used to treat drooling (glycopyrronium bromide, GBr) had fewer side effects, such as dry mouth, pupil dilation and seizures, compared to the most frequently prescribed treatment in the UK (hyoscine). This finding informed the 2017 NICE recommendation that GBr be brought in line with hyoscine as a single first-line treatment. In addition, Newcastle research underpinned the MHRA approval of two proprietary GBr drugs; of which one further received EMA, Scottish and Dutch approval. Following licensing to treat drooling in children for the first time, there is increasing use of both generic and proprietary GBr in practice in preference to hyoscine.
2. Underpinning research
Prevalence and significance of drooling in children with neurodevelopmental disorders
Neurodevelopmental impairments and conditions account for the highest proportion of disability in children and young people, with an estimated prevalence of 3-4%Footnote:
https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/252659/33571_2901304_CMO_Chapter_9.pdf . One of the most common symptoms of neurodevelopmental conditions is severe and persistent drooling. Drooling is most commonly seen in children with cerebral palsy (CP), which affects 30,000 children in the UKFootnote:
https://thepacecentre.org/information-centre/stats-facts/ . The rate of drooling in children with CP is around 35%, indicating that around 10,500 children with CP in the UK are affected (R2). Since drooling is commonly seen in children with other neurodevelopmental conditions, the total prevalence is much higher (for example, of the sequentially recruited children with neurodevelopmental conditions approached in R3, only 22/90 had CP). No data exist on the prevalence of drooling across all neurodevelopmental disorders, but, using these figures, an estimate for the number of children with neurodevelopmental conditions who drool is up to 90,000. Drooling is associated with skin problems, social embarrassment, damage to clothes and equipment as well as the more serious risk of aspiration leading to pneumonia. In addition, drooling increases the burden on parents and carers.
Unmet need: the lack of a licensed medication
A Newcastle-run survey of 151 paediatricians (R1) found that medication was the most common intervention for drooling in children with CP. Of the medications used, hyoscine was the most common first-line choice, and glycopyrronium bromide (GBr) the most common second line. Hyoscine has a convenient trans-dermal administration (via a patch changed every 2-3 days), whereas GBr requires oral administration 2-3 times a day. However, the lack of data on the side effects or clinical effectiveness of either medication meant that neither was licensed for treatment of drooling. A 2013 NICE evidence reviewFootnote: highlighted the lack of long-term efficacy and safety data for GBr, as well as its unlicensed status. The licensing of a drug confirms that it has been properly tested, using evidence-based systematic assessment of the quality, effectiveness and side effects.
Newcastle research comparing GBr with hyoscine
Newcastle carried out a randomised trial (R3, protocol paper R2) in 90 children comparing hyoscine to GBr. In this study, children were randomised to receive a hyoscine skin patch or GBr liquid. Dose was increased over four weeks to achieve optimum symptom control with minimal side-effects, then a steady dose was continued to 12 weeks. For both medications, the improvement in the Drooling Impact Score after four weeks was statistically and clinically significant. The five children who provided detailed feedback rated their drooling as ‘good’ or ‘very good’ and said their chin was dry and no longer sore and their clothes remained dry.
Although R3 found both medications to be effective, hyoscine was associated with more severe and frequent side effects, both predictable and non-predictable, that led to cessation of treatment. For hyoscine, 36% of parents reported a predictable side-effect that led to treatment cessation, whereas for GBr this was only 16%. For the non-predictable side-effects, 15% of parents of the hyoscine group reported adverse effects that were relatively severe, such as floppiness and seizures; whereas for GBr only one child out of 38 stopped medication, due to hyperactivity. The paper concluded that when neither medication was contraindicated or definitely preferred, GBr should be the drug of first choice.
These results subsequently informed international licensing and approval of GBr to treat drooling in children with neurodisability, and the impact of this is described below.
3. References to the research
SciVal field-weighted citation impact (FWCI) as of December 2020. Newcastle researchers in bold.
Parr JR, Buswell CA, Banerjee K, Fairhurst C, Williams J, O’Hare A, Pennington L. (2012) Management of drooling in children: a survey of UK paediatricians' clinical practice. Child: Care, Health and Development. 38(2):287-91. DOI: 10.1111/j.1365-2214.2011.01213.x. FWCI: 0.63.
