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Submitting institution
The University of Lancaster
Unit of assessment
12 - Engineering
Summary impact type
Technological
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

Research headed by Dr Turvey at Lancaster University defines best practice for the design of glass fibre-reinforced polymer (GFRP) composite materials, beams, columns and bolted and bonded joints used in civil engineering structures. The research has impacted the development of the UK’s Construction Industry Research and Information Association’s (CIRIA) and the European Composite Industry Association’s (EuCIA) design guides [C779 (2018) and JCR (2016)] for GFRP composite bridges and structures. These design guides have significantly influenced the development of Highways England’s document ‘CD 368 – Design of Fibre Reinforced Polymer Bridges and Highway Structures (2020)’ which replaces the Highways Agency’s outdated ‘Design Manual for Roads and Bridges BD 90/05’ (2005).

The design guides are used by international companies, e.g. Atkins, WSP, Jacobs, Network Rail (UK) and COWI (London/Denmark) to design and construct GFRP composite bridges and structures in the UK. They also assist the companies’ design engineers to exploit GFRP’s advantageous properties over more traditional materials such as concrete and steel, i.e. high corrosion resistance, high electrical and thermal insulation, low self-weight and low transportation, construction and maintenance costs, to extend in-service structural life.

Note: FRP is a general term which refers to all long fibre-reinforced polymer composite materials. In this case study it means glass fibre-reinforced and/or carbon fibre-reinforced polymer composite materials

2. Underpinning research

GFRP composites are heterogeneous, anisotropic, elastic-brittle materials which may be tailored to address their advantageous properties. Several manufacturing processes, e.g. pultrusion, resin transfer moulding etc. are used to make GFRP structural profiles and flat sheet for bridges and structures. The ability to tailor material properties and manufacturing processes offers the opportunity to produce optimal GFRP structural profiles. However, on a size-for-size basis their flexural and shear stiffnesses are lower than those of steel and aluminium structural profiles. These factors have increased significantly the research required and the time to develop serviceability and ultimate limit state design guidance for GFRP composite bridges and structures. Thus, whereas limit state design guidance for steel and concrete structures has been available in the form of Eurocodes for three decades, this remains a future objective for GFRP composite structures. Nevertheless, recently the situation in the UK has changed significantly, as the potential advantages of using GFRP composites in infrastructure are recognised more widely and important research developments are being incorporated into limit state design guides such as C779 (2018) and JCR (2016) – precursors to future GFRP composite British Standards/Eurocodes for bridges and structures.

Between 2000 and 2020 Turvey has contributed significantly (37 journal and 35 conference papers) to the research required for limit state design guides for GFRP composite bridges and structures. In 2013, he became a member of a design committee, sponsored by Composites UK Ltd, to develop the world’s first design guide for FRP composite bridges. The guide was published by the Construction Industry Research and Information Association (CIRIA) as ‘Report C779: Fibre-Reinforced Polymer Bridges-Guidance for Designers’ [5.1a]. Turvey was only one of three academic co-authors of C779 (the others being J. Toby Mottram and Wendel Sebastian) and has contributed significantly to its contents, specifically Chapter 5 “Structural Analysis”. This chapter cites eight of his post-2000 papers, including research on the characterization of the rotational stiffness and strength of web-flange junctions of pultruded GFRP profiles via web bending tests [3.3], flexure of pultruded GFRP beams with semi-rigid end connections and tearing failure of web-flange junctions in pultruded GFRP profiles. At 36 pages long, this chapter accounts for approximately a third of the main body of the C779 report.

The European Composites Industry Association (EuCIA) has been tasked by the EU to develop a Eurocode for FRP structures. The first output towards this goal was JCR (2016) [5.8]. JCR cites five of Turvey’s papers. These include [3.1] in the section on beam design and [3.4], [3.5] plus two others in the section on GFRP bolted joint design.

Figures 1 and 2 provide small snapshots of experimental research on buckling collapse of axially compressed short wide-flange (WF) GFRP columns and tensile failure of GFRP single-lap, single-bolt joints. Both figures have been taken from taken from Turvey, G. ‘Testing of pultruded fibre-reinforced polymer (GFRP) composite materials and structures’ in Jiping Bai (Ed.) Advanced fibre-reinforced polymer (FRP) composites for structural applications, (2013), Woodhead Publishing Ltd, pp.440-508. Further information is presented below of Turvey’s research on GFRP beams, columns, joints and characteristic material properties, which contribute to the design of GFRP composite structures

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Figure 1. Three high speed video images showing axially compressed short WF columns: (a) local buckling of web and flanges, (b) initial failure at left web-flange junction (red arrow) and (c) subsequent failure at opposite right web-flange junction [Note: Time interval between states (b) and (c) was 0.001 seconds.]

c

b

a

a

b

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Figure 2 . (a) Technical drawing showing single- lap, single-bolt tension joint and (b) tensile failure of joint showing significant rotation of the bolt and flexure of the laps and their internal delamination.

Turvey’s publications include one of the first research reviews on bolted GFRP joints. Equations for the flexural design of GFRP beams with semi-rigid end connections have also been developed. Additionally, for the first time, serviceability limit state design equations have been derived for bending of unstiffened and carbon fibre-reinforced polymer (CFRP) stiffened pultruded GFRP beams with and without bolted end connections [3.1]. Furthermore, advanced understanding of the buckling, post-buckling and initial failure of axially-loaded GFRP columns has been reported in [3.2]. High speed video imaging pin-pointed the initial failure location of the column’s web-flange junctions (see Figure 1). In [3.3], Turvey was the first to quantify the stiffness and strength of web-flange junctions of WF GFRP profiles using a novel test rig. These junctions are their weak zones due to fibre waviness arising during the pultrusion process. Moreover, the first investigations of hot and wet environmental conditions on the stiffness and strength of bolted GFRP tension joints are reported in [3.4] and [3.5]. In another paper, the longitudinal/transverse and tensile/compressive ultimate stresses, elastic moduli, major/minor Poisson’s ratios and ultimate strains (many not provided in pultruders’ design manuals) are reported for GFRP WF, channel and angle profiles [3.6]. They are used to determine characteristic ultimate stresses and elastic moduli of the GFRP profiles and are compared to the pultruders’ design manual minimum values. The characteristic ultimate stresses are shown to depend on profile size and shape whereas the characteristic elastic moduli are independent of these attributes. Turvey was also the first to provide experimental verification of new performance indices for the design of CFRP stiffened GFRP beams. In addition to [3.1] – [3.6], other seminal research has quantified the effects of: (i) load orientation, (ii) hole clearance, and (iii) temperature/moisture on the characteristic strengths and knock-down factors of bolted GFRP tension joints. These strengths and factors are fundamental for limit state and permissible stress design respectively of these joints. Furthermore, Turvey’s experimental research has also quantified the rotational stiffnesses and strengths of pultruded GFRP bolted beam-to-column and column-to-base joints, both necessary for column buckling/collapse design.

3. References to the research

[3.1]. G.J. Turvey (2006) Structural analysis of CFRP-plated pultruded GRP beams, Proceedings of the Institution of Civil Engineers: Structures and Buildings, 159, (SB2), 65-75.

[3.2]. G.J. Turvey and Y. Zhang (2006) A computational and experimental analysis of the buckling, postbuckling and initial failure of pultruded GRP columns, Computers & Structures, 84, 1527-1537. 102 citations (Scopus).**

[3.3]. G.J. Turvey and Y. Zhang (2006) Characterisation of the rotational stiffness and the strength of web-flange junctions of pultruded GRP WF-sections via web bending tests, Composites Part A: Applied Science and Manufacturing, 37, 152-164.

[3.4]. G.J. Turvey and P. Wang (2007) Thermal preconditioning study of bolted tension joints in pultruded GRP plate, Composite Structures, 77 (4), 509-513.

[3.5]. G.J. Turvey and P. Wang (2007) Failure of pultruded GRP single-bolt tension joints under hot-wet conditions, Composite Structures, 77 (4), 514-520.

[3.6]. G.J. Turvey and Y. Zhang (2018) Mechanical properties of pultruded GFRP WF, channel and angle profiles for limit state/permissible stress design, Composites Part B, 148, 260-271. REF2 Output.

Additional quality indicator:

EPSRC GR/R28386/01, Dr. G.J. Turvey. Awarded 1st October 2001 to 31st March 2005, £251,505.00 [3.2, 3.3].

4. Details of the impact

The research outputs described above are a selection of those that underpin the development of the aforementioned up-to-date Limit State design guides for GFRP bridges and structures, i.e. C779 (2018) and JCR (2016), which replace outdated guides. Further evidence of the research’s impact is given by leading international civil engineering consultancies positively acknowledging the use and importance of these new design guides for the design and construction of GFRP footbridges and structures. They confirm that GFRP structures are: environmentally more sustainable, structurally more efficient, materially more durable, lighter to transport to site and quicker to erect than those made of more traditional materials.

4.1. CIRIA Report C779

The report was first presented to the engineering community in November 2018 in London, and again in June 2019 in Manchester. Turvey attended the London presentation and was impressed that the number of practicing civil/structural engineers, architects, and materials suppliers greatly outnumbered the academics in attendance. Following its announcement on CIRIA’s website, C779 has attracted significant worldwide attention. By July 2020 it had been downloaded more than 2,350 times by civil engineering design and construction companies, and individuals [5.1b, 5.4].

Atkins (Swansea, UK & Epsom, Surrey):
Atkins, a member of the SNC-Lavalin Group, is one of the world’s most respected design,

engineering and project management consultancies. Their Technical Authority (Transportation) Engineer confirms that C779 has had a “very positive impact” on the Engineering industry. As the use of FRP is still relatively new in bridge design, “the publication of this code allows us to reference the relevant parts of this industry standard, which gives further confidence to our clients”. The code has “therefore acted an enabler to get this new material applied into practice” and is being currently used by his company to design 20 FRP bridges over the UK’s new East- West railway [5.2a, 5.2b]. He also confirms that C779 has enabled the Highways Agency’s ‘Design Manual for Roads and Bridges BD 90/05 (2005)’ to be replaced by Highways England’s CD 368 (2020) [5.2a].

WSP (London, UK):

WSP are involved in numerous bridge design projects. Their Technical Director confirms that CIRIA C779 has been “a key advance in the documents available for FRP bridge design” as there “was no similar document available in the UK before this covering how to design FRP bridges and calculate structural resistance”.

WSP are currently using C779 in the in the design and construction of the following FRP bridges: [5.3]

  1. Springkells (Aspatria, Cumbria): 9.5m span highway bridge over a railway.

  2. Saxe Street (Teignmouth, Devon): 15m span footbridge over a railway.

  3. Eatons (Poole, Dorset): 20m span footbridge.

  4. Widewater (West Sussex): 20m span footbridge.

Network Rail (London, UK):

The Operations Manager for Composites UK (the trade association for the UK composites industry) has confirmed that Network Rail is using C779 to design 10 non-station and 2 station FRP footbridges over the Bicester to Bletchley line (part of the new East-West Rail project) [5.4]. These footbridges are part of the 20 FRP footbridges aforementioned under Atkins [5.2b]. The Standedge Aqueduct also forms part of this project and Composites UK confirm that C779 has also been used in this design. The steel aqueduct will be replaced by two 10.2m span FRP aqueducts, which allow the river Colne to flow over the railway. Network Rail’s involvement is due to the aqueduct crossing a railway. The use of twin FRP aqueducts facilitates maintenance by closing one aqueduct for inspection/maintenance whilst the river flows along the other aqueduct. [5.4]

North West Rail [part of Network Rail] also indicated to Composites UK that, following a “Whole Life Cost” exercise for different materials used in bridge construction, it was decided to use FRP footbridges for the East-West Rail project. Design and supply of the FRP decks is based on: 1. American Association of State Highway and Transportation Official’s prefabricated bridge specification, 2. Eurocomp Design Code and Handbook (Turvey was on the committee which developed and wrote this code, and contributed a Case Study) and 3. CIRIA’s C779: FRP Bridges – Guidance for Designers [5.4].