Parr JR, Weldon E, Pennington L, Steen N, Williams J, Fairhurst C, O'Hare A, Lodh R, Colver A. (2014) The drooling reduction intervention trial (DRI): a single blind trial comparing the efficacy of glycopyrronium and hyoscine on drooling in children with neurodisability. Trials. 15:60. DOI: 10.1186/1745-6215-15-60. FWCI: 0.28.
Parr J, Todhunter E, Pennington L, Stocken D, Cadwgan J, O’Hare AE, Tuffrey C, Williams J, Cole M, Colver AF. (2018) Drooling Reduction Intervention randomised trial (DRI): comparing the efficacy and acceptability of hyoscine patches and glycopyrronium liquid on drooling in children with neurodisability. Archives of Disease in Childhood. 103:371-376. DOI: 10.1136/archdischild-2017-313763. FWCI: 3.13.
4. Details of the impact
NICE recommendation of hyoscine and generic GBr
The 2017 NICE guidance NG62 (EV 1, page 262-4) recommended that both GBr and hyoscine be considered as single first-line treatments for drooling in children with CP. This guidance was informed largely by R3, the only RCT carried out in the UK and the only one to inform “Consideration of economic benefits and harms” (page 263). The guidance noted that although hyoscine was more cost-effective than GBr, it was associated with more problematic side-effects and greater risk of treatment cessation.
Approval of proprietary GBr across Europe
Newcastle research (R3) also informed the licensing of two proprietary GBr drugs for drooling in children with wider neurodevelopmental conditions. First, data from R3 were provided pre-publication under a confidentiality agreement to Proveca, a UK-based pharmaceutical company who manufacture the GBr drug Sialanar. These data allowed Proveca to fulfil the requirements for the European Medicines Agency (EMA) to grant a paediatric use marketing authorisation for Sialanar in September 2016 (EV2), covering all EU member states. Proveca confirmed the essential role played by Newcastle research (EV3): “Newcastle University were kind enough to share with us the results from [R3] prior to its publication. Early access to these data was essential for us to meet one of the required criteria necessary to validate the application within the strict timetable set by the EMA.” Following the EMA approval, Proveca received MHRA marketing authorisation for Sialanar in the UK in September 2016 (EV4). In July 2017, the Scottish Medicines Consortium specifically approved Sialanar for use in Scotland (EV5). In April 2019, the Zorginstituut Nederland (National Health Care Institute of the Netherlands) used R3 as essential evidence in the documentation approving Sialanar for use in the Netherlands (EV3, EV6).
A second pharma company, Company A [name redacted for publication], received an MHRA additional indication for their GBr Drug A [name redacted for publication] in February 2019. This decision was largely informed by R3, as confirmed by the company (EV7): “This approval was a direct result of a body of evidence we submitted to the MHRA. This evidence included seven studies, of which [R3]… was the largest and most relevant.”
Impact on number of prescriptions
Since its approval by NICE in January 2017, the number of prescriptions for Sialanar in England has increased to around 800 per month (EV8, see graph below). Sialanar is only licensed for drooling in children with neurodisability and therefore prescription numbers are a more accurate representation of use in practice than generic GBr, which is licensed for a variety of conditions. In Scotland, prescriptions in primary care have increased to around 70 a month (EV9, see graph below), and the supply of Sialanar in secondary care increased from a total of 250 ml in 2017 (approximately 21 doses) to 4,250 ml in 2019 (approximately 354 doses). Between January and July 31st 2020 alone, 4,330 ml (approximately 361 doses) was supplied (EV10). The number of prescriptions of Drug A specifically for this condition increased from 2,268 in January 2019 to 2,568 in July 2020, as confirmed by Company A (EV7) .
Impact on use in practice
To investigate the preferential use of GBr over hyoscine in practice, a survey of clinicians was conducted in August 2020 and received 77 responses (EV11). Medications accounted for 58.3% of all interventions; as absolute percentages, 16.6% were GBr prescriptions (of which 9.1% Sialanar, 3.5% Drug A and 4.0% as a specially-prepared unlicensed product), and 20.7% hyoscine. The proportion of GBr prescriptions was approximately similar to the previous rate of 14.3% (of which Sialanar 7.1%, Drug A 3.6% and as a special 3.6%). However, there was a substantial fall in the prescription of hyoscine from its previous rate of 64.2%. The main reasons for changing practice were: 42.8% due to the Newcastle trial (R3), 25.7% because families prefer it, 14.2% because of guidelines from their local Trust and 8.6% due to NICE guidelines. In addition, the survey found that 23 clinicians started children on Sialanar each month. Of the children switched to Sialanar, 27.9% were switched from generic GBr and 59.5% from hyoscine. Taken together, these results show increasing use of a well-researched and licensed drug instead of either an unlicensed drug or one with greater side effects.
In summary, Newcastle research into the effectiveness and side effects of medications for drooling in children with neurodevelopmental conditions informed UK and European licensing of one generic and two proprietary drugs. As a result, international prescribing practice has changed, offering children and their parents a treatment for this distressing and potentially dangerous condition.
5. Sources to corroborate the impact
EV1. NICE guideline NG62 January 2017. https://www.nice.org.uk/guidance/ng62/evidence/full-guideline-4357166226
EV2. European Medicines Agency authorisation September 2016. https://www.ema.europa.eu/en/medicines/human/EPAR/sialanar
EV3. Letter from the Chief Medical Officer, Proveca.
EV4. Webpage on Sialanar from the Electronic Medicines Compendium. https://www.medicines.org.uk/emc/product/2301/smpc#ORIGINAL
EV5. Scottish Medicines Consortium Product Update June 2017. https://www.scottishmedicines.org.uk/media/1781/glycopyrronium_bromide_sialanar_abbreviated_final_june_2017_for_website.pdf
EV6. Zorginstituut Nederland summary assessment document (in English) April 2019 available at: https://english.zorginstituutnederland.nl/publications/reports/2019/04/09/glycopyrronium-bromide-sialanar
EV7. Letter from Company A, not publically available.
EV8. NHS England prescription information summary. Original data available from: https://www.nhsbsa.nhs.uk/prescription-data/dispensing-data/prescription-cost-analysis-pca-data
EV9. NHS Scotland prescription information summary. Original data available from: https://www.opendata.nhs.scot/dataset/prescriptions-in-the-community
EV10. Information kindly provided by Primary Care and Prescribing Team, Public Health Scotland, available on request.
EV11. Survey data, not publically available.
- Submitting institution
- University of Newcastle upon Tyne
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Health
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
The most severe type of stroke, large arterial occlusion, accounts for a disproportionately large amount of the stroke disability burden. Newcastle confirmed the high effectiveness of endovascular mechanical thrombectomy (MT) via randomised trial, systematic literature review and meta-analysis. In addition, Newcastle identified that 8,000 stroke patients in England are eligible for MT annually. Finally, the work modelled optimum service configuration for MT units in comprehensive stroke centres (CSCs). Together, this research informed national commissioning of MT services, underpinned planned changes in the numbers of CSCs and increased the number of MTs performed from just over 150 in 2015 to around 1,600 in England in 2019-20, though the number of thrombectomy referrals was reduced by ~28% during COVID-19 pandemic peaks (EV6).
2. Underpinning research
The burden of stroke and the potential value of mechanical thrombectomy
Ischaemic stroke (caused by blockage of arteries supplying the brain) is a huge societal burden and the largest single cause of acquired adult disability in the UK. Large arterial occlusion (LAO) accounts for around 40% of ischaemic strokes and a disproportionately large amount of the disability burden because many LAOs are moderate or severe. At the outset of research, the main treatment for LAO was intravenous thrombolysis (IVT, the dissolution of blood clots using enzymes). However, IVT has low efficacy in LAO stroke and many patients are ineligible due to existing medical problems, recent surgery or other contraindication.
The most effective method for treating LAO is intra-arterial extraction of the clots blocking major brain arteries, known as mechanical thrombectomy (MT). MT can be provided to many of these patients but was only given in <1% of ischaemic stroke casesFootnote:
Sentinel Stroke National Audit report Royal Coll. Phys. London 2016/17 pages 34 & 36. www.strokeaudit.org/Documents/AnnualReport/2016-17-SSNAP-Annual-Report.aspx because the required evidence, equipment or expertise was not yet available.
PISTE
To address this unmet need, the Pragmatic Ischaemic Stroke Thrombectomy Evaluation (PISTE, R1) randomised controlled clinical trial started in 2013 (ClinicalTrials.gov ID - NCT01745692) and was partly coordinated by Newcastle University (Prof White, Co-CI and Prof Ford, Trial Steering Committee Chair). PISTE compared MT in combination with IVT against IVT alone (best medical care at the time) in patients with LAO. Administering MT as fast as possible following LAO was found to be safe and improved clinical outcomes, including improving disability-free survival (R1). Overall, one in three patients had reduced disability after 90 days as a result. Evidence from this trial and others (R1, R2) showed such a clear benefit of MT that the PISTE trial was stopped early as it was no longer ethical to randomise patients into the control arm (R1).