COWI (London, UK & Lyngby, Denmark):

Figure 3 : Futura FRP Station Footbridge, reproduced with kind permission from Marks Barfield Architects and COWI

Embedded image COWI is a multinational consultancy group and is among the leading consultants within complex infrastructure design. The Director of COWI (UK Bridge) highlights that C779 is “very useful” and provides industry practitioners with “much of the FRP design information they need in one place”. COWI is currently using C779 to develop the design of a new typology of FRP station footbridge “Futura” (see Figure 3, left) for Network Rail in conjunction with the National Composites Centre (NCC) [5.5a]. The Chief Executive of the NCC describes this bridge as “ground-breaking” and outlines the huge benefits the use of FRP materials offer, including the “cost-effective nature of their construction and installation”, that they are a “more sustainable solution” and that they are “intrinsically safer” than more traditional materials [5.5b]. The Principal Engineer for Network Rail also adds that these benefits and the corrosion resistant nature of composites will mean “less disruption and impact on passengers when we’re installing and maintaining our assets” [5.5b].The Project Director of Marks Barfield Architects, the originators of the Futura FRP station footbridge concept, indicates that from its inception the footbridge offers the benefits of large scale pre-fabrication and cutting-edge innovative use of GFRP composite materials [5.5b]. COWI also state that they are using JCR (2016), discussed subsequently, as a standard and design approach for their bridges [5.5a].

Jacobs (Manchester, UK)

Jacobs is a multinational company with 52,000 employees worldwide. Their Associate Director of Bridges reports the use of C779 and CD 368 in the design of several FRP footbridges: (i) Lower Otter River Project (comprising three 25m spans), (ii) Raglan Road Footbridge in Lancashire (one 30m span over the railway), (iii) Level crossing replacement footbridge (Network Rail, Winstantow) (one 25m span over a railway) and (iv) Rowell Road Bridge (Essex) (5m span over a stream) [5.6].

4.2. JCR (2016) Design Guide [5.8]

In 2018, JCR (2016) underwent very minor updating and was re-named EuCIA (2018). In addition, in April 2020 a Technical Specification, (derived from JCR (2016) and EuCIA (2018)), was approved by WG4 of CEN TC 250 (the EU’s body for approving Eurocodes) and should become a new Eurocode for FRP structures within two to three years. As discussed above, COWI has confirmed that they are using JCR (2016) as a standard and design approach for their bridges [5.5a].

4.3 CD 368 – Design of Fibre Reinforced Polymer Bridges and Structures

Prior to C779, only the Highways Agency’s outdated ‘Design Manual for Roads and Bridges BD90/05’ (2005) existed. No other UK design guides for FRP bridges were available. In February 2020, Highways England published CD 368. The importance of JCR (2016) and C779 (2018) in the development of CD 368 can be evidenced by [5.2a], [5.7] and page 3 of [5.9]. The General Manager of Lifespan Structures Ltd (London, UK) confirms that they have already used CD 368 in the design of several completed FRP footbridges, with spans ranging from 6m to 12m. Both Lifespan Structures and Jacobs have confirmed that they are also using this code in the design of several ongoing projects [5.7, 5.6].

5. Sources to corroborate the impact

[5.1]. (a) CIRIA Report C779 ‘Fibre-reinforced Polymer Bridges-Guidance for Designers’ (November 2018). Corroborates Turvey as an author of the report and a member of the FRP Bridges Committee (pp. iv, v). Turvey’s post-2000 research is cited 8 times (including [3.3] on p.65). (b) Email from Composites UK Ltd dated 5th March 2020 corroborating over 2000 downloads of [5.1] in 2018 and 2019. Please see [5.4] for further increase by July 2020.

[5.2]. (a) Letter from the Technical Authority (Transportation) Engineer, Atkins and co-editor of CIRIA C779, corroborating C779’s use in the design of 20 FRP railway bridges. Dated 13th November 2020. (b) Email from the same contact corroborating that footbridges for the new East-West Rail Project (as described in [5.4]) are those being designed by Atkins. Dated 24th November 2020.

[5.3]. Email from the Technical Director of WSP corroborating the benefit of C779 in the design of 4 FRP bridges. Dated 24th November 2020.

[5.4]. E-mail from Operations Director at Composites UK confirming the use of C779 in the design of footbridges for the East-West Rail Project and the 2350 downloads of C779. Dated 2nd July 2020.

[5.5]. (a) Statement from the Director of COWI (UK Bridge) confirming the impact of C779 and use in the design of the new bridge design for Network Rail dated 12th November 2020 and (b), Press release from the National Composites Centre regarding the Futura Bridge dated 16th September 2020.

[5.6]. E-mail from Jacobs’ Associate Director of Bridges dated 15th December 2020, confirming use of C779 and CD 368 in their designs.

[5.7]. Email from the General Manager of Lifespan Structures Ltd confirming the use of CD 368 in their designs. Dated 22nd November 2020.

[5.8]. Prospect for New Guidance in the Design of FRP, (JCR, EUR 27666. 2016).

[5.9]. ‘CD 368 Design of Fibre Reinforced Polymer Bridges and Highway Structures’ (Highways England, 2020). The importance of JCR (2016) and C779 (2018) is acknowledged on p. 3.

Submitting institution
The University of Lancaster
Unit of assessment
12 - Engineering
Summary impact type
Technological
Is this case study continued from a case study submitted in 2014?
No

1. Summary of the impact

This case describes the impact of Lancaster research into radioactive contamination measurement on the decommissioning strategy of the Pile Fuel Storage Pond (PFSP) at Sellafield. It has enabled:

  • Sellafield Ltd. to revise the process by which they will decommission PFSP (the largest, open-air nuclear fuel storage pond in the world) to a strategy affording reduced risk to workers, a 99.5% decrease in the volume of radioactive waste arising (from 2,800m3 to 14m3) and a related waste disposal cost saving of GBP140.0 million.

  • Government (Nuclear Decommissioning Authority), to revise their definition of the safe state to be reached, prior to demolition, of PFSP.

  • Commerce, enabling REACT Engineering Ltd. to spin out a new business (Createc Ltd.) and forge a new industrial partnership of Createc with Costain plc.