PEARS 2
In 2015, fewer than 150 thrombectomies were performed across the whole of the UK, as stroke services were not configured to facilitate routine MT. The Promoting Effective and Rapid Stroke Services (PEARS) project, led by Newcastle, was started in 2014 to model the reconfiguration of stroke services required for MT to be provided quickly and effectively. The overall aim of PEARS was to improve the effectiveness, efficiency and speed of early management of stroke patients. PEARS 2, the second strand of the project, aimed specifically to model the effectiveness of MT treatment in a restructured service, and to plan and promote its implementation for acute ischaemic stroke patients. This was achieved using a combination of an in-depth review process (R3), professional engagement (R4), and service modelling (R3, R5, R6). PEARS 2 modelling identified that between 9,000 and 10,000 patients per annum in the UK (~10% of stroke admissions) would benefit from accessing a MT service (R3). It also identified that MT could be provided 80 minutes sooner if patients were directed to treatment at comprehensive stroke service centres (CSCs, R5).
Newcastle research formed the evidence basis for the reconfiguration of England’s stroke services, not only showing the effectiveness of MT but identifying how stroke services could be reconfigured to implement MT. The ultimate impact is that more patients benefit from MT and subsequently have improved recovery outcomes, as described below.
3. References to the research
SciVal field-weighted citation impact (FWCI) as of December 2020. Newcastle researchers in bold.
Muir KW, Ford GA, Messow C-M, Ford I, Murray A, Clifton A, Brown MM, Madigan J, Lenthall R, Robertson F, Dixit A, Cloud GC, Wardlaw J, Freeman J, White P, on behalf of the PISTE Investigators. (2017) Endovascular therapy for acute ischaemic stroke: the Pragmatic Ischaemic Stroke Thrombectomy Evaluation (PISTE) randomised, controlled trial. J Neurol Neurosurg Psychiatry. 88:38–44. DOI: 10.1136/jnnp-2016-314117. FWCI: 17.38.
White PM, Bhalla A, Dinsmore J, James M, McConachie N, Roffe C, Young G, on behalf of British Association of Stroke Physicians, British Society of Neuroradiologists, Intercollegiate Stroke Working Party, Neuroanaesthesia and Neurocritical Care Society of GB & Ireland, UK Neurointerventional Group, 2015. (2017) Standards for providing safe acute ischaemic stroke thrombectomy. Clinical Radiology. 72 (2):75.e1–175.e9. DOI: 10.1016/j.crad.2016.11.008. FWCI: 2.75.
McMeekin P, White P, James MA, Price CI, Flynn D, Ford GA. (2017) Estimating the number of UK stroke patients eligible for endovascular thrombectomy. Eur Stroke J. 2(4):319-326, DOI: 10.1177/2396987317733343. FWCI: 4.32.
Halvorsrud K, Flynn D, Ford GA, McMeekin P, Bhalla A, Balami J, Craig D, White P. (2018) A Delphi study and ranking exercise to support commissioning services: future delivery of Thrombectomy services in England. BMC Health Services Research. 18(1):135. DOI: 10.1186/s12913-018-2922-3. FWCI: 1.05.
Allen M, Pearn K, James M, Ford G, White P, Rudd A, McMeekin P, Stein K. (2019) Maximising access to thrombectomy services for stroke in England: a modelling study. Eur Stroke J. 4(1):39-49. DOI: 10.1177/2396987318785421 FWCI: 3.
McMeekin P, Flynn D, Allen M, Coughlan D, Ford GA, Lumley H, Balami JS, James MA, Stein K, Burgess D, White P. (2019) Estimating the effectiveness and cost-effectiveness of establishing additional endovascular Thrombectomy stroke Centres in England: A discrete event simulation. BMC Health Services Research. 19(1). DOI: 10.1186/s12913-019-4678-9. FWCI: 2.27.
4. Details of the impact
Impact on guidance and policy
Newcastle research (PISTE and PEARS 2) has directly informed national guidance and commissioning policy for the provision of stroke services and implementation of MT. Preliminary PEARS 2 work informed recommendations in the 2016 National Clinical Guideline for Stroke (NCGS, EV1). This is a highly influential publication with a proven track record of influencing stroke service provision in the UK for more than 15 years. On page 41 (section 3.5) the guidelines state “ *mechanical thrombectomy (MT) is an effective acute stroke treatment for selected patients with proximal large artery occlusions as an adjunct to IVT … Centres that provide endovascular treatment should meet the professional standards set out by the joint societies’ working group (National Institute for Health and Care Excellence, 2015b, [R2]*”. Furthermore the joint editor of the guidelines confirms that as well as R2, the committee “ had information on the time metrics of MT performance from PISTE, a UK based trial, that matched international comparator trials”, referring to R1 data (EV2a).