  • Industry (Createc and Costain), to execute in-situ trials at Sellafield to inform the new policy and to support the revision to process specified above.

2. Underpinning research

The research underpinning this case study began with a project awarded to Prof. Malcolm Joyce in 2006, funded by the Nuclear Decommissioning Authority (NDA). This was awarded in response to his proposal to explore the hypothesis that the depth of radioactive contamination in concrete might be determined, remotely, by studying the relative difference in attenuation of photons emitted by the entrained radioactivity; lower-energy X-rays are attenuated more than higher-energy -rays and the resulting difference in their intensities is related to the depth.

Initial experiments were carried out at laboratory scale in the Engineering Department at Lancaster University, with sealed radioactive sources and bespoke, sand-filled testbeds which were designed and built by Joyce and Shippen (a PhD student supervised by Joyce). A key finding of this research was the successful resolution of caesium-137 at depth via linear attenuation analysis [3.1, 3.2]. This finding was advanced via a subsequent iCASE studentship (awarded to Joyce in 2008 and co-funded by REACT Engineering Ltd. and NDA), to include cobalt-60 exploiting photon scatter [3.3] and principal component analysis [3.4]. This proved the principle at greater depth, in a variety of construction materials and explored the effects of aggregates and voids [3.5] with several calibration testbeds [3.6]. This research was conducted by Joyce, Adams (the iCASE PhD student supervised by Joyce) and Mellor (of REACT Engineering and subsequently Managing Director of the REACT spin-out, Createc Ltd.).

This research demonstrated that the depth of 137Cs contamination in civil engineering materials could be inferred from the relative difference in intensity of -ray and X-ray photons emitted by the entrained radioactivity. Joyce and co-workers also explored the limitations of the technique, in terms of depth and sensitivity, and how it might be scaled up to demonstration facilities. Fundamentally, the research of Joyce et al. provided the insight that features of the radiation spectrum with contrasting energies, such as X-rays and rays from 137Ba and 137Cs, respectively, could be exploited to infer the depth of 137Cs contamination [3.5], given that 137Cs is the most pervasive contaminant nuclide encountered in legacy nuclear facilities. Joyce and co-workers were awarded the James Watt medal for best paper in 2014 by the Institution of Civil Engineers for the research output that constitutes the culmination of this body of work [3.6].

To advance the research towards application, Joyce won a Knowledge Transfer Partnership (KTP, from 2010 to 2012) with REACT Engineering Ltd. on which Shippen was the KTP Associate. In total, 8 journal papers, 8 international conference papers and 2 PhD theses arose from this research. Professor Joyce was employed by Lancaster University 100% for the entire period between 2006 and 2014 during which the underpinning research was done, leading it all.

3. References to the research

[3.1].Profiling the depth of caesium-137 contamination in concrete via a relative linear attenuation model’, Alan Shippen and Malcolm J. Joyce, Applied Radiation and Isotopes 68 (4- 5) 631-634 (2010). 18 citations.

[3.2].Extension of the Linear Depth Attenuation Method for the Radioactivity Depth Analysis Tool’, B. Alan Shippen and M. J. Joyce, IEEE Trans. Nuc. Sci. 58 (3) 1145-1150 (2011). 10 citations.

[3.3].Depth determination of buried caesium-137 and cobalt-60 sources using scatter peak data’, Jamie C. Adams, Matthew Mellor and M. J. Joyce, IEEE Trans. Nuc. Sci. 57 (5) pt. 2 2752- 2757 (2010). 8 citations.

[3.4].The determination of the depth of localised radioactive contamination by 137Cs and 60Co in sand with principal component analysis’, J.C. Adams, M. Mellor and M. J. Joyce, Env. Sci. Tech. 45 (19) 8262-8267 (2011). 10 citations.

[3.5].Depth profiling 137Cs and 60Co non-intrusively for a suite of industrial shielding materials and at depths beyond 50 mm’, J.C. Adams, M. J. Joyce and M. Mellor, Appl. Rad. & Isot. 70 (7) 1150-1153 (2012). 10 citations.

[3.6].Finding the depth of radioactivity in construction materials’, M. J. Joyce et al., ICE Proc. Energy (invited) (May 2013) 166 (2) 67-73 (21st March 2012). Winner James Watt medal, October 2014, ICE News (last accessed Nov. 2020) and Lancaster news, last accessed Nov. 2020.

Citations: Google Scholar

Further quality indicators: Funding awarded to Joyce: 1) ‘Development of a radioactive depth profile analysis tool’, between 1st October 2006 and 30th September 2009, GBP49,000.00, funder: NDA. 2) ‘Depth Profiling’, between 1st April 2008 and 30th September 2011, GBP56,000, funder: NDA/REACT Engineering Ltd. 3) ‘Development and commercialisation of a unique radiation analysis concept’, between 1st August 2010 and 31st November 2012, GBP140,000, funder: UKRI/REACT Engineering Ltd.

4. Details of the impact

Background

The Pile Fuel Storage Pond (PFSP) is a water-filled, concrete structure at Sellafield (see Fig.1 below). It is 100m long, 7m deep and is open to the environment. It was built in 1948 to store the spent nuclear fuel from the UK’s first nuclear reactors that produced plutonium for the UK’s earliest nuclear weapons. It has housed a range of spent fuel from various reactors comprising approximately 1000 different forms of radioactive waste.

PFSP is the oldest and the largest, open-air, nuclear fuel storage pond in the world, and is one of the most hazardous legacies in Europe. It is a UK Government ‘Major Project’, i.e., with an anticipated lifetime cost of more than GBP100.0 million requiring HM Treasury approval. In 2017 and 2018, high-hazard ponds and silos accounted for 29% of GBP2.0 billion spent at Sellafield with PFSP costing GBP20.0 million in that year alone [5.1].

PFSP is deemed a ‘high-hazard’ meaning that it must be decommissioned in a way that will: ‘deliver an end state as soon as reasonably practicable with a progressive reduction in risk and hazard’ [5.2]. For PFSP, this comprises reducing the water level in the pond progressively from 2019 to 2029 (known as dewatering) and operations to place it in a safe state consistent with a subsequent 10-year period of control and maintenance. This will be followed by demolition of the concrete structure. The nature of the safe state referred to above is subject to extensive prescribed detail and analysis, and is particularly important in the context of this case. The detailed description of the state that results from this assessment is known as the defined interim state; for PFSP this is defined below under ‘Context’.