The 2018 NICE guideline (NG128, EV3) explicitly references R3 when considering the cost effectiveness of MT on ischaemic stroke treatment. It states “ The committee was informed by a published modelling study [R3]… [which] indicates that 40% of people … are potentially eligible for thrombectomy [MT]”. The guidance also says “ The committee was confident that the economic evidence accurately demonstrates that offering thrombectomy alongside intravenous thrombolysis … is cost-effective compared with current practice… and would therefore be a good use of NHS resources”, and recommends that MT be offered to ischaemic stroke patients as soon as possible after the onset of symptoms (EV3).
Impacts on stroke service provision, stroke specialists and healthcare providers
Following the 2016 NCGS policy decision to commission MT, NHS England published service specifications in 2017 (EV4, EV5). Newcastle research (R2) is one of only 3 national standards informing this document. One of the others is NICE guidance IPG548, which is directly informed by the 2018 NICE guidance (EV3) referenced above and underpinned by Newcastle research.
This MT service specification was rolled out across NHS England in April 2018 and led to substantial changes in the national provision of MT services. The primary change was an increase in the number of large CSCs to implement hyperacute thrombectomy services (EV5). This change is indicated as larger units have better performance metrics for patient outcomes in national audit data (SSNAP) and can provide all treatments including MT. There are currently 24 centres in the UK that provide MT (EV6).
Impacts on patients
Restructuring stroke services and commissioning MT services have directly increased the number of patients receiving MTs as part of routine stroke care. Before PEARS research, figures voluntarily submitted to SSNAP showed that just over 150 MTs were carried out in 2015 (EV2b). Following restructuring, this number has grown annually with approximately 800 MTs carried out in 2017 and >1,200 in 2018 (EV7). As of July 31st 2020, MT numbers had increased markedly in England to an annual rate of >1,600 (EV5, EV7) or from <5% of those eligible to ~20% (EV2a). This was expected to be 1,800-2,000 (EV2a), but due to the COVID-19 pandemic, the number of referrals dropped by 27.7% compared to the first 3 months of 2020 (EV6).
MT has a very powerful treatment effect, as shown in PISTE and other clinical trials (R1, EV8). Given the median age of stroke is around 70 years, functional independence has been the focus of investigation in most studies. A 2019 NHS England Clinical Priorities Advisory Group recognised the benefits of MT, stating that “ 63% of patients treated with thrombectomy [MT] *will be independent or mobile without assistance; with usual care this would be only 43%*”. Additionally, “ 20% more stroke patients treated with thrombectomy will be independent after stroke than those treated using current standard care” (EV9). This Advisory Group was supported by an additional NHS service specification (EV10), itself informed by R2 and NICE guidance NG128 (EV3). The specification has been available online since 2019 through public consultation, although due to the COVID-19 pandemic, it was not published until January 2021.
As stroke is the UK’s leading cause of acquired disability, it has major repercussions amongst families of stroke patients and wider society. LAO stroke is disproportionately responsible for poor outcomes after stroke. Given that 8,000 English patients per annum are eligible for MT treatment, an estimated 1,600 patients per annum will make a good recovery after stroke with a further 1,300 left less disabled than they would have been without MT. Reducing long-term disability in these 3,000 people per annum will have clear societal gains (R6).
In summary
Newcastle research identified that 10% of LAO stroke patients are eligible for MT treatment and modelled the changes required to stroke service centres to optimise care. This led to optimal implementation of thrombectomy care in England and approximately 1,600 MTs performed in 2019-20, quadruple the number in 2016 before PISTE/PEARS, subsequently improving patient recovery and reducing disability.
5. Sources to corroborate the impact
2016 National Clinical Guideline for Stroke (NCGS) 5th edition. Section 3.5
Evidence from the Joint Editor of the 2016 National Clinical Guidelines for Stroke and Clinical Director of the Sentinel Stroke National Audit Programme
Letter of support as the Joint Editor of the 2016 National Clinical Guidelines for Stroke. PDF
Confirmation available on request from Clinical Director of the Sentinel Stroke National Audit Programme. Refer to Corroborator 1 details.
NICE Guideline “Stroke and transient ischaemic attack in over 16s: diagnosis and initial management”, (Guideline NG128) [D] Evidence review for thrombectomy, NICE, Intervention evidence review, May 2019, Section 1.9.2, page 28. PDF. https://www.nice.org.uk/guidance/ng128/evidence/d-thrombectomy-pdf-6777399569
2018 NHS England Service Specification (170034S), “Neurointerventional Services for Acute Ischaemic & Haemorrhagic Stroke”
Letter of support from Senior Manager, National Programme of Care, NHS England evidencing restructure of stroke services based on PEARS2 modelling. PDF available on request
McConachie et al. (2020) – Mechanical thrombectomy for acute ischaemic stroke during the COVID-19 pandemic: changes to UK practise and lessons learned. Clinical Radiology. 75(10):795.e7e795.e13. DOI: https://doi.org/10.1016/j.crad.2020.07.001
SSNAP 2019-2020 annual report. “Number of patients receiving thrombectomies”, Page 34. PDF. https://www.strokeaudit.org/Documents/National/Clinical/Apr2019Mar2020/Apr2019Mar2020-AnnualReport.aspx
Flynn et al. (2017) Intra-arterial mechanical thrombectomy stent retrievers and aspiration devices in the treatment of acute ischaemic stroke: A systematic review and meta-analysis with trial sequential analysis. European Stroke Journal. 2(4):308–318. DOI: 10.1177/2396987317719362
NHS England Clinical Priorities Advisory Group - “Stroke Thrombectomy Service for Acute Ischaemic Stroke”, (URN=1868). PDF. https://www.engage.england.nhs.uk/consultation/stroke-thrombectomy-service/
NHS Service Specification “Stroke Thrombectomy Service for Acute Ischaemic Stroke”, Spec No. 1868, which supports EV10. PDF. https://www.engage.england.nhs.uk/consultation/stroke-thrombectomy-service/
- Submitting institution
- University of Newcastle upon Tyne
- Unit of assessment
- 4 - Psychology, Psychiatry and Neuroscience
- Summary impact type
- Technological
- Is this case study continued from a case study submitted in 2014?
- No
1. Summary of the impact
Newcastle University conducted the first field experiments showing that eye imagery sub-consciously affects behaviour, promoting pro-social behaviour. Posters displaying “watching eyes” were used to reduce cycle thefts at 3 cycle racks on the university campus over a 12 month period by 63% compared to the same period the year before. Newcastle University academics worked with Police forces across the UK to implement “watching eyes” posters as cheap, simple and effective cycle theft interventions. A German police force has also tested “watching eyes” posters as a cycle theft deterrent in their region. Other impacts include other UK universities introducing “watching eyes” posters to combat cycle theft and personal protective equipment companies also independently introducing lines of eye imagery posters after learning of Newcastle research.
2. Underpinning research
Unmet need for simple and effective crime interventions
Crime prevention requires cheap and simple interventions to support ongoing activities as well as quantitative evaluation to inform evidence-based policy decisions. Bicycle theft in particular is a common problem with nearly 400,000 bikes stolen in the UK per yearFootnote:
http://www.cyclist.co.uk/news/412/bicycle-crime-statistics . Approaches to tackle these crimes have included CCTV and improved street lighting but these interventions are expensive and require additionally monitoring and upkeep. Therefore a cheap, simple method of deterring potential thieves is required.
Visual cues to influence behaviour
Newcastle conducted simple experiments investigating the use of watching eye imagery to influence behaviour. First, images of a pair of eyes were displayed in a coffee room next to instructions for contributing to an honesty coffee fund, with contribution to fund used as a metric for honesty. The images of eyes alternated with images of flowers across 10 weeks of investigation. Results showed that in the weeks where “watching eyes” were displayed, contributions to the honesty box increased by three times (R1).This provided the first field evidence of watching being an important cue for influencing behaviour. Further investigation of this phenomena showed that the image of eyes displayed in a university cafeteria, halved the probability of littering and that this effect was strongest when fewer people were present in the cafeteria (R2). The presence of eye imagery on the litter itself was also shown to reduce littering (R3). This confirmed that the effects of subtle cues of observation on co-operative behaviour can be significant in certain real-world contexts.