Figure 1: A schematic representation of the PFSP from 'Priority Programmes and Major Projects' (NDA 24102622, 2015)

Embedded image Unlike similar facilities elsewhere (cf., the KW basin at Hanford, USA), the internal surfaces of PFSP were not coated to prevent ingress by contaminated water into its constituent concrete. Consequently, radioactivity has pervaded its structure, severely complicating the ease with which it is dismantled. For example, as the water level is reduced, by way of dewatering, the shielding influence of the water on radiation emitted from radioactivity in its walls will also reduce, increasing radiation exposure. This makes it difficult to estimate the degree of hazard workers will be exposed to after dewatering and increases the uncertainty on how much of the pond structure will need to be removed to achieve the defined interim state, prior to demolition.

This case study concerns impact that comprises: i) a formal revision of the accepted decommissioning process; ii) a revision of the defined interim state; iii) the benefit of non-destructive characterisation evidence supporting these revisions, and iv) the economic benefits to the third parties that have exploited the underpinning research.

Context

Prior to this impact, the 2015 defined interim state (see above) for PFSP was (quoted from [5.2, p.6]): ‘Pond dewatered, concrete liner removed (waste route to be determined), walls without a liner sealed / shielded and R2/C2 radiological conditions achieved. All…debris, …sludge and (radio)activity contained within the pond wall/floor concrete liner will have to be removed from the pond at which time the Interim State will be achieved, and a period of Care & Maintenance commenced prior to Final Decommissioning and Demolition *.*’ Note: ‘R2/C2’ refers to the category of engineered precautions and controls necessary in areas contaminated with radioactivity, where R2/C2 the lowest category of controlled area.

Achieving the 2015 interim state would have required: total removal of the water and removal of the spent fuel, sludge and other wastes from the pond; diamond sawing of the concrete walls into blocks; prizing these blocks off the 20mm-thick bitumen layer beneath them; creation of a new walkway external to the building (thus avoiding increased radiation exposure inside the building due to dewatering) and relocation of the services attached to the old one. With the pond empty, and the shielding effect of the water thus removed, removal of the walls would need to have been done entirely remotely due to the high radiation levels. Further, a dedicated disposal route (i.e., to somewhere proven fit-for-purpose) would need to have been established to store the contaminated concrete blocks. The merit of the 2015 interim state was that removing the concrete liner completely would have reduced the in-situ radioactivity quickly, offering a relatively fast means by which to achieve the interim state. However, the drawbacks were: high dose rates, enhanced engineering complexity, limited characterisation data and the need for significant [levels of] remote operations. [5.2, p.5]. Workshops in April 2017 concluded that the risk with the 2015 scheme was unlikely to be as low as reasonably practicable (ALARP), as required by law.

Characterisation trials that supported a change in the definition of the PFSP interim state

Subsequent to being KTP Associate (see Section 2), Shippen secured a full-time position with Createc Ltd. As a result, the company won a number of industry-based contracts (detailed under Technology transfer etc., below) by which the knowledge and the capability developed in the underpinning Lancaster research was transferred and exploited, including the relationship between photon spectra, attenuation and depth, and knowledge of the apparatus. In March 2014, Createc and Costain sponsored and conducted extensive in-situ trials [5.3] at Sellafield based on the underpinning Lancaster research [5.4, 5.5. 5.6], termed the D:EEP (Estimating Entrained Product) trials. These provided (quoting [5.7] section 7.2) ‘…crucial information because it can be used to determine the minimum amount of wall material that needs to be removed for bulk decontamination’. This assessment supported a change in the strategy to remove the radioactivity by shaving the top layer away from the concrete liner, rather than removing the entire liner itself. The distinction between these approaches is illustrated in Figs. 2a and 2b.

Embedded image

Embedded image

  1. Strategy prior to impact b) Strategy after impact

Figure. 2: Cutaway illustrations of PFSP showing the back wall, bitumen liner and pond floor part-way through preparations to place it in a safe state for long-term maintenance: a) The strategy prior to this impact - pond empty, its wall being cut into blocks placed on the pond floor, for which there was no disposal route. b) Strategy after this impact - water level reduced incrementally (lower dose hence less risk) and wall shaved according to assessment by depth profiling (yielding less radioactive waste of a form compatible with an existing disposal route).

As a result of the application of the underpinning research in the D:EEP trials, the interim state definition was changed in 2017 to require the concrete walls to be shaved to a depth of approximately 10mm, as the water level is lowered at 70-cm intervals (see [5.3, p.45]: ‘The project supported a revised dewatering strategy for PFSP…’) and found [5.8] ‘shaving to 3mm reduced surface activities by more than 90% with no significant reduction with further shaving to 6 and 9mm’, with the benefit that the shavings (being intermediate level radioactive waste, ILW) will be compatible with an existing disposal route. As a result, the revised interim state definition:

  1. Carries significantly reduced risk (both in terms of safety and implementation).

  2. Generates significantly less radioactive waste, i.e., given two walls, 2-m thick, shaved to 10mm and a conservative ILW disposal cost of GBP50,000 / m3, the revised strategy affords a 99.5% reduction in both waste volume ( from 2800m3 to 14m3) and disposal cost ( GBP140.0 million to GBP0.7 million, i.e., packaged volume ILW £9k/m3 + £40k/m3 container, see: NDA Technical note 16518861, conservative since estimates as of February 2012).

  3. The expensive and onerous task of establishing a new disposal route, required for the blocks arising via the original 2015 strategy, is avoided.