“Watching eyes” as a deterrent for cycle theft
Newcastle recognised that images of “Watching eyes” could be a relatively cheap and effective method for deterring thieves. Therefore, in collaboration with Newcastle Security Services, a sign was designed displaying a pair of eyes and text saying “Cycle Thieves We Are Watching You” (Figure 1) and displayed alongside cycle racks for 6 months in 2011. The locations were monitored for 12 months before and after the implementation with other cycle racks on campus used as controls. Results showed a significant decrease in thefts of 63% where the signs were displayed (R4).
Figure 1 – the “Watching eyes” poster displayed around the Newcastle University Campus
Further research into the effects of “Watching eyes” posters suggests that the presence of the posters promotes a positive social change in behaviour, rather than enforcing local behavioural expectations. For example, experiments into charitable giving, showed that the probability of participants giving charitable donations significantly increased in the presence of “Watching eyes”, but had no effect on the mean amounts that people donated (R5, R6).
The presence of “Watching eyes” posters therefore encourages positive behavioural changes which can be implemented as a simple and cheap method of crime prevention.
3. References to the research
SciVal field-weighted citation impact (FWCI) as of December 2020. Newcastle researchers in bold.
Bateson M, Nettle D, Roberts G. (2006) Cues of being watched enhance cooperation in a real-world setting. Biology Letters. 2:412–414. DOI: 10.1098/rsbl.2006.0509. FWCI: 7.32.
Ernest-Jones M, Nettle D, Bateson M. (2011) Effects of eye images on everyday cooperative behavior: a field experiment. Evolution and Human Behavior. 32:172–178. DOI: 10.1016/j.evolhumbehav.2010.10.006. FWCI: 6.07.
Bateson M, Robinson R, Abayomi-Cole T, Greenlees J, O'Connor A, Nettle D. (2015) Watching eyes on potential litter can reduce littering: evidence from two field experiments. Peer J. 3:e1443. DOI: 10.7717/peerj.1443. FWCI: 0.57.
Nettle D, Nott K, Bateson M. (2012) ‘Cycle Thieves, We Are Watching You’: Impact of a Simple Signage Intervention against Bicycle Theft. PLoS ONE. 7(12):e51738. DOI: 10.1371/journal.pone.0051738. FWCI: 1.38.
Nettle D, Harper Z, Kidson A, Stone R, Penton-Voak IS, Bateson M. (2013) The watching eyes effect in the Dictator Game. Evolution and Human Behavior. 34(1):35-40. DOI: 10.1016/j.evolhumbehav.2012.08.004. FWCI: 7.9.
Fathi M, Bateson M, Nettle D. (2014) Effects of Watching Eyes and Norm Cues on Charitable Giving in a Surreptitious Behavioral Experiment. Evolutionary Psychology. 12(5):878-887. DOI: 10.1177/147470491401200502. FWCI: 1.57.
Note - This research was not supported by external funding
4. Details of the impact
National Impacts on security
The “Watching eyes” signs have been used by several police forces in the UK to combat cycle theft, including North East London, the West Midlands and Leicestershire Police. In December 2013, as part of the OPERATION OWL neighbourhood watch scheme, the Waltham Forest Borough police force collaborated with Newcastle University to install posters at the top 6 cycle theft locations in the borough. In 2013 police in Waltham Forest Borough (as of 2018, part of the North East Command Unit in London), needed cheap and simple strategies for combating cycle crime which did not distract from their other duties, such as implementing traffic safety initiatives. As such the “Watching eyes” posters were recognised as offering “ the perfect solution to both tackle cycle theft yet still allow police to commit their time to other life saving deployments” (EV1). The posters were supplemented with home visits to known cycle thieves but the officer in charge of the project at the time commented that “ the posters were able to police the problem, even when we were committed elsewhere” (EV1). Between December 2013 and June 2014, there was a 25% decrease in cycle theft at the 6 cycle racks, compared to the same time frame the year before. Notably, one cycle rack saw a decrease of 75%. The drop in cycle theft extended to the rest of the borough which experienced a 14% drop in cycle theft incidents across the borough and an 81% drop around the area of Central Walthamstow between December 2013 and June 2014.
The success of the project led to the use of the posters in other London boroughs and for the posters to be adapted into small flyers to be displayed in front windows to tackle burglary (EV1). The officer in charge of the project noted that “ The staring eyes posters did not do the investigative work for us, but they assisted in creating a brand, which was recognisable to members of the public and criminals alike. This no doubt increased the flow of intelligence we received and elevated the profile of cycle theft as a crime type” (EV1).
Furthermore, 20 posters were put up at cycle theft hotspots at the University of East Anglia between 2013 and 2019 (EV2). The University reports that there were 40% fewer cycle thefts reported on campus than in 2013 and that there was “ a rise in awareness from users of cycle racks. More sightings were reported of suspicious behaviour and a sense of ‘community spirit’ was felt in tackling cycle theft” (EV2).
International impacts on security
In August 2014, the police force of Delmenhorst/Oldenburg-Land/Wesermarsch in Germany became aware of the Newcastle research through press coverage and carried out their own investigation of the effectiveness of the “Watching eyes” posters. After consultation with Newcastle University the police force installed 10 “Watching eyes” posters in 3 cycle locations around the city on 1st August 2014. Signs adapted to include an equivalent “Cycle thieves. We are watching you” phrase in German and were placed in locations which were identified to be difficult or impossible to monitor. Reported cycle thefts were recorded both before (2012-2013, 2013-2014) and after installation (2014-2015) and showed a 40-65% drop in cycle theft numbers after the posters were introduced depending on the location (Table 1, EV3).
Table 1 – Cycle theft numbers from 3 locations in Delmenhorst.
Timeframe | City centre bicycle rack (Fa. Lehnacker) | School bicycle rack (Max–Planck–Gymnasium) | Sports hall bicycle rack (Sporthalle am Stadtbad) |
---|---|---|---|
1st August 2012 – 31st July 2013 | 14 | 19 | 11 |
1st August 2013 – 31st July 2014 (posters were installed after this period) | 17 | 24 | 9 |
Timeframe | City centre bicycle rack (Fa. Lehnacker) | School bicycle rack (Max–Planck–Gymnasium) | Sports hall bicycle rack (Sporthalle am Stadtbad) |
1st August 2014 – 31st July 2015 | 9 | 13 | 3 |
Impacts on public spaces
The ‘Keep Britain Tidy’ campaign used the “Watching eyes” posters in an anti-dog-fouling measure. The posters, based on Newcastle original design, were piloted in 2014 at 120 testing sites across 17 local authorities. The pilot recorded an average decrease in dog fouling of 46% which encouraged further implementation of the posters in 152 local authorities, parish councils and community groups across England. In some of these locations, dog-fouling has been reduced by as much as 90% (EV4). Furthermore, the ‘Keep Britain Tidy’ campaign has won numerous awards including the 2015 Nudge Award, the Guardian Best Ads of 2015, the 2015 Local Government Chronicle Award – High Commendation and the 2016 Charity Award in the Environment and Conservation Category. These have helped to further increase the awareness of the work of the ‘Keep Britain Tidy’ campaign (EV4).
The “Watching eyes” posters have also been used by Boston Borough Council to directly combat fly-tipping and littering. Boston Town Centre was recognised as a significant hotspot for fly-tipping, and littering which negatively impacted local businesses and residents. The area was not protected by CCTV and regular patrols had been unsuccessful in deterring fly-tipping. The incidence of fly-tipping was reduced by 50% for the 3 months that posters were in place at the start of 2014, compared to the same time the year before (EV5).
Economic impacts
Following these implementations and success, the use of “Watching eyes” has become mainstream with the eyes seen extensively within stores and companies producing safety and security signage incorporating watching eyes imagery independent of involvement from Newcastle University. For example, the UK company [Company X] developed a range of signage after seeing reports of the Newcastle University research. They provide this signage through their distributors to construction, safety and security, fire and PPE supplies sectors across the UK [redacted for publication] (EV6).
In summary
Newcastle research found that the presence of Watching eye imagery prompts positive behavioural changes. This simple and effective intervention has been used in the UK to tackle littering and fly tipping and in the UK and Germany to reduce bicycle thefts. The concept of “Watching eye” imagery has now extended into the public space, most obviously by companies developing effective safety and security signage with these designs.
5. Sources to corroborate the impact
Letter of support from Schools and Youth Engagement Sergeant and project coordinator of Operation Owl. PDF
Letter of support from the Security Duty Manager of University of East Anglia. PDF
Letter of support from the Head of Commissioner’s Officer, Central Criminal Service, Delmenhorst/Oldenburg-Land/Wesermarsch Police, Watching Eyes Project. PDF
Letter of support from the Director of Centre for Social Innovation and Keep Britain Tidy campaign. PDF
Letter of support from the Community Safety Manager for Boston City Council. PDF
[Company X evidence. Redacted for publication]