  4. The ‘very significant’ cost of operating the facility longer than anticipated in the absence of sufficient characterisation data (‘hotel’ costs) [5.2] and,

  5. The impact of this on future generations, are both avoided [5.6, 5.9, 5.10].

The definition of the interim state, revised due to the Lancaster impact, is [5.2, p.5]: ‘Pond dewatered, walls shaved and/or shielded (when not reasonably practicable to remove the radiological source term) and R2/C2 radiological conditions achieved at the surface of the remaining structure. Residual pond sludge/debris will have been minimised (subject to ALARP) and any residual material immobilised. Shaved/shielded surfaces will be sealed to prevent leaching/carbonation and encast steels will remain in situ. ILW concrete waste generation will be minimised and exported to downstream plants.’. As corroborated by Sellafield [5.9], the resulting change in strategy ‘ is an important step and cannot be underestimated’, and further by the NDA [5.10], this research ‘had a significant and positive impact on helping to define the strategy for dealing with one of the UK’s highest hazard legacy nuclear fuel storage ponds’.

Consequently, the revised approach removes most of the radioactivity while minimising waste volumes and yields waste in a form for which there is an existing disposal pathway. It does not implicate the pond structure, it is easier to automate than concrete block cutting, it reduces the risk of exposure to operators (as the dewatering is incremental and the shielding effect of the water is retained) and it is also achievable more easily on a remote basis than block removal.

Beyond PFSP, the technique has also [5.3, p.45] been ‘tested on a contaminated wall in the FGRP (First Generation Reprocessing Plant))’ and has influenced future plans, i.e., [5.7, sect. 7.2] ‘ underpin the dewatering strategy for the tanks and other legacy ponds at Sellafield’ via trials in the Residual Sludge Tanks (RST) where the benefit of underwater deployment [5.3, p. 45] ‘...means that future expensive dewatering trials may be avoided’.

Technology transfer, industry-based grants, employment and commercial impact

Shippen, the KTP Associate [5.11] at REACT Engineering and researcher on the underpinning research, is now Nuclear Instruments Chief Scientist with the REACT spin-out, Createc Ltd. Fellow former researcher, Adams, is now Senior Radiometric Specialist with Sellafield Ltd. Createc and Costain (combined revenue of more than GBP1.5 billion) formed the D:EEP partnership to commercialise the underpinning research, winning a 5-year, Innovate UK project (GBP350,000 between April 2015 and June 2018) [5.12] (one of a series of related Createc technology development contracts). The D:EEP technology was highly commended in the NDA Group Supply Chain Awards collaboration category and achieved a Sellafield Business Excellence Gold Award relating to its use in the PFSP trials [5.4].

5. Sources to corroborate the impact

[5.1]The Nuclear Decommissioning Authority: progress with reducing risk at Sellafield’ National Audit Office, HC 1126 SESSION 2017–2019 20 JUNE 2018, p.26. Corroborates costs of PFSP project.

[5.2] ‘Review of PFSP Interim State & Dewatering Methods – A Summary Report’, RP-LPSERP-015_Proj_00450_C, Sellafield Ltd., 7th September 2017, pp.5-6, and email from the Science and Technology Manager, PFSP, Sellafield Ltd., 18th November 2019. Corroborates impact of research on PFSP at Sellafield.

[5.3]The 2017/18 Technology Development and Delivery Summary’, Sellafield Ltd, pp.45-46. Corroborates impact of in-situ trials.

[5.4] Government website ‘ Technologies for measuring radioactivity levels in concrete’, NDA 2016, and individual websites Createc, Costain and Costain news (dated 28 November 2019) giving combined information about the trials and confirming Sellafield Business Excellence Gold Award.

[5.5] Createc Ltd. and Costain plc. have prepared a document (hard copy available on request): ‘D:EEP Estimating Entrained Product, case studies brochure’ that has been distributed at the NDA Supply Chain Conference 2018. This provides a very detailed account of all of the case studies and includes a reference to Lancaster University and the research done by B. A. Shippen (the first PhD student, sponsored by NDA) on p.11.

[5.6] Testimonial from Createc Ltd., 22nd January 2020. Corroborating the impact of the work on the PFSP.

[5.7]Annual Research and Development Review 2018/19’, Sellafield Ltd. Corroborates impact of work in determining the minimum level of wall material needing removal.

[5.8]The 2016/17 Technology Development and Delivery Summary’, Sellafield Ltd, p.50. Corroborates no significant different between 3mm shavings and 6mm to 9mm shavings.

[5.9] Testimonial from Sellafield Ltd., 28th July 2020. Corroborating impact of work at the site.

[5.10] Testimonial from the Nuclear Decommissioning Authority, 8th October 2020. Corroborating impact of work on future generations.

[5.11] North West Innovation case book (2014). Evidences the KTP that followed the first NDA PhD bursary on p.22.

[5.12] Press release, dated 15th January 2015 evidencing the Innovate UK funding for D:EEP : ‘ Costain and Createc develop technology set to revolutionise nuclear decommissioning

Submitting institution
The University of Lancaster
Unit of assessment
12 - Engineering
Summary impact type
Technological
Is this case study continued from a case study submitted in 2014?
Yes

1. Summary of the impact

Lancaster’s research on reliability modelling technologies has been used by ST Microelectronics (STM) to achieve mass market penetration of its inertial MEMS (Micro-Electro-Mechanical Systems) products. Since 2014, these inertial devices that include accelerometers and gyroscopes have contributed USD3.5 billion in sales revenue for ST Microelectronics. Markets over this period include the iPhone 4 and 4S (included in 15 million units sold between January and September 2014), the iPhone 5C (included in 22 million units sold between 2014 and 2015), the Nintendo Wii and Wii U (included in 11.9 million units sold between 2014 and 2017) and the Nintendo Switch (70 million unit sold between 2017 and 2020). Penetration into the automotive market has also been achieved that has built upon both reliability and test methodology research delivered to ST Microelectronics by the Lancaster team.

2. Underpinning research

MEMS (Micro Electro Mechanical Systems) are miniaturised components with moving structures having dimensions that are typically between 100 nanometres and 100 microns. These components are manufactured from a substrate material using etching and material deposition processes rather than mechanical assembly and can be manufactured in large quantities at low cost. The technology is well suited to sensing and actuation, offering more compact solutions than conventional technologies. Applications do however typically require high quality at low cost for consumer markets and fault tolerance in aerospace, defence, medical and transport applications.

On-line test and efficient reliability modelling are hence crucial technologies for these products. Led by Professor Andrew Richardson, underpinning research at Lancaster University has focused on the reliability modelling, characterisation and optimisation technology needed to demonstrate that the active structures in MEMS devices can withstand the mechanical and thermal stress typical in consumer market applications. It has also demonstrated that the reliability required by potential customers, together with the test features needed for low cost manufacture and in-field self-test, is achievable.

Early research by Richardson’s team at Lancaster under the EU FP4 “ASTERIS” Project 26354 (1998-2001, EUR1.65 million) had explored the potential for utilising behavioural methods for modelling defects and degradation across the electronics to micromechanical interface within accelerometers, magnetometers and pressure sensors. This built on new inventions at Lancaster involving threshold comparator-based level checking for validating the integrity of microsensors through electrical-only design for test concepts.

Further research conducted by the Richardson Team at Lancaster delivered the first validated and practical solutions for component level fault modelling in microstructures. These findings were initially peer reviewed and published at the SPIE Design, Test and Packaging Conference in 2003 (and extended through invited publication in Analog Integrated Circuits and Signal Processing in 2004 [3.1]. This research was carried out in collaboration with ST Microelectronics (a world leading French-Italian multinational electronics and semiconductor manufacturer with 46,000 employees worldwide and annual revenue of USD9.7 billion) under the EU FP5 project “MACROS” IST-2001-34714 (2002-2005, EUR1.6 million) that produced new behavioural modelling techniques based around applications of Cosserat theory developed since 2002 by Professor Robin Tucker, Head of Lancaster’s Industrial Mathematics Group. This insight opened the possibility of building component models of MEMS structures under different stress conditions that would be difficult if not impossible to construct using conventional analytical techniques. The methodology also supported the modelling of package-induced and residual stress on the behaviour of the MEMS inertial devices. All of this research was conducted by Richardson’s Team at Lancaster and used to validate novel capacitance and optical methods for the exploration of mechanical fatigue in the structural material used in ST Microelectronics MEMS products. The work also covered reliability hazards such as residual and package stress induced in a commercial test structure [3.2]. Within this research, the Lancaster team invented both the modelling methodology and created the specific reliability models for the test structure studied. This research was published in Microsystem Technologies [3.2] and also selected through peer review for publication in the ST Journal of Research (Volume 3 - Number 1 – MEMS, 2005 ISSN:1828-2105).

The extension of this research through the European Network of Excellence in Design for Micro & Nano Manufacture (PATENT-DfMM, FP6-507255 EUR6.2 million, 2004-2009) involved the application of the behavioural modelling strategy deployed on the test structures of [3.2] to a silicon gyroscope test structure supplied by ST Microelectronics [3.3]. This research was carried out in collaboration with ST and informed the evolution of their gyroscope MEMS technology and its subsequent uptake by companies including Apple. The methods used involved the novel application of component level fault models based on Cosserat theory that were realised by the Richardson Team and Till Wiegand, a student seconded to Lancaster from the University of Bremen. This collaborative work with ST Microelectronics stimulated further research by Richardson’s Team into methods of monitoring integrated MEMS technology using test methods that can be activated whilst the device is in normal use in the field. Initial research at Lancaster involved the invention of the “Bias Superposition” method that stimulated interest from QinetiQ, the French National Centre for Scientific Research (CNRS), the University of Paris and Oxley Developments. This work resulted in a major paper in Sensors and Actuators A, written in collaboration with CNRS, QinetiQ and the University of Paris [3.4]. ST Microelectronics, although not included in the author list chaired the industrial advisory board reviewing, advising and guiding this work. The core technique associated with the reported “Bias Superposition” method, involving the injection of test stimuli into the bias chain, was invented at Lancaster. Applications research with QinetiQ [3.5] was also delivered by Lancaster; subsequent application of the Lancaster method to a ST Microelectronics Magnetometer was carried out by CNRS and the University of Paris.

3. References to the research

International academic and industrial collaborators are indicated as such in parentheses following the co-author name. Lancaster authors are in bold.

[3.1]. Wang, C.; Liu, D.; Rosing, R.; De Masi, B (ST Microelectronics).; Richardson, A., " Construction of nonlinear dynamic MEMS component models using Cosserat theory," Analog Integrated Circuits and Signal Processing, Volume 40, Issue 2, August 2004, pp.117 – 130

[3.2]. Eleonora Ferraris , Irene Fassi (IITA), Biagio De Masi (ST Microelectronics), R. Rosing, A. RichardsonA Capacitance and Optical Method for the Static and Dynamic Characterisation of MEMS Devices”, Springer Journal of Microsystems Technologies, Volume 12, Numbers 10-11, pp.1053-1061, September, 2006.

[3.3]. T. Wiegand, D. Peters, R. Laur (Uni Bremen) , A. Richardson, R. Rosing, M. Del Sarto, L. Baldo (ST Microelectronics) “ Model based design optimization of micro mechanical systems, based on the Cosserat theory” Proceedings of Optimization of Electrical and Electronic Equipment OPTIM'08, pp.33-38, 22nd-24th May 2008.

[3.4]. C. Jeffrey, Z Xu, A Richardson, F. Mailly, P. Nouet, F Azais (LIRMM), R.J.T. Bunyan, D.O. King (QinetiQ), H. Mathias , J.P. Gilles (IEF, Paris) “ Sensor testing through bias superposition” Sensors and Actuators, A: Physical 1st May 2007, 136, 1, pp.441-455.

[3.5]. N. Dumas, Z. Xu, K. Georgopoulos, R. J. T. Bunyan (QinetiQ), A. RichardsonOnline Testing of MEMS based on Encoded Stimulus Superposition” Springer Journal of Electronic Testing, Volume 24, Number 6, December 2008, pp.555-566.

Quality Indicators:

100% of research outputs submitted by Lancaster to RAE2008 under UoA25 were judged to be 2* or better. References [3.2] and [3.4] were included in that submission and best represent the quality of the work undertaken.

EU FP5 project “MACROS” IST-2001-34714 (2002-2005, EUR1.6 million)

European Network of Excellence in Design for Micro & Nano Manufacture (PATENT-DfMM,

FP6-507255, EUR6.2 million, 2004-2009)

4. Details of the impact

The author’s REF2014 case study detailed the economic impact, of the research described in Section 2, on the ability of ST Microelectronics to secure contracts for their inertial devices from multinational companies including Nintendo (Wii). This continuing case study details the ongoing economic impact on ST Microelectronics, specifically through sales revenue associated with inertial MEMS products that totals USD3.5 billion since 2014. These devices have had a specific impact on a number of industry sectors including consumer and automotive electronics. Significant contributors to this overall impact [5.4] include the LIS331DLH accelerometer and the L3G4200D gyroscope in the iPhone 4 and 4S (included in 15 million units sold between January and September 2014) [5.2], the gyroscope in the iPhone 5C (totalling 22 million units sold in 2014 and 2015) [5.2], the Nintendo Wii and Wii U (included in 11.9 million units sold between 2014 and 2017) [5.7] and the 6-axis inertial sensors in the Nintendo Switch (totalling 70 million sales between 2017-2020) [5.1]. In the automotive market, the release of products including the AIS328DQ 3 axis accelerometer, the A3G4250D 3 axis gyroscope and the ASM330LHH inertial measurement unit has built on the ability of ST Microelectronics to deploy design for reliability and reliability evaluation methodologies to deliver very low field failure rates at low cost. Here, the work described in section 2 has assisted ST Microelectronics to establish a solid platform for success in the airbag market with growing applications in roll detection and advanced driver assistance systems [5.3].

The application of the research described in [3.1], [3.2] and later in [3.3] supported ST Microelectronics in commercialising new products and processes. The research reported in [3.1] and [3.2] was used to provide reliability data associated with materials, the fabrication process and moving structures within MEMS test devices that was essential to the uptake of ST Microelectronics MEMS accelerometers and gyroscopes. The characterisation technology developed through this research, together with further work with ST Microelectronics on the gyroscope [3.3] also delivered an optimised design and provided ST Microelectronics with enabling reliability analysis tools. The enabling research [3.1-3.3] also provided ST Microelectronics with a means to validate, through simulation, the effectiveness of several reliability characterisation methods in revealing potential reliability hazards within manufactured structures. It also supported research that validated the shock resistance of the original 3D accelerometers and gyroscope sensor to 10,000g, essential for robustness requirements in consumer applications. The penetration of ST Microelectronics inertial sensors into the automotive market has been supported by all the work described above with collaborative research associated with embedded test [for example 3.5 where ST Microelectronics where advisers] providing an important contribution to the methodology associated with “Aerospace Quality at Automotive Prices”.

Benedetto Vigna, President of the Analog, MEMS and Sensor Group and member of the executive group for ST Microelectronics confirmed that the “research collaboration started in 2002 through the MACROS EU project (IST-2001-34714) and extended into the PATENT DfMM Network of Excellence (507255) [outputs include 3.2- 3.5] and beyond during which time your team carried out the modelling and characterisation work associated with the reliability evaluation of our MEMS inertial sensing technology. This work had a significant contribution to ST Microelectronics in both our ability to prove the reliability of this technology and hence achieve market penetration that included the Nintendo Wii and subsequently the Apple iPhone. The modelling and reliability evaluation methodologies that are used today still find their roots in the work that you and your extended team led within these two European projects carried out in collaboration with the MEMS team in ST Microelectronics .” [5.4]

Of significance in the context of market retention is the ease in which reliability evaluation methodologies can be ported between product generations. The 45% footprint reduction achieved within the gyroscope in the iPhone 5 [5.5] relative to the iPhone 4 required both a reduction in the critical dimensions in the MEMS structure and advances in the packing process whilst maintaining competitive levels of reliability. As [5.4] and the extract above from ST Microelectronics indicate, the methodologies delivered have also contributed to this capability and supported the evolution of existing markets with Nintendo [5.6].

In conclusion, the impact of the research detailed in sections 2 and 3 on the ability of ST Microelectronics to penetrate key consumer markets, including the Apple iPhone and Nintendo Switch, in addition to the growing automotive market, is highly significant. As of September 2012, ST Microelectronics had shipped 2 billion MEMS sensors that confirmed its leading global position in MEMS technology for consumer and portable application (Market Analyst IHS iSupply). By August 2020 this had grown significantly to 17 billion parts sold [5.3] with USD3.5 billion in revenue between January 2014 and August 2020 being associated with Inertial MEMS devices alone.

5. Sources to corroborate the impact

[5.1]. Arne Holst, Statista “ Lifetime unit sales of the Nintendo Switch console worldwide from March 2017 to November 2020”, 16th December 2020.

[5.2] S. O’Dea, Statista. Apple iPhone unit production volume by model from 2013 to 2017 Graph showing production numbers for iPhone 4, 4S, 5C and 5S. Dated 27th February 2020

[5.3] Davide Bruno, “ ST has market leadership in MEMS & Sensors with wide & ready portfolio to address Automotive Applications” corroborating ST Microelectronics’ involvement in developing driver assistance systems and sales of 17 billion parts. Dated 10th September 2020

[5.4] Statement from Executive Vice President ST Microelectronics, of the role that Lancaster's research played in their being able to demonstrate the reliability of their MEMS products, leading to MEMS product uptake by Nintendo and Apple. Dated 30th October 2019.

[5.5]. News Article, Research & Markets “ Reverse Costing Analysis of the iPhone 5S MEMS Gyroscope STMicroelectronics 3x3mm”. Shows 45% footprint reduction for iPhone 5. Dated 5th February 2014.

[5.6]. ST Microelectronics Press Release “ Semiconductor Solutions from STMicroelectronics Selected by Nintendo for Nintendo Switch”. Corroborates the evolution of the relationship between ST Microelectronics and Nintendo the use of STMicroelectronics inertial devices in the Switch. Dated 13th March 2017.

[5.7]. Arne Holst, Statista “ Console unit sales of the Nintendo Wii and Wii U from 2007 to 2018” 4th January 2021. Corroborates sales figures for the Nintendo Wii and Wii U for 2014 and 2017.

